Canadian International Journal for Social Science and Education
Volume 10, January 2017
Volume 10, January 2017
ISNN 2356-847X
Canadian International Journal
of Social Science and Education
CIJSSE
With Support from Canadian Research
Centre for Humanities and Science
www.cijse.org
socialscience@crchs.info
350 Joicey Boluvard
M5M 2W1
Toronto, Canada
Canadian International Journal for Social Science and Education
Volume 10, January 2017
About The Journal
The Canadian Research Centre for Humanities and Science encourages
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Universities to submit their papers for publication in the Canadian International
Journal of Social Science and Education. In addition, The CRCHS will give
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Frequency of Publication
The Canadian International Journal of Social Science and Education is
published twice per year, in January and June.
Chief-In-Editor
Dr.Samah Khalil
Associate Professor at Ontario College for Research & Development
Prof. Dr Tijana Mandić
Religious and Psychological Studies, FDU, Serbia
Gloria Esteban de la Rosa,
Professor at the University of Jaen, Spain
Ahmed Ali (PhD)
Associate Professor of Translation
Dept. of Arabic and Translation Studies
American University of Sharjah
Canadian International Journal for Social Science and Education
Volume 10, January 2017
International Editorial Committee
Dr Nathalie Gosselin, Ph.D.,
Adjunct Professor, Department of psychology, University of Montreal
Dr. Marlyn Morris
Program Manager, CRCHS
Dr. Syed Asad Abbas Rizvi
Saudi Arabia
Dr. Matthias Heinz
Germany
Dr. Wasantha Subasinghe
India
Dr. Mahmoodreza Hosseini
Dr. Isabel Cuadrado-Gordillo
Spain
Inmaculada Fernández-Antelo
Spain
Dr.Adarsh Kohli
India
Dr Lung-Sheng Lee
Taiwan
Dr. Ahmed Alkhalifah
Saudi Arabia
Dr. Mohamed Alamro
Saudi Arabia
Dr.Sang-Heui Lee
Canadian International Journal for Social Science and Education
Volume 10, January 2017
China
Dr. Nadir Ali Kolachi
Dr.Chah Jane Mbolle
Dr.Li, Yiping
Dr.Kaushikkumar Chimanlal
Raval
Dr.Filiberto Toledano
Dr.Jung Hyun RYU
Dr.Flavio Marques Azevedo
Dr.Esra Ceran
Dr. Omar S. Al-Mushayt
Dr. Sergi Kapanadze
Dr. Vicky (Vayia) Karaiskou
Dr. Dejan Marolov
Dr. Mohamed S. Osman
Dr. Francesca Spigarelli
Dr. Dragica Vujadinovic
Dr. Badar Alam Iqba
Dr. Syed Asad Abbas Rizvi
Dr.Adarsh Kohli
Dr. Hong Thi Nguyen
Dr. Andrea Smith-Hunter
Dr. Hetti Appuhamillage Kumudu
DR. Sumedha Sanjeewani
Dr. Balraj Singh Brar
Dr. Mahmoodreza Hosseini
DR. ISABEL CUADRADO-GORDILLO
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Table of Content
The effectiveness of a program based on imagery strategy in developing creative writing
among secondary stage students……..……………………………………….………...…..….…8
The Regulation of Data Protection for Credit Bureaus in the Czech Republic………..…….….17
Empowering Young Entrepreneurs through Financial Literacy(A Case Study of
Vocational School Students in Indonesia)…………………………..…………….……….....……27
Affective strategies and school engagement of abandoned students in learning
process………………………………………………………………………………….……..……...41
The discursive Formations of Female Spirituality: Decentering Phallic Ideologies in Moroccan
Orthodox Hagiography: Reflections on Jaafar Kettani’s Salwat al-anfas and Yusuf Ibn Yahya
Tadili’s Tashawwuf ila rijal attasawwuf………………………………………………………….…………………………………55
THE STORIES IN THE BEHIND BATIK CLOTHS……………….……..………….…………61
THE STORY BEHIND THE FOOD ACCORDING JAVANESE TRADITION….……...……67
Flight Attendants’ Strike on Taiwan’s New Labor Law: A Review of the 2016 China Airline’s
Strike………………………………………………………………………………...………..………72
Change Management in Engineering Educational Institutions A case study from India……...84
Study on Classroom Management and Teaching Efficiency for Filipino High School
Teachers…………………..…………………………………………………………………………93
Connecting curriculum learning and cyberart as a pedagogical innovation to facilitate adult
learning……………………………………………………………………………………..………109
INFLUENCE OF MARITAL CONFLICT ON THE ACADEMIC PERFORMANCE OF
MARRIED STUDENTS IN TERTIARY INSTITUTIONS IN OSUN STATE……………….119
UTILIZATION AND CHALLENGES OF INFORMATION COMMUNICATION
TECHNOLOGY AND ADMINISTRATIVE JOB PERFORMANCE IN ENUGU STATE
SECONDARY SCHOOLS………………………………………..……………………...………135
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Employee Turnover and Correlates as Influencers of Job Satisfaction among Hospitality
Employees in Osun State, Nigeria……………………………………….………..……………..143
Syrrina Ahsan Ali Haque………………………………….…………………..…...……………154
APPLICATION OF QUALITY INDICATORS IN CRITICAL CARE UNITS OF A TERTIARY
CARE HOSPITAL OF HYDERABAD – INDIA…………..……………………162
The Essence of African American Women Identity in Warriors Don’t Cry….…….…..……175
URBAN PROFILING - ASPECTS OF ADAPTION MANAGEMENT AND
PROFILEORIENTED MARKETING FOR A HIGHLY SUSTAINABLE CITY
DEVELOPMENT………………………………………………………………………….….182
INFLUENCE OF PRINCIPALS’ ETHICAL LEADERSHIP BEHAVIOURS ON TEACHERS’
LEVEL OF COMMITMENT IN SECONDARY SCHOOLS IN ANAMBRA STATE,
NIGERIA……………………………………………………………………………….…..…….192
Interpretive Aspects of Human Figure Drawings of Abused Children…….……….…………202
Addressing academic writing needs of ESL (English as a Second Language) undergraduate
students………………………………………………………………………...….………………219
MANIFESTATIONS OF THE PSYCHOLOGICAL EFFECTS OF ALCOHOLIC PARENTS
AND COPING STRATEGIES OF THEIR CHILDREN……………………………....…..…..233
Secondary Mathematics Teachers’ Knowledge of Arithmetic Procedures on Fractions…...…250
CAPITAL BASE AND MICRO BUSINESS PERFORMANCE IN NIGERIA: A BOOTSTRAP
REGRESSION APPROACH………………………………………………………………..……261
The Legal System of the Saudi Judiciary and the Possible Effects on Reinforcement and
Enforcement of Commercial Arbitration…………………………………...……………...…….269
WOMEN and BRITISH LABOUR GOVERNMENTS from 1924 to 1997
Souad GUESSAR…………………………………………………………………..……..………289
Teaching Experiences of the Vocational Trainers in Chinese Cuisine Training for Immigrant
Women in Taiwan……………………………………………………………..…………………..298
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The Inspiration of the Blues on African American Women in The Color Purple by Alice
Walker…………………………………………………………………………………………….304
THE COUMMUNITY: CONCEPT, CALSSIFICATION AND IMPACT IN
MANAGEMENT…………………………………………………………………..…………….310
The Power of Saying “No”………………………………………………………………………323
The Implications of Using a Blended Approach for Teaching Islamic Education
Modules in Girls’ Schools in Saudi Arabia……………………………...………………………327
Parents' self-deception in Naguib Mahfouz's Palace Walk and Arthur Miller's All My
Sons……………………………………………………………………………………..………….342
Decoding the politics of ‘Right to Education’ in India through the Prism of the Disabled…...355
Decoding the politics of ‘Right to Education’ in India through the Prism of the Disabled……370
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The effectiveness of a program based on imagery strategy in developing creative writing
among secondary stage students
Amal Abdullah Abdularahman Alkhudair
Abstract
This study aimed at investigating the effect of a program based on imagery strategy in
developing creative writing skills among secondary stage students in Kingdom of Saudi Arabia.
Thus, this study tried to answer the following question:
To what extent is a program based on imagery strategy effective in developing creative writing
skills among secondary stage students in Kingdom of Saudi Arabia?
This question is divided into the following question:
1.What are the creative writing skills suitable to secondary stage students?
2. What are the kinds/ patterns of imagery that should be taught to secondary stage
students?
3.To what extent is a program based on imagery strategy effective in developing
creative writing skills among secondary stage students in Kingdom of Saudi Arabia?
In the light of the this, this study aimed at developing both teaching and learning
processes through:
1. Linking language to thinking through identifying the creative writing skills suitable to
secondary stage students.
2. Training students to use imagination, which leads to having the ability to organize their
mental processes and ordering them in a way that corrects one's way in life.
3. Determining to what extent a program based on imagery strategy is effective in
developing creative writing skills among secondary stage students in Kingdom of Saudi
Arabia
The study
Imagination is no longer an educational choice; it is rather an indispensible necessity. This is
because "developing learners' ability to think leads to deeper understanding of the content they
learn since the basis of learning is thinking" (Khedr and Alashkar, 2003:102).
Consequently, teaching for the sack of thinking and creativity acquires an increasing importance
as a need for the students' success and developing both school and society (Alsameer and
Hawamda, 2007: 103).
Developing thinking skills considering them one of the important aims of teaching is not an
arguable issue. However, achieving this aim is lacking and the teaching behavior for its
development is not enough (Karam, 1992: 15 and Newmann,1995,P:15).this lead to the
discrepancy of the studies in identifying the reasons behind this. Some studies pinpoint the poor
level of teacher's teaching competency (Karam, 1992:45 and Bakkar, 1425:55). Other studies
attribute this to misuse of student- based teaching methods (Khedr and Alashkar, 2003: 103).
Another group of studies highlight poor recognition of the relationship between language and
thinking which led to the students' poor level in communication skills (Alkadi, 2007:7). The
student needs manipulating language in its whole form (Mousa and Salama, 2004:88). Therefore
many studies recommended that great attention be paid to language creative skills and setting
Canadian International Journal for Social Science and Education
Volume 10, January 2017
specific lists of these skills such as Alhawy (2007:192). "For the learner to be able to write
clearly and efficiently, he has to think deeply and for his writing to be powerful and creative, he
has to have creative thinking skills as well (Abdulazeem, 2009: 36). This is because creative
writing is one of the complex intellectual processes. It is also a distinguished academic activity
and a form of the growth of thinking ability and control of language skills at the word, structure,
affect levels in a literary way that is distinguished by beauty of expression and preciseness of
description and cleverness of imagination. Creative writers do not only have powerful
recognition but also delicate sensitivity towards emotions and human feelings which they deal
with in their writings. They are able to transmit them to their readers through creative use of the
language. This is because they seek balancing their individual views of the world to the
international views (Goh&Goh,1996,P156), be this in poetry or prose.
Educational recently psychologists paid attention to experimenting methods of learning creative
skills and training on them for the sake of developing performance. Therefore, cognitive
researchers started to care for educational strategies which puts students in long term intellectual
environments in order to raise the awareness of humans of their work. This necessitated what is
called active mind habits (Alsabbagh, Benten and Algeid, 2006: 704; Costa & Kallick, 2000, B1,
21-39; Costa & Kallick, 2009, 8-13)
In spite of a person's possession of thinking skills, he has to make use of the various
opportunities to apply them from time to time. He should also have the true desire to use the
different strategies to execute these skills according to the conditions and situations, and to
evaluate their effectiveness. The process of forming mind habits does not happen just by having
these basic skills and abilities which are needed for their execution but it happens in the
existence of the desire and disposition to apply them in the suitable situations and times
(Tishman,2000,PP41-50)
Wineburg (2003) emphasizes the importance of focusing on learning outcomes and the
educational and converting them to a repeated behavior and a stable method in the learner's life,
used as a guide to all his work since those mind habits affect, considering them individual
obligations, people's behaviors in society. They represent a teaching theory of what and how
people should learns. It depends, as other methods, on a basis of beliefs, values and old tools for
discovering these bases and practicing critical examination of views and beliefs Costa & Kallick,
2000\2003, B1, P42).
Mind habits are a group of skills, attitudes and values which enable a person to build
performance preferences, or the intelligent behaviors based on stimuli and cues he meets, leading
him to select a mental process or performing a behavior from a group of available alternatives to
face a problem or an issue, or behaving effectively and continuing in this way (Noufal, 2008:
68). The habit of imagination gives the topic we study constructive information that is similar to
that we get from direct concrete experience since the imagined image affects our judgments and
our cognitive thinking styles (Thomas,1997) and the technical manual skills and concepts.
Imaginations used in learning helps in accelerating mastery and deepens emotional development
and awareness of internal life where learners' attitudes and dispositions grow (Nagy, 2007: 5).
Different studies proved the positive effect of using imagination on different variables such as
intelligence and creativity such as Alsafy (2005), Khalifa (1994), Leboutillier & Marks (2003),
and Ceci & Loftus (1994).
Canadian International Journal for Social Science and Education
Volume 10, January 2017
In spite of the effectiveness of using imagination in teaching, little attention is paid to it in
education in general and the Arabic language in particular. Alrabey (2009) revealed that little
explicit attention is paid to mind habits including imagination in reading curricula. Some few
phrases were available in the textbook and needs a great effort from the teacher toraise students'
awareness of them; the book does not try to explain these habits significantly either.
Since language is the basis, a person may have an internal language and an expressive language
to be able to develop imagination (Costa and Kalike cited in Abdelghany, 2003:15). Words and
meanings are symbols of thinking considering it a mental process. They are tools of human
thinking whose acquisition needs more mental recognition, comparison, abstraction and
generalization. Thinking is a basic condition for language development and vice versa. Through
the ideal relationship between them, creativity is achieved among learners (Tabaa, 2008:485486) at the different stages, in general, and at the secondary stage, in particular. Secondary stage
students are characterized by their ability to learn and acquire skills and knowledge,
completeness of the higher order functions and distinctiveness of individual differences, level
and scope of attention among them, and their need for learning that is based o inference and
deduction increases (Moustafa, 2000:23).They also have inherent capabilities and creative
mental abilities that need to be used and invested. Writing is very important to those students
because, in writing, the student moves from abstraction to concreteness. Consequently, the desire
for expressing his different emotions and feelings about the world he lives in increases. The
student at the secondary stage longs for participating in current events and needs writing in
different areas. Therefore, kinds of expression at this stage vary according to the these areas in
order to be once a function and creative another (Koura, 1972:190).
Bintz and Henning-Shanon (2005, 35-38) revealed that secondary stage students are able to write
poems even if they are poorly motivated in this area. They do this by mixing training on deep
thinking and the perfect art work and focusing on integrating them, linking this to analysis of
good texts chosen by the students according to their experiences, in addition to paying attention
to developing the listening skill during teaching. Therefore, developing thinking and creative
skills and addition to using effective teaching methods with the help of content and instructional
aids to achieve the objectives are a must (Mohammad, 2007:52-53).
Some studies recommended designing educational and training programs for developing creative
thinking skills, in general, and creative writing skills in particular such as Alkhasawna
(2004:107), Alsous (2003:113) and Allouzy (2005:201). In spite of this, some studies revealed
the poor level of developing creative skills during teaching in the areas of creative writing and
poetry such as Bintz & Henning-Shanon (2005). Atteya and Hafez (2006:166) pinpointed that
"secondary stage students suffer from their poor level in creative writing skills. This level
appears in their lacking the ability to make use of the introduction, pinpointing the main ideas,
joining themain ideas together in a logical sequence that leads to a complete vision of the written
text". This also included teachers. Alshehry (1427:111) revealed the poor level of the Arabic
language teachers in language fluency during explaining the literary texts to secondary stage
students. The percentage of those who got excellent did not exceed 7.1% of the study
participants. Bazaraa (1429:164-166) showed the low level of the language teachers in
expressive and intellectual fluency. 60% of them were poor. This is in addition to paying little
attention to students, encouraging them and reminding them of their strengths, schools' lack of
the essential characteristics that make them supportive environments for developing creative
skills among students. Alqarny (2008:316) revealed the low level of the values of developing
thinking, as one of the educational cultural values, which reached together with the other cultural
Canadian International Journal for Social Science and Education
Volume 10, January 2017
values 10.24% of the total educational values included in the poetry texts assigned in the
literature taught to secondary the stage in Kingdom of Saudi Arabia (KSA). Alaweidy
(2006:148-149) showed that curricula of teaching writing at the general educational stages in
KSA are concerned with training on creative writing skills in the area of prose and are not
directed to training students on creative writing in the area of poetry in spite of the fact that
literature in teaching the Arabic language shows that students study creative writing in poetry
and prose in Writing Course at the secondary stage. The study also revealed some challenges,
from the supervisors' point of view. These included the absence of programs shown to teachers
in this area and the difficulty of teaching poetry.
Based on this, and believing in the importance of developing the ability of imagination and its
effect on the learners' ability to self-learn, think in problem solving, generate ideas and ask
questions related to areas in his life (Alqadi, 2007:5). From the researcher's experience in
training student- teachers, the researcher observed their poor level of developing imagination
among their students, neglecting developing the listening skill, listening comprehension in
addition to neglecting asking students which helps in bridging the gab between what they know
and what they do not know. The researcher also observed the student-teachers' poor level in
developing creative writing skills among their students.
To make sure of the results of the studies, the researcher conducted a pilot study that included
content analysis of 20 models of test questions in language courses for third year secondary stage
students. The pilot study revealed that they are not comprehensive concerning creative writing
skill such as fluency, flexibility, sensitivity to problems in meanings, spontaneous and adaptive
flexibility in style.
The researcher also interviewed Arabic language teachers and supervisors to know the reasons
for neglecting students' training on creative writing skills. The interviews revealed that the
reasons are the difficulty in learning its skills, and that the objectives of teaching writing do not
include them and limit them to creative writing in prose only. In addition, Arabic language
teachers are not trained on teaching creative writing at the pre- or in-service program, students'
level in creative writing is poor, and students' numbers are big, leading to inability to give them
equal opportunities in developing these skills.
Consequently, there is a need to suggest a program based on imagination for developing creative
writing skills among secondary stage students. This is an attempt to link imagination to creative
writing skills due to the students and teachers' need for this program which was not designed in
its light. There is no program for linguistic creativity, to the best of the researcher's knowledge.
In spite of the importance of these programs and their effectiveness (Tishman, 2000 and Gutman,
2002), they did not deal with creative writing skills. This study will design a program and
identify its effectiveness in developing creative writing skills based on results of the previous
studies and making use of their recommendations. This will contribute to developing language
teaching .
Problem of the study is identified in investigating the effectiveness of a program based on an
imagery strategy in developing creative writing skills among secondary stage students in KSA.
This study sought to answer the following main question: "To what extent is a program based on
imagery strategy effective in developing creative writing skills among secondary stage students
in Kingdom of Saudi Arabia?" This question is divided into the following question:
1.
What are the creative writing skills suitable to secondary stage students?
2.
What are the kinds/ patterns of imagery that should be taught to secondary stage
students?
Canadian International Journal for Social Science and Education
Volume 10, January 2017
3.
To what extent is a program based on imagery strategy effective in developing
creative writing skills among secondary stage students in Kingdom of Saudi Arabia?
In the light of the this, this study aimed at developing both teaching and learning processes
through:
1Linking language to thinking through identifying the creative writing skills
suitable to secondary stage students.
2Training students to use imagination, which leads to having the ability to organize
their mental processes and ordering them in a way that corrects one's way in life.
3Determining to what extent a program based on imagery strategy is effective in
developing creative writing skills among secondary stage students in Kingdom of
Saudi Arabia.
To answer these questions and achieve the objectives of the study, the following procedures were
followed:
1. Conducting a pilot study that included content analysis of 20 Arabic language tests for
third year secondary stage students. Results showed that they do not include what
develops each of creative writing skills, such as fluency, title, intellectual flexibility,
flexibility and originality, elaboration, sensitivity to problems in meanings, spontaneous
and adaptive flexibility in style, adaptive flexibility in using imagination and sensitivity
to problems in technical validity.
2. The researcher interviewed a sample of Arabic language teachers and supervisors to
know the reasons behind neglecting training students on creative writing skills. The
interviews revealed that the reasons are the difficulty in learning its skills, and that the
objectives of teaching writing do not include them and limit them to creative writing in
prose only. In addition, Arabic language teachers are not trained on teaching creative
writing at the pre- or in-service program, students' level in creative writing is poor, and
students' numbers are big, leading to inability to give them equal opportunities in
developing these skills.
3. Identifying creative writing skills through identifying the creative thinking skills suitable
for creative writing, and identifying the micro skills for each macro skill .
4. Identifying the patterns of imagination, and the basic and compound thinking skills, and
characteristics of the secondary stage students with regard to imagination .
- Designing a program based on imagination strategy that aims at developing creative
writing skills as follows: selecting the design model and identifying the direction of the
program in teaching imagination for developing creative writing skills, identifying the
principles of designing the program and its objectives and students' characteristics. Then,
the program content is prepared and teaching strategies selected; learning and teaching
activities and aids ar :prepared.
- Pre-tests were administered to the participants, the program was taught with formative
tests, and finally, the post-tests were administered.
- A teacher's guide was prepared for anyone who will use the program. A student' guide
was also prepared along with a guide of imagination – based expectancies.
Tools of the study included Scale of Creative Writing Skills (SCWS), a Rubric for Scoring
Creative Writing Skills (RSSCWS) and a Test of Understanding Creative Writing Skills
(TACWS).
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Data was statistically treated using Pearson Correlation for calculating internal consistency, Alph
Krounbakh Coefficient was used for calculating reliability, t-test was used to calculate the
difference between the mean scores of the control and experimental groups and Eta Squared ɱ2
was used to estimate effect size.
The study reached many findings among them are:
1. There was a statistically significant difference at 0.05 between the mean scores of the
experimental and control groups post tests in the SCWS and the TACWR in favor of the
experimental group.
2. The percentage of the interpreted variance caused by the experimental treatment
(represented in training on the program for developing creative writing skills) is
estimated as 68%. This is considered a high effect of the independent variable according
to the results of administration of the SCW. The percentage of the interpreted variance
caused by the experimental treatment (represented in training on the program for
developing creative writing skills) is estimated as 98%. This is considered a high effect of
the independent variable according to results of the TCCWS. This is because in
interpretation that is more than 15% is considered high. This indicates that the program is
highly effective in developing creative writing skills among the participants.
In the light of the results, the researcher recommends the following:
1. Making use of the list of creative writing skills in designing and evaluating the Writing
and "Literature and Texts" curricula.
2. The necessity of including courses for training on practicing mind habits among the
different educational stages and integrating them with the other subjects specially Arabic.
3. Relating each mind habit to the educational stage suitable for its training; thus
distributing training on mind habits to the different stages.
4. The necessity for training Arabic language teachers on teaching creative writing through
practicing imagination which leads to engaging students while teaching and makes her
responsible for her learning.
5. Making use of the SCWS for secondary stage students when evaluating creative writing
skills and in the studies which deals with creative writing skills.
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Canadian International Journal for Social Science and Education
Volume 10, January 2017
The Regulation of Data Protection for Credit Bureaus in the Czech Republic
Jiří Rajl, University of Economics, Prague, The Czech Republic
Abstract
The purpose of this paper is to identify the influence of EU legislation on Czech law in relation
to data processing for credit bureaus. This paper reviews how financial institutions use credit
bureaus as instruments for evaluating creditworthiness based on accessible data. It concludes
with a discussion of the question of how the local data protection authority exercises its
discretion in relation to the broad EU law.
Key words: Credit Bureau, Data Protection, Financial Market Regulation, EU Legislation.
JEL classification: G18, K36.
1 Introduction
Since the Czech Republic joined the European Union, local legislation has been significantly
affected by regulations set by European bodies. Because credit registers process information
about the clients of banks and financial institutions, that data processing is regulated not only
from the point of view of personal data protection, but also to protect the consumer on the
financial markets, who is regarded in legislation as the weaker counterparty. The consumer, to a
certain extent, cannot have at his disposal the extent of information available to the financial
institutions, and the more complex the products used by the consumer are, the more the resulting
information asymmetry is manifested on the credit market.
Consumer protection is a pan-European issue, which is enshrined in European legislation within
the Treaty on the Functioning of the European Union1, the Charter of Fundamental Rights of the
European Union2, and various European Union directives, above all Directive 2011/83/EU of the
European Parliament and of the Council of 25 October 2011 on consumer rights, amending
Council Directive 93/13/EEC and Directive 1999/44/EC of the European Parliament and of the
Council and repealing Council Directive 85/577/EEC and Directive 97/7/EC of the European
Parliament and of the Council3.
The aim of credit market regulation is to protect the consumer, to limit his level of overindebtedness by checking his creditworthiness, and to ensure that the obligation to inform the
clients is fulfilled sufficiently to allow them to evaluate all aspect of the product they are using,
or any product they plan to use.
The obligation to check the consumer´s ability to pay off a loan is a principle which, in practice,
financial institutions uphold by using credit registers and sharing information about their clients.
Obtaining detailed information about the paying off of existing obligations and the overall
1
Source: EUR-Lex [on-line], http://eur-lex.europa.eu/legalcontent/EN/TXT/?qid=1478292423256&uri=CELEX:12012E/TXT.
2
Source: EUR-Lex [on-line], http://eur-lex.europa.eu/legalcontent/EN/TXT/?qid=1478292535755&uri=CELEX:12012P/TXT.
3
Source: EUR-Lex [on-line], http://eur-lex.europa.eu/legalcontent/EN/TXT/?qid=1478260092154&uri=CELEX:32011L0083.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
behaviour of clients regarding credit products is the basis for quality evaluation of a client´s
future behaviour. Financial institutions do not, therefore, have to rely only on information
supplied by the client himself, but are able to verify that information. The existence of credit
registers on any given market does not, however, represent a solution which prevents the overindebtedness of clients in all cases. For example, in the Czech Republic all banks and financial
institutions are able to participate in credit registers or use available data, but it is not obligatory.
The standard of legislation varies from country to country, and there are different approaches in
different countries. Credit registers may be private or operated by the central bank. They may be
set up on the basis of legislation, or they may be without legislative support. In the Czech
Republic there is a credit register operated by the Czech National Bank 4 and three other
significant registers5,6,7. Until this year, the legislative framework was only general, but then, due
mainly to the transposition of European law into Czech law, there were several changes which
have a significant impact on credit registers, either directly or indirectly.
2 The impact of changes in legislation
In western countries, credit registers have a long tradition. Having their own financial history
verified is a standard practice for the clients of banks and financial institutions in developed
economies. Credit registers were established in the Czech Republic more than 15 years ago, but
they are still generally viewed by consumers as the processors of negative information.
Consumers fail to recognise sufficiently the benefits they receive from the processing of positive
information, in particular the speeding up of the credit process as well as other advantages with
institutions that use credit registers.
In this respect, legislation focuses mainly on strengthening the protection of the consumer from
over-indebtedness and strives to strengthening the status of credit registers as instruments for
effectively checking the creditworthiness of debtors.
To what extent, however, are financial institutions able to check creditworthiness using credit
registers? As recently as a year ago, the processing of the personal data in registers was regulated
only by law no. 101/2000 Coll. on the protection of personal data, which requires the consent of
the subject whose data is to be processed by a register. An exception to this law is found in law
no. 21/1992 Coll., on banks (§ 38a), which permits banks to process personal data and to share it
with other banks even without the clients´ consent. In 2001, on the basis of this exception,
certain banks set up the Client Information Bank Register, which gives them access to their
clients´ credit reports, allowing them to check their creditworthiness, trustworthiness and
payment morale.
Three years later, based on the same model, the Non-bank Client Information Register was set
up, initially mainly for bank subsidiaries which did not have a banking licence, and whose
product focus was primarily on financial leasing. The processing of information in this register is
not subject to the exception granted by the law on banks and is, therefore, regulated by the
general legal regulation, that is, it requires the client´s consent.
4
Source: Czech National Bank, Central Credit Register,
http://www.cnb.cz/en/supervision_financial_market/central_credit_register/index.html.
5
Source: CBCB – Czech Banking Credit Bureau, a.s., Bank Credit Information Register, http://www.cbcb.cz.
6
Source: CNCB – Czech Non-Banking Credit Bureau, z.s.p.o., Non-Banking Credit Information Register,
http://www.cncb.cz.
7
Source: SOLUS, z.s.p.o., http://www.solus.cz.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The verification of creditworthiness using a register which requires the consent of the subject of
the data is, to a certain extent, a limited solution, which was a reason for the changes in
legislation, primarily the amendment of law no. 634/1992 Coll. on consumer protection by law
no. 378/2015 Coll., which came into effect on 1 February 2016. The law on consumer protection
now includes an amendment regulating credit registers (so-called information databases on the
creditworthiness and trustworthiness of consumers according to § 20z and 20za) and the
processing of, primarily, negative data by those registers.
This amendment to the law defines the processing primarily of negative data in the registers
which operate according to that law. It is, however, still necessary to obtain the clients´consent to
the processing of positive personal data too8, and for comprehensive credit registers which
include both positive and negative data, this law represents only a partial solution. In addition,
the law sets detailed regulations for the functioning of credit registers and even introduces
restrictions which have a negative impact on existing registers, eg. a change in the length of time
taken by the processing of personal data. In this case, the regulation of credit registers was based
on the need of the vendors to share information on the consumers´ long-term debts. The
definition focuses therefore more on sectors other than the financial or credit market, since it is
more general and provides room for the creation of a so-called multi-sector register of payment
information. When the amendment to the law on consumer protection was being debated, many
argued that information about the register should not be a subject of the amendment, since,
basically, it was not about consumer protection, but rather about the protection of vendors. There
is some truth to that argument. However, it tendentiously points to an ideal state of affairs in
which consumers behave responsibly, which is not always the case. The consumer protection
provided by a register is, therefore, de facto indirect protection from one´s own irresponsible
behaviour and moral hazard.
The law defines the notification obligations of the vendor, which means that the consumer must
be informed sufficiently and in advance of the entry of any record of his debt in the register. A
vendor who shares information about a consumer within the framework of the register, which
processes data according to the law, is obliged to inform the consumer in advance about the
sharing of the information. If, in addition, the vendor shares information about the debt payments
with which the consumer is in arrears, he is firstly obliged to call on the consumer to pay off the
debt and only afterwards to send the information to the register. Obtaining information from the
register is thereafter always connected with a specific commercial case and requires the
consumer´s consent to the retrieval of positive information from the register. The consumer may,
therefore, prevent the vendor from obtaining and reporting positive information, if he does not
give him permission. The definition of a register according to the law – as has already been
stated – applies more to the operation of negative registers processing data about overdue
receivables from consumers.
In addition to the amendment to the law on consumer protection, a further significant change was
the transposition into Czech law of Directive 2014/17/EU of the European Parliament and of the
Council of 4 February 2014 on credit agreements for consumers relating to residential
immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU)
No 1093/20109. The directive was transposed into Czech law and new Consumer Credit Act,
8
Or notification, see below.
Source: EUR-Lex [on-line], http://eur-lex.europa.eu/legalcontent/EN/TXT/?qid=1478260981072&uri=CELEX%3A32014L0017.
9
Canadian International Journal for Social Science and Education
Volume 10, January 2017
which comes into effect on 1 December 2016 as law no. 257/2016 Coll., took over the
transposition adjustments of Directive 2008/48/EC and repealing Directive 87/102/EES, which
was contained in derogated Act no. 145/2010 Coll., on consumer credit.
The banking market is much more strongly regulated than the non-banking market. From the
point of view of the protection of the financial market and the economy, this stronger regulation
of the banking market is logical. Banks receive deposits from households and, should the
banking houses get into trouble, there is a much greater impact on the market than when there are
problems with non-banking financial institutions. The new law on consumer credit nevertheless
restricts regulatory differences and, due also to that law, the regulation of the non-banking
market is approaching the level of bank regulation, at least within the framework of the credit
market. The new law, for example, strengthens the out-of-court settlement of disputes and
adjusts the supervision of the non-banking market. In connection with the out-of-court settlement
of disputes and proceedings by the Financial Arbiter, in addition to the directives mentioned
above, the law now also includes Directive 2013/11/EU of the European Parliament and of the
Council of 21 May 2013 on alternative dispute resolution for consumer disputes and amending
Regulation (EC) No 2006/2004 and Directive 2009/22/EC (Directive on consumer ADR)10.
The new law on consumer credit offers the possibility of processing personal data in the credit
registers without the clients´ consent (§ 88) in the same spirit as in the law on banks. Financial
institutions thus also have at their disposal an exception from the law on the protection of
personal data analogous to that which the banks have. From the point of view of the law, they
can, therefore, verify the creditworthiness of debtors in the same way and to the same extent that
the banks can. By using the data on the consumer credit of debtors they are fulfilling the
obligations imposed on them by that law. The law, therefore, sets out the obligations, but at the
same time provides the tool which enables them to fulfil those specified obligations.
As has already been said, the law adjusts the supervision of the non-banking sector by
transferring it from the Czech Trade Inspection Authority to the Czech National Bank. The
central bank (Czech National Bank) has also recently acquired the duty of supervising the
providers and mediators of non-banking credit, and also licenses them to carry out that activity.
Within the licensing process, the central bank may also check the credit-granting process and
evaluate the level and adequacy of the verification of clients´ creditworthiness using the
accessible credit registers.
Banks and financial institutions use credit registers to a large extent. However, the duties newly
set out in the law on consumer credit force credit providers to carry out a much deeper analysis
of each debtor, the basis of which will be the credit report. Financial institutions did not use to
require one for every client, but now it is virtually impossible to proceed without one. This is
mainly because the law gives a debtor the possibility to contest a credit agreement on the basis
that the creditor has wrongly evaluated the debtor´s ability to pay off the loan in question and
should have foreseen that by granting the credit he would impose an excessive burden of debt on
him. In such a situation, there is a danger that the credit agreement will be invalid, and the debtor
will be exempted from payment of interest and fees and will be obliged to pay back only the
principal sum, and only when he has the financial resources to do so.
10
Source: EUR-Lex [online], http://eur-lex.europa.eu/legalcontent/EN/TXT/?qid=1478263044864&uri=CELEX:32013L0011.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Fig. 1: On-line Credit Report requests
in mil.
3.5
3.0
2.5
2.0
1.5
1.0
0.5
0.0
Bank
Non-bank
Source: Banking Credit Information Register and Non-Banking Credit Information Register
in mil.
Fig. 2: Off-line Credit Report requests
20
18
16
14
12
10
8
6
4
2
-
Bank
Non-bank
Source: Banking Credit Information Register and Non-Banking Credit Information Register
High standards of credit granting should ensure, not only in the interest of the whole of society,
that credit products should be granted only to those consumers who can show that they have
sufficiently good prospects of paying off their debt in future. For this reason too, it is important
that there should be comprehensive credit registers to enable the achievement of that aim. Only
complete information on requests for credit products and the paying-off of already approved
Canadian International Journal for Social Science and Education
Volume 10, January 2017
credit can provide strong enough support for predictive scoring models to evaluate debtors´
payment morale and to calculate the level of credit which will not lead to over-indebtedness.
If the credit registers which include comprehensive information about debtors did not contribute
to the evaluation of the creditworthiness and trustworthiness of the clients of banks and financial
institutions, the information burden would be transferred straight to the clients, and the
proportion of endangered and unpaid credit would increase. An increase in the administrative
burden would then have an impact not only on the cost of credit, but also on the quality and
speed of its granting. The use of external credit registers is a standard element of the financial
systems of most countries. According to research carried out by the ACCIS 11, which unites 44
Credit Reference Agencies (CRAs) across 28 European countries and 6 associate members from
other continents, in 201212 the sharing of credit data in credit registers as a legal obligation was
carried out in 29% of cases, while in 2015 the figure had already risen to 41% of cases.
Credit registers raise the level of development of a financial market, and legislation should
support their operations. A non-uniform legal set-up, which presents several different solutions
or several possible interpretations, can lead to divergent approaches to legal obligations. While
just one year ago there was only one law, augmented by another law, providing an exception,
there is now a situation where the existing registers may process clients´ data on the basis of
varying regulations. The banking register uses the exception according to the law on banks. The
non-banking register may use the analogous exception according to the law on consumer credit,
while at the same time a new register may be set up, which will process personal data according
to the definition in the law on consumer protection. This model may be advantageous for the
registers and offer various benefits. On the other hand, it opens up a broad discussion of specific
impacts and the interpretation of unclear provisions, which in practice can cause complications.
Examples of this are the above mentioned notification obligation and the obtaining of consent to
the processing of personal data.
Financial institutions which participate in more than one register may, paradoxically, have to
face a complicated situation; How should they explain to the client the way in which his data are
handled? Is it necessary to obtain his consent, or merely to notify him? The whole body of
information may be confusing for the client, yet it can hardly be simplified. If, for example, there
is a legal exception, the registers should proceed in accordance with it, which, to some extent,
takes away the credit registers´ ability to decide which law to follow. On the subject of obtaining
consent, as early as 2014 the Office for Personal Data Protection expressed its position on the
excessive requesting of consent to the processing of personal data and the resulting failure to
fulfil the notification obligation13. The Office stated – for different case – that there may be the
“improper informing of a subject of the data about the character of the processing of his data,
meaning that the administrator has failed to fulfil its legally required notification obligation”. In
11
Source: ACCIS (2015): ACCIS 2015 Survey of Members. An analysis of Credit Reporting in Europe. [online],
2015,
http://www.accis.eu/fileadmin/filestore/position_papers/REPORT_ACCIS_2015_SURVEY_OF_MEMBERS_FIN
AL_30112015_compressed.pdf.
12
Source: ACCIS (2013): ACCIS 2012 Survey of Members. An Analysis of Credit Bureaus in Europe. [online],
2013,
http://www.accis.eu/fileadmin/filestore/newsflash/50923786_2_UKMATTERS_accis_2012_survey_of_members_.p
df.
13
Source: The Office for Personal Data Protection (2014): Stanovisko č. 3/2014. [online], 2014,
https://www.uoou.cz/vismo/dokumenty2.asp?id_org=200144&id=11916&n=stanovisko%2Dc%2D3%2D2014.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
some cases, the processor of the data requests consent, even though the gathering of the data,
according to special laws, does not require consent, or “the consent of the affected person is not
indispensable, as personal data can usually be processed for another legal reason, for example if
the administrator is legally obliged to process the personal data, or the processing is
indispensable for the conclusion or implementation of an agreement, or to protect the rights of
the administrator”. The Office views the obtaining of consent as excessive and confusing. The
administrator processes data according to the law without consent, and, by requesting consent, he
informs the client that the client´s personal data are processed on the basis of his will, and the
provision of data is, therefore, voluntary. “From the point of view of the responsible person, the
administrator, the fulfilment of the notification obligation regarding the gathering of personal
data is false and therefore insufficient. In other words, there is a breach of the obligation set out
in § 11 paragraph 2 law no. 101/2000 Coll. This breach of the law may be resolved by the office
either by a measure rectifying the situation, or by imposing a fine on the relevant administrator.”
3 Future legislative developments
The existing changes to legislation are not, however the last amendment which will have an
impact on the processing of data in registers. The regulation of personal data protection in
Europe will be significantly affected by the new Regulation (EU) 2016/679 of the European
Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard
to the processing of personal data and on the free movement of such data, and repealing
Directive 95/46/EC (General Data Protection Regulation)14, which, although it is not specifically
directed at the field of personal data processing within the framework of the credit market and is
interpreted generally for these purposes, nevertheless offers room for the discretional power of
the local office. When it comes into effect in 2018, the existing regulations will be changed, and
the approach of data administrators will be re-evaluated. Regulation, to a certain extent, can
conflict with the legitimate interest of the creditor, but, on the other hand, it does not impose the
obligation to obtain consent. That is also a reason when it depends on a specific interpretation of
a regulator based on the other laws. The important thing is that the regulations should be set
unambiguously, and that their precise definition should correspond to practice while, at the same
time, respecting the other obligations which loan providers have in connection with other legal
regulations.
A local interpretation of European legislation may lead to a more appropriate approach to the
situation in individual countries. On the other hand, however, European legislation has a
tendency to harmonise regulations. Even though Europe does not yet have a uniform solution for
sharing information between creditors, and each country, not only from a legislative point of
view, approaches the issue of credit registers in its own way, the Analytical Credit Datasets
(AnaCredit)15 has been launched. This project represents the start of new approach towards data
sharing across the various countries. The European Central Bank, from its position of operator of
this database, will gain access to detailed data on individual bank loans in the Eurozone in order
to make the management of monetary policy and macroprudential supervision more effective. In
the first phase, however, it will deal only with loans above 25,000 EUR granted by banks to
firms. If the register is expanded to include data about natural persons in future, it will involve
14
Source: EUR-Lex [online], http://eur-lex.europa.eu/legalcontent/EN/TXT/?qid=1478270018090&uri=CELEX:32016R0679.
15
Source: European Central Bank [online], https://www.ecb.europa.eu/explainers/tell-memore/html/anacredit.en.html.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
only anonymised information for the purposes of statistical analyses, so there will be no
mechanism to replace traditional credit registers. AnaCredit will not therefore provide a unified
approach for traditional credit registers, and the further development of credit registers in Europe
will probably take rather the form of mutual co-operation and the cross-border transfer of data.
4 Conclusion
Credit registers constitute an important element not only at the start of the credit process, but also
during its course, when they provide banks and financial institutions with sufficient information
for the correct evaluation of clients´ creditworthiness. The development of the financial market
requires a higher level of analytical approach to the available information. Rapid technological
progress contributes to this.
The legislative framework should not lag behind this progress, and, as rule, consumer protection
depends on several aspects. When dealing with this issue, the legal system in the Czech Republic
has hitherto treated debtors in a general fashion and, at certain times, has not reflected the need
for comprehensive support for the effective processing of personal data within the framework of
the credit registers.
The amendment of the relevant legal regulations indeed provides stronger legal protection, not
only for consumers, but also for creditors. The aim of the legal amendments is an overall
improvement of the non-bank credit market, the elimination of negative impacts, which were
caused above all by dishonest credit providers, the prevention of the intentional overburdening of
clients with debt, and the enabling of the sufficient sharing of information on debtors. Legislation
cannot take into account only consumers. It is also necessary to ensure that rights are enforceable
when credit fraud occurs, while also ensuring that credit remains accessible.
European law will have an even greater impact on local legislation in 2018 due to the panEuropean harmonisation of personal data protection. This will raise questions for credit registers
regarding the process approach to the processing of data on debtors. The interpretation of the
various principles of the new concept of personal data protection will be an important aspect for
any changes made to data gathering and their scope.
The proper functioning of the European Union´s internal market presupposes the removal of
barriers, which may also be regarded as one of the basic principles for the processing of debtors´
personal data, so that financial institutions have at their disposal a sufficiently strong statistical
information base, not only within individual countries, but also on a cross-border basis.
Acknowledgement
This paper has been prepared with the financial support of the University of Economics, Prague
(IG102045), which the author gratefully acknowledges.
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Empowering Young Entrepreneurs through Financial Literacy
(A Case Study of Vocational School Students in Indonesia)
Kardoyo, Widiyanto, Khasan Setiaji
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Faculty of Economy, Universitas Negeri Semarang
Indonesia
Abstract – Indonesia has young population to drive its economic development. One of them is
vocational students who have the final objective to work in many broad different areas. The
number of young unemployed people in Indonesia depicts that we need to empower young
entrepreneurs. This article focuses on the importance of financial education for vocational
students in Indonesia in terms of the framework of national financial education and the
integration of financial education practices in vocational education. One possible great impact of
financial education implemented in schools definitely improves the confidence of vocational
students for any job opportunities after they finish their study. The fact shows that there are only
a few numbers of graduates willing to becoming entrepreneurs. The entrepreneurship subjects
must be much more directly intended for the growing spirit of entrepreneurship, production and
marketing. However, the financial management is not yet considered as the subject
concerned. The research site is a region of vocational public school of Semarang City, Central
Java, Indonesia majoring in business and management: (1) Vocational Public School 2 Semarang
City and; (2) Vocational Public School 9 Semarang City. In conducting the research, the
researcher uses mixing methods; qualitative and quantitative methods. As a result, there is no
national scheme of financial education for vocational schools and financial understanding gained
does not support their success in entrepreneurship. It shows that people’s understanding about
financial management in Indonesian is generally low. Concerning the importance of financial
education, school and government need to encourage the students to improve their understanding
in financial education.
Keywords—empower, financial, vocational students, entrepreneurship
Introduction
Indonesian national education considers character development as one of the most prioritized
program. Therefore, it is important that students have to have strong character. One of the goals
of vocational school is that it prepares students to face workforce upon their study completion.
Hence we should pay much more attention to this particular issue. Some of the problems found
have something to do with complaints among students who are not well-prepared in their
workplace. The results showed that most students found difficulties in their adaptation to the
place they work for after graduation. And the number of graduates who decide to be entrepreneur
is not over 10% annually (Widiyanto, 2011).
Understanding and learning about entrepreneurship still focus on conceptual and theoretical
areas. According to Davies (2002), entrepreneurship learning should be based on individual soft
skill, because entrepreneurship is not just a theory, and it must include behavioral aspect and
habits that build a strong character. Steiner and Watson (2006) assert that business character is
the foundation of entrepreneurship which encourages entrepreneurs not just to make a profit, but
to have social responsibility in order to form good behavior efficiently.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
To build characters that has the social responsibility, Draycott and Rae (2011) emphasized the
need of entrepreneurship learning which determines individual competence by considering the
main framework of basic competencies required by graduates. In their view, one of the
entrepreneurship competences that students should have is the skill of finance management.
According to Davies (2002) this kind of competency becomes an important key to successful
entrepreneurship since many entrepreneurs fail because they lack of finance management skill.
Entrepreneurship learning is the reason to realize the goal of vocational education, where all
graduates are prepared prior to work, continue their study, and entrepreneurship (UUSPN No. 20
of 2003). Particularly, entrepreneurship is defined in the policy of the Minister of Cooperatives
Small and Medium Enterprises No. 961 / KEP / M / XI / 1995: Entrepreneurs are people who
have spirit, attitude, behavior and entrepreneurial abilities. Thus, it can be said that in order to be
an entrepreneur, graduates must have behavior and entrepreneurial abilities or competence in the
world of entrepreneur ship.
According to Jones (2006), enterprise education creates a learning environment following an
entrepreneur's way of life. Therefore, it is obvious that entrepreneurship learning should actually
be implemented through practices because students need strong understanding of the
environment that contributes to their views and ways of life shaped by someone else. In order to
be able to focus more on this such learning, Draycott and Rae (2011) said that the need to
establish a basic framework for entrepreneurial competence has to be based on facts and area
fields. The development of entrepreneurship learning applied in the UK does not longer
emphasize just on individual motivation and mental, but also supports competence improvement
on funding and financial management, considering the fact that many new entrepreneurs
collapsed when firstly set up and grow their business due to their lack of financial management
skill (Mc Larty et al., 2010).
The Results of the research conducted by Widiyanto and Yulianto (2013) states that it is
important that entrepreneurial character-based learning improves financial literacy skills as well
as building mental attitudes, motivation and communication skills, especially when graduates
draw up operational costs and invest which often miscast so that the operating costs becomes
very high as a result. The above explanation shows that entrepreneurship education should by far
pay attention to the environment, though environment is not the most factor which leads to
success, as shown on the concept of Taatila results of the study (2010) described as follows:
Generative
Learning
Personal
Interest
Abductive
knowledge
creation
Empowerment
Motivation
Development
By product
Ceaseless
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Picture 1. The Entrepreneurship Learning Cycle
The above image emphasizes the need of entrepreneurial learning cycle which does not show
that external forces drive learning activities, but learning must lead to self-motivation, and
motivation has to be encouraged by environment, because it is a powerful influence in
motivating individuals. By having strong motivation, students will be encouraged to reach their
learning success.
Financial literacy is the foundation and essential tool in financial education (PISA 2012 financial
literacy), The National Financial Educators Council defines financial literacy as: "possessing the
skills and knowledge on financial matters to confidently take effective action that best fulfills an
individual's
personal,
family
and
global
community
goals
(http://www.financialeducatorscouncil.org). From these two definitions, it can be seen that
financial literacy is the foundation and tool which either becomes the expertise or knowledge
about finances that enables individuals to take effective actions on the financial activities for the
sake of individuals, families and global community. Financial literacy influences people to use
their money wisely (Abbeson, 2008: 35-46).With financial literacy, people understand the
function of money, motive in possession of money, the power of money, and how to spend it
efficiently and effectively (Setiawan 2005; 178).
Considering the importance of understanding financial problems, financial literacy should be
included in the teaching and learning materials due to the benefits that people gain primarily in
the business. According to (Len Boselovic, 2013) the goal of teaching financial literacy is to
prepare students for their future because many adults tend to spend their money unwisely. Hence,
there have been a lot of experts who advocate students to learn financial literacy and agree that it
is to be included in school learning (Matt Kabala, Gene Natali Jr. of C.S. McKee; 2012).
Acquiring financial literacy to forming entrepreneurship character is very important because
many businesses mainly involve activities and jobs related to finance, capital preparation, cost
accounting, and so on (Malshe; 2011.47-57). One thing to note that learning about financial
literacy is not just theory but it is more importantly a practical knowledge that can be adopted for
any purposes in life, and its characteristics can be taught at all levels of education.
Method
This study is aimed to find out (1) the importance of financial education for vocational students
in Indonesia in terms of the framework of national financial education, (2) the integration of
financial education practices in vocational education and (3) the students' understanding about
Canadian International Journal for Social Science and Education
Volume 10, January 2017
financial problems and the extent to which they are able to manage finances in vocational public
school Semarang City. The study takes place at vocational public school Semarang City. The
research approach used is the use of the two methods, both qualitative and quantitative
approaches. According to Sugiyono (2010), the study may begin with the mixing methods using
both qualitative and quantitative approaches. However, the things to be considered in the use of
mixed method is that the features of each approach should not be engaged because the mixed
method is an ongoing research. A qualitative approach (Bog&Biklen, 1998) or naturalistic
(Lincoln &Guba, 1985) is intended to examine the natural phenomenon that is independent and
free, or in the context of a purity / integrity of the entity. Considering the approach used, in
describing the phenomenon, the researcher uses inductive procedure, in which human as the
main instrument.
Results and Discussion
The Framework of National Financial Education
Through financial literacy, people are expected to have understanding about financial institutions
as well as financial products and services, including the benefits and risk of the products, the
rights and obligations, and the skill of utilizing the financial products and services. In other
words, hopefully financial literacy enables people to use financial products and services more
effectively in accordance with their needs. This kind of situation will finally stimulate the
financial service sectors to develop their education programs, products and services in
accordance with the people's needs. Indonesia is not the first country applying the national
strategy on financial literacy. The followings are the countries applying the strategy:
Table 1. Countries Applying The Strategy Of Financial Literacy
a.
United Kingdom
Towards a National Strategy for Financial Capability
b.
United States of Promoting Financial Success in the united states: National Strategy
America
for Financial Literacy
c.
Australia
National Financial Literacy Strategy
d.
New Zealand
National Strategy for Financial Literacy
e.
India
National Strategy for Financial Education
f.
Canada
Canadians and Their Money Building a Brighter Financial Future
The results of the national survey on the implementation of Financial Literacy in semester 1
2013 (OJK, 2013) show that the Financial Literacy of people in Indonesia is still low, as shown
in Graphic 2. In fact, in particular financial service sectors, the Financial Literacy Index of well
literate people in Indonesia is also considered low.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Graphic 2: Financial Literacy Index and Financial Product and Service Utilities
Concerning about this situation, a basic supporting framework for the national strategy on
Financial Literacy which leads Indonesian people to have high literacy index (well literate) is
very recommended, as shown in the picture below.
Present
Condition
Peopl
e Less
Litera
National Strategy on Financial Literacy
Pillar 1
Pillar 2
Education
and
National
Campaign
on Financial
Literacy
Strengthening
the Financial
Literacy
Infrastructure
s
Target
Pillar 3
Financial
Product and
Service
Developmen
t
Collaboration with Stakeholders
Picture 3. Indonesia’s National Strategy on Financial δiteracy
People
Well
Literat
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The Indonesia’s national strategy on financial literacy consists of 3 pillars as the basic
framework supporting the Indonesian people to be well literate. Each pillar has different
purposes, as follows:
Pillar 1 Education and National Campaign on Financial Literacy: (a) Raising the public
awareness, knowledge and skills about financial products and services, (b) Changing the
people’s mindset and behaviors, and; )c) Increasing the number of financial product and service
users.
Pillar 2 Strengthening the Financial Literacy Infrastructures: (a) Strengthening and supporting
the education programs and national campaign on Financial Literacy, (b) Enlarging and
facilitating the access of information about Financial Literacy; and (c) Ensuring the continuity of
the Financial Literacy program.
Pillar 3 Financial Product and Service Development: (a) Encouraging the financial institutions to
develop their financial products and services in accordance with the needs of people. (b)
Encouraging the financial institutions to improve the quality of their financial products and
services; and (c) Encouraging the financial institutions to expand their services and make them
reachable for people.
Characters in Vocational Education Profile
Character education of the vocational School Students is very important to be implemented to
build students’ character. Observations in Vocational Public School 2 Semarang City and
Vocational Public School 9 Semarang City Department of Business and Management in
Semarang show overview that character education curriculum is applied. Character values
developed can be seen on Table 2.
Table 2. Values Of Characters Developed In The Vocational School
Vocational Public School 9 Semarang City
Vocational Public School 2 Semarang City
1. National character values
1. National character values
2. Value of character in the vision and mission 2. Value of character in the vision and mission
of the school
of the school
Vision:
The
hard
working
character, Vision: Realizing school quality, character,
Canadian International Journal for Social Science and Education
Volume 10, January 2017
professional, competent and being able to set and cultured environment in the global era.
up entrepreneurship
Mission: (a) Developing a learning climate
that is guided by cultural norms and values of
the nation, (b) Develop education and training
system that is adaptive, flexible, and global
perspective, (c) Prepare graduates who have
knowledge and skills to be able to pursue their
career in the field of office administration,
accounting, entrepreneurship and continuing
their study to higher education in marketing,
(d) Providing excellent service to the
community in realizing the government's
program.
Mission: (a) Equip students with knowledge,
skills, good attitude and devotion to God
Almighty, (b) Education and training based on
life skills regarding the needs of the business /
industrial world, (c) Produce well-prepared
graduates
who
are
competent
and
professionally able to live independently and
to continue to higher education, (d) Build
strong and conducive institutions with cultured
environment by implementing the 3R (Reduce,
Reuse, Recycle), (e) Making the school
become a center of competence testing and
certification
The factors that influences character education in vocational school are the learning process,
values developed, extracurricular activities, school culture and vision of the school. The method
used in character education is to integrate direct and indirect learning character values in both
theory and practice. In addition, the learning activities are also supported by habituation and
examples given by the teacher. The factors that influence the character of vocational education:
classroom teachers, principals, media, friends and family in this case parents, brothers and
sisters.
The profile of character education in vocational school would not be separated from the main
competence of graduates in professionalism, independence and self-employment. This is in line
with the statement of the principal of Vocational Public School 2 Semarang City and Vocational
Public School 9 Semarang City Semarang which says that: "As a vocational school or vocational
course, we have to produce graduates who are professional and capable of self-employed and
have good character. For the sake of that, we are trying our best to create good learning,
innovation, cooperation and school culture that bring to the achievement of the competence and
character.” As found in the theory δickona, )1992) said that the strategy of character education
development in schools is creating a culture of morality in the school environment. This
statement is also in line with the research conducted by Utaminingsih (2011) showing that the
development of soft skills in character is determined by the character of culture in the existing
school.
The success of character education in vocational school is influenced because he made rules or
school rules, then the school organizes the learning environment both inside and outside the
classroom with symbols which support the achievement of the character. Teachers also share
knowledge about the characters developed in the classroom learning and practice. Supporting
facilities and components are also important in determining the successful cultivation of the
entrepreneurship character. Some of the facilities available in Vocational Public School 9
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Semarang City Semarang and Vocational Public School 2 Semarang City Semarang include
business centers, laboratories, libraries, galleries entrepreneurs, mini banks, cooperative school
and practical materials for entrepreneurship programs.
Entrepreneurship character in Vocational Public School 9 Semarang City Semarang and
Semarang Vocational Public School 2 Semarang City is generally implemented through the
following ways: (a) Providing materials of entrepreneurship such as a lesson on how to make
business plan, (b) Making products, (c) Practice of selling the products, (d) Laboratory practices
such as packaging practices, organizing items, accounting and any other related practices, (e) Job
training, (f) Practicing in the school business unit such as business center, and mini bank.
Implementing character education in school requires more systematic development and the
implementation of management as a system, as shown in the model image below.
Curriculum
Teacher
Moral
Student
based on
Character
Learning
Equipment
Local
Genius
Input
Learning
Methods
Process
Output
Figure 4. The model of Character Development in Vocational High School
The Profile of Financial Understanding and Management by the Students of Vocational School
Forms of personal financial management in Vocational Public School 9 Semarang City
Semarang and Vocational Public School 2 Semarang City Semarang are still quite simple
Canadian International Journal for Social Science and Education
Volume 10, January 2017
indicating that students generally do not have good personal financial planning. Simplicity is
highly influenced by limited financial resources and family economy background which ranges
from middle to low status. Almost 100% of vocational students obtain financial resources from
their parents used only for school fees and pocket money. However, there are some children who
have started entrepreneurship and making income such as simple cell phone balance, selling
products on online shop and so on, although their income is not relatively high. Of the money
brought from parents, they spend 85% percent for buying snacks and 15% they set aside for
savings in school or elsewhere.
The factors which affect the financial management of vocational students are: (a) The learning
and teaching process, especially teachers; (b) Family, especially parents; (c) Social community in
this case peers; (d) the media, such as television. There are only a few numbers of families who
have financial plan for their children, especially those with unfixed job like sellers, merchants,
etc. Examples of the planning are (a) a bank account; (b) land assets or goods; (c) insurance.
Financial understanding to school students must include the meaning of money, its functions,
financial need and management. Based on the test results of financial literacy, the competence of
the students of Vocational Public School 9 Semarang City Semarang and Vocational Public
School 2 Semarang City Semarang can be seen in the following table:
Table 3. Financial Understanding
Financial Dimensions
Vocational Public School Vocational Public School ∑
9 Semarang City
2 Semarang City
AP
AK
PM
RPL
AP
AK
PM
RPL
The Meaning of Money
4
7
4
6
3
8
4
6
48
The Function of Money
3
9
2
2
3
7
3
8
37
The Need of Money
1
5
4
1
3
4
5
4
27
Financial Management
2
8
4
3
3
3
2
1
26
The Number of Respondents
10
18
12
10
10
12
18
10
100
From the above data a total of 100 students as respondents have understanding of finance. 50
students from each school participated in the research study different majors or courses of study;
Office Administration (AP), Accounting (AK), Marketing (PM), and Engineering Software
(RPL). The results shows that the level of understanding on the four dimensions is still below
50%, in which the highest number is found in understanding the meaning of money showing 48
people, function of money with 37 people, 27 people in understanding financial need and
Canadian International Journal for Social Science and Education
Volume 10, January 2017
management of personal finances representing only 26 people. This finding shows that the
students still need to learn financial literacy.
According to the interviews of the financial management of businesses it is obvious that students
still have low understanding, as conveyed by the students as follows:
“We still get confused about financial management of our own business because what we have in
class is simply related to business plan and BEP.”
Simple materials about financial management cannot still be used for making real financial
business, said students as follows:
“I am eager to do something for my parents’ business, but I do not really know where to start.
What I gain from school cannot also be implemented for real.”
The above findings provide a certain view that the students’ understanding on finance either
personal or corporate financial management needs to be developed to build students character of
entrepreneurship. The model of character education as a learning method in school applies three
different ways including inclusive training, extracurricular and school culture. From the research
findings gained in two locations, the supporting factors and obstacles are identified as follows.
Table 4. The Supporting Factors of Character Education Method
Learning Methods
Vocational Public School 9 Vocational Public School 2
Semarang City
Semarang City
Inclusive Training
Character education included in Character
education
curriculum
included in curriculum
Materials about professional Materials about professional
character and attitude
character and attitude
Extracurricular
Adequate
activities
extracurricular Adequate
activities
School Culture
Building up manners in school
extracurricular
School rules
Building up manners in
school
Kinship attitude
School rules
Kinship attitude
Table 5. Factors Hindering the Character Education
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Learning Methods
Vocational Public
Semarang City
School
9 Vocational Public School 2
Semarang City
Inclusive Training
Not all teachers make lesson Not all teachers
plans
lesson plans
make
The use of old materials without The use of old materials
character values included in without character values
training
included in training
Extracurricular
Not all students attend the extra- Not all students attend the
curricular activities
extra-curricular activities
The absence of extra-curricular The absence of extraguidance right to choose
curricular guidance right to
The students intention in choose
participating in activities is to The students intention in
follow the school obligations
participating in activities is
to follow the school
obligations
School Culture
Penalties for violations have not Penalties for violations have
been expressly applied
not been expressly applied
Lacking
of
culture
of Lacking of culture
professional attitude in school
professional attitude
The close relationship to the school
alumni is still passive
of
in
The close relationship to the
alumni is still passive
Financial Learning Model in Vocational School
Learning finance (financial education) in vocational school has not been planned systematically
by teachers as part of character education. Financial learning in general is all part of vocational
subjects of entrepreneurship in school. Teachers have expressed financial management via text /
reading / theory and practice such production practices, mini bank practices, the practice of
school cooperatives, business center practices, sales practices and advice on the benefits of
money. Learning methods are often used in the teaching of finance at Vocational Public School 9
Semarang City Semarang and Vocational Public School 2 Semarang City Semarang appropriate
curriculum in 2013 as the following table
Tabel 6. Scientific Approaches, Learning Models and Methods in Curriculum
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Scientific Approaches
Learning Models
Learning Methods
Observing
Discovery Learning
Playing A Role
Questioning
Problem-Based Learning
Troubleshooting
Experimenting
Project-Based Learning
Questions And Answers
Reasoning
Discussion
Communicating
Demonstration
Games
Resource: Processed by Researcher
The learning methods and models in Table 6 have generally been implemented in Vocational
Public School 9 Semarang City Semarang and Vocational Public School 2 Semarang City
Semarang as entrepreneurship learning including financial literacy. With learning models of
discovery learning, problem-based learning and project-based learning, the students will
understand and find the meaning of money so that they have strong knowledge, followed by
good moral feeling, and it will be reflected on their attitudes and behavior, these findings
reinforce δickona’s theory )1992).
Conclusions
1. There is no national scheme of financial education for vocational schools and financial
understanding gained does not support their success in entrepreneurship.
2. It shows that people’s understanding about financial management in Indonesian is generally
low.
3. Character education in vocational school is influenced by teachers, school principals, peers
and family. The values of characters developed are based on the character values recommended
by Ministry of Education and Culture of Indonesia and the vision of the school. Besides, the
values of entrepreneurial characters are also taught within the subjects of entrepreneurship.
4. The entrepreneurship character education in vocational school is internalized through subject
matters, sales practices, production practices, business center practices, business plans and
financial management in the mini banks.
5. The personal financial management vocational students is still relatively simple, students
receive daily allowance, mostly for buying snacks and the rest is deposited in school or outside
school. While the financial management of new business is theoretically implemented in the
form of production cost analysis and Break Even Point.
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Canadian International Journal for Social Science and Education
Volume 10, January 2017
Affective strategies and school engagement of abandoned students in learning process
Hajar MAYMOUN
Faculty of Educational Sciences, Mohammed V University, Rabat-Morocco
Abstract: The purpose of this study is to measure the effect of using affective strategies on
abandoned students’ engagement in learning process. Furthermore, it aims to identify their needs
and help to satisfy them. This study is based on a sample of 60 abandoned students who are
enrolled in 7th and 8th grades in middle school and coming from social protection centers in
Rabat, Sale, Temara, Kenitra, Casablanca, Mohammadia and Benslimane cities. We used two
translated, adapted and validated measuring scales. The first one is named Scale of School
Engagement. It includes 19 items divided according to three components represented as a
multidimensional construct: behavioral, emotional and cognitive engagement components. The
second one relies on the scale of affective strategies in learning process. It includes 37 items and
is divided into five dimensions: the effort avoidance, the social image, the external anxiety
control, the intrinsic motivation, the internal anxiety control. According to statistical analysis
especially, correlation coefficient and simple linear regression, the results show that school
engagement of abandoned students is very low, and it is related to the lack of using affective
strategies. Besides, the students have less orientation towards strategies of controlling motivation
and controlling external and internal anxiety. However, they have a remarkable tendency towards
using defensive strategies such as strategy of effort avoidance and strategy of social image
protection. Based on these results, we will suggest a technical sheet of psycho-educational
intervention project in order to develop affective strategies, and therefore to promote students’
engagement in learning process, and also help to integrate them in social and professional lives.
Keywords: Affective strategies, defensives strategies, engagement, learning process, task.
Introduction
General context of study
Abandoned students represent a special category of students with learning difficulties. They are
often expressing an unbalanced emotional state due to maternal deprivation or separation
continues the caregiving (Bowlby, 1954; Aisnworth, 1978). Thus, being a nervous, frustrated,
demotivated student may not only influence his school performance but also his school
engagement in learning process (Gaspari-Carrière, 1989; Lemay, 1994).
This situation pushes us to review school roles. Especially to admit that nowadays, it is not
enough to transmit the knowledge to the abandoned students in school but it should teach them
how to be motivated, engaged and to use efficiently this knowledge. So to achieve this goal, we
need to prepare and to equip these students with the affective learning strategies, as a
consequence, to make them responsible for their own learning process regulation.
This new educational vision embarks from principals of active and modern pedagogy as it can be
seen in theory of Philippe Meirieu (2009) which presented "educability" principal. It indicates
that every student is able to learn, to grow and to develop whatever his situation. Theory of Carl
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Rogers (1959) is also taken into count. The central premise of this theory stipulates that every
student has a potential which should be mobilized for moving from difficulty state to well-being
state (Alcorta, 2008; Meirieu, 2009).
Significance of this vision lies in students’ competences to adjust to different school solicitation
and not the opposite. Improving all the conditions of teaching and learning process, where
affective aspects are valued as much as cognitive aspects, requires implantation of global
educational reform in long time. However, equipment students with affective strategies will be a
new track to follow. Teaching them how to auto-regulate their negative emotion and to generate
a desire to learn efficiently, within the framework of structured and formalized approach.
Objectives
This study aims to measure the effect of using affective strategies on abandoned students’
engagement in learning process. Furthermore, it aims to create them a profile for an in-depth
understanding of kind and level of using the affective strategies in the learning process.
Theoretical framework
The subject treated is situated into modern educational sciences literature, particularly theories
that were put to the advantage of student contribution in knowledge construction as active agent.
Since affective learning strategies and school engagement are basic concepts in this study, we
will try to make explicit its theoretical foundations and to try to understand the connection
between its.
Learning strategies concept
At first, why not start by an introduction of learning strategies as a fundamental and an important
concept. Learning strategies concept was born in cognitive psychology field then transited to
educational sciences field. δegendre )1993) defined learning strategies in Wolfs’book (2001, p.
23) as a set of operations and resources planned by subject (sujet) in order to promote objectives
achievement in pedagogical situation. Moreover, many taxonomies were given to learning
strategies. One essential taxonomy was introduced by Boulet & al (1996) where strategies were
classified in four domains and subdivided into sub strategies.
Cognitive strategies
It’s a set of mental activities )acquisition, storage, transformation, using of knowledge) employed
in processing information (Bégin, 2008). Cognitive sub strategies rely on repetition, elaboration,
organization, generalization, discrimination and knowledge compilation (Boulet & al, 1996).
Metacognitive strategies
It refers to student’ ability to be aware and to understand his own cognitive functioning and,
consequently, to be able to control and to regulate it (Bégin, 2008; Bosson, & Al, 2009; Lafont,
& Al, 2012). Regulation, planning, assessment and control were named as metacognitve sub
strategies (Boulet & al, 1996).
Management resources strategies
It’s a mobilization of temporal, human and materiel resources with a view to setting suitable
learning conditions (Lafont, & Al, 2012). As management resources sub strategies, we found
time management, resources organization and identifying and using resources (Boulet & al,
1996).
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Affective strategies
In fact, there is a rarity of literature about this concept regarding the cognitive and metacognitive
learning strategies concept. It is defined as a repertoire of actions, activities, behaviors, thoughts
and resources mobilized and conducted by a learner to control and regulate his affective state,
therefore ensuring favorable conditions to a successful learning (Larue & Cossette, 2005). In this
context, numerous researches (Boulet, Savoie- Zajc, & Chevrier, 1996) distinguished three sub
strategies of affective learning. Some sub strategies of them were associated with internal
regulation through motivation and emotion regulation, and some others were linked to external
regulation mainly to concentration (reported by Viau, 1997; Carré & Fenouillet, 2009;
Cosnefroy, 2011; Berger, 2012; Delbar, 2013).
- Managing emotion sub strategy : consists on reducing the intensity of emotional interference
and ensuring the internal and external anxiety control that promote learning . This sub strategy is
exemplified by a set of techniques such as inner speech (Corno, 1989); strengthening sense of
competence (Bandura, 2003); self encouragement (Cosnefroy, 2011); activating memories of
success (Delbar, 2013) and strengthening of task controllability (Viau, 1997).
- Maintaining motivation sub strategy : aims to generate interest and motivation required before
and during tasks execution. This sub strategy implies some techniques, as demonstrated by
strengthening of school tasks value, expectations of success (Eccles &Wigfield, 1995); goals
setting namely mastery goals, performance goals (Pintrich, 2000); mastery-challenge goals
(Grant & Dweck, 2003); avoiding work goals (Nicholls, 1989), setting up reward system
(Zimmerman & Pons, 1988-1990) and strengthening sense of self determination (Deci & Ryan,
1991).
- Attention and concentration support sub strategy : drowns on technique of environmental
structuring (Zimmerman, 1989). It depicts the ability to eliminate distraction factors such as a
noise and to stimulate positive elements which can maintain concentration and enhance
knowledge assimilation process.
2. School engagement concept
Literature review about school engagement concept demonstrated confusion in terms of its
operationalization and its measures. Authors borrowed various variables, dimensions and
indicators for conceptualizing school engagement. However, this theoretical gap eventually was
filled with the fruitful contribution of Jimerson & his colleagues (2003) and Fredricks & his
colleagues (2004). They suggested an operational definition of school engagement: "Behavioral
engagement draws on the idea of participation. Cognitive engagement draws on the idea of
investment. Emotional engagement draws on the idea of appeal" (Blumenfeld & Al, 2005, p. 147
reported by Bernet, 2010, p.34).
In addition to that, Fredricks & his colleagues (2004; 2005) formulated both a specific reference
model of school engagement where engagement was designed as a multidimensional construct
including three dimensions dynamically interrelated, and an instrument (scale) for measuring it.
2.1. Behavioral engagement
It implies the participation in school tasks and involvement in school, extracurricular and social
activities. Equally, behavioral engagement relates to positive conducts as adhering to classroom
rules and avoiding disruptive conducts (Fin, 1993; Fredricks, Blumenfeld & Paris, 2004;
Fredricks, Blumenfeld, Friedel, & Paris, 2005).
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Volume 10, January 2017
2.2. Emotional engagement
It refers to students’ affective reactions to the teachers, to the class peers and to the school. These
reactions can be measured by interest, value, identification to the school, emotions of sadness,
happiness, anxiety…etc. )Fredricks, Blumenfeld & Paris, 2004; Fredricks, Blumenfeld, Friedel,
& Paris, 2005).
2.3. Cognitive engagement
It touches on the idea of efforts investment in school tasks and involves self-regulation by using
learning strategies. Cognitive engagement stipulates that preference for challenge, flexibility in
problem solving and mastering the tasks (Fredricks, Blumenfeld & Paris, 2004; Fredricks,
Blumenfeld, Friedel, & Paris, 2005).
From the conceptualization of major notions, it can be concluded that using affective strategies
has multiple positive effects on student’s performance and on his school engagement. So testing
causal relationship between it will be the subject of practical part.
Using affective strategies
School engagement
Effect
- Managing emotion
- Behavioral engagement
- Maintaining motivation
- Emotional engagement
- Concentration
supportconcepts
Figure
(1): Link between
- Cognitive engagement
Statement of problem and hypothesis
Statement of Problem
Actually, many drawbacks which stifle education of abandoned students. Both personal and
environmental factors should be taken into consideration. Abandoned students suffer from
maternal deprivation that may result in long time social, affective and cognitive difficulties. In
terms of school difficulties, Gaspari-Carrière (1989) concluded that abandoned students have a
lot of problems in school, as can be seen in lack of attention, aggressive attitudes, failure to adapt
to school life )etc). At this juncture, school doesn’t provide any monitoring program in aid of this
category of students. Besides, teaching practices are not flexible enough to be adapted with
students’ individual specificities. εost of time, teachers construct an "epistemic subjective" with
the same method and in the same context. In others words, they attached more importance to
transmission of knowledge without interesting in affective and cognitive learning process of
student abandoned. Viau (1997), Pintrich (1990), Deci (1991) & Weiner (1992) focused on
affective’ dimension impact in learning process. For them, motivation regulation or emotion
regulation remain a crucial element that support knowledge acquisition, and the best
mobilization of cognitive and metacognitve learning strategies (Viau, 1997; Carré & Fenouillet,
2009).
So, understanding lack of school engagement and performance of abandoned students implies
understanding exactly the kind and the level of using affective strategies. In addition to how they
control their affective states during learning process. Based on this statement of the problem, the
Canadian International Journal for Social Science and Education
Volume 10, January 2017
main research question will be as follows: The low school engagement of abandoned students, is
it related to insufficient and inefficient using of affective learning strategies?
Statement of hypothesis
In order to answer this question, we formulated research hypothesis as follows: The low school
engagement of abandoned students is related to insufficient and inefficient using the affective
strategies in learning process.
Methodology
With the aim of examining this hypothesis, we adopted the quantitative methodology. This needs
a particular and coherent protocol that refers to scales as data collect tools and to statistical
analysis of data collected.
Sampling method and sample
1.1. Sampling method
The sample made up of 60 abandoned students who were selected through no probability
sampling mainly quota sampling. This sampling method was used depending on three selection
criteria: a). the child should be abandoned according to the following cases: be born from
unknown parents or mother, be orphan or having parents unable to fulfil their needs b). The
student should live in social protection centres, c). The student should study in 7th and 8th grades
in middle school, similarly in formal and public classes.
1.2. Sample characteristics
As a description of this sample, 51,7% of participants were female students whereas 48,3% of
them were male students. Their average age was determined between 12 and 18 years. Those
students were enrolled in 7th (65%) and 8th (35%) grades in middle school and coming from
social protection centres in Rabat, Sale, Temara, Kenitra, Casablanca, Mohammadia and
Benslimane cities. Regarding school performance, half participants (50%) got less than average
(10/20).
Data collect tools
The method of data collection implied using of two instruments, especially; two translated,
adapted and validated measuring scales. On the one hand, we translated scales from English
language to Arabic language. On the other hand, each translated and adapted version was
validated by university professor’s specialists.
In order to ensure the quality of the data collected, we carried out a pre-test of these two scales
and we examined its psychometric properties in terms of the reliability )Cronbach’s Alpha) and
the validity (correlation matrix). In essence, calculation results were satisfactory and data
collected was very reliable.
The first one is named Scale of School Engagement developed by Fredericks, J.A., Blumenfeld,
P., Friedel, J., & Paris, A. in 2005. It includes 19 items divided according to three components
represented as a multidimensional construct: behavioral, emotional and cognitive engagement
components. This scale use Likert-type scale, with five response options from 1 (never) to 5
(always). More importantly, measure of total scale reliability (Arabic version) indicates that
adequate internal consistency with a= 0.83 in comparison to total scale reliability (English
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Volume 10, January 2017
version) with a= 0.86. Additionally, validity of scale was very good, the correlation between
different scale dimensions was satisfactory (r>0,01).
Table (1) : Correlation matrix of school engagement scale
Behavioral engagement
Behavioral
engagement
Emotional
engagement
Cognitive
engagement
1,000
,645
,454
1,000
,543
Emotional engagement
Cognitive engagement
1,000
The second one draws on the scale of affective strategies in learning process which developed by
Lourdes Villardón-Gallego & Concepción Yàniz in 2014. It includes 37 items and is divided into
five dimensions: the effort avoidance, the social image, the external anxiety control, the intrinsic
motivation, the internal anxiety control. The Likert-type scale used is with five response options
from 1 (strongly disagree) to 5 ( strongly agree). Psychometric properties of this scale (Arabic
version) shows that reliability measures reflects a greater internal consistency with a=0.80
regarding to the reliability of English version scale with a=0.92. As demonstrated by table (2),
validity measures was generally satisfactory (r>0,01), and all dimensions of affective strategies
scale were correlated.
Table (2) : Correlation matrix of affective learning strategies scale
Effort
avoidance
Effort
avoidance
Social
image
External
anxiety
control
Intrinsic
motivation
Internal anxiety
control
1,000
,132
-,071
-,461
-,425
1,000
,179
,014
,198
1,000
,369
,485
1,000
,592
Social image
External anxiety
control
Intrinsic
motivation
Internal anxiety
control
Data collection procedures
1,000
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Volume 10, January 2017
Distributing questionnaires took place in centers; it was under educators and our supervision.
Together we insisted on respect of research ethics insofar as we informed students by the context
of the study and that their participation was voluntary. Then we showed them baggage room and
answers’ mode. In essence, it was noticed that participants’ students filled in surveys
individually in an hour time.
The data was analyzed by SPSS (Statistical Package for the Social Sciences) software. Precisely,
we concentrated on univariate analysis (calculation of mean) and bivariated analysis (calculation
of correlation and simple regression).
Results
Presentation and analysis results
Table )3) shows that abandoned students’ school engagement in general )ε=2,64) and students’
behavioral engagement (M=3,06), emotional engagement (M=2,84) and cognitive engagement
(M=2,22) in particular are very low.
Table (3) : Mean of school engagement
Statistics
Behavioral
engagement
Emotional
engagement
Cognitive
engagement
Total score of
school
engagement
Valid
60
60
60
60
Missing
0
0
0
0
Mean
3,0667
2,8444
2,2292
2,6439
Std. Deviation
,68561
,70768
,56989
,53817
Minimum
1,60
1,17
1,25
1,63
Maximum
4,60
4,00
4,13
3,89
N
In terms of behavioral engagement, abandoned students often don’t adhere to classroom rules,
get trouble at school, don’t pay attention in classroom and don’t complete their tasks on time.
Abandoned students express also a low level of school emotional engagement. They love to be in
school but not interested in the work at class. In the same way, these students are less engaged in
cognitive level. They have less investment in learning and manifest a misusing cognitive and
metacognitve learning strategies.
Table (4) indicates that these students have a remarkable tendency towards using defensive
strategies such as a strategy of effort avoidance (M= 0,48) and a strategy of social image
protection (M= 0,29). However, they have less orientation towards efficient strategies such as
Canadian International Journal for Social Science and Education
Volume 10, January 2017
that strategy of controlling external anxiety (M= -0,13), the other strategy of controlling
motivation (M= -0,36) and the strategy of controlling internal anxiety (M= -0,30).
Table (4) : Mean of using affective learning strategies
Statistics
Social
External
Effort
image
anxiety
avoidance
protection control
Internal
Intrinsic
anxiety
motivation
control
Total
score of
using
learning
affective
strategies
Valid
60
60
60
60
60
60
Missing
0
0
0
0
0
0
Mean
,4875
,2931
-,1333
-,3619
-,3015
-,0099
Std. Deviation
,77627
,55500
,75215
,68409
,72910
,40943
Minimum
-1,50
-1,00
-1,67
-1,57
-1,55
-1,11
Maximum
2,00
1,50
1,67
1,43
1,64
,78
N
In light of what table (4) presents as fundamental results, we chose to go into it too deeply. In
using defensive strategies level, abandoned students often try to avoid difficult tasks and chose
easy ones where they can get a passing grade (effort avoidance strategy). Equally, they aim not
to look incompetent in front classmates and teachers. As well, they look for others to recognize
their efforts. Nevertheless, they seem to be less competitive than others. All these aspects attest
using social image protection strategy.
At using efficient affective strategies level, it can be noted that abandoned students have a low
external anxiety control, since they don’t express a sense of tasks controllability. This is to say,
using external attribution rather than internal attribution for explaining fail or success of their
tasks. Also, using intrinsic motivation strategy is insufficient because students attach less value
on school tasks and they don’t look for improving their skills and mastery knowledge as major
goals. In the same context, these students are less oriented to using internal anxiety control
strategy; to the extent they don’t resort frequently to inner speech so as to generate positive
emotional state. Also they don’t express a greater sense of self competence as they fell inefficient
and incompetent to get a task successfully.
The main result (table (5)) postulates that school engagement of abandoned students is
significantly correlated (p=0,003<0,05) with using of affective learning strategies (r = 0,372). In
these terms, the more students resort to using affective strategies, the more their school
engagement level increases.
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Table (5) : Correlation coefficient between school engagement and using affective strategies
Correlations
Total score
learning
strategies
Total score of school Pearson Correlation
engagement
Sig. (2-tailed)
N
of using
affective
,372**
,003
60
**. Correlation is significant at the 0.01 level (2-tailed).
According to simple linear regression, it reveals that there is the cause and effect relationship
between variables. In this sense, insufficient and inefficient using affective strategies in learning
process have an effect on abandoned students’ school engagement.
Table (6) : Regression coefficients
Model Summary
Change Statistics
Model R
1
R
Adjusted R Std. Error of R Square F
Sig. F
Square Square
the Estimate
Change
Change df1 df2 Change
,433a ,187
,173
,48938
,187
13,350 1
58 ,001
a. Predictors: (Constant), Effort avoidance
Table (6) clearly illustrates a significant and causal relationship (R= -0,433; p=0,001) between
explanatory variable (effort avoidance) and dependant variable (school engagement). Moreover,
coefficient of determination (R²) is equal to 0,187, thus 18% of school engagement variance is
explained by using effort avoidance strategy.
Table (7) : Regression coefficients
Model Summary
Change Statistics
Model R
R
Adjusted R Std. Error of
Square Square
the Estimate
R Square F
df1 df2 Sig.
F
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Volume 10, January 2017
1
,063a ,004
-,013
,54172
Change
Change
,004
,229
Change
1
58 ,634
a. Predictors: (Constant), Social image protection
Content ‘table )7) confirms that causal relationship is not significant )p= 0,63> 0,05) between
explanatory variable (social image protection) and dependant variable (school engagement).
Besides, coefficient of determination (R²) is equal to 0,004, thus 0,4% of school engagement
variance is explained by using of social image protection strategy.
Table (8) : Regression coefficients
Model Summary
Change Statistics
Model R
1
R
Adjusted R Std. Error of R Square F
Sig. F
Square Square
the Estimate
Change
Change df1 df2 Change
,325a ,106
,090
,51330
,106
6,856
1
58 ,011
a. Predictors: (Constant), External anxiety control
From table (8), causal relationship between explanatory variable (external anxiety control) and
dependant variable (school engagement) proves as significant (R= 0,325 ; p= 0,01).
Furthermore, using external anxiety control strategy explains 10% of school engagement
variance (R²= 0,106).
Table (9) : Regression coefficients
Model Summary
Change Statistics
Model R
1
R
Adjusted R Std. Error of R Square F
Sig. F
Square Square
the Estimate
Change
Change df1 df2 Change
,637a ,406
,396
,41823
,406
39,694 1
58 ,000
a. Predictors: (Constant), Intrinsic motivation
According to table )9), it’s noted the presence of a significant and causal relationship )R= 0,637;
p<0,05) between explanatory variable (intrinsic motivation) and dependant variable (school
Canadian International Journal for Social Science and Education
Volume 10, January 2017
engagement). Also, coefficient of determination (R²) is equal to 0,406, thus 40% of school
engagement variance is explained by using intrinsic motivation strategy.
Table (10) : Regression coefficients
Model Summary
Change Statistics
Model R
1
R
Adjusted R Std. Error of R Square F
Sig. F
Square Square
the Estimate
Change
Change df1 df2 Change
,455a ,207
,194
,48324
,207
15,176 1
58 ,000
a. Predictors: (Constant), Internal anxiety control
Table (10) reveals that there is a significant and causal relationship (p<0,05) between
explanatory variable (internal anxiety control) and dependant variable (school engagement).
Additionally, using of internal anxiety control strategy predicts 20% of school engagement
variance (R²= 0,207).
Discussion
In view of the foregoing, insufficient and inefficient using affective strategies by abandoned
students in learning process decrease their school engagement level. This result agrees with
works of Corno (2000) and Cosnefroy (2011) who mentioned the positive effect of using
affective strategies on maintaining cognitive effort and protection engagement level during
learning process (Cosnefroy, 2011).
Equally important is that abandoned students use sufficiently defensive strategies namely
avoidance effort strategy and social image protection strategy. This result stands in Vianin’s
perspective (2009). Students with learning difficulties often refer to using inefficient learning
strategies and evoke them in an inappropriate context.
An interpretation given in this sense stipulates that abandoned students suffer from negative
effects of maternal deprivation (Bowlby, 1954). They grow up with delicate psychological
structure. That’s why, they are oriented towards avoidance situations that arouse unpleasant
affective states in learning process. So their ultimate goal is protecting one’s image and being
regarded by others. Nevertheless, this tendency can prevent them from using other efficient
affective strategies. Firstly, majority of respondents represent low performance (50% of them
have grade inferior to average), as well as they seem to be less motivated since they don’t have
any future project or school aims to achieve. According to Deci’ conception, this student aims to
satisfactory relatedness need more than satisfactory competence and autonomy need. They prefer
to maintain closer relationships and ensure sense of social belonging. Secondly, if these students
don’t attach more value to their own school task, they won’t be able to control its functioning
and consequences adequately. They usually attribute their difficulties to external factors for
avoiding to blame themselves. Finally, because of lack of intrinsic motivation, these students feel
like incompetent to do their tasks.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
As discussed above, low school engagement of abandoned students refers to using defensive
strategies. For them, self image protection precede an investment of cognitive effort and exercise
difficult tasks which can evoke unpleasant emotions (stress, anxiety,..).
Conclusion
To sum up, the study’s purpose was to understand the kind and level of using the affective
strategies by abandoned students in learning process. Precisely, examining the using’ effects on
their school engagement. To this end, a consistent methodological device was conducted and
allowed to verify the research hypothesis. The low school engagement of abandoned students is
related to insufficient and inefficient using affective strategies in learning process. They resort
frequently to defensive strategies but then less to efficient affective strategies represented by
motivation and emotion regulation.
Limits research
This study was limited to understanding only nature and level of using affective learning
strategies without treating cognitive and metacognitve learning strategies. Methodologically
speaking, we were content with two scales while we didn’t evoke other measure instruments, we
didn’t imply other participants as teachers and educators of abandoned students.
Perspectives research
In this study, we tried to present our vision which aims to help abandoned students based on their
own potentials. We could test a research hypothesis and as a result create a descriptive profile.
Relying on this profile, we will suggest a technical sheet of psycho-educational intervention
project in order to develop affective strategies, and therefore to enhance students’ engagement in
learning process. In essence, this project will focus on four programs:
Program of emotion regulation
Program of motivation regulation
Program of self-development
Program of support school
Each program has a special and general objective; it will apply for a special period and place. It
incorporates a series of activities, workshops; sessions would be contacted by the specialists.
Moreover, this project will be evaluated by a particular assessment device (pre-assessment, postassessment).
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Canadian International Journal for Social Science and Education
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The discursive Formations of Female Spirituality: Decentering Phallic Ideologies in
Moroccan Orthodox Hagiography: Reflections on Jaafar Kettani’s Salwat al-anfas and
Yusuf Ibn Yahya Tadili’s Tashawwuf ila rijal at-tasawwuf
Sarah Hebbouch
Abstract
Moroccan hagiographic discourse has centered on the analysis of a set of religious practices
related primarily to men, but in which women have been seen only from the prism of orthodox
religion. Yet, the hagiographic texts (under scrutiny in this paper) have not been able to
understand the complexity of women’s religious life. This paper investigates the complexity of a
narrative construction of female sanctity in two major hagiographic works related to Medieval
εorocco, namely Sidi εohammed Ben Jaafar Kettani’s Salwat al-anfas, and Yusuf Ibn Yahya
Tadili’s Tashawwuf ila rijal at-tasawwuf, thereby bringing insights into the hermeneutics of
hagiographic literature.
Salwat al-anfas is an early known 19th Century book-length biography of a number of early Sufi
men and women in Fès. Although the biography does not differ from early hagiographical texts,
Kettani introduces a complex body of women’s spirituality. The text, indeed, contains a complex
relationship between orthodox and informal piety or religion. More importantly, alternative
spaces of religiosity are discursively embedded issues in the biographical entries of Kettani’s
work. Tashawwuf ila rijal at-tasawwuf, on the other hand, features a scant number of women,
being labeled Majhulat (anonymous), as marginal agents in this hagiographic literature.
The current paper considers how it is important to realize the organic role that early hagiohistoriographic texts played in showcasing women’s sanctity. Yet, these texts were also shot
through with patriarchal bargaining, women’s incongruence with patriarchal demands, and
assumptions about women’s religious expression.
CONTEXTUAδIZING WOεEN’S SPIRITUAδITY
Women’s marginalization in the spiritual sphere can be largely attributed to a number of sociocultural factors. In εohamed El Hati’s contention, it was partly due to callous historians, who
were likely unwilling to document women’s contribution to this field16. (El Hati, 2011) Another
no less weighty factor, which has, in a way or another, demeaned the chance of having rich
hagiographic literature was ‘asceticism’, which is the practice of strict self-denial as a measure of
personal and spiritual discipline. (ibid) Many of the ascetic people charged themselves with
religious imperfection, and thought they were not entitled to write or tell their accounts, the
reason explaining why the circulation of such stories on female saints paled because sufism and
spiritual life was deemed to be practised only by men.
Although their contribution to the religious field was immense, female Sufis received little
literary merit. The marginalization of women Boubrik (2010: 13) contends, yields to a number of
binding socio-cultural factors such as that most of the middle ages’ scholars were preoccupied
16
Retrieved from: http://www.aljounaid.ma/Article.aspx?C=5881
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with giving a religious legitimacy to the status of women by having recourse to the sacred
scripture: a conscious attempt to endorse the marginal image about women. (Rahal, 2010: 13)
This marginalization, furthermore, stems from the omnipresence of an ideology of division that
placed women and men in separate spheres. Such an ideology nurtured the systematic exclusion
of women in the public sphere and provided a simplified taxonomy of women in the sanctified
domestic/private realm. This has the backdrop of why anonymity surrounded the lives of a wide
number of female Sufis who appeared in many hagiographies as ‘majhulat’ or anonymous in the
biographical entries of major male-produced hagiographies.
Considering this aspect, these scholarly writings or hagiographies are often-times accredited to
some religious scholars or jurists who belonged to a long-established tradition of formal male
scholarly elite, and so female sanctity needed constant validation from orthodox scholars/
theologians. In this respect, Vincent Cornell )1998: 99) postulates that it is the Ulama ‘scholars’
who validated the status of Sufis through memorializing Sufis’ piety and virtue since the latter
embodied values of Sunni Islam, the reason why they deserved being canonized. In fact,
orthodox/formal versus popular/folkloric Islam has occupied much of the debate in modern
hagiographic/anthropological works. In orthodox Islam or Sunni Islam, women’s freedom has
been widely contested, which set both trends (i.e. formal/ informal forms of religious expression)
in a collision course, whereas, in popular/folkloric Islam, they have been granted some sort of
freedom of practice.17 Women’s limited access within the εuslim legal tradition urged them to
look for alternative religious spaces to practice their religiosity. (Strobel, 1979: 78) Unlike the
mosque, which follows a patriarchal model usually giving a limited access for women, the Sufi
lodge or Zawiya is a women-friendly space where alienation disappears and where space is done
with no canonized standards. (ibid)
HAGIOGRAPHY ON MOROCCAN SUFI WOMEN: STORIES OF DEVOUT WOMEN
History of Sufi women in Moroccan hagiography is fraught with archetypes of ascetic women in
the medieval hagiographic literature. One of the archetypes of these hagio-historiographies is
Tashawwuf ila rijal Tasawwuf (Insights into the Traditions Bearers of Sufism) by Yusuf Ibn
Zayyat at-Tadili, a “valuable source material” which studies “the early seeds of εoroccan
sainthood.” )Ephrat, 2002: 67) Tashawwuf is a collection of two hundred and seventy seven
hagiographic entries written in the 13th Century which are mainly devoted to the Sufi saints ‘the
Awliyā Allah’ in “areas of southern εorocco during the Almoravid and Almohad periods”.
(ibid: 68) Tadili was not the precursor of the hagiographic genre, but he assumed the
responsibility of documenting accounts of plethora of saintly figures that had orally been
preserved and transmitted, beginning each entry with an acknowledgement to the chain of
reliable reporters ‘sanad’ to give more validity to his accounts. Tashawwuf, indeed, abounds
with accounts of Muslims from different social standing who retreated into saints in moments of
crisis, like “natural calamities, starvation, or acts of injustice and oppression by the powerful”.
(Ephrat: 69)
For the most part, the production of hagiographic literature accredited authoritative approval to
these saints because the documented accounts and miracles asserted the saint’s power over the
Popular religion or “le maraboutisme” is a body of beliefs and practices congruent with individuals and spaces to
which Muslims confer an extraordinary power. Maraboutism or visiting Sufi lodges is a phenomenon related to
Sufism. It has not only religious functions, but also social and psychological ones. Sophie Ferchiou, “Survivances
εystiques” cited in Rahal Boubrik, p. 179.
17
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devotees. Most pre-modern hagiographers played, as a matter of fact, a role in propagating
orthodox piety since most of them adhered to Legal Islam.18 Tadili gives mention to the ‘highborn’ or the Sharif paradigm )i.e. descendant of the Prophet). Therefore, a saint is officially
canonized when his genealogy hails from a high-born origin: a sine qua none to strengthen the
eternal family unit. The saint is a moral exemplar and being a descendant of the prophet
approved his merit of virtue. (ibid: 70)
Tashawwuf addresses a recurrent representation of women as virgin, celibate, or not having
experienced marital relations. Tadili considers the story of a woman he labeled ‘imra’a majhula’
(an anonymous woman). He saw people hovering around her grave asking for her blessings.
When asked about her, he was told she was the sister of Abdelaziz Tounsi, a Moroccan scholar;
she gradually detached herself from worldly pleasures and died ‘bikr’ virgin. )Tadili: 94) The
author exemplifies this through the story of ‘shabba majhula’ )an anonymous young woman)
who retreated into a cave worshipping the Divine until she died. (Tadili: 265-266) It appears as
well that virginity, in this regard, alludes to a prerequisite for sainthood because the virgin or
celibate ‘waliya’ is pinned down in the collective perception prevailing in community speech as
being endowed with purified faith and never having been tarnished by any profane act or
conduct.
The mainstream perception about virginity, celibacy, and asceticism is generally conceived of as
being overpowered by prevalent paradigms of female spirituality’s consecrated life. Celibacy, in
this sense, is not an ascetic concern since it permits women’s negotiation of their being in public.
As for attitudes towards women, in my contention, it is by virtue of celibacy that they enjoy
autonomous visibility and inclusion within the mainstream religious sphere. This also constitutes
an annihilation of any form of disruption to the spatial ethical integrity or the territorial division
of space into feminine and masculine. Tadili, nonetheless, relates an instance in which female
public visibility was negotiated against the background of a male-dominated space. The author
(2014: 386) gives mention to the story of an anonymous old woman, apparently devout, who
accidently fell off her donkey while two men were coming. Out of fear, the two men deliberately
turned their heads fearing that parts of the old woman’s body would be uncover.
The author raises the question of the spiritual aspect of the emerging paradigm of female Sufis,
which is further illustrated by Tadili through the example of Mounayya Bent Maimoun aalDoukkali, a devout woman from Meknes who lived in Ribat of Shakir19 around the vicinity of
Marrakech. Tadili mentions her story saying that she used to consume an insufficient amount of
food, by restricting the physical whims of her body. This was a spiritual exercise she endured
until she became skinny and her skin blackened. (Tadili: 316) But still, her visit to Ribat of
Shakir in Ramadan to recite the last chapter of the Qur’an displayed the systematic
marginalization of women in hagiographical accounts, and disregarded women’s religious
legacy. She said in one of her discussions “over a thousand female saints visited Ribat of Shakir
this year,” reported by Tadili.
19
Ribat of Shakir is the first Sufi hermitage in Morocco. It was built around the 4th Century of the Hegir calendar.
Retrieved from:
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Tadili narrates the biography of few female ascetics’ itineraries who received very little scholarly
attention. He pinpoints to the story of Fatema al-Andaloucia from Ketama, a miraculous and
pious woman who is believed to have said: “don’t deny the miracles of the pious. They are true”.
Tashawwuf brackets the biography of about two hundred and seventy seven men, seven of whom
are women. Three women are referred to as ‘majhulat’ )anonymous). This leads us to the apex of
the book, which is not exclusively and equally dealing with biographies of saints, but it is
weaving narratives that are intricately guiding towards the second part of the book entitled ‘the
news of Abi al-Abbas as-Sabti.
Later hagiographic literature has asserted the various mystic influence of female sanctity, albeit
less visible than men. This manifests through the example of Sidi Mohammed Ben Jaafar
Kettani’s Salwat al-anfas, an early known 19th Century book-length featuring biographies of a
number of early Sufi men and women in Fès. The book details as well the lives of eminent
religious scholars ‘ulama’, high-born ‘shurafa”, and pious people ‘salihin’ who were born, lived,
or studied in Fès. Although the biographies do not differ from early hagiographic texts, Kettani
introduces a complex body of women’s spirituality. εore importantly, the text contains a
complex relationship between orthodox and informal piety or religion. While Tashawwuf ila rijal
at-tasawwuf features a scant number of women, being labeled Majhulat (anonymous), as
marginal agents in this hagiographic literature, a wide number of Sufi women feature the
biographical entries of Kettani’s work.
Unlike Tadili who offered instances of chaste male-female ascetics, excluding the possibility of
marriage and maintaining celibacy as the only way leading to a full practice of spirituality,
Kettani accounts for patterns of married female devotees, displaying them as “submissive” and
obedient to their husbands. They are defined as Sufis or ascetics because they are predisposed as
supporting agents in the fulfilment of men’s consistent religiosity. Kettani provides the example
of an ordinary pious woman who is labelled ‘Saliha’ because she exhibited a vested interest in
ministering to her husband in doing all his religious duties: warming water for the religious
rituals, preparing the praying mat for him, and doing the chores and housework. (ibid: 220-221)
Kettani labels her ‘saliha and moti’a’ )i.e.pious and obedient, respectively), explaining how she
deserved the recognition of her husband. The spiritual experience and conformity of Sayyida
Fatema is approved by her husband’s benediction ‘rrida’.
The prevalence of wayfaring or the state of magnetic attraction to God: ‘jadhb’ is a very clear
proof that there existed some Sufi people who were conventionally marginalized since their
mental faculties impaired. The spiritual attraction is stigmatised in favour of a more orthodox
piety, since the latter has oftentimes considered the ‘majdhub’ as an individual whose mind is
deprived of judgment. Kettani depicts ‘majdhub’ men and women, through the rich first hand
anthropological data, as catalysts of controversy and yet practitioners of piety. He illustrates the
‘jadhb’ with the example of the ‘majdhub’ Sidi Jeloul Ibn El Haj Aissaoui, who was attracted to
God and who would let out cries saying: ‘Ahad, ahad’ )the one and only). )ibid: 226) As a matter
of fact, the story of Majdhub Sharrif Moulay Ahmed Ben Ahmed Sqalli is an epitome of how the
public was welcoming to the presence of majdhubin. It is reported that no woman used to cover
herself in front of him because he was deprived of reason. (ibid: 225) There were also Majdhubin
who abstained from any worldly life like Sidi Ahmed El Khobzi Sefiani Aa’jali. )ibid: 233-234)
As for Kettani, the majdhub figure does not pose any problem in the public-private space since
both spaces are more welcoming to the presence of ‘al-majdhub’. With the εajdhub’s presence,
the violation of any ethical division of space is not possible since he/she is deprived of reason.
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Additionally, through this hagiographic text, one can discern that there were some Sufi women
who procured orthodox religious education. This postulation is furthermore illustrated by
Sayyida Aicha Ben Ali Bounafai’, a woman beyond limits, Kettani said. She was exemplar in
everything: her relationship with her husband, in-laws, and with God. She was active in doing
her daily liturgy and dhikr, and was known for her love of attending the religious services, such
as majliss Ali Abi Abbass Ibn Mbarek, Majliss al-Boukhari, and Majliss Abdellah Guessouss.
(ibid: 299) Other majdhubat practiced the Sufi tradition through holding female congregations in
order to practice liturgical functions like Lalla Jilania. (ibid: 360) Also, Amena bent Sidi
Abderrahman Lfassi Lfihri had disciples and used to do the liturgical practices. (ibid: 280)
However, Kettani renders an ambivalent construction of ‘jadhb’ as it creates new ethical ways of
life for women who challenged societal norms. This is to question that Kettani’s majdhubat
managed to blur the established gender boundaries, and negotiated restrictions placed upon them
by patriarchy. Majdhubat are in fact capable of venturing into trespassing the sacred frontiers
‘hudud’.
The Jadhb paradigm rewrites the latent conceptualization of revolutionary women and reveals
the contradictory underpinnings of women’s spatial practices and subjectivity. This manifests
through the figure of Safiyya Labbada, a devotee woman who outwardly manifested her jadhb.
Kettani described her jadhb by saying: “after she was drawn to God by this spiritual state, she
started wandering through the markets, speaking the language of the deranged. She would reveal
parts of her body creating confusion. Safiyya cursed, spoke ribald language, revealed parts of her
body, and cared about nothing”. )ibid: 10) Though δebbada’s language was offensive, but was
convoluted and enigmatic to the extent that people wanted to decipher it, especially that most of
what she predicted happened. (Kettani: 137) Through her mystic madness, Lebbada challenged
societal conventions and expectations since patriarchy pervaded society at that time, and it was
no surprise that mystic women bargained for a social leeway through their state of ‘jadhb’.
Kettani says that “…]Safia[ would stand by mosques during Friday prayers and say: “Oh
scholars, Oh oppressors”. )Kettani: 135-136) This as well reflects the constant tension between
formal religious leadership, political authority, and gendered dichotomies bearing on ardent
patriarchal thinking, in which majdhubat found themselves entrenched in a permanent state of
strain. Significantly, jadhb is not only a challenge to the pre-existing gender-based expectations,
but also to those who possess power like scholars. Jadhb can potentially be viewed as a rebellion
against the patriarchal demands and the conventions of femininity.
CONCLUSION
Based on the concise analysis of Kettani’s and Tadili’s accounts, it can be argued that variation
in both writers’ views on women’s sanctity becomes very acute when seen from the lenses of
orthodox forms of expression. In the same line of reasoning, while it is a fact blatantly
unquestionable that Sufi women in Salwat al-anfas and Tashawwuf ila rijal at-tasawwuf play less
visible roles, hagiographic accounts, nonetheless, reveal most evidently the discrepancy between
perceptions and views on women’s sanctity. This said, it can be argued that it is this issue
particularly that is most likely to be conducive to alternative readings of Sufi women’s
spirituality.
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WORKS CITED
Boubrik, R. (2010). برك النساء. Barakat An-nissae. )Women’s Blessing). Casablanca: εanshurat
Afriquia as-sharq.
Cornell, V. J. (1998). Realm of the saint: Power and authority in Moroccan Sufism. Austin:
University of Texas Press.
El Hati, Mohamed. (2011). قراء في نصو مناق ي:تجليا السلوك الصوفي عند المرأ بفاس. (Tajaliyyat as-soulouk
as-soufi ‘inda almar’a bi fass: qira’a fi nousous manaqibia) )“εanifestations of Spiritual
Discipline in Fessi Women :Reading in Hagiographic Accounts”. Oujda: Al-Jounaid Centre for
Studies and Specialized Sufi Research. Retrieved
26 Sept. 2011 from:
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Ephrat, D. )2002). “In Quest of an Ideal Type of Saint: Some Observations on the First
Generation of εoroccan Awliya' Allah” in “Kitab al-tashawwuf”. Studia Islamica, No. )94),
p.67-84. Retrieved on April 09 from : http://www.jstor.org/stable/1596212
Kettani, H. (2005). Salwat el anfas wa mûhadathat al-a’kias bi man ûqbira min al-ûlama wa assulaha bi Fas. H. El Kettani. Ed. Fès, volumes lithographiés, 1899, trois tomes.
Strobel, M. (1979). Muslim women in Mombasa, 1890-1975. New Haven: Yale University
Press.
Toufiq, A. ed. (2014). At-Tadili, Yusuf ibn Yahya. ( الت وف إلى رجال التصوف و أخ ار أبي الع اس الس تيAttashawwuf ila rijal at-tasawwuf wa akhbar abi al-abbass as-sabti), (Insights into the Traditions
Bearers of Sufism and the News of Abi al-Abbass As-Sabti).4th Edition. Rabat: Bouregreg
Publications & Faculty of Arts and Humanities Publications. [A text in Arabic].
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THE STORIES IN THE BEHIND BATIK CLOTHS
Bani Sudardi
Sebelas Maret University, Indonesia
banisudardi@yahoo.co.id
Batik has been developed in Java with various centers of batik as kraton batik, batik
Pekalongan, Lasem Chinese batik, batik Dermayon (Indramayu), Cirebon batik, and so forth.
The motif was also inspired narrative, both local and nonlocal stories.
Piece of batik cloth has a story that a lot of stories. They have different story each other.
The story comes from a variety of cultures that exist in Indonesia. For example, gurdan motif or
eagle motif, for example, was inspired by the story Adiparwa sub Garudeya (Garuda story).
Other motifs, such as the watu pecah (broken stone) it turns out inspired from the story of the
Dutch colonial era sweatshop. At that time, the Java community forced for arranging the stones
for road construction. Meanwhile, Pekalongan batik motif raises Hansen and Gratel and Snow
White is a narrative of the West due to the influence of Dutch culture. People often refer to it by
name Dutch batik (batik Belanda) because it was developed by the Dutch people living in coastal
Pekalongan between the years 1840-1940. Hasen and Gratel story, Snow White, or Cinderella
are Western stories. They are very popular in the world. The stories that fit into the motif
In that respect, this study to reveal the narrative of local and nonlocal in the motif. This
research is very important to increase the meaning of batik and give appreciation.
Keywords: batik, stories, batik
INTRODUCTION
Batik is a type of painting on cloth. The tradition of batik was first developed in the court
of Mataram at about the time the 17th century batik in limited use at the court. In the 19th
century batik out of the palace and spread in Indonesia and Malaysia. People who produce and
wear batik have changed. Currently, there are many kinds of batik known as court batik (Yogya,
Solo, Cirebon) which inherited the tradition of classical batik, Chinese batik which produced by
Chinese people in Lasem. Lasem known as the "little Chinese" because of the strong influence of
Chinese culture. In addition, there is also a batik Indramayu called Dermayon and thrive in the
city of Indramayu. In Madura Island, there is a batik center in Tanjung Bumi. The city of batik
in Northern Coastal of Java is in Pekalongan. It is influenced by Chinese batik Dutch batik.
There are also other batik in Indonesia, e.g. batik leak (Padang), Batik Bengkulu (Bengkulu),
Batik Jambi (Jambi), Batik Papua (Papua). While in Malaysia also found Malaysian batik. Batik
has changed into a contemporary batik that spread across major cities in Indonesia.
Today we recognize the various types of batik in accordance with influences that occur in
it as "batik saudagaran" (batik from merchant society ", batik petani (batik from farmer), batik
India (batik influenced Indian culture), the Dutch batik (batik produced by Dutch people in
Indonesia), batik Jawa Hokokai (batik influenced by Japanese culture in the time of Japanese
colonialism), Bengkulu batik (batik developed in Bengkulu), and so fort (Doellah, 2002:i)
Each sheet of batik cloth has its own story that painted in it. The stories related to the
socio-cultural background of the people whose own it. This study examines the stories contained
in a piece of batik cloth. Focusing is done in Javanese batik tradition in Surakarta.
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METHOD
This research is descriptive qualitative. The target of this study is to describe the local
and nonlocal narrative that is in the motifs and Javanese batik designs. Studies focused on
aspects of the story in the motif.
The research location is in Surakarta as the centers of Javanese batik that are are still
active. The sample in this study adjusted for purposes of research that will seek the broadest
possible description. Therefore, the sampling technique used was purposive sampling or
sampling aims. Researchers also will use the internal sampling, the researchers determined based
on the needs of the informant.
To obtain these data, the data source of this research includes:
a. The informant made up of artists, artisans, entrepreneurs, users, as well as competent figures
with Javanese batik.
b. Events and Behavior: events or behavior that becomes the source of data is the events or
actions related to the creation, production, marketing, and use of Javanese batik cloth.
c. Document: This document in the form of notes or publications about Javanese batik. Included
in the data source document is of commentaries and writings in newspapers / magazines / and
internet regarding Javanese batik and socio-cultural background of its creation.
d. Artifact: Artifacts used in this study of Javanese batik cloth.
DISCUSSION
Batik is a fabric processing that has a motif of a variety of pictures. Batik is a technique
to draw on the fabric using wax. The cloth used as clothing. Batik developed in Mataram era
Kartasura. Within these motifs there are stories that reflect the social and cultural development.
Research on the relationship narrative batik briefly been pioneered by Djoemena (1990) in his
book entitled Batik: Its Mystery and Meaning in order to describe any types of batik in
Indonesia. This study of which provides a description of the source of the inspiration briefly.
This study will reveal the narrative in batik more broadly in relation to cultural studies.
Djoemena research showed, that behind a piece of batik cloth there is a motif has to do with
history. Batik Cirebon (old) gave voice to the motif of the development of Islam in West Java
(Djoemena, 1990: 33). Gunung Jati forest chickens motif purportedly closely associated with the
spread of Islam to the West Java conducted by Sunan Gunung Jati coming out of the forest like a
forest chicken until he settled in Gunung Jati Cirebon (Djomena, 1990: 41).
Parang Motif
Parang motif is most important motif among the batik motifs. This motif specifically for
the king and his family that can be called "forbidden motif". This motif illustrates the edge of the
rocky beach. The stone was slanted and steep. This motif was created by Sultan Agung in the
17th century. This motif is a motif that tells about the ancestors king of Mataram is like
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wandering in Turkish. In the story called the founder of the Mataram named Panembahan
Senopati like imprisoned in Parangkusumo. Around Parangkusumo there are a lot of sharp rocks
and mountains sloping. The word parang may be the short of Parangkusuma.
Why parang motif so important? In the story called that Panembahan Senopati met with
Ratu Kidul in Parangkusuma. Ratu Kidul is fairy magic. She would help Panembahan Senopati
to establish the kingdom of Mataram. This is the important thing to note in the story of Java.
Therefore, in addition to the king, who must wear parang motif is bedhaya dancers were seen as
representatives of Ratu Kidu.
Certain batik motif has a social function and symbolic meaning, for example sidomukti
motif with social functions as clothing in the marriage. This was disclosed by Handayani (2002)
which examined "Symbolic Meaning Sidomukti Patterns in Java in Surakarta Traditional
Marriage". As a result of the demands of the times, the motif sidomukti experiencing growth.
Sidomukti the beginning was the motif sidomukti plain. This motif creation Pakubuwono IV was
expecting glory. This motif then developed who became Sidoasih, Sidomulyo, Sidoluhur, fried
wirasat, sidodrajat, and Sidodadi (Handayani, 2002: 28). This development is nothing but the
changing demands of the bride and groom are expected to not only mukti, but also noble, noble
minds, noble, beautiful, degree, and fulfilled his ideals.
Sidomukti motif was nothing but an affirmation of a collective ideal. When the Islamic
Mataram kingdom was established in the 17th century, Panembahan Senapati as the founder of
the Mataram dynasty wanted to devote the motif during that time developing in the kingdom
Pajang. Panembahan Senopati in fostering the kingdom aspires to be noble. These ideals finally
achieved the so-called "sido mukti" (so precious). Words were then brought into being the name
of the motif called Sidomukti. This motif was later developed by Pakubuwana IV who later
developed as a special motif for the marriage ceremony in the hope of glory bride who got
married (Handayani, 2002: 18).
Batik assessment in relation to the social structure of Javanese people had been reviewed
by Sarwono (2004). The research looked at the development of batik is then developed and
linked to socio-cultural conditions. In traditional Javanese society, batik motif that was related to
the position of social status. For example, parang motif worn by the king and his family while
kawung motif worn by courtiers. Thus, the motif contains a description of the structure of the
Javanese community. Inside are the symbols of power to maintain the dignity and power in
society supporters (Sarwono, 2004: 50). Parang motif closely associated with the struggle of the
founder of the Mataram dynasty narrative is like searching a steep (slope / pereng).
Research on parang motif in connection with the symbolism in the puppet was made by
Sarwono (2005). Explained that every motif in the beginning is always made with symbolic
meaning within the scope of the philosophy of Javanese. The emergence of batik parang motif
was also not free from political and social atmosphere. This motif is inspired by the efforts of
Panembahan Senopati in gaining inner strength do if the favor in Parangkusuma Beach. To
commemorate this, then comes parang motif that this motif was originally reserved for the
clothes of the royal family and is sacred. As appropriate, parang motif evolved into parang
barong, parangrusak, parang kusuma, parang pamorparang barong, and so forth (Sarwono, 2005:
62).
Furthermore, parang motif is then partly manifested in the art of puppet show as a
description of the costume characters. Parang motif in the puppet adapted to the character figures
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such wayang. For example, parang barong motif that has a white background is a symbol of lust
goodness (mutmainah). This motif is used figures king who had honest nature so gods in favor of
truth and goodness (Sarwono, 2005). This shows a shift from the mundane to the spiritual
narrative.
Values and social ideology Tuban batik motifs expressed by Uswatun (2005). In
developing Tuban’s batik gedhog. The emergence of batik is strongly related to socio-cultural
traditions Tuban in the kingdom confrontation with the center of the kingdom and wants to stand
alone. Therefore, batik motif that emerges as a different batik motifs with a great tradition in the
palace of Mataram. Tuban batik tradition raises gedhog. The term itself actually connotes to the
wayang gedhog (a kind of puppet show) which is taking Panji stories. The emergence of this
motif is in order to deviate the many motifs inspired puppet prototype. The tradition of batik
gedhog then led characteristic curved lines to fill the room shading (Uswatun, 2005).
Batik motif also voiced love or one's experience of someone in love. The motif is truntum
meaningful motif "the grow of love". This motif appears in the time Pakubuwono III. The King
was angry with the empress. She was very upset and went home to his parents. She made batik
cloth with flower image headland spread like stars in the sky. One day King Pakubuwo visits his
wife. He sees his work motif neat as swirling stars in the sky or a white cape flowers swirling in
the background darkness. One day the king visits his wife and found the motif. The anger was
loose and the love was growing. Therefore, the motif is then called truntum meant "the grow of
love". Motif truntum a special motif for king (Pujiyanto, 2010: 36). This motif is often worn by a
bride and groom in the hope of love can grow.
Batik motifs fairly old age is a semen motif. The mean of semen is growing. This motif
shaped as two wing, but the wings are in fact composed of strands of leaves growing. The eagle
wing form motif called gurdan (meaning eagle) or eagle motif. This motif includes a special
motif used king. This motif is used Pakubuwana II when moving Kartasura to Surakarta palace.
εotif with eagle’s wings forms takes their cue from the story of Garuda in the story Adiparwa.
Garuda is animal dutiful to his mother so that she struggled to free her from slavery. Garuda
became the vehicle of Vishnu God. Although the court of Mataram are Muslim, but Hindu
philosophy is still felt. The king is like an incarnation of Vishnu who protects the world. The
motif is used as a symbol of the king of kings riding a garuda (eagle)
If Surakarta takes shape in the eagle motif, the court took a unique form in Cirebon batik
motif called paksi naga liman motif mean bird, dragon, and elephant. Paksi naga liman motif
consists of three elements of the animal, namely dragons, birds and elephants. This motif
describes Cirebon community consisting of various cultural resources . Actually, paksi naga
liman is the name of carriage , the property of Kanoman Palace. In the past, this carriage is used
by king of Kanoman to attend the great ceremony. In addition, the carriage was also used for a
family wedding procession Sultan Kanoman. This is expected to be made in 1608. Since 1930,
this carriage is not in use and stored in the museum Kanoman; while that is often used in the
celebrations is a replica. The measuring is 3 meters long, 1.5 meters wide and 2.6 meters high
and drawn by six horses. The board is divided into two parts, namely the top of the timber as the
passenger seat and the bottom of the iron in the form of a series of four-wheel buggy. The top of
a carriage-shaped fusion of three animals as the name suggests, the eagle (paksi), the dragon
(naga), and the elephant (liman). The passenger seat entity elephant legs folded, tailed dragons,
winged garuda, and the head of a mix between a dragon and an elephant. In the head, face
sticking up trunked elephant holding a trident.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
In the batik motif, naga symbolizes the Chinese community. The followers of Islam come
originally from China. Some Sunan, such as Sunan Kudus originally from mainland China.
Liman symbolizing the god Indra. This is to show that the culture of Cirebon also constructed
from elements of Hinduism. Birds symbolize Buroq, a mythological animal in Islam which is a
symbol of Islam. Trident is a symbol of the unity of the Chinese elements, Hinduism, and Islam.
The Dutch also has an influence on batik. It is the motif in Lasem town called watu pecah
(broken stones). This motif reflecting the Javanese people who are forced take the stone along
the road construction when the Dutch built the trans-Java road so many of the victims were
killed caused to force to work. Meanwhile, in Pekalongan there are batik Hansel and Gratel and
Snow White motif. This motif appears as demand Dutchwoman who is interested in taking batik
and request made motif that contains the story of the West, namely Hansel and Gratel and Snow
White.
Some motifs adapted to the aesthetic sense of the Ducth as it appeared steamship and
human motifs, fairy tale Little Red Riding Hood motif, and so on. When the Dutch in Java, they
also interacted with local culture so that there are also motifs Dewi His (influence of China), the
puppets and circus motif (Doellah, 2002: 170)
CONCLUSION
Batik has been developed in various places in Indonesia and surrounding areas. Batik has
a meaning associated with the history of society. There are stories behind the motif. Parang motif
of the Mataram palace related to the Mataram history and regarded as a sacred motif. Sidomukti
motif is a picture of the ideal of the noble life.Some motifs derived from personal stories.
Trunum motif is the motif about the growing of King's love..Cirebon motif called "paksi naga
liman" is a picture of Cirebon's culture society, which has links with three sources of culture,
namely China, India, and Islam. In conclusion, behind the beauty of batik motif there is a
message that will be delivered related to the events that happened before.
REFERENCES
Doellah, H. Santosa. 2002. Batik: The Impact of Time and Enviroment. Surakarta: Danarhadi.
Djoemena, Nian S. 1990. Ungkapan Sehelai Kain Batik: Its Mystery and Meaning. Jakarta:
Djambatan
Handayani, Sarah Rum. 2002. Makna Simbolis Pola Sidomukti dalam Perkawinan Adat Jawa di
Surakarta. Surakarta: Fak. Sastra dan Seni Rupa, UNS.
Hitchcock, Michael. 1991. Indonesia Textiles. Findon: Periplus Edition.
Miles, Matthew dan A. Michael Huberman.1992. Analisis Data Kualitatif. Terjemahan. Jakarta:
UI Press.
Sarwono. 1997. “Filsafat Hidup Orang Jawa dan Simbolisme dalam εOtif Batik”. dalam Haluan
Sastra Budaya No: 31 Th XVU Juli 1997.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Sarwono. 2004. “Pendekatan Hermeneutik Simbolisme εotif Parang”. dalam Etnografi: Jurnal
Penelitian Budaya Etnik. No:04 Vol. 05 Juni 2004.
Sarwono. 2005. “Pendekatan Hermeneutik Simbolisme εotif Parang”. dalam Etnografi: Jurnal
Penelitian Budaya Etnik. No:04 Vol. 05 Juni 2004.
Usawatun. 2005. “Dinamika Batik Gedhog Tuban”. Jakarta: Profil Wanita.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
THE STORY BEHIND THE FOOD ACCORDING JAVANESE TRADITION
Murtini and Bani Sudardi
1 Dra. Murtini, M.S., Indonesian Literature Department, Sebelas Maret University
(murtini14@rocketmail.com)
2 Prof. Dr. Bani Sudardi, M.Hum, Cultural Studies Department, Sebelas Maret University
(banisudardi@yahoo.co.id).
ABSTRACT
Every nation has its own procedures for acquiring, processing, presenting, and storing food. The
ordinance also sometimes derived from mythology or tradition that is hundreds of years believed.
The Javanese have their own traditions about the origin of the food, how to prepare, how to save,
and how to obtain it. The tradition of developing hereditary so appear myths about food.
This study is about the myth of the food in the Javanese tradition It is according to agricultural
tradition that developed around Surakarta. The story comes from the story of Jaka Tarub which is
ancestor of Javanese kings. However, the tradition doing rice fields and planting rice as well as
making the food is a tradition that has been listed on the initial story of the Javanese. The story is
the story of India Ajisaka who had came from India and saw a girl who was processing the rice.
Javanese tradition also recognize a wide variety of processed foods and forms of interaction
with foreign cultures. The tradition developed in Java folklore. Apem (bread from rice) believed
to come from Arabic. Food is brought by Ki Ageng Cakrajaya of Jatinom after he was on a
pilgrimage from Makkah. While the food selad (soup from vegetables and fried potato) believed
to be the Dutch cultural influence that once ruled in Java.
The myth of Dewi Sri and Sadana or the story about Wiji Widayat is the story about the origin
Javanese food. It has manifestated in Javanese daily life and the way to planting rice. There are
many ceremony and ritual related to this myth so we can call it as the story of the origin Javanese
food.
Key Words: Javanese, tradition, food
INTRODUCTION
Food is samething important in our life. Although, we life not for food (eat), but we eat for life.
So every nation has its own procedures for acquiring, processing, presenting, and storing food.
The ordinance also sometimes derived from mythology or tradition that is hundreds of years
believed. The Javanese have their own traditions about the origin of the food, how to prepare,
how to save, and how to obtain it. The tradition of developing hereditary so appear myths about
food. The myth of Dewi Sri and Sadana is the important myth about the origin food according
Javanese people, especially in agricultural people.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
This study is about the myth of the food in the Javanese tradition It is according to agricultural
tradition that developed around Surakarta. The story comes from the story of Jaka Tarub which is
ancestor of Javanese kings. However, the tradition doing rice fields and planting rice as well as
making the food is a tradition that has been listed on the initial story of the Javanese. The story is
the story of India Ajisaka who had came from India and saw a girl who was processing the rice.
Javanese tradition also recognize a wide variety of processed foods and forms of interaction
with foreign cultures. The tradition developed in Java folklore. Apem (bread from rice) believed
to come from Arabic. Apem was brought by Ki Ageng Cakrajaya of Jatinom after he was on a
pilgrimage from Makkah. While the food selad (soup from vegetables and fried potato) believed
to be the Dutch cultural influence that once ruled in Java. Serabi (bread from rice) is a kind of
apem that influenced by Chinese tradition. It was told that the pioneer was a Chines couple
namely Hoo Geng Hok and Tan Giok Lan who made apem in 1923. Initially, the couple was
asked by a neighbor to make a apem. Many people liked the the version of the apem. . This effort
was then forwarded by her children and grandchildren. This article discusses the origin of the
food in Javanese tradition.
2. METHOD
This study is a qualitative research. This research tries to study a problem and laid out in a
universe so structured as universality with its own peculiarities (Vredenbregt, 1985). The object
of study is related to food in Javanese culture. This study in the realm of the study of folklore
(Abrams, 1981: 66). Javanese culture in question is of Javanese culture around Surakarta.
The research location is in Surakarta and surrounding areas is often called ex Karisidenan
Surakarta. Which is the source of data is the informant, events, and written sources. Interviews
were conducted with informal interviews (depth interview) to the other informants that have
been mentioned above.
To maintain the validity of the data, then the interview will be accompanied by a member
check (Nasution, 1992: 117). In the analysis of these data, the data collected can be achieved
directed to a description of categorical data. This description chronological nets a phenomenon
that can be imaged causal processes that make up the network (Miles and Huberman, 1993: 243).
3. DISCUSSION
Javanese people put food in a symbolic system. For example, lontong or foods with oval shape is
usually served with a variety of other foods, such as salad, soup, meatballs and so forth. Soft and
tender texture makes it an alternative to rice. This meal is called "lontong" that has meaning
“alane kothong” "the bad has gone away". Other foods that are present at the celebration of Idul
Fitri is kupat. The word is an abbreviation of "ngaku lepat", which means admit the wrong. This
shows that the food is not just chitterlings. The philosophy is closely related to the month of
Ramadan. In the way that we already know, that Ramadan is a holy month in which Muslims
opened the door to forgive and make for worship and reward many times over compared to
other months. Until finally returned the sacred or fitrah (no wrong).
Two mythology associated with food also mentioned about food processing. The myth is about
Aji Saka. In the story of Aji Saka also mentioned that the locals also cultivate rice pounded way
first.
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Stories about Joko Tarub also relates to the history of rice. It was told that in the Joko Tarub era,
rice were big, but because of an error Joko Tarub that breaking taboos of his wife, then the rice
into small and be ground to cultivate.
In addition to the Java native food, many types of food mentioned from outside Java. Apem
srabi, and soup are food from outside then modified by Javanese. A mix of savory dishes and
soup (Europe) in Java called timlo solo. The food is very popular with ingredients and spices
tradition, but the presentation is similar soup. It shows that the type of verbal and not verbal
folklore has come together and influence each other (Dananjaja, 1986)
Javanese people already familiar with the technology of food processing, especially planting rice
called pranatamangsa (the rule of the season). Pranatamangsa, is still widely used in rural
peasantry. They know the moment for planting coconut, banana, rice seed spread, cutting
bamboo, and so on. They believe that the plant, cultivate, and take rice, trees, and others will be
better when taken according to the season .
Regarding rice, the Javanese have a special named Dewi Dewi Sri. Dewi Sri Javanese believed
to be the god of rice. He is the bearer of a blessing in the field of agriculture. Therefore, at the
beginning of the rice planting and harvesting rice Javanese always correlated to Dewi Sri. How,
with the ritual acted upon so that crops produced more helpful. Tradition is always glorify Dewi
Sri is ritual of harvesting rice called wiwit. Wiwit tradition there is also a mention methuk Dewi
Sri or ceremony methik (Suyami, 2001: 3). Generally, after a successful harvest of rice, then put
in a barn in each house. In fact, to keep the drought (shortage of rice), Javanese also held a
village barn. Village barn is a kind of social gathering that will be opened during a famine.
After all the people completed the harvest of rice, collectively perform salvation in the form of a
clean village (bersih desa) . The play puppet is usually played story of Sri Mulih at noon. Clean
village is also accompanied by a feast together in the village leaders. This is an effort worship the
Goddess Sri. The form of offerings is two ball rice (golong) for Dewi Sri and her Brother
Sadana. Dewi Sri is reincarnation of Visnu’s wife and Sadana is Visnu so Sri and Sadana are not
a brother and siter, but a cople of deva.
The ritual associated to the existence of Sri and
Sadana as the table below.
The Name of Ceremony
Activitie
Meaning
Tedhun (down to the field)
Planting rice. The offer is Associated with the Dewi Sri
pasta from rice (bubur).
come to the field of rice.
Metengi (Pregnance )
Give rice plant the soup from Associated with the pregnace
chili and fruit (rujak).
of Dewi Sri who need some
chillied and sour.
Wiwit (The firt harvest)
Harvet the rice. For the first Associated with to bring home
time the offer are rice and side Dewi Sri.
dish (chicken and the other).
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Sri Mulih/ Merti Desa (Sri Stored the rice and make The happy time. The planting
come home or clean the anniversary by puppet show and harvesting rice succes and
village)
with the story Sri Mulih.
Dewi Sri in their house.
As a symbol of Dewi Sri, the rice storage installed in front of the statue that is Loroblonyo, a
symbol Dewi Sri and her husband Vishnu. Therefore Loroblonyo statue believed to be the
caretaker of rice. Dewi Sri is on the left and on the right Sadana. This is a picture of Dewi Sri as
a symbol of femininity, always keep in senthong kiwa (left chamber) where the crops. Sadana as
guards also senthong tengen (right chamber) where agriculture weapons. Manifestations of
sculpture Loroblonyo is when the Javanese carry out livelihood or to be bride (manten) , always
symbolized this small statue. This is reprpesentasi relations between the two bride to be
prosperous like Dewi Sri and Sadana. Therefore Javanese initially worked as an agrarian society,
the statue Loroblonyo regarded as being the god of agriculture and a symbol of family happiness.
The mythology of Dewi Sri is a mythology that under the influence of India involving Shiva or
Guru. In the story of Dewi Sri, we are told that she is the reincarnation of Wiji Widayat. Wiji
Widayat will be granted to people in the world.
But Wiji Widayat didn’t obey Batara Guru. It drove itself into marcapada. As a result, Wiji
Widayat must accept god curse of Batara Guru. Suddenly revelation Wiji Widayat slid down to
the bottom of the sea and into the stomach Nagaraja. Of course this makes Nagaraja stomach feel
sick and not feeling well. He was immediately brought before Batara Guru. Finally stomach held
by Batara Guru. Wiji Widayat go out and tobe two creatures. The creature that is later renamed
Sri and Sadana. Only Sadana and Sri wants to get married after a large, thus making Batara Guru
angry. Because, both considered to be cousins. Sri and Sadana had died because of the curse of
Batara
Guru,
and
was
ordered
to
be
dumped
into
the
woods.
Two god named Wangkas and Wangkeng are sent to throw the bodies of Sri and Sadana, turned
out to be very curious. Both had opened the bodies that exist in the coffin. Along the same
Sadana corpse missing from the crate. Because it was suddenly out of the crate out walang rice
pest (walang sangit). Walang sangit is what will become the enemy of rice farmers. For that
casket be closed and immediately taken to the forest Krendawahana for burial.
At the time of goddess Sri buried, no strange signs. Hence to the gods were just leave a message
to the rural farmers in order to maintain the cemetery. Farmers often emberikan-food-grain in the
cemetery after the rice harvest. Farmers in the village was getting rich thanks to the rice harvest.
Since then, the idol of goddess Sri become statue in rice farmers.
However, one day the rice is also attacked by pests intangible walang rice pest.
Apparently, walang rice pest that comes from the spirit Raden Sadana, which is none other than
as incarnation of the god Vishnu. So, walang rice pest actually disrupt rice in an effort to
mystical meeting between the goddess Sri Vishnu ,. Both can be fused after a suksma odyssey.
Furthermore, to commemorate the story, the end of each harvest clean village with a puppet
show took the play Sri Mulih. This play is a mystical and sacred gathering process between Sri
and Sadana. That's why farmers are always trying organizes clean Javanese village after the rice
harvest. Clean village as a tradition of commemorating the rice god they know mystically.
Because of this tradition has been passed down through generations, the net cost was borne
Canadian International Journal for Social Science and Education
Volume 10, January 2017
collectively village. If farmers do not run Java village purification ritual generally fear that there
are things that are detrimental to agriculture. It also does community Tengger (Sutarto, 1998)
CONCLUSSION
Java community is a growing community. Food is a form of culture that reflects Javanese
culture. Javanese have a variety of food forms, but rice seems to be a native of Indonesian food
so that the story of rice in the form of Goddess Sri myth has colored Javanese daily life in the
form of stories, ceremonies, rituals, and the philosophy that is reflected from foods such as rice.
In Javanese tradition also found other forms of food due to the influence of foreign cultures, it
also shows that the Javanese culture outside influence can still be accepted along with their
native culture.
REFERENCE
Abrams, M.H., (1991). A Glossary of Literary Terms. New York: Holt Rinehart and Winston.
Danandjaja, James. (1986). Folklor Indonesia: Ilmu Gosip, Dongeng, dan lain-lain. Jakarta:
Grafitipers
Miles, Matthew B. dan Huberman, A. Michael. (1992). Qualitative Data Analysis (Analisis Data
Kualitatif) Translate Tjetjep Rohendi Rohidi. Jakarta: UI-Press
Nasution. 1992. Metode Penelitian Naturalistik Kualitatif. Bandung: Tarsito.
“Sejarah Singkat Serabi Notosuman” )http://indonesiancuisine99.blogspot.co.id/2012/01/sejarahsingkat-serabi-notosuman-solo.html)
Sutarto, Ayu. )1998). “Kebudayaan Orang Tengger”. εakalah dalam Semiloka Tradisi δisan,
Bogor, 18 Juni 1998.
Sutopo, Heribertus. (1988). Pengantar Penelitian Kualitatif : Dasar-dasar Teoretis dan Praktis.
Surakarta: Pusat Penelitian Universitas Sebelas Maret.
Suwardi. (2000). Folklor Jawa. Yogyakarta: Universitas Negeri Yogyakarta.
Suyamni. (2001). Serat Cariyos Dewi Sri dalam Perbandingan. Yogyakarta: Kepel Press.
Vredenbregt, J. (1985). Pengantar Metodologi untuk Ilmu-ilmu Empiris. Jakarta: P.T. Gramedia.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Flight Attendants’ Strike on Taiwan’s New Labor Law: A Review of the 2016 China
Airline’s Strike
Chey-Nan Hsieh
Chinese Culture Univ., Taiwan
Abstract
Taiwan’s China Airline cancelled 67 flights on June 24, 2016 due to the strike instituted by its
flight attendants. The strike and its aftermath labor dispute was an expensive test to the new
labor law enforced after May 1, 2011. It has proved that dissenting employees of a particular
union is free to incorporate a new union of their own and compete with their original enterprise
union. A quasi-pluralism industrial relations system has been established. With the high turn-out
rate and voting rate, the newly incorporated union established with the legitimacy and
justifiability called the strike. In this event, the government stood on neutral position and
encouraged good faith collective bargaining of the parties which disappoint the business but
made the strike possible. The strike ended in less than 24 hours bringing many aftermath labor
disputes because there wasn’t an exclusive representation system in the law. In order to enhance
a cooperative industrial relations system, the exclusive representation and duty of fair
representation should be included into the labor law.
Keywords: Strike, Union, Exclusive Representation, Collective Bargaining, Labor Dispute
Introduction
For the first time, China Airline )“CAδ”) cancelled 67 flights on June 24, 2016 due to the strike
instituted by its flight attendants. Its flight attendants carried placards and shouted slogans from
the midnight of the day. The strike caused a damage of more than a billion NT dollars and the
possible claims from the passengers impacted.
Since May 1, 2011, the commencement of implementing new labor law covering all the
amendments during 1999 and 2011 to the Taiwan’s Trade Union law )“TUδ”), Taiwan’s
Collective Agreement δaw )“TCAδ”) and the δaw for Settlement of Labor Dispute
)“δSδD”),20 quasi-plural unionism has been adopted and multiple unions have been allowed to
be incorporated to organize the employees of same company and bargain with their employer
though the law still sets limitations. The employees of a company may only incorporate a
20
Hou-Cheng Wang(2010). Jian Gou Gong Hwei Xin Fa Zhan: Gong Hwei Fa Xiou Zhong Dian (Establish the New
Development of the Unions: The Key Points of the Amendments to the Labor Union Law) 22 Tai Wan Lau Gun Ji
Kan (Taiwan Labor Quarterly) 48-49(2010).
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company-wide enterprise union to represent the whole employees. The change brings concerns
about more labor disputes and labor-labor conflicts.
Before the strike, many employees who were originally members of the China Airline Enterprise
Union )“CAEU”) resigned and incorporated a new union, Taoyuan Flight Attendants’ Craft
Union)“TFACU”), to represent themselves.21 The CAEU had disputes with TFACU because
CAEU lose its members. It reveals the problem of labor-labor friction that has never happened in
the past. TFACU’s strike under the said context obviously served as a test not only to CAδ but
also to the new revisions of labor law implemented in 2011. The quasi-plural unionism seemed
to bring more disputes for CAL that forced it to bargain with more than one union. The
happening of labor-labor friction is concerned by this paper to be an inadequate situation because
the new revisions are designed to promote industrial peace as their main goal. Though labor laws
established for protecting industrial democracy and industrial peace may vary from country to
country but they are more or less established to protect workers’ labor rights and simultaneously
promote industrial peace. This strike gives a question of whether the revisions enhance the power
of organized labor on the one side and simultaneously maintain cooperative industrial relations
on the other.
Labor law has to assure the equity as well as autonomy in labor-management bargaining and
provide with adequate dispute resolution mechanism for the parties. New revisions explicitly
aimed at promoting them by providing in the article 6 of TCAL and the article 2 and 54 of the
δSδD the obligations to maintain “good faith” and “autonomy” in collective bargaining and
resolution of labor dispute. The poor interactions between labor and management prior to the
strike evidencing the industrial relations in collective bargaining has been affected due to the
representation problem impacted by the quasi-plural unionism. How to have a better system for
determining the jurisdiction of bargaining representation among competing unions with a much
proper mechanism is a big issue for Taiwan’s future labor law.
This paper adopts a legal analysis approach to explore the merits and downsides of the new
system provided by the new labor law which has been tested by the strike and learn from
American labor law that may be applied to seal the loopholes.
The Revisions Switched the Practice of Unionization and Bargaining Representation
Though the workers’ right to organize, bargain and act collectively is not explicitly written in the
Constitution, through the Constitutional Court’s interpretation, these rights are fundamental
rights.22 Prior to εay 1, 2011, the union’s organizational jurisdiction was limited to one
company one union.23 Enterprise unions were not chosen at the will of employees but
employees were forced to participate enterprise unions.
What CAL has Offered may not be the Worst in the Industry
The strike by no means stand on the ground that CAL was the worst employer in the air carrier
industry. Actually, CAL is the only organized company in the industry. For instance, its biggest
21
Since CAEU is an enterprise union, the members of the union cove ring ground staff, pilots,
maintenance workers, flight attendants and other China Airlines employees. TFACU is an independent
craft union covering only flight attendants working in the area of Taoyuan city.
22
Constitutional Court’s interpretation no 373 dated Feb. 24, 1995.
23
Yueh-Chin Hwang. Lao Dong Fa Xin Lun (New Theory Labor Law) Taipei: Han-Lu Book Publishing (2000).
Canadian International Journal for Social Science and Education
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competitor, Eva Airline is suspected to adopt union free policy and no union has ever tried to
organize its employees before the strike.24
Actually, Taiwan has high union organizing rate but it by no means represents the strength of
labor in Taiwan.25 Eighty to ninety percent of all the trade unions are small craft unions and
some of them are paper unions. The reason why Taiwan has so many small craft unions is
because the government, through craft unions, grants subsidy by paying the fees of labor and
health insurances for each craft union’ members.26 As a result, most small craft unions are
mainly organizing self-employees rather hired employees. They are not necessarily representing
their members for collective bargaining because for many craft unions’ members it is hard to
locate their employers (opposite parties) for collective bargaining. Other than craft unions, very
few organized workers are members of industry-level industrial unions (cross-enterprise unions)
but they are relatively stronger and more collective agreements on that level have ever been
concluded. As to enterprise-level enterprise unions, they are not necessarily successful in terms
of collective bargaining.27 For enterprise unions, because most Taiwan’s companies are small
and medium companies, their employees are less likely to get organized and conduct collective
bargaining. That is why the organization rate of enterprise unions is very low and fewer
collective agreements have ever been concluded than those of outside industrial unions and craft
unions. That is why there are only 131 collective agreements concluded even though there are
currently 914 enterprise unions in Taiwan. However, those companies with enterprise unions
existing in house like CAL, would be considered to be well established companies. Those unions
engaging in bargaining for the collective agreements to build better labor conditions at large
companies can be regarded as strong unions.
After the revisions, the powers of enterprise unions have been diluted. In this strike case, CAδ’s
flight attendants took the advantage of the revisions to incorporate TFACU outside the company.
Quasi-plural unionism Creates the Foundation of the Strike
The limitation on multiple unions prohibiting competing enterprise unions at enterprise level
create the room for TFACU to be incorporated outside CAδ and organize CAδ’s flight
attendants.
Impacts Brought by Quasi-plural Unionism
Due to the limitation, multiple unions within CAL do not enjoy same organizational jurisdiction
because CAEU is the company-wide enterprise union. No other company-wide enterprise unions
shall be existed in CAδ. As to CAδ’s branch offices or plants, there are plant-wide enterprise
unions parallel to CAEU within the plant. Both CAEU and the plant-wide enterprise union shall
represent the employees of the plant for collective bargaining but only CAEU represent
24
In Eva Airline, no union found in the company. After the CAL strike, 15,000 flight attendants join TFACU.
As of the April of 2016, there are 5,437 unions covering 3,344,730 members. More than 35 percent of workers are
organized. Within the total of unions, there are 4,111 craft unions but only 914 enterprise unions and 159 industrial
unions (cross-enterprise unions).
Source: Ministry of Labor, retrieved on July 15, 2016. from its website
http://statdb.mol.gov.tw/statis/jspProxy.aspx?sys=210&kind=21&type=1&funid=q050112&rdm=beerWNAo.
26
See article 8 of the Statute for Labor Insurance.
27
As of the April of 2016, there are 666 collective agreements have been concluded and in force. For 4,111 craft
unions, there are only 192 collective agreements concluded and in force. For 159 industrial unions, there are 342
collective agreements concluded and in force. For 914 enterprise unions, there are only 131 collective agreements
concluded and in force.
25
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company-wide employees. CAEU’s dominant’s status and failure in fair representation becomes
the foundation to allow TFACU, an outside craft union, compete with it for bargaining
representation and leadership in instituting industrial actions. According to article 6 of the TCAL
cross-enterprise craft union with members of different companies’ employees is allowed to
compete with the in-house enterprise union in collective bargaining representation if the half of
the company’s employees are the members of the cross-enterprise union.28 The company-wide
enterprise union is not the only union that can represent the employees of whole company at
enterprise level for collective bargaining. Therefore, any cross-enterprise/industry-level
industrial union enjoys the right to organize the employees of the whole company by pushing
fifty percent of the company’s employees be organized as the members of its union. As to craft
employees of a company, any cross-enterprise/industry-level craft union shall represent the
specific craft’s employees of a company if half of the same craft’s employees of the company are
members of the cross-enterprise/industry-level craft union. It explains the reason why CAδ’s
flight attendants incorporated TFACU, a cross-enterprise union in the city of Taoyuan, to
compete with CAEU.
CAEU’s Poor Performance in Representation
Strike is still somewhat unusual in Taiwan. For the companies of airline industry, nearly any
kind of industrial action have never happened. Many labor-management problems are expected
to be solved through the labor-management consultation process. For the well-established
unions, the bargaining structure and the role they play in the system are more or less limited
within enterprise-level. A failure of CAEU’s fair representation builds distrust that pushes the
struggle due to flight attendants’ preference to TFACU. Before the strike, TEACU, the de jure
company branch of industry-level craft union, carried out bargaining with CAL. The de jure
industry-level collective bargaining was highly connected to enterprise-level collective
bargaining as TFACU represent only CAδ’s flight attendants. That is why the institution of
strike remained at the enterprise level. As a result, the better terms and conditions was not
reached through the enterprise-level collective bargaining but through the bargaining between
CAL and TEACU, a de jure cross-enterprise craft union but a de facto enterprise-level craft
union. TEACU instituted the strike only for the flight attendants of CAL.
Problem Found after the Strike
A problem out of this quasi-plural unionism bargaining representation system has been found in
the aftermath of the strike. This bargaining representation system may not guarantee the increase
of bargaining power for unions but create a confusion for employer. An employer may have to
bargain with several unions for the same group of employees. Furthermore, labor-management
standoff may escalate because frog-leaping bargaining strategy may be adopted by some unions
qualified to represent employees. It would bring chaos to the industrial relations of a particular
company.
All About Rest: Dispute over Working Hours Agreement Under 84-1 Labor Standards Law
)“δSδ”)
28
The article 6 of the TCAL does not require enterprise union to be a majority union in its company. However,
according to the same article, for cross-enterprise industrial union and craft unions, they are qualified to serve as
bargaining representative only if they enjoy majority union status. So long as a majority union status has been
established, the union shall serve as the representative of employees of the company for collective bargaining.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The relationship between flight attendants as a group and CAL has been difficult for many years.
In 2012, the sudden death of a cabin manager lead to the questioning over harsh assignments
under CAL working hour arrangements.29 The harsh assignment, for instance, requiring a duty
starting from early morning for shorter distance flights to and from of twice duty but does not
allow flight attendants to have enough resting period which has been protected under the Articles
30, 32, 36, 37 and 49 of LSL. In May 30, 2016, some day prior to the strike, the members of
TEACU instituted a demonstration down in the Taipei street to protest against long working
hours as well as harsh assignments.
Dispute on CAδ’s Pushing to Sign Working Hour Agreement under the Article 84-1 of LSL
Article 84-1 of LSL provides that after the approval and public announcement of the Central
Competent Authority, a certain types of workers may arrange their own working hours, regular
days off, national holidays and female workers' night work through agreements with their
employers. These agreements shall be submitted to the local competent authorities for approval
and record keeping. With the agreement signed, the employees shall not be subject to the
protection directly imposed by Articles 30, 32, 36, 37 and 49 of LSL. However, the workers
permitted to sign the agreement only include, (a) supervisory, administrative workers, and
professional workers with designated responsibility, (b) monitoring or intermittent jobs, and (c)
other types of job in special nature.30
Any employee agreed to be subject to the agreement under Article 84-1 shall not suffer a less
favoured Working Hour Conditions according to Constitutional Court.
The special working hour agreement made under Article 84-1 of LSL shall not violate the
minimum standards provided by LSL and shall not be detrimental to the health and well-being of
the workers according to the constitutional court. The court delivered no. 494 decision dated
Nov. 18, 1999 that LSL was enacted to protect worker's rights of existence and work as well as
to promote the workers’ livelihood. Although a business entity may separately enter into
agreement with the workers, the conditions agreed to should in no event provide less than the
minimum standards set by the LSL.
Workers’ Distrust Against Employers δeads to the Problem
As the court stated, article 84-1 itself doesn’t have anything wrong but many employers’
practices may not be fair for their employees. Many workers complained the 84-1 to be slave
labor provision which lead to overworking of workers.31 Labor inspection authority had issued a
number of fines on CAδ. The cumulative amount was up to NT$10,000,000 for CAδ’s non1
30
29
Tang Shih “Why flight attendants’ go on strike? A Cabin εanager’s Death of Overwork, CAδ ask Employee
Wash Hands εore” Taiwan People News, June 24, 2016.
Article 50-1 of Enforcement Rules of the Labor Standards Law further detailing the definition of what are
supervisory workers, administrative workers, professional workers with designated responsibility, monitoring and
intermittent workers referred to in the subparagraphs 1 and 2 of paragraph 1 of Article 84-1. Supervisory workers
and administrative workers mean those who are hired by an employer to be responsible for the operation and
management of business and with the power to decide the hiring, discharge, or working conditions of the workers in
general. Professional worker with designated responsibility means one who utilizes his/her professional knowledge
or skills to complete a task and is responsible for its success or failure. Monitoring work means chiefly to monitor
work in certain work place. Intermittence work means the work is intermittence in nature.
31
Kaohsiu g Federatio of I dustrial U io , Arti le 4-1 of L“L: A “la e La or Pro isio ? Ku-Lau Net, Feb.15,
2011.
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compliance of employees’ protected right regarding working hours. CAδ ignored the charges
and fines because the charged cost has been far less than the labor cost that CAL should pay to
employees. The CAδ’s non-compliances produces distrust against CAδ’s proposed working
hours’ term for signing 84-1 agreement.32 In fact, the number of working hours proposed by
CAL in May of 2016 for 84-1 agreement is 46 hours longer than the hours permitted by LSL for
regular type of work in place for flight attendants. Accordingly, the total monthly working hours
proposed may be up to 220 hours.33 Most CAL flight attendants refused to sign the written
agreement for the 84-1 working hours’ term and protested by demonstration on the May 30,
2016.34
Several CAδ’s mistakes made the strike possible: The δast Straw Broke CAδ’s δabor
εanagement Relationship’s Back
CAδ’s non-listening to the grievances related to working hours was the trigger of the strike.
Many grievances regarding regulated working hours have been repeatedly reported through the
CAEU.
Create an Interest Dispute Meeting the Requirement for a Legal Strike
LSLD provides that only for interest dispute a strike shall be instituted. Ignoring the voices of the
flight attendants through protest, CAL continuously denied the request to bargain in good faith
with TEACU for the terms of ceasing undue assignment and adjusting working hour. Therefore,
between the parties there is an interest dispute arising from the bargaining for changing
employees’ working hours.
CAδ’s Chief Executive Officer )“CEO”) Having A Wrong Idea That It Is a City δabor
Authority’s εust-Do Action Regarding Government-discretional Arbitration
The late president of CAδ, fired during the strike, didn’t understand anything about the labor law
by complaining the labor authority’s not incurring government-discretional arbitration.35 He
thought the labor agency of Taoyuan was to be blamed for the happening of the strike because
they didn’t incur the arbitration to bar the strike. It is true that the article 8 of δSδD provides a
prohibition of any strike during the procedures of mediation, arbitration or unfair labor practices.
If there is any arbitration procedure incurred, no strike can be instituted. However, the paragraph
1, article 25 of LSLD provides that after the mediation is not successfully concluded both parties
jointly shall request for arbitration. Therefore, a labor arbitration shall only be incurred jointly by
CAL and TFACU but that was not conceivably possible. The other type of labor arbitration shall
be incurred is simply up to government’s discretion. According to the paragraph 4 of the same
article, absent of the joint request of both parties for arbitration, if the labor authority regards that
1.1
Yu-Tseng Lai. “Complain CAδ for the fines of CAδ’s non-compliance up to NT$ 10,000,000: Wen-Chien
Tsan )City εayor of Taoyuan) Supports the Industrial Action of Flight Attendants.”
32
Ettoday, June 23, 2016.
2 33 Chiu-Yuen Lu. “CAδ’s Slavery Provisions: The number of Working Hours under New Contract is 46 hours
longer than the hours permitted by δSδ, overtime is not calculated!” Buzz Orange, June 3, 2016.
34
35
I-Gin Huang. Refuse to “ig “la e La or Co tra t u der Arti le 4-1 of L“L: Thousa ds of CAL Flight Atte da ts’
Protest y De o stratio a d Threat to Go o “trike Apple Daily, June 1, 2016.
Yang, Tung-Shiuan. Ji Ti Lao Dong Fa (Collective Labor Law) Taipei: Wu-Nan Book Publishing (2007). Yang
calls the type of arbitration to be compulsory arbitration but this paper would like to call it state-discretional
arbitration.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
the interest dispute is of great impact on livelihood and interests of the general public, it shall by
its discretion submit the dispute to arbitration. In the past, because the labor authorities of city
governments were afraid of the pressure from the general public or hurting business’ interest
groups, an invisible quasi-business-government alliance tends to be there to deter the unions by
threating that the government-discretional arbitration may be incurred. Even though there wasn’t
any government-discretional labor arbitration kept on the record it was an effective way to bar a
legal strike. The strike goers of this strike firmly holding the placards of “we want strike, no
arbitration” to request the government and employer not to play the game.
That was why Taoyuan city mayor, Cheng Wen-Tsan, after talked with the CAδ’s CEO and
union leaders reverted back to the law’s original face by denying the incurring of the arbitration
even though CAL requested it.36 He let the parties determine how they conduct collective
bargaining and resolute their dispute even though the voices complaining the possible strike from
general pubic was there.37The barrier deters a strike has been removed.
CAδ wasn’t in Good use of Replacement Workers
During the strike, more than 1,000 flight attendants were still the members of CAEU not affected
by the TFACU’s strike, there wasn’t any sense to cease all 67 flights of June 24. Furthermore,
since the labor dispute has been there for a while, it was by no means a big problem to recruit
enough replacement workers.
Current Quasi-plural Unionism’s εerits for Union Organization and Downsides for Collective
Bargaining
Merits for Union Organization
In terms of incorporating new union and organizing union members, the revisions keep the costs
lower and make it easier to start collective actions in favor of employees.
Members are Easier to be Organized on Their Community of Interest
According to the US experience, to be organized together for the purposes of collective
bargaining, employees’ community of interest shall include: “)1) bargaining history in the
industry as well as with respect to the parties; (2) similarity of duties, skills, interests, and
working conditions of the employees; (3) organizational structure of the company; and (4) the
desires of the employees. Nowadays, there are diverse kind of community of interest for
employees to get unionized. Under new labor law, subset groups of employees are free to
organize employees with community of interest.38
Unions are Easier to Solicit
In the past, CAEU controlled the majority of members because it was the exclusive
representative of all employees in all the relevant branches or with all different skills. The
CAEU’s officials elected by all the employees of the company that complicate the union politics
of representation. For the flight attendants, before the revisions they had no choice but accepted
Yu-Hui Chiu. “Cheng Wen-Tsan: The Position is not Changed-No Compulsory Arbitration Incurred” United
Daily June 21, 2016.
37
Yu-Tseng Lai. ”CAδ Strike: Pan-Blue Law-makers Complained the Denial of Referring to Arbitration by Cheng
Wen-Tsan is the Main Cause/ Taoyuan: It is an Act According to δaw” Ettoday June 24, 2016.
38
Patrick Hardin ed. The Developing Labor Law : The Board, The Courts, and The National Labor Relations Act.
Washington : BNA(2002).
36
Canadian International Journal for Social Science and Education
Volume 10, January 2017
the CAEU’s representation though they weren’t satisfied with the CAEU’s representation.
Current multiple union system benefits union to convince employees to join its union based on
the union’s performance for its members instead of merely giving lip-service promises. It
becomes easier to persuade workers to join the union. For the flight attendants, this new system
is one of the contributory factors that make the strike possible and their voices heard.
Rival Unions Enjoy Equal Treatment
The new labor law prohibits employer’s discrimination on the basis of union affiliation. An
employer is required to remain neutral as to its employee’s choice of competing labor union.39
Employer is prohibited to engage in the conduct supporting a preferred labor union over the
other. From the US experience, US Supreme Court found, in Garment Workers v. Labor Board,
the employer violated Section 8)a))2) of National δabor Relations Act )“NδRA”) by recognizing
a minority union as the exclusive labor union even though the employer believed in good faith
that the union enjoyed majority support.40 The ruling is that it is a fait accompli depriving the
majority of the employees of their right to choose their own representative. The decisions of
Taiwanese Unfair Labor Practice Commission have ruled the same as its American counterpart.
A principle established by the Commission requiring employer to treat competing unions
impartially. In Lao-Cal-Zi (100) no. 18 decision, the Commission explicitly stated that the
employer ought to maintain impartial position in treating the competing unions.41 In the case,
the complainant complained that the employer’s action in removal of the linkage between the
employer’s website and its union’s website but didn’t delink the linkage between its website and
other unions’ websites. The Commission reiterated that when two or more unions existed in an
enterprise, the employer ought to honor the existence of multiple unions, maintain impartial and
not to favor a union over the others. The Commission upheld the claim of the complainant and
ordered the employer to link the company’s front page to the website of the complainant’s union.
Much Easier to Unite the Will of Members to Pass Through the Barriers Set to Bar Strike and to
Place Employer in Dispute
According to the new labor law, both CAEU and TFACU are qualified to represent the CAL
flight attendants for collective bargaining. However, the officers of CAEU were complained to
serve as CAδ’s company men rather than the unionists on behalf of the employees. CAEU has
been seen by TFACU’ members as a union only engaging in “sweet-heart” deals with CAδ and
granting concessions to CAδ. CAEU was complained to be willing to sacrifice the employees’
long-run interests to benefit CAL.42 TEACU responded the demand of the flight attendants.
Further according to the article 53, paragraph 1 of LSLD, a union shall not call a strike unless the
strike has been approved by no less than one half of the members in total via direct and secret
balloting. In order to meet this requirement, TEACU started on June 8, 2016 to call for a
resolution regarding calling a strike which needs half of all the members to vote yes. The total
number of members was 2,638 and the turn-outs were 2,548 constituting a rate of 96.5 percent of
all the members. For all the 2,548 members turned out, 2,535 members voted yes constituting 99
percent of all those members who turned out. On June 23, 2016, the voting approved to go on
39
40
Liang-Jung Lin, Chiu Yu-Fan & Chang Hsin-Lung. Protection of Labor Unions and Remedies for Unfair Labor
Practices (Chinese ed.) New Taipei City: Labor Vision (2012).
Garment Workers v. Labor Board. 366 U.S. 731 (1961).
Council of Labor Affairs (100) Unfair Labor Practice ULP adjudication Decision No. 1.
42
The president of CAEA was in the banquet with the CEOs of CAL while the strike started.
41
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Volume 10, January 2017
strike. On the midnight of June 24, 2016, the strike begins and the newly appointed CAδ’s
chairman of board of directors accepted all the seven terms requested by TEACU. The strike
ended.43
Downsides Arise from Collective Bargaining
Some downsides are found in the process of collective bargaining of multiple unions system.
Multiple unions’ representation creates rooms for unions to apply frog-leaping bargaining
strategy. Right after the strike, quite embarrassedly, CAEU adopted leap-frogging strategy to
bargain with CAL for much better terms. The CAEU representatives demanded even better terms
by threating to hurt the employer badly. CAEU’s strategy made CAδ to accept all eight terms
requested by CAEU on the 28th.
This outcome is far from being a fair and efficient representation of same group of employees. It
is quite obvious that Taiwan’s bargaining representative selection procedure has its loopholes. It
may lead the employer to bargain with each union for the same group of employees. CAL needs
to bargain with both CAEU and TEACU because they are all qualified to represent CAδ’s flight
attendants.
American Exclusive Representation and Duty of Fair Representation has its Merit in Multiple
Unions’ Collective Bargaining
According to article 6 of TCAL, employer (company) with multiple unions granted with
representation power are not necessarily required to unify their collective bargaining avenue. It is
quite obvious that CAEU would not cooperate with TEACU to unify a bargaining team and
bargaining terms. After the strike, CAL had to bargain again with CAEU and by taking the
advantage of the strike, CAEU would get what it want.44 For the management, it wasn’t the end
of the strike but may be a beginning of many strikes.45 In United States, there are quite a lot of
experiences as to the multiple unions competing to represent the employees working within one
employer.46 Employer has to bargain for the same group of employees only once for employees
within one unit. Employees may be organized into multiple unions but they only have an
exclusive avenue to bargain for same group of employees. According to US NLRA, American
bargaining representation is an exclusive representation system.47In the US system, the grant of
43
The seven terms includes, (1) a raise of business travel allowance up to 5 US dollars, (2) the rest days for a year
shall not less than 123 days, for 1 month shall not less than 8 days, for a week shall not less than 2 days, (3) an
amendment to performance evaluation system, )4) grant union’s business leave to the officers of union
representatives, directors and supervisors, (5) revert back to the rules for on-duty reporting and shall not amend
them, (6) the time working on national holidays should be paid in double, and (7) the time working for crosscontinental lines should be protected in accordance with the regulation of LSL.
44
Z-Ching Hsu. “CAδ Enterprise Union A nnounced that CAL Accepted all the eight terms
Requested” United Daily, June 28, 2016.
45
After CAδ’s conclusion of collective agreement with TEACU and CAEU, another labor dispute with CAδ’s
subsidiary, εandarin Airline )“εA”), raised by εA’s enterprise union )“εAEU”). With εAEU’ bargaining, CAδ
and MA is under the threat of collectively going on leave on the moon festival that may be instituted by MAEU.
46
George Schatzki. Majority Rule, Exclusive Representation, and the Interests of Individual Workers: Should
Exclusivity Be Abolished?” 123 U. Pa. L. Rev. 897 (1975).
47
National Labor Relations Board (1997). Basic Guide to the National Labor Relations Act: General Principles of Law
Under the Statute and Procedures of the National Labor Relations Board, Washington: U.S. Government Printing
Office.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
exclusive representation to a union is accompanied by a duty of fair representation for all
employees.48 It causes a rising of labor management cost if an employer has to bargain with
each qualified union. In American system, employer does not have to bargain with each
representative union of each bargaining unit.49 Because the determination of finally designated
bargaining union is based on majority status, the exclusive representation system improves the
representative union's bargaining power which ensures all the employees’ right to be represented.
It is true that repetitive bargaining waste resources for both labor and management. It would be
good for Taiwan to minimize confusion in the process of collective bargaining. It would be wise
for Taiwan to move current representation system to exclusive bargaining representation so that
an employer doesn’t have to bargain for same group twice.
Conclusion
Through the analysis, present labor law has brought many changes to Taiwan’s industrial relation
system. Learning from the strike, we found that trade unions as an established institution would
obviously play a much significant role in the future. They will become much active not only in
improving working conditions of employees but also making their voice heard in such a
democratic society.
The Revisions Benefit to the Industrial Democracy
The strike has proved that the labor law revisions accomplished its goal in terms of benefiting
employees to incorporate their own unions. Due to one-enterprise-one-union system of the past,
unions were given exclusive representation authority but there were abuses of power at the
expense of employees with different interests or backgrounds. We expect, in the future, this kind
of de jure industry-level but de facto enterprise-level collective bargaining will increase due to
the malfunction of enterprise unions. Under past system of representation, the interests of
minority employees suffered in the absence of fair representation. The multiple unions system
appears to be workable. The system of multiple unions better meets the needs of employees.
Particularly, the new practice meets the need of the employees with different interests or skills
than those of the majority of the employees in a company. The new labor law gives dissenting
employees to enjoy the success of organization and collective bargaining. The status of more
than half of all flight attendants were their members qualifying its representation power. For a
non-enterprise union to represent the flight attendants of CAδ, it wasn’t a barrier at all. CAδ’s
flight attendants as CAδ’s sub-group of employees have their own distinct interests and that is
why outside craft union was able to organize them for representation in collective bargaining.
The interests of minority employees were represented under the duty of fair representation.
The Neutrality of Government and Employer is Needed
Government holding neutral stance in governing the resolution procedures of labor disputes
between the unions and employers improves autonomous capacity of labor and management in
dealing with their own labor dispute. The revisions create mixed system of bargaining
representation and the system creates the room to include minority enterprise unions, majority
enterprise unions, majority cross-enterprise industrial unions and cross enterprise craft unions to
be qualified as bargaining representative unions. As the above-mentioned, when an employer
48
Clyde Summers. Unions Without Majority – A Black Hole?
Chi.-Kent L. Rev. 531, 539 (1990).
Charles J. Morris. “Collective Rights as Human Right: Fulfilling Senator Wagner’s Promise of Democracy in the
Workplace - The Blue Eagle Can Fly Again” 39 U.S.F. L. Rev. 701 (2005).
49
Canadian International Journal for Social Science and Education
Volume 10, January 2017
faces the new problem coming out of competing in the representation among multiple unions,
impartiality to either union should be maintained.
Labor law should Establish Single Avenue Bargaining of Exclusive Bargaining and Fair
Representation to seal the Possibility of Repetitive Bargaining
Allowing separate bargaining between an employer and each qualified union, the parties won’t
be able to avoid repetitive bargaining for same group of employees. That was why CAEU didn’t
have the problem furthering request to represent its flight attendant members. The strike and its
aftermath labor disputes tell Taiwan it needs a system granting only one avenue between the
parties for collective bargaining. The lack of a single bargaining avenue structure creates more
conflicts between unions and management. The current system gives chances for competition
among rival unions but employer may not be able to bargain with all the unions. The growth of
labor disputes after the strike made the employers not in favor of multiple unions system because
they have concerns about the bargaining strategies of leapfrogging. Current Taiwan’s none
unified bargaining avenue system doesn’t not serve properly the interests of labor and
management. American exclusive representation and duty of fair representation system provides
single bargaining avenue in the case of multiple unions. Its exclusive representation election
procedures allowing multiple unions competing to win representation of the same employees
through election and the employer has to bargain with one unified bargaining union. The
majority incumbent union under the system of exclusive representation prevents the possible
problem that a company’s minority enterprise union also enjoying the right to represent all the
employees of whole company. It benefits relevant unions and management in conducting one
avenue collective bargaining. Exclusive representation, including election procedure, and the
duty of fair representation should be introduced to the labor law of Taiwan. While the day, an
employer has to bargain only with one majority union with respect to particular group of
employees, it would be easier for both unions and employers to build cooperative industrial
relations.References
Chiu, Yu-Hui. “Cheng Wen-Stan: The Position is not Changed-No Compulsory Arbitration
Incurred” United Daily, June 21, 2016.
Council for Labor Affairs (100) Unfair Labor Practice ULP adjudication Decision No. 1. Taipei:
Ministry of Labor.
Finkin, Matthew W. The Road Not Taken: Some Thoughts on Nonmajority Employee
Representation, 69 Chi.-Kent L. Rev. 195 (1993).
Hardin, Patrick ed. The Developing Labor Law : The Board, The Courts, And The National
Labor Relations Act. Washington : BNA(2002).
Hsu, Z-Ching. “CAδ Enterprise Union Announced that CAδ Accepted all the eight terms
Requested” United Daily, June 28, 2016.
Huang, I-Gin. “Refuse to Sign Slave δabor Contract under Article 84-1 of LSL: Thousands of
CAδ Flight Attendants’ Protest by Demonstration and Threat to Go on Strike” Apple Daily, June
1, 2016.
Hwang, Yueh-Chin. Lao Dong Fa Xin Lun (New Theory Labor Law) Taipei: Han-Lu Book
Publishing (2000).
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Kaohsiung Federation of Industrial Union. “Article 84-1 of Labor Standards Law: A Slave Labor
Provision?!” Ku-Lau Net, Feb.15, 2011.
Lai, Yu-Tseng. “Complain CAδ for the fines of CAδ’s non-compliance up to NT$ 10,000,000:
Cheng Wen-Tsan (City Mayor of Taoyuan) Supports the Industrial Action of Flight Attendants.”
Ettoday, June 23, 2016.
Lai, Yu-Tseng. ”CAδ Strike: Pan-Blue Law-makers Complained the Denial of Referring to
Arbitration by Cheng Wen-Tsan is the εain Cause/ Tao: It is a Rule According to δaw” Ettoday
June 24, 2016.
Lin, Liang-Jung, Chiu Yu-Fan & Chang Hsin-Lung. Protection of Labor Unions and Remedies
for Unfair Labor Practices (Chinese ed.) New Taipei City: Labor Vision (2012).
Lu, Chiu-Yuen “CAδ’s Slavery Provisions: The Number of Working Hours under New Contract
is 46 Hours longer than the Hours Permitted by δSδ, Overtime is Not Calculated!” 呂秋遠 Buzz
Orange, June 3, 2016.
εorris, Charles J. “Collective Rights as Human Right: Fulfilling Senator Wagner’s Promise of
Democracy in the Workplace - The Blue Eagle Can Fly Again” 39 U.S.F. δ. Rev. 701 )2005).
National Labor Relations Board. Basic Guide to the National Labor Relations Act: General
Principles of Law Under the Statute and Procedures of the National Labor Relations Board,
Washington: U.S. Government Printing Office (1997).
Schatzki, George. “εajority Rule, Exclusive Representation, and the Interests of Individual
Workers: Should Exclusivity Be Abolished?” 123 U. Pa. δ. Rev. 897 )1975).
Shih, Tang. “Why Flight Attendants’ Go On Strike? A Cabin εanager’s Death of Overwork,
CAδ Ask Employee Wash Hands εore” Taiwan People News, June 24, 2016.
Summers, Clyde. “Unions Without εajority – A Black Hole?” 66 Chi.-Kent L. Rev. 531 (1990).
Wang, Hou-Cheng. Jian Gou Gong Hwei Xin Fa Zhan: Gong Hwei Fa Xiou Zhong Dian
(Establish the New Development of the Unions: The Key Points of the Amendments to the Labor
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Publishing (2007).
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Change Management in Engineering Educational Institutions
A case study from India
K G Viswanadhan, College of Engineering, Kidangoor, Kerala, India
Sindhu R, NSS College of Engineering, Palakkad, Kerala, India
Abstract
Quality is in the centre stage in any organizational context. But, what is quality and how it can be
achieved is still a hot topic. Many engineering educational institutions in the state of Kerala,
India are in a dilemma how to establish a quality assurance and management system within the
college. The project presented here is a case study in this context utilizing the models of change
management for the development of quality management system in an engineering educational
institution. Action research is opted as the methodology. It was found that if there is a demand
for and an external pressure is in place, then only a quality assurance system will flourish within
the College in the present circumstances.
Key words: Quality, Quality management, Change management, Engineering education, Action
research
1. Introduction
A well maintained quality assurance system is the backbone of any educational institution. It will
streamline the educational processes and assure the quality of outcomes. But, quality assurance
system at present is very weak in many engineering college in Kerala India. Only, the Principal
and a few Head of the Departments are involved in the Quality related activities. Most of the
staff members are least bothered about the quality of education provided by the college. It is
decided to address this issue through a Change management project. The area selected for the
change management project is the ‘Quality Assurance System’ for an Engineering college in
Kerala, India.
Aim of the project is set as
To investigate into the ways and means to strengthen the Quality Assurance System of
Engineering colleges in Kerala.
To develop an effective Quality Assurance System which suits the present scenario of the college
under study.
2. Literature review
Against a background of rapid technological development, a growing knowledge workforce and
the shifting of accepted work practices, change is becoming an ever-present feature of
organisational life (Burnes, 2004). Organisational change is so rapid and unpredictable that it
Canadian International Journal for Social Science and Education
Volume 10, January 2017
cannot be managed from the top down. Instead, change should be seen as a process of learning.
Implementation is the difficult step after the decision to change and to use it regularly at the
organization (Klein and Sorra, 1996). Resistance to change may arise due to various reasons. A
strong implementation climate when the values’ relation is negative may result in resistance and
opposition to change (Klein and Sorra, 1996; Schalk et al., 1998). The organization has to face
departmental politics or resistance from those departments that will suffer with the change
implementation (Beer and Eisenstat, 1996; Beer et al., 1990; Rumelt, 1995). Deep rooted values
and emotional loyalty (Krüger, 1996; Nemeth, 1997; Strebel, 1994) and forgetfulness of the
social dimension of changes (Lawrence, 1954; Schalk et al., 1998) may be other reasons. But,
resistance can also be considered as a source of information to develop a more successful change
process (Beer and Eisenstat, 1996; Goldstein, 1988; Lawrence, 1954; Piderit, 2000; Waddell and
Sohal, 1998).
To increase the chances of change being successful, several researchers have suggested a
sequence of actions that organisations should take (Kotter, 1996, Kanter et al., 1992, Luecke,
2003). Todnem )2005) focused on “change readiness and facilitating for change” than for
providing specific pre-planned steps for each change project and initiative. Lewin (1952, in
Elrod II and Tippett, 2002) argued that change involves a three stage process: firstly, unfreezing
current behaviour; secondly, moving to the new behaviour; and, finally, refreezing the new
behaviour. This model was adopted for many years as the dominant framework for
understanding the process of organisational change (Todnem, 2005). Kotter’s εodel suggests an
eight stage process for change management. They are Developing a vision and Strategy,
Establishing a sense of urgency, Creating a guiding coalition, Empowering broad-based action,
Communicating the change vision, Anchoring new approaches in the culture, Generating shortterm wins and Consolidating gains and producing more change. As for an educational institution,
Kotter’s eight-stage process for successful organisational transformation seems to be best suited
model, it is selected for the present change management project.
3. Change Management for Quality Assurance System
The eight steps of Kotter are revisited for the problem under study as described below.
3.1. Developing a vision and Strategy
A clear outlook about the future state to be reached and a strategy to be adopted to reach that
state have to be developed. The first stage is to collect data and information about the area of
investigation. The next step is to identify the sources. The sources can be categorized as two.
Primary data: They are original data collected at source. The opinions about the working of the
present quality assurance practices in each department are collected through the interviews with
the Head of the departments. It has been noticed that irrespective of the departments, no
structured quality assurance procedures are taking place in the college.
Secondary data: They are data that already exists in some or other forms. This information is
collected for identifying the strengths and weaknesses of the College with respect to the Quality
assurance systems.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The College under study (College A) was established in 1960 with three branches during the
second Five – Year plan with the assistance of Central and State Government under the Grant in
– Aid scheme. The College having started with three branches of Engineering viz, Civil,
Mechanical and Electrical & Electronics Engineering, made long strides with the introduction
of Instrumentation & Control Engineering course in 1980, Electronics & Communication
Engineering in 1986 and Computer Science Engineering in 1999. At present, the institution also
offers MTech degree courses in Communication engineering, Power Electronics, Computer
Science & Engineering, Structural Engineering and Computer Integrated Manufacturing.
Following are the administrative advisory bodies supporting the administrative and academic
functions of the institution.
College Council: is the statutory body authorized to advice the principal in all administrative and
academic matters referred to the council Chairman: Principal Members: All Department Heads
and three elected members from the faculty
College Administrative Body: The Principal and all Head of the Departments constitute the
administrative body which executes all academic and administrative functions
Council of Faculty members: All faculty members form the council of faculty, with a wider
perspective of giving suggestions on administrative and academic matters referred.
The current position of the ‘Resources’ of the college is also a valuable information for the
successful implementation of the project. The faculty includes 43 Professors, 32 Associate
professors and 53 Assistant professors out of which 28 are PhD holders and 100 are Post
graduates. In addition to this there are 83 technical staff and 35 ministerial staff for the smooth
functioning of the college. All these resources will help in the implementation of a better Quality
assurance system in the college. The different ways and means to achieve the aim of the
proposed project have to be explored in the next phases.
The quality assurance system of the six engineering departments - Civil engineering, Mechanical
engineering, Electrical & Electronics engineering, Instrumentation & control engineering,
Electronics & communication engineering and Computer science and engineering were
investigated for the project. The project also analysed the present barriers in achieving quality
improvement in these six departments.
The objectives of the project are set as
To investigate the present status of the Quality assurance system of the college
To find out the reasons behind the present setting of the Quality assurance system of the college
To explore the ways and means to overcome the barriers, if any, towards achieving the quality
To implement the alternate measures towards quality assurance
To analyze outcomes of the new measures and recommend modifications needed, if any
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Volume 10, January 2017
The strategies or steps involved in the project are identified as follows.
Identify Quality assurance best practices in Engineering colleges in India
Develop a system to collect present status of Quality assurance practices in College A
Develop a questionnaire to collect opinions of the faculty members towards the barriers in
implementing a quality assurance system in the college.
Interview faculty and other staff members on the strategies to implement a better quality
assurance system in the college.
Develop action plans and document them
Analyze the latest working of the implemented system in each department and the College to
draw conclusions.
3. 2. Establishing a sense of urgency
The need for a well established quality assurance system is communicated to the Faculty
community. It is decided to adopt the criteria for NBA accreditation for establishing a quality
assurance system for the college. Self Assessment Report (SAR) of NBA is selected as the
format of data collection. Noting the slow pace of Faculty members, a questionnaire was
designed and administered among faculty to find out the barriers in the process. Many barriers or
options were identified from the analysis of the survey.
The first one was that it is not mandatory to undergo accreditation process, without which also
the college can survive.
Next, was about the cost (fee for applying and other preparation expenses) involved in it.
Another one was that more time (at least one more year) is required for preparations.
Being aware that these objections could be accounted towards the inherent attitude to changes of
the system, remedial measures were thought off to overcome the situation. The remedial measure
identified is the intervention of College Management in the situation. To create urgency, it is
decided to apply for NBA accreditation as early as possible. The fee for accreditation is remitted
by the Management, which added more emergency to the situation.
3.3. Creating a guiding coalition
Under the coordination of the researcher a team of 15 faculty members, two from each of the six
engineering departments and two from supporting departments were identified for the project.
Various documents, both Institution wise and Department wise were identified for filling up
SAR by the team. Sixteen sub committees, each as coalitions of the six engineering and
supporting departments were selected for preparing 16 Institution wise documents. Department
wise documents were entrusted with 13 teams from each of the six engineering departments.
Meetings were organized to discuss the data collection and documentation. Timely meetings
were arranged to review the progress.
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Volume 10, January 2017
3. 4. Empowering broad-based action
The teams were empowered to formulate the action plan by the College Management. A detailed
action plan is prepared by the main team with reference to various models and techniques
available in literature for change management and is displayed in Table 1.
Table 1 Action Plan for development of Quality Management System
Sl
Action
No
Action
measure
Leadership
style
Commn
methods
By
whom
By
when
1
Identify
quality Number of best Pace
assurance best practices practices
setting
in various Engineering
colleges in India
Oral
and Research
written
er
2
Design a format to Documentation Visionary
collect the present status of format
and
of Quality assurance
Coaching
practices in NSS College
of Engineering
Oral
, Research Two
written and er
and week
meeting
Staff
s
3
Collect the present status Documentation Democratic
of Quality assurance
practices
Written
and
meeting
HOD
Two
week
s
Sl
Action
Leadership
style
Commn
methods
By
whom
By
when
Visionary
and
Coaching
Written
Research
er
One
week
Research
and er
Two
week
s
No
Action
measure
4
Develop a questionnaire Reliable
to collect opinions of the questionnaire
faculty towards the
barriers in implementing
a
quality
assurance
system in the college
5
Conduct interviews with Number
of Democratic
faculty and other staff interviews,
members
on
the Documentation
strategies to implement a
better quality assurance
Oral
written
One
mont
h
Canadian International Journal for Social Science and Education
Volume 10, January 2017
system
6
Develop and document Documentation Visionary
action plans
and Pace Written
setting
Research
er
Two
week
s
7
Form
various
committees
for
Institution
wise
collection
and
processing of data
Number
of Visionary
committees
and
and
Democratic
Documentation
Oral
and Principal
written
and
Research
er
One
week
8
Form
various
committees
for
department
wise
collection
and
processing of data
Number
of Visionary
committees
and
and
Democratic
Documentation
Oral
and HOD
written
and
Research
er
One
week
9
Organize meetings for Number
Institutional data
meetings
of Democratic
Meeting
Principal
and
Research
er
Two
week
s
10
Organize meetings for Number
departmental data
meetings
of Democratic
Meeting
HOD
and
Research
er
One
mont
h
11
Explain the proposed Number
system
of
quality meetings
assurance in meetings
of Coaching
Oral
and Research
meeting
er
One
mont
h
12
Brain storm to fine tune Number
the proposals
meetings
of Democratic Meeting
, Coaching and Oral
and
affiliating
13
Finalize
the
formal Documentation Visionary,
Meeting
systems
to
collect,
Pace
and written
analyze, maintain and
setting and
improve data related to
Coaching
quality assurance of
departments and the
College
Staff
One
mont
h
Principal One
, HODs week
and
Research
er
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Sl
Action
No
14
15
16
Action
measure
Fix time lines to collect Gantt chart
and analyze data
Leadership
style
Commn
methods
Pace
Written
setting and
Visionary
Implement the newly Documentation Commandi
developed system
ng
Written
Review
the
newly Meetings
developed system in
timely meetings
Meeting
Democratic
and
affiliating
By
whom
By
when
Research
er
One
Principal
One
week
week
Principal
and
Research
er
One
week
17
Analyze
the
latest Number
of Coaching
working
of
the staff involved
implemented system in
each department
Oral,
Research
written and er
meeting
One
mont
h
18
Analyze
the
latest Number
of Coaching
working
of
the staff involved
implemented system in
the College as a whole
Oral,
meeting
and written
Research
er
Two
week
s
19
Draw conclusions
Number
Pace
setting
Written
Research
er
One
week
20
Identify limitations of Number
the Project
Pace
setting
Written
Research
er
One
Research
er
One
21
Determine scope
future research
for Documentation Visionary
Written
week
week
3.5. Communicating the change vision
The major change to be adopted in the working of the college for survival and excelling in the
engineering education field focusing on a long term goal and vision was being communicated to
the employees through the main and sub teams. Many brain storming sessions were arranged for
clarifying doubts, evolving new ways and means for improvement and for effective
communication of the changed vision of the College.
3. 6. Anchoring new approaches in the culture
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Volume 10, January 2017
A new culture of research and investigation is introduced in the organization. An option that
meets the project aim, ‘Action research’ is proposed to be utilized for the study. Action research
is an interactive inquiry process that balances problem solving actions implemented in a
collaborative context with data-driven collaborative analysis or research to understand
underlying causes enabling future predictions about personal and organizational change. Action
research involves actively participating in a change situation, often via an existing organization,
whilst simultaneously conducting research guided by professional researchers, with the aim of
improving their strategies, practices and knowledge of the environments within which they
practice. Through an initial faculty survey (3 faculty members each from 6 engineering
departments), it was revealed that the effectiveness of existing quality assurance system is very
weak. Data were not collected in time about the curricular, co-curricular and extracurricular
activities within the college. Documentation of information was also very poor. As an initial step
towards the research, literatures were reviewed and some top ranked engineering colleges were
visited to identify possible best practices of those colleges which could be adopted for College A.
3. 7. Generating short-term wins
Though the outcomes were expected on a long term basis, short term wins or achievements are
also to be identified for motivating the employees and to measure the progress/ impact of the
Project. They can be called as Key Performance Indicators (KPI) and Key Impact Measures
(KIM).
Key Performance Indicators (KPI)
Number of Faculty involved in quality assurance process
Number of Technical staff involved in quality assurance process
Number of meetings per semester – Department wise
Number of meetings per semester – Institution wise
Number of documents – Department wise
Number of documents – Institution wise
Number of Co-curricular activities per year
Frequency of updating documents
Key Impact Measures (KIM)
Publishing News letters from the departments
Organizing Conferences by faculty
Organizing fests by students
Faculty participation in training programmes
Research publications from faculty
Remedial classes for weak students
Updating of Manuals for labs equipments
Updating of Manuals for lab experiments
3.8. Consolidating gains and producing more change
After finalizing the basic documentation part, the same teams were assigned with filling up of
SARs. Training sessions were arranged for a fortnight to assist the process. Timely meetings
were arranged to review the progress. Through a concentrated effort over a period of one year,
the team succeeded in uploading SARs of 5 Departments. One department, which identified as
weak in terms of NBA criteria was withdrawn from accreditation process, but continued in the
Canadian International Journal for Social Science and Education
Volume 10, January 2017
establishment of Quality Management System. The impact of actions taken is visible in the
improvements of KPIs and KIMs. They are demonstrated in figures 1 and 2 given below.
Figure 1: KPI before and after the project
Figure 2: KIM before and after the project
4. Conclusions
It was found that if there is a demand for and an external pressure is in place, then only a quality
assurance system will flourish within the College in the present circumstances. The external
Canadian International Journal for Social Science and Education
Volume 10, January 2017
pressure, which led to the completion of this project, was the decision to undergo accreditation
process of National Board of Accreditation (NBA), India. This decision worked out and now a
quantum jump could be observed in quality assurance measures within the college. The project
has been completed successfully through a series of steps. Questionnaire was developed,
interviews were conducted with faculty and other staff members, various committees were
formed, meetings were held, formal systems were finalized for quality assurance of departments
and the College and the newly developed system put in place and was reviewed periodically.
References
1. Beer, ε. and Eisenstat, R.A. )1996) “Developing an organization capable of implementing
strategy and learning”, Human Relations, 49 )5), pp. 597-617.
2. Beer, M. Eisenstat, R.A. and Spector, B. )1990) “Why Change Programs Don’t Produce
Change”, Harvard Business Review, 68 )6), pp. 158-166.
3. Burnes, B. (2004) Managing Change: A Strategic Approach to Organisational Dynamics, 4th edn
(Harlow: Prentice Hall)
4. Elrod II, P. D. and Tippett, D. D. )2002) ‘The “death valley” of change’, Journal of
Organizational Change Management, 3, pp. 273 – 291
5. Goldstein, J. )1988) “A Far-from-Equilibrium Systems Approach to Resistance to Change”,
Organizational Dynamics, (Autumn), pp. 16-26.
6. Kanter, R.M., Stein, B. A. and Jick, T.D (1992) The Challenge of Organizational Change ( New
York: The Free Press)
7. Klein, K.J. and Sorra, J.S. )1996) “The challenge of innovation implementation”, Academy of
Management Review, 21 (4), pp. 22-42.
8. Kotter, J.P. (1996) Leading Change (Boston, MA: Harvard Business School Press)
9. Krüger, W. )1996) “Implementation: The Core Task of Change εanagement”, CEεS Business
Review, 1, pp. 77-96.
10. δawrence, P.R. )1954) “How to Deal with Resistance to Change”, Harvard Business Review,
(May/June), pp. 49-57.
11. Luecke,R.(2003)Managing Change and Transition(Boston, MA: Harvard Business School Press)
12. Nemeth, C.J. )1997) “εanaging innovation: When less is more”, California εanagement
Review, 40 (1), pp. 59-74
13. Piderit, S.K. )2000) “Rethinking resistance and recognizing ambivalence: a multidimensional
view of attitudes toward an organizational change”, Academy of εanagement Review, 25 )4),
pp. 783-794.
14. Rumelt, R.P. )1995), “ Inertia and transformation”, in εontgomery, C.A., Resource Based and
Evolutionary Theories of the Firm, Kluwer Academic Publishers, Massachusetts, pp. 101-132
15. Schalk, R., Campbell, J.W. and Freese, C. )1998) “Change and employee behaviour”, δeadership
& Organization Development Journal, 19 (3), pp. 157-163.
16. Strebel, P. )1994) “Choosing the right change path”, California εanagement Review, 36 )2), pp.
29-51.
17. Todnem, R. )2005) ‘Organisational Change εanagement: A Critical Review’, Journal of Change
Management, 5, 4, pp.369 – 380
18. Waddell, D. and Sohal, A.S. )1998) “Resistance: a constructive tool for change management”,
Management Decision, 36 (8), pp. 543-548.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Study on Classroom Management and Teaching Efficiency for Filipino High School
Teachers
Nelson T. DIAZ50, Kenichi SASAKI51 and Morrisson J. MISALUCHA52
Abstract
The study aimed to investigate the classroom management and teaching efficiency for
Filipino fourth year teachers of Los Baños National High School, LBNHS, as perceived by
selected students, selected faculty members, academic coordinators and head teachers and its
effect to students’ achievement and attainment. The authors used questionnaires based on the
Department of Education’s guidelines on rating teacher performance that determines the
classroom management and teaching efficiency in S.Y 2014-2015. Based on the findings of this
study, the respondents mostly agreed that fourth year teachers are competent on classroom
management and efficient in teaching. And there is no significant difference in the mean rank
level of response on classroom management competency and teaching efficiency for them.
Keywords: Classroom Management, Teaching Efficiency, Classroom Conditioning and
Direction, Control of Learning Process.
I. Introduction
The fourth year teachers of Los Baños National High School, LBNHS, are often exposed with
many challenges on their day to day teaching tasks, In addition to this, another pressure is that
they are dealing with a large number of students per classroom and the question always lies with
the competency and the efficiency of the teacher.
After the results were gathered, the authors compared the perceptions of selected fourth year
students, selected faculty members, academic coordinators and head teachers and states an
analysis. Furthermore, it is expected that after the pertinent information have been collected, the
result of this study will served as benchmark for the improvement of teachers classroom
management towards the attainment of classroom management and teaching efficiency. The
authors believes that classroom management plays a great role in determining the quality of
education an institution can offer, and it comes with the impression of how efficient the
educators are.
It will be very significant to gather facts based on assessments in order to come up with its effect
to students performance as to their achievements and attainments.
The outcome of the findings in this study is beneficial to the following:
50
Los Baños National High School and Laguna State Polytechnic University, PHILIPPINES
Hokkaido University of Education, JAPAN
52
Los Baños National High School, PHILIPPINES
51
Canadian International Journal for Social Science and Education
Volume 10, January 2017
To the Students, this study will be able to help them realized the importance good classroom
management in the attainment of quality education that will gear them and make them
competitive.
To the Teachers, this study will be able to help them realize that competent classroom
management and efficient teaching makes a difference to what learners achieve, but managing
classrooms for effective learning is a demanding task, involving an extensive repertoire of
complex skills and abilities. This may also give them the opportunity to look by themselves the
implications of mismanaged classroom practices. Nevertheless, this study could also be used to
improve classroom management practices.
To the Parents, the result of this research may give a good insight as to the importance of their
involvement in providing opportunities to their children to enjoy classroom activities.
To the School Administrators, this study will be able to help their institution in assessing
teachers’ performances through classroom management and meeting the schools standard and
making them more competitive.
To the Future Researchers, this study will provide additional information and new insights which
is hopefully useful for those who will undertake similar studies with the same or similar
instruments.
To the Community, this study may serve as awareness to the practices of teachers in school and
how they manage the classroom activities in school.
II. Research Methodology
In this paper, the descriptive method of research are used to describe the classroom management
and teaching efficiency of fourth year faculty member of Los Baños National High School as
perceived by selected students, selected faculty members, academic coordinators and head
teachers during SY 2014-2015. The method involved range from the survey, which describes the
status quo, the correlation study that investigates the relationship between variables, and
developmental studies that seek to determine changes over time, which is applicable to this
study. It also includes giving of survey questionnaires. The authors used the scientific
determination of sample size to determine the actual numbers of selected fourth year general
curriculum morning shift student respondents.
The formula for scientific determination for sample size:
Ss = NV + [Se² (1-p)]
NSe + [V² x p (1-p)]
Where:
Ss = Sample size
N = Total number of population
V = The standard value (2.58) of 1 percent of probability with 0.99 reliability
Se = Sampling error (0.01)
p = The largest proportion
Canadian International Journal for Social Science and Education
Volume 10, January 2017
For the total population of 525 with the standard value at 1 percent, the level of probability is
2.58 with 99% reliability and has a sampling error of 1% or 0.01 and the proportion of a target
population is 50% or 0.50, the sample size for a population of 525 is 195.57 or 196. A total of
245 respondents which include 196 general curriculum morning shift fourth year high school
students’ respondents, 42 selected faculty members 2 academic coordinators and 5 head teachers
has been the respondents in this study.
As for instrumentation in this study, the authors used their made questionnaires based on the
Department of Education’s guidelines on rating teacher performance that determines the
classroom management and teaching efficiency of fourth year faculty members of LBNHS SY
2014-2015. The authors conducted a pre-survey among fourth year students about their
perception on the competency and efficiency of fourth year faculty members of LBNHS. After
the surveys were gathered, the researcher formulated questionnaires that will address and answer
each question in the statement of the problem. Each item of the questionnaire which came from
the survey was carefully studied to ensure that it would yield valid results.
The questionnaire is in a checklist form using Likert 5 point scale of agreement which is the
most widely used response scale to measure attitudes and other factors (Bradley 2008), for
selected fourth year students respondents, selected faculty members, academic coordinators and
head teachers where they were asked to check the teachers classroom management based on the
following: classroom routine, classroom discipline, direction and control of learning process,
techniques and social relationship to students. While, teaching strategies, use of instructional
materials, mastery of subject matter and presentation skill as a basis of determining the teaching
efficiency of fourth year faculty members of LBNHS. The results of the survey will be reflected
on students’ general average and completion data on year end reports. δikert Scaling for the
Degree of Agreement is following: 5- Strongly agree/ 4- Agree/ 3- Neither agree nor disagree/ 2Disagree / 1- Strongly disagree
The data gathered from the questionnaires were subjected to statistical analysis and
interpretation. The following statistical treatments were employed to obtain a valid and reliable
interpretation. Frequency distribution was used for tallying and tabulating all numerical data
collected according to category and required information. Two- Way Analysis of Variance
(ANOVA)- this was used to test whether or not there is significant difference in the mean rank
level of classroom management and teaching efficiency of fourth year faculty members of
LBNHS as perceived by selected students, fourth year faculty members, head teachers and
coordinators.
The Friedman’s test statistic )Qk) is:
Where: Qk = Friedman’s two-way ANOVA by ranks, N = Number of rows, K = Number of
columns
The authors used their made questionnaire based on the Department of Education’s guidelines on
rating teacher performance that determines the classroom management and teaching efficiency
for fourth year LBNHS teacher in SY 2014-2015. It is in a checklist form using Likert 5 point
scale of agreement which is the most widely used response scale to measure attitudes and other
Canadian International Journal for Social Science and Education
Volume 10, January 2017
factors (Bradley 2008), for 196 selected fourth year students53, 42 selected faculty members54,
7 academic coordinators or head teachers55 where they were asked to check the teachers the
criteria of classroom management and teaching strategies, use of instructional materials, mastery
of subject matter and presentation skill as a basis of determining the teaching efficiency of fourth
year LBNHS teachers. The results of the survey will be reflected on students’ general average
and completion data on year end reports. Hypotheses are following.
H0: There is no significant difference in the mean rank level of response of classroom
management for fourth year LBNHS teachers as perceived by selected students, selected faculty
members, academic coordinators and head teachers.
H1: There is no significant difference in the mean rank level of response of teaching efficiency
for fourth year LBNHS teachers as perceived by selected students, selected faculty members,
academic coordinators and head teachers.
III. Analysis and Interpretation of Data
This chapter presents the analysis and interpretation of the data obtained in the study. The
authors set three following sub problems and explain them one by one on the base of the results
of the questionnaire.
)Sub Problem 1) What are the respondents’ perceptions on classroom management and teaching
efficiency for fourth year LBHNS teachers based on the criteria in Table1
Table1 Criteria of Classroom Management and Teaching Efficiency
CLASSROOM MANAGEMENT
TEACHING EFFICIENCY
1. 1. Classroom Conditioning
1. Teaching Strategies
2. Classroom Discipline
2. Uses of Instructional Materials
3. Guidance and Direction on Learning
3. Mastery of Subject Matter
Process
4. Techniques on Classroom Management
53
4. Presentation Skills
Out of 196 student respondents 107 or 55% are female and 89 or 45% are male.
For their gender, 17 or 40% are male while 25 or 60% are female. For their area of specialization 5 or 12% are from English
department and also 5 or 12% are from Math department, 7 or 16% from Science, 4 or 10% from Filipino, also 7 or 12% from
Araling Panlipunan (Social Studies) department, 4 or 10% are from T.L.E, 6 or 14% from MAPEH department and 4 or 10% are
from Values Education department and for their teaching position, 29 or 69% are Teacher I, 6 or 14% are Teacher II, 2 or 5% are
Teacher III and 5 or 12% are Master Teacher.
55
The Number of academic coordinators or head teachers are 7. They have a length of educational service of more than 10 years.
Academic Coordinators are designated by the principal or higher school officials in case there are no appointed head teacher from
a department. While head teachers are appointed academic heads. Academic Coordinators are not permanent while Head
Teachers are permanent because it is a government item or position.
54
Canadian International Journal for Social Science and Education
Volume 10, January 2017
5. Social Relationship to Students
-
Table 2 shows the results of Weighted Mean on Classroom Management of Fourth Year Faculty
Members of LBNHS as perceived by selected fourth year high school students. First, the selected
fourth year student respondents agreed that those faculty members are competent on classroom
management in terms of classroom conditioning with the computed weighted mean of 4.26 they
are able to set the mood by using effective motivation techniques. Second, classroom discipline
at 4.39 computed weighted mean, selected student respondents agreed that fourth year faculty
members were able to implement rules and regulations. Third, guidance and direction on
learning process at computed weighted mean 4.13 the selected fourth year student respondents
agreed that fourth year faculty members are competent, since they have the skills in planning
their lessons well, they were able to facilitate an exchange of ideas among students and teacher.
Fourth, techniques on classroom management at 3.94 computed weighted mean, the selected
fourth year student respondents agreed that fourth year faculty members are competent because
they have appropriate techniques that make students engaged in classroom activities. Fifth,
teachers’ social relationship to students with computed weighted mean 3.96, selected fourth year
student respondents agreed that fourth year faculty members have developed a good relationship
with students that made them involved in the teaching process. Finally, with the computed total
weighted mean of 4.14 the selected fourth year student respondents agreed that fourth year
faculty members are competent in classroom management.
Table 2 Weighted Mean on Classroom Management of Fourth Year Faculty Members of
LBNHS as perceived by selected Fourth Year High School Students
CLASSROOM MANAGEMENT
εEAN
x)
) DESCRIPTIVE
INTERPRETATION
1. 1. Classroom Conditioning
4.26
Agree
2. Classroom Discipline
4.39
Agree
3. Guidance and Direction on Learning Process
4.13
Agree
4. Techniques on Classroom Management
3.94
Agree
5. Social Relationship to Students
3.96
Agree
Total Weighted Mean
4.14
Agree
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Table 3 Weighted Mean on Teaching Efficiency of Fourth Year Faculty Members of Los Baños
National High School as perceived by selected Fourth Year High School.
DESCRIPTIVE
TEACHING EFIICIENCY
εEAN ) x)
1. Teaching Strategies
4.41
Agree
2. Uses of Instructional Materials
4.09
Agree
3. Mastery of Subject Matter
4.17
Agree
4. Presentation Skills
4.21
Agree
4.22
Agree
Total weighted Mean
INTERPRETATION
Table 3 shows the results of mean on teaching efficiency of fourth year faculty members of
LBNHS as perceived by selected fourth year high school student. First, the selected students
agreed that those faculty members are efficient teachers in terms of teaching strategies with the
computed weighted mean 4.41; the teachers were able to utilize the active learning and execute
the art of questioning and develop higher level of thinking among the students. Second, uses of
instructional materials with computed weighted mean 4.09, the selected fourth year respondents
agreed that fourth year faculty members were able to use appropriate instructional materials for
better understanding of the topics being presented. Thirdly, the selected students agreed that their
fourth year faculty members has the mastery of the subject matter, with the computed weighted
mean 4.17. They were able to avoid misinformation during classroom discussion, furthermore,
teachers were able to find time incorporating ideas for further enrichment of information. Fourth,
with computed weighted mean of 4.21 they were able to show creativity and resourcefulness in
presenting their lessons, furthermore, the study revealed that fourth year faculty members are
skilled in using computer aided presentation/power point presentation. Finally, with total
weighted mean of 4.22 the selected fourth year students agreed that fourth year faculty members
has teaching efficiency.
Table 4 Weighted Mean on Classroom Management of Fourth Year Faculty Members of
LBNHS as perceived by selected Faculty Members.
CLASSROOM MANAGEMENT
εEAN )x)
1. 1. Classroom Conditioning
4.37
DESCRIPTIVE
INTERPRETATION
Agree
Canadian International Journal for Social Science and Education
Volume 10, January 2017
2. Classroom Discipline
4.38
Agree
3. Guidance and Direction on Learning Process
4.32
Agree
4. Techniques on Classroom Management
4.31
Agree
5. Social Relationship to Students
4.18
Agree
Total Weighted Mean
4.31
Agree
Table 4 shows the results of weighted mean on classroom management of fourth year faculty
members of LBNHS as perceived by selected faculty members. First, the selected faculty
member respondents agreed that those fourth year faculty members are competent on classroom
management in terms of classroom conditioning with the computed weighted mean of 4.37 they
are able to set the mood by using effective motivation techniques. Second, classroom discipline
at 4.38 computed weighted mean, selected faculty member-respondents agreed that fourth year
faculty members were able to set a clear classroom rules. Third, guidance and direction on
learning process at computed weighted mean 4.32 the selected faculty member-respondents
agreed that fourth year faculty members are competent in classroom management, since they
have developed a free exchange of ideas and giving attentions to those topics were students faced
difficulties. Fourth, teachers’ social relationship to students with computed weighted mean 4.18,
selected faculty member-respondents agreed that fourth year faculty members have developed a
good relationship among the students because, the students were able to adjust their behaviors
and made them realized the importance of their teachers advices. Finally, with the computed total
weighted mean of 4.34 the selected faculty member-respondents agreed that fourth year faculty
members are competent in classroom management.
Table 5 shows weighted mean on teaching efficiency of fourth year faculty members of LBNHS
as perceived by selected faculty members. First, the selected faculty member-respondents agreed
that those fourth year faculty members are efficient teachers in terms of teaching strategies with
the computed weighted mean 4.16 because the teachers were able to establish a cooperative
learning as one of the most appropriate teaching strategy. Second, uses of instructional materials
with computed weighted mean 4.37, the selected faculty-member respondents agreed that fourth
year faculty members were able to use appropriate instructional materials for better
understanding of the topics being presented. Third, the selected faculty-member respondents
agreed that fourth year faculty members has the mastery of the subject matter, with the computed
weighted mean 4.28, they were able to give a clear interpretation of topics being discussed.
Fourth, selected faculty member-respondents strongly-agreed that fourth year faculty members
were all efficient in presenting their lessons. Finally, with computed weighted mean of 4.56
which was the highest value of all the variables, because the teachers are skillful in various
techniques in presenting their lessons.
Table 5 Weighted Mean on Teaching Efficiency of Fourth Year Faculty Members of LBNHS as
perceived by selected Faculty Members.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
DESCRIPTIVE
TEACHING EFFICIENCY
εEAN )x)
1. Teaching Strategies
4.16
Agree
2. Uses of Instructional Materials
4.37
Agree
3. Mastery of Subject Matter
4.28
Agree
4. Presentation Skills
4.56
Strongly-Agree
Total weighted Mean
4.34
Agree
INTERPRETATION
Table 6 Weighted Mean on Classroom Management of Fourth Year Faculty Members of
LBNHS as perceived by Academic Coordinators and Head Teachers
CLASSROOM MANAGEMENT
εEAN
x)
) DESCRIPTIVE
INTERPRETATION
1. 1. Classroom Conditioning
3.97
Agree
2. Classroom Discipline
4.09
Agree
3. Guidance and Direction on Learning Process
4.31
Agree
4. Techniques on Classroom Management
4.27
Agree
5. Social Relationship to Students
4.26
Agree
Total Weighted Mean
4.18
Agree
Table 6 shows the weighted mean on classroom management of fourth year LBNHS teachers as
perceived by academic coordinator and head teacher-respondents. First, the academic
coordinator and head teacher-respondents agreed those fourth year faculty members are
competent on classroom management in terms of classroom conditioning with the computed
weighted mean of 3.97 they are able to set the mood by using effective motivation techniques.
Second, classroom discipline at 4.09 computed weighted mean, academic coordinators and head
teacher-respondents agreed that fourth year faculty members are competent in classroom
management because they were able to handle their classes with smoothly, through
Canadian International Journal for Social Science and Education
Volume 10, January 2017
implementations of rules particularly to those with unpleasant behaviors. Third, guidance and
direction on learning process at computed weighted mean 4.31 academic coordinator and head
teacher-respondents agreed that fourth year faculty members are competent in classroom
management, since teachers are committed and hardworking. Fourth, techniques on classroom
management at 4.27 computed weighted mean, the academic coordinator and head teacherrespondents agreed that fourth year faculty members are competent because they were able to
execute various and appropriate techniques that ensures learning. Fifth, teachers’ social
relationship to students with computed weighted mean 4.26, academic coordinators-respondents
agreed that fourth year faculty member are competent, because they were able to established a
good and warm relationship among the students. Finally, with the computed total weighted mean
of 4.18 the academic coordinators and head teacher-respondents agreed that fourth year faculty
members are competent in classroom management.
Table 7 shows weighted mean on teaching efficiency of fourth year faculty members of LBNHS
as perceived by academic coordinator and head teacher-respondents. First, the academic
coordinator and head teacher-respondents strongly agreed that those fourth year faculty members
are efficient teachers in terms of teaching strategies with the computed weighted mean 4.54,
because the teachers were able used a wide integration of lessons that will broaden the
acquisition of knowledge of the students. Second, uses of instructional materials with computed
weighted mean 4.14, the academic coordinator and head teacher-respondents agreed that fourth
year faculty members were able to use appropriate instructional materials for better
understanding of the topics being presented. The academic coordinator and head teacherrespondents agreed that fourth year faculty members has the mastery of the subject matter, with
the computed weighted mean 4.43, they were able to give a clear interpretation of topics being
discussed. With computed weighted mean of 4.21 the academic coordinator and head teacherrespondents agreed that fourth year faculty members are efficient teachers in terms of
presentation skills. Because, they were able to show various skills in presenting their lessons
hence, making them more confident every time they enter the classrooms. Finally, with total
weighted mean of 4.33 the academic coordinator and head teacher-respondents agreed that fourth
year faculty members are efficient teachers.
Table 7 Weighted Mean on Teaching Efficiency of Fourth Year LBNHS teachers as perceived
by Academic Coordinator and Head Teacher-Respondents.
TEACHING EFFICIENCY
εEAN
x)
) DESCRIPTIVE
INTERPRETATION
1. 1. Classroom Conditioning
4.54
Agree
2. Uses of Instructional Materials Classroom
4.14
Agree
3. Techniques on Classroom Management
4.43
Agree
4. Social Relationship to Students
4.21
Agree
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Total Weighted Mean
4.33
Agree
(Sub Problem 2) Is there a significant difference in the mean rank level of responses on
classroom management and teaching efficiency of fourth faculty of Los Baños National High
School as perceived by the selected senior students, selected faculty members, academic
coordinators and head teachers?
To solve this sub problem, the authors use the Friedman’s Two-Way ANOVA in three different
groups of subjects exposed to the same set of observations. As for classroom management, the
computed Friedman’s test )Qk) value obtained is 2.8 which is insignificant at 1 percent level of
confidence because the computed Qk value is lesser than the tabular value of 9.21 with degree of
freedom (df) of 2. This means that there is no significant difference in the mean rank level of
responses on classroom management competency of fourth year faculty members of LBNHS as
perceived by selected fourth year high school, selected faculty members and academic
coordinator and head teachers. Hence, the null hypothesis was accepted.
Table 8 shows the Friedman’s Two-Way ANOVA in three different groups of subjects exposed
to the same set of observations for the mean rank level of responses on classroom management
of fourth year faculty members of LBNHS as perceived by selected fourth year high school,
selected faculty members and academic coordinators and head teachers.
Table 8 Friedman’s Two-Way ANOVA for the Mean Rank Level of Responses on Classroom
Management
CLASSROOM
MANAGEMENT
1. Classroom
Conditioning
2. Classroom
Discipline
ACADEMIC
SELECTED
COORDINATOR
FACULTY
S AND HEAD
MEMBERS
TEACHERS
SELECTED
FOURTH YEAR
HIGH SCHOOL
STUDENTS
εEAN
)x)
FR
εEAN
)x)
FR
εEAN
)x)
FR
3.97
1
4.37
3
4.27
2
4.09
1
4.38
2
4.39
3
4.31
2
4.32
3
4.13
1
3. Guidance and
Direction on
Learning
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Process
4. Techniques on
Classroom
4.27
2
4.31
3
3.94
1
4.26
3
4.18
2
3.96
1
Management
5. Social
Relationship
to Students
Ri
9
13
8
As for teaching efficiency, the computed Friedman’s test )Qk) value obtained is 2.4 which is
insignificant at 1 percent level of confidence because the computed Qk value is lesser than the
tabular value of 9.21 with degree of freedom (df) of 2. This means that there is no significant
difference in the mean rank level of responses on classroom management competency of fourth
year faculty members of LBNHS as perceived by selected fourth year high school, selected
faculty members and academic coordinator and head teachers. Hence, the null hypothesis was
accepted.
Table 9 shows the Friedman’s two-way ANOVA in three different groups of subjects exposed to
the same set of observations for the mean rank level of responses on teaching efficiency of fourth
year faculty members of LBNHS as perceived by selected fourth year high school, selected
faculty members and academic coordinators and head teachers.
Table 9 Friedman’s Two-Way ANOVA in the Mean Rank Level of Responses on Teaching
Efficiency
TEACHING
EFFICIENCY
1. Teaching
Strategies
2. Uses of
Instructional
ACADEMIC
SELECTED
COORDINATOR
FACULTY
S AND HEAD
MEMBERS
TEACHERS
SELECTED
FOURTH YEAR
HIGH SCHOOL
STUDENTS
εEAN
)x)
FR
εEAN
)x)
FR
εEAN
)x)
FR
4.54
3
4.16
1
4.42
2
4.14
2
4.37
3
4.09
1
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Materials
3. Mastery of the
Subject Matter
4. Presentation
Skills
4.43
3
4.28
2
4.17
1
4.21
1.5
4.56
3
4.21
1.5
Ri
9.5
9
5.5
(Sub Problem 3) Is there a significant effect of Classroom Management and Teaching Efficiency
to students’ achievement and students’ attainment?
Table 10 shows that fourth year teachers’ classroom management competency and teaching
efficiency has a significant effect to students achievement based on National Achievement Test
(NAT) from 2012 to 2015 there is a1.29 increase on the total average.
Table 11reveals the significant effect of fourth year teachers’ classroom management
competency and teaching efficiency based on promotional rate with the average increase of
3.15%. The decrease of repetition rate of .61%. The decrease by 1.4% on drop-out rate and the
increase of cohort survival rate by 9.83% from 2012-2015. Figure 1, Figure 2, Figure 3 and
Figure 4 are bar charts of Promotional Rate, Repetition Rate, Drop-out Rate, and Cohort Survival
Rate and Cohort Survival Rate from SY 2012-2015.
Table 10 NAT Results by learning areas from year 2012-2015
School Year Fli
Eng
Sci
Math
AP
TLE/C
T
Averag
e
2012-2013
54.04
48.59
37.18
37.78
56.34
49.34
47.21
2013-2014
61.65
50.83
36.9
36.67
64.22
40.09
48.39
2014-2015
59.34
54.45
35.46
37.85
57.58
46.34
48.50
Fli=Filipino, Eng=English, Sci=Science, Math=Mathematics
AP= Araling Panlipunan (Social Studies),
TLE/CT =Technology and Livelihood Education
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Table 11 Promotional Rate, Repetition Rate, Drop-out Rate, and Cohort Survival Rate and
Cohort Survival Rate from SY 2012-2015.
Cohort
Survival
Promotional
Repetition
Drop-Out
Rate
Rate
Rate
2012-2013
93.51%
0.75%
4.60%
75.94%
2013-2014
96.35%
0.44%
3.21%
76.74%
2014-2015
96.66%
0.14%
3.20%
85.77%
Year
Figure 1 Promotional Rate (2012-2015)
Rate
Figure 2 Repetition Rate (2012-2015)
100%
0.9%
0.75%
96.35%
96.66%
96%
94%
93.51%
Repetition Rate (%)
Promotional Rate (%)
98%
0.7%
0.5%
0.44%
0.3%
92%
0.14%
0.1%
90%
SY 2012-2013
SY 2013-2014
Year
SY 2014-2015
SY 2012-2013
SY 2013-2014
Year
SY 2014-2015
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Figure 3 Drop-out Rate (2012-2015)
5%
Figure 4 Cohort Survival (2014-2015)
90%
4.60%
85.77%
3.21%
3.20%
3%
2%
Cohort Survival Rate (%)
Drop-Out Rate (%)
4%
85%
80%
75.94%
76.74%
75%
1%
70%
0%
SY 2012-2013
SY 2013-2014
Year
SY 2014-2015
SY 2012-2013
SY 2013-2014
Year
SY 2014-2015
IV. Conclusions and Recommendations
Based on the findings of this study, the following two conclusions were drawn:
1.
The respondents’ agreed that fourth year faculty members of δos National
High School are competent on classroom management and efficient in teaching.
2.
There is no significant difference in the mean rank level of response on classroom
management competency and teaching efficiency of fourth faculty members of Los Baños
National High School as perceived by the selected students, selected faculty members, academic
coordinators and head teachers. Hence, the null hypothesis was accepted.
Additionally, towards the competency of classroom management and teaching efficiency among
fourth year LBNHS teachers, the following recommendations were given.
1. A research study on the importance of seminars/conferences to teachers for classroom
competency and teaching efficiency.
2. A further study on the affectivity of trainings and workshop attended by teachers in teachinglearning activities.
3. A further study on the classroom learning of students at Los Baños National High School may
be done.
References
[1]Adler, S. A. )1996) “On case method and classroom management” Action in Teacher
Education vol.18 pp.33-43
[2]Albert, L. (1989) A teacher's guide to cooperative discipline, American Guidance
Service
]3[Albert, δ. )1995) “Discipline is it a dirty word?” δearning vol.24 No.2, pp.43-46
Canadian International Journal for Social Science and Education
Volume 10, January 2017
]4[Beckham, S. δ. )2008) “εeasuring and Improving the Effectiveness of High School
Teachers” Alliance for Excellent Education Issue Brief εarch 2008
[5]Blumenfeld-Jones, D. S. )2004) “Conventional Systems of Classroom Discipline
)the patriarchy speaks)” Journal of Educational Thought 30)1) April, pp.5-21
]6[Brown, B. B., & Steinberg, δ. D. )2000) “Academic Achievement and Social Acceptance”
The Education Digest 55 March, pp.57-60
]7[Burden, P. R.& Fontana, D. )2000) “Classroom Management and Discipline
)BOOK REVIEW)” The British Journal of Educational Psychology 66 June,
pp.268-70
[8]Lynch, Frank. (1979) Four Readings in Philippine Values (IPC Papers No.2) Ateneo de
Manila University press
[9]Villanueva Arlan M. (2005) “Classroom εanagement’s Characteristics”
Manila Bulletin August 27
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Connecting curriculum learning and cyberart as a pedagogical innovation to facilitate
adult learning
Lucio Teles, University of Brasilia, Brazil
Valentin Oros, University of Poitiers, France
Gilberto Lacerda, University of Brasilia, Brazil
Abstract
Practices of pedagogical innovation in Adult and Professional Education are carried out in the
PROEJA-Transiart project to investigate adult learning implemented with media support. Adult
learner students produce artistic digital media as a curriculum learning task. Two examples of the
innovation process are discussed in the curriculum of history and physics. Seventy students were
involved in the production of cyberart in support of curriculum learning and their cyberart works
were posted in the research site at wwww.proejatransiarte.ifg.edu.br and shared among
participants. The research methodology is the action research (Lewin, 1958; Barbier, 1996),
which facilitates change and innovation in social and educational settings.
Key words: educational innovation, adult learning, action research, digital art, curriculum
learning
1. Introduction
With 60 million illiterate or functionally illiterate adults, Brazil urgently needs to deal
with this situation. Many Brazilians today do not have the skills needed for the XXI century
(Fisher & Frey, 2010). Reduction of illiteracy and completion of high school is thus a major goal
to be reached. Many adult learners have completed primary school but are still functionally
illiterates. A program offered by the government called PROEJA, or Professional Education for
Adult Learners, is designed to support those adults who are in the need to improve their skills in
reading and writing while learning curriculum topics, such as geography, history, Portuguese,
mathematics, and others. In this way they can study in the evening to complete primary and high
school. The project is financed by the Brazilian Educational Research Agency, CAPES, and is
one of the so-called OBEDUC initiatives, Observatório da Educação.
The PROEJA-Transiart Project is a research project implemented for adult learners
located in the city of Ceilândia, near Brasilia. Many of the people who work in Brasilia live in
Ceilândia, a nearby city of 650.000 inhabitants. They drive or take a bus or subway to Brasilia,
work in the capital during the day and come back home in the evening.
This research and innovation project takes place at the High School for Adult Learners.
We approached the teachers, explained the objectives of the project and some showed interest to
work with us. The research project has been funded twice: the first from 2008 to 2012 and the
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Volume 10, January 2017
second from 2014 to 2016 by the government agency CAPES (Coordenação de Aperfeiçoamento
de Pessoal do Ensino Superior – Coordination to Train Personnel of Higher Education).
2. The PROEJA-Transiart Project
The PROEJA-Transiart Project is a research project conducted by researchers from the
Faculty of Education, University of Brasília (UnB), in the satellite city of Ceilandia. The city was
founded in 1971 and it has been a place for the settlement of working families, called
“candangos”, those who came from several Brazilian regions in the 1950´s to work in the
construction of new capital, Brasilia. Ceilândia presents a significant cultural diversity,
concentrating a large number of northeasterners.
The PROEJA School serves 2826 students. Of these, a total of 2063 are EJA students
(EJA refers to the acronyms Educação de Jovens e Adultos), and, in this context they are workers
who did not complete primary or high school). The PROEJA-Transiart Project proposes to work
with adult learners in the teaching of cyberart as a way to facilitate an aesthetic transition from
the adult learners “physical” art forms to “virtual art” art forms with the utilization of digital
technology and the learning of aesthetic concepts for new media. Therefore the project has the
name of transiart or art of transition (Teles, 2012), as the art that is produced comes in the form
of animations, videos, photos, sound, and are related to past art experiences of the group
members in the project.
The concept of transiart was created to facilitate their interest and the transposition of
“physical” art form to a new digital format. Transiart is based in the development of digital art in
the social environment of the student. This type of digital art stimulates the development of
artistic expression in a transition format, with the employment of technical, educational, and new
media tools. With these tools and armed with imagination, creativity, and technical knowledge,
individuals and groups can develop critical thinking and reflection, the construction of a
collective memory, and a new aesthetic in cyberspace.
There are four steps in the production of works of transiart with PROEJA students: 1.
Students generate a theme of their interest and which is related to the curriculum; 2. They create
a story about the them of their choice and and produce a script for it; 3. The students then plan
and develop the selected cyberart project, 4. Finally they post the digital art object in the research
site developed for this project, to facilitate the viewing and discussion with students and other
Internet navigators. The site has an interface similar to Facebook and the software used to create
the page is the latest version of Joomla. The site is at www.proejatransiarte.ifg.edu.br.
To address the need for innovation in adult education we proposed the
implementation of an action research approach at the PROEJA School for Adult Learners in
Ceilandia. To apply the model we developed, a framework that included collaborative work to
produce cyberart as related to curriculum learning. Students would also become digitally
included while learning and working with course material.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
3. Research questions
The following questions were investigated: did students produce transiart? If so,
were they able to integrate the transiart with curriculum learning?
4. Methodology
The action research methodology (Lewin, 1958; Schein, 1995; Barbier,1996; Thiollent,
2011) was used to collect data from two data sources: participant observation and analysis of
students cyberart work. The content of these two data sources was assembled to answer the
research questions and to identify relevant issues regarding project objectives.
By stimulating students to develop art transpositions from the physical to the virtual
environment we were strengthening the epistemological knowledge of art, encouraging creative
processes and enhancing artistic expressions in both physical and virtual spaces (Thomas &
Seely Brown, 2011). In the educational context, transiart is a way of teaching students how to
work creatively with new media for the sake of producing collaborative cyberart to support
curriculum learning.
[FIGURE 1 goes here]
However, the traditional model of classroom learning is still the dominant model used by
teachers. We proposed the formation of groups of five to seven students to work collaboratively
in some curriculum areas. In order to work with the students we had to talk to the teacher and to
get him/her to accept our proposal. Initially we had five teachers willing to work with us (in fact
we had more teachers interested but we believed research team’s capabilities to handle yet
another front of work could be too onerous on us). The five teachers accepted the proposal and
since then we have been working with them and their students in workshops to produce
curriculum material in digital art form. Today, besides the five teachers, there are many others
who are also interested to be involved in the project.
The research team went to the school twice a week, for three to four hours each time. The
group of students worked together to select a topic of interest, decided about how to present the
topic, wrote a script, and produced the artistic object in one of the four formats: video, music,
photo and interactive text. The group then placed the object on the site
www.proejatransiarte.ifg.edu.br providing in this way access to all PROEJA School students and
Internet users. This process took several weeks from the beginning to conclusion.
A major question for the researchers was how to bring the students to create and to
initiate an artistic production. Coming up with a theme for the student project is not as simple as
Canadian International Journal for Social Science and Education
Volume 10, January 2017
a snap of fingers. It requires that the group is in tune with the concept of transiart to develop the
work. But how can we know about the artistic interest of each student?
The main vehicle for the development of a theme is to stimulate student awareness of
their own artistic abilities and further potential. To begin to develop a theme with learners allows
us to take a glimpse into his/her own perspectives. This issue is addressed in the transiart
workshops. The workshop enables students to know the potential of transiart to address learning
issues and to see how art work can be developed in the form of a video clip, an animation, music,
or an image.
In the first contact with the school community, we explained transiart as a new digital
language that is linked to values, cultures and artistic creations and can lead to better
understanding of the their own reality. This art form is also a reflection of their values, of what is
like being and young and/or adult worker today. We discussed with them about the possibility of
creating artistic images and videos related to curriculum topics. Groups generated other themes
as well, such as “Prejudice”, "Ed is the guy” and many others, which can be seen in the research
site. After the choice of themes and how to link it with the curriculum, each group started to
create a script and a story to be the basis for the production of an artistic video.
5. Creating the script for the theme
The roadmap of transiart is a transcript of the theme and the story in a way that can be
produced and assembled by them, told in images, dialogues, and within the context of digital
multimedia. Any script, as all forms of narrative art, always begins with a concept generated by
the group. Creativity can be nurtured by observation and interpretation of reality, reading,
research, sharing experiences among group members in a collaborative format, brainstorming
with colleagues, teachers, and researchers (Garland, Teles & Wang, 1996). Every theme and its
associated story require the development of a script that should be summarized in one sentence,
which is the main argument or theme.
An important element of the script is the definition of characters, i.e., those who are part
of the story and their profiles. Character animations can be dolls, mamulengos (wooden dolls),
objects, or persons. A way to developing interesting characters is to create a consistent synopsis
containing various types of information such as data about their subjects, their habits and
customs. Besides the characters, the synopsis must set the scene of action, in which the story
takes place, and finally to structure the actions to be later developed.
To organize the script of a video clip is to define the ways the characters live the story, or
how the story will be told. The final script is the product of a teamwork that requires the writing,
correction of mistakes, and the work to display the images, including camera sequences, angles
of the photos, handling of the characters, the lighting, the soundtrack, image processing, effects,
animations, and other details of production that are essential to a successful outcome for the
video.
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Volume 10, January 2017
6. Planning, developing and posting in the Web site
Once the script is concluded, the work follows its course more rapidly. If the technique
chosen is stop motion, then students begin to take sequential pictures of the subject for further
editing and incorporation of the many pictures (a group took 300 pictures to generate the video
“εeeting of Generations”). Then pictures are placed into a stop motion format that is then saved
as a video clip.
Two examples of Webart videos produced by students as artwork to support curriculum
areas are “εeeting of Generations” for the history curriculum, referring to period 1950-1960, of
the Brazilian History. The second was “Chapolin”, a comic series from Brazilian TV. The
recording of one of the chapters of the TV series was used. Next we discuss these two videos
produced by the students. The production of the videoart and its posting in the Web shows that
students were able to produce videoclips as an artform, and the content of it relates to curriculum
learning for students taking Brazilian History in the PROEJA School for Adult Learners. We will
next discuss in more detail the production and the context of these two videos as related to the
research questions.
7. Meeting of Generations – History Curriculum
Amongst the participating teachers was Oscar, a history teacher. With him, the students
were studying the Brazilian history, specifically the 1950-1960 decade, when the Brazilian
president Juscelino Kubitschek was elected and asked the architect Oscar Niemeyer to design the
plan for a city that would be the new capital of Brazil. Brasilia came to life and became right
away an attractive place to go to get a job. Thousands of Brazilians came to the new city from
different regions of the country, searching for the dream of finding a job and build a new and
more prosperous life.
The students decided to produce a video and to post it on the site. The video was called
"Meeting of generations" which discusses the 1950-1960 decade from the point of view of those
who worked in the construction of the new capital during the decade. There was a student in the
history class who was 68 years old, and adult learner who had actually participated in the
building of Brasilia working as a mason.
[Figure 2 goes here]
The script came from the interest of the adult students to tell the story of the city in which
they live, mixed with their life stories, reaching the coexistence with youngsters at the PROEJA
School for Adult Learners. The process included the selection of images, text, photos and the
Canadian International Journal for Social Science and Education
Volume 10, January 2017
sequencing of images, the songs which were used in the video, and the background colour. Then
came the final production, with the editing, the animation of digital images, and recording
documentaries of the life stories of some participants. Aldo, the 68 years old adult learner, is the
main protagonist. The first part of the video shows images of the construction of Brasilia, and is
black and white. However, as Aldo returns to Brasilia to see the result of his and his fellow
workers effort, it turns into colours.
[Figure 3 goes here]
8. Chapolin: Physics curriculum
In the adaptation of the physics curriculum, students used a well-known comic series of
Brazilian TV called Chapolin. The students deleted the original sound of the TV series chapter
and introduced their own words and dubbed the video as if it was a discussion amongst members
of the cast of Chapolin, about the use of electricity meters. In a humorous way the video teaches
what is an electricity meter and how to use it. The content taught is part of the 10th grade physics
curriculum.
Thus, creativity in transiart can manifest itself in the selected themes and imaginative
scripts, storyboards and detailed and inventive ideas, implementation and presentation of artwork
created by the group. The creative process is facilitated by active imagination when each group
member, driven by memory, intuition, perception, and imagination, work together. The video
shows creativity and the ability of students to link the curriculum content to issues that are
familiar to them.
[Figure 4 goes here]
The two videos were well accepted by teachers and students alike and they are now being
used as class material by new students at the PROEJA School for Adult Learners to learn
curriculum topics in history and physics.
[Figure 5 goes here]
10. Conclusions
The researchers in the project PROEJA Transiart at the PROEJA school for Adult
Learners worked with teachers and students in the production of digital artwork named
“transiart”, related to curriculum learning. The objective of the PROEJA-Transiart Project was to
develop transiart from the various existing artistic expressions and to stimulate arts and learning.
Virtual art in the cyberspace ensures a wider audience through electronic scale, an aesthetic that
Canadian International Journal for Social Science and Education
Volume 10, January 2017
suggests a new way of viewing that allows for the interaction of the viewer with the art object.
Adult learners in this project began to learn the curriculum through development of digital art.
Participants enjoyed the learning process of curriculum subjects being discussed through the
development of cyberart.
Data collected from participant observation using itinerant diaries to record our
observations and comments were the sources of information to answer our research questions.
One of the main purposes of the PROEJA-Transiart Project is to promote change to respond
those social needs expressed by their members, in this case in giving them better access to
education, art, and technology. This is why the project is organized as an action research
whereby students are not “researched” but are active participants, and researchers are not solely
collecting data through questionnaires, surveys, interviews, or other forms, but also active
participants in the process of change. As δewin )1958) stated “If you want truly to understand
something, try to change it (Lewin, 1958).
[Figure 6 goes here]
Adult students who began to learn curriculum topics through production of digital art as a
way of creating knowledge had a lower dropout rate. As a result of the project, the dropout rate
among students participating in the project was reduced from 70% to 30%.
Through the research action approach the PROEJA-Transiart Project showed that
collaboration and innovative work can motivate students while facilitating the learning process
itself. The format of the action research approach allows for participants to include their own life
histories and experiences into digital art form.
Students have produced 23 video clips (Santos, 2013) which are posted in the site. The majority
of them are related to the curriculum while others address issues of social needs being
experienced by the adult learners in this project. The content produced is innovative and allows
for user interaction and participants can download the video, make new interventions and post it
again in the site as a new version.
The action research model applied in the PROEJA-Transiart at CEM-03 was an
innovation that participants accepted and embraced. The inclusion of collaborative cyberart
production to support curriculum learning showed positive results, indicating more motivation in
class, from both students and teachers involved in the project.
11. References
Barbier, Rene, La Recherche-Action, Open Library: Economica Publisher, 1996, ISBN-10:
2717830626
Fisher, Douglas & Frey, Nancy, in Belanca, James and Bradt, Ron (2010) Preparing Students for
Mastery of 21st century skills. In 21st century skills: rethinking how students learn.
Bloomington: Solution Tree Press.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Garland, Iris, TELES, Lucio and Xinxun, Wang. Fostering Creativity through CrossDisciplinary Collaboration in an Online Dance Course. Paper presented at the Computer Support
for Collaborative Learning Conference, San Francisco, 1999.
Lewin, Kurt (1958). Group Decision and Social Change. New York: Holt, Rinehart and Winston.
Oros, Valentin (2013) Cooperative Learning and its influences on the diminishing the digital
divide. Master ingénierie des médias pour l'éducation Faculté des Lettres et Langues –
Université de Poitiers
Santos, Brian Rovere (2013) O Portal PROEJA-Transiarte como espaço de integração e
formaçao coletiva em meio digital. Monografia de conclusão de curso de Pedagogia. Faculade de
Educação - UnB
Schein, E )1995) ‘Kurt δewin’s Change Theory in the Field and in the Classroom: Notes Toward
a εodel of εanaged δearning’, Systems Practice, http://www.solonline.org/res/wp/10006.html
Smith, Mark (2001)
Kurt Lewin: groups, experiential learning and action research.
http://infed.org/mobi/kurt-lewin-groups-experiential-learning-and-action-research/
Accessed
27/07/2014.
Thiollent, Michel. Action Research and Participatory Research: An Overview. International
Journal of Action Research, Vol 7, Issue 2, 2011, pag 160-175.
Venturelli, Suzete and Teles, Lucio (2008). Introdução à Arte Digital. Brasília: Creative
Commons Brasil. Availabe at http://www.fe.unb.br/quem-e-quem/docentes/l/lucioteles/minhaspublicacoes/artedigital.pdf/view. Accessed on 18/02/2014.
Thomas, Douglas and SEELY BROWN, John, A new culture of learning. Lexington, KY:
Douglas and Seely Brown. 2011, ISBN: 13:978-1456458881.
Teles, Lucio, Garland, Iris, and Wang, Xinxun. Fostering Creativity Through Cross-Disciplinary
Collaboration in an Online Dance Course. Proceedings of the CSCL - Computer Supported
Collaborative Learning Conference, 1999, Palo Alto, CA.
Teles, Lucio. Introdução a transiarte, in TELES, Lucio; CASTIONI, Remi; HILÁRIO, Renato
PROEJA-Transiarte: Construindo novos sentidos para a educação de jovens e adultos
trabalhadores. Brasília: Editora Verbena, 2012.
12. Figures
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Figure 1. Transiart working group at the PROEJA School
Figure 2. History teacher discusses the research project with his students
Figure 3. Aldo walks in front of the National Congress, built in Brasilia in 1959
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Figure 4. Chapolin and the visitor explain the use of an electric meter
Figure 5. Mounting the scenario for video production
Figure 6. The production of transiar
Canadian International Journal for Social Science and Education
Volume 10, January 2017
INFLUENCE OF MARITAL CONFLICT ON THE ACADEMIC PERFORMANCE OF
MARRIED STUDENTS IN TERTIARY INSTITUTIONS IN OSUN STATE, NIGERIA
BY
DR B. A. ADEYEMI
INSTITUTE OF EDUCATION,
FACULTY OF EDUCATION,
OBAFEMI AWOLOWO UNIVERSITY,
ILE – IFE, OSUN STATE, NIGERIA
Abstract
The study examined the possible major causes of marital conflict among married students
and investigated the extent to which marital pressure influences their academic performance in
the selected tertiary institutions in Osun State. It also proffered coping strategies that can be
employed by married students to enhance their academic performance. A survey research design
was adopted for the study. Two hundred and two (202) respondents were used as sample size.
Both primary and secondary data were used for the study. Four research questions emanated and
were answered, and two research hypotheses were tested and verified. Data collected were
analyzed using frequency and percentages, Relative Significance Index and chi-square statistics.
The results among others revealed that financial dissatisfaction formed the highest cause of
marital conflict between couples with Relative Significance Index value of 0.882. Also, there
was no significant difference between marital conflict and academic performance of married
students )χ2=4.311;p<0.05). The study concluded that marital conflict has no significant
influence on married students’ academic performance.
Keywords: marital conflict, academic performance, married students and tertiary institutions
Introduction
Tertiary institutions are higher institutions of learning that cater for different categories of
learners in such a way that they accommodate both married and unmarried persons. Apart from
the fact that some of the students who have not been joined together as husband and wife live
like couples both on and off campuses. Although, this is not the focus of this paper, since
emphasis is on marriage, reference must be made to it. According to Okpechi and Usani (2015),
marriage is a unique commitment between men and women for which they are expected to enjoy
love, happiness, provision, protection, procreation, and respect in the society. In the views of
Otite & Ogionwo (2006), marriage is not easy to define because of the diversities in the system
of marriage throughout the world. Marriage can be defined as a legally or a formally recognized
union of a man and a woman as partners in a relationship. Olaitan and Akpan (2003) opined that
marriage is the bedrock and foundation of family and society. Marriage is traditionally rooted in
an arrangement between families and not essentially between two individuals. Amato & Booth
(2004) stated that many other factors such as psycho-social, cultural and economic problems
make people to deviate significantly from the objectives of marriage.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Marriage therefore consistently calls for adjustment as the relationship can have either positive
or negative influence on the family. The researcher is of the view that, spouse should only look
at the positive aspects of each other and overlook the negative part. This will go a long way in
minimizing certain level of marital conflicts. Marriage can equally be defined as a process by
which two people make their relationship public, official and permanent. It is the joining of two
people in a bond that putatively lasts until death but in practice is increasingly cut short by
divorce. No marriage is free of conflict. Okpechi (2012) observed that people marry for many
reasons, such as love, happiness, companionship and desire to have children. Thus, marriage
could be viewed as a socially legitimate union and a contract that brings about a kind of
reciprocal rights and obligation between the spouse and future children with much expectations
which may be realistic and non realistic. It is a complex phenomena. As good as marriage is,
there cannot but be a little misunderstanding between the husband and the wife as they are
raised, reared and brought up by different families with different orientations and background.
According to Fincham (2003), marital conflict can be on virtually anything. Couples complain of
sources of conflict ranging from verbal and physical assault to personal characteristics and
behaviour. Perceived inequality in a couple’s division of labour is associated with a tendency for
the male to withdraw in response to conflict. Conflict over power is also strongly related to
marital dissatisfaction. Spouses’ response to conflict over extra marital affair, problematic
drinking, or drug use predict divorce, as do wives’ report of husbands being jealous and spending
money foolishly. Greater problem severity increases the likelihood of divorce. Even though it is
often not reported to be problem by couples, violence among newlyweds is a prediction of
divorce, as is psychological aggression (verbal aggression and nonverbal aggressive behaviour
that are not directed at the partner’s body).
It could also be noted that the environment in which an individual comes from plays a very
significant role in the educational attainment of such an individual. Some people start school at
an early age while some start late. As a result of discrepancies in the starting point of education,
some ensured that they marry before the completion of the programme in the higher institution of
learning. This invariably will affect their academic performance either positively or negatively.
Academic performance can be referred to as achievement demonstrated through using
scores and grades of examination, test or assignments in an academic setting. The results are
used to determine the competence of students in a course over the semesters.
Students are expected to engage in activities which may include: manipulation of materials,
problems solving, demonstration of practical skills and participating in theoretical work. Fromm
)2008) viewed academic performance as an active demonstration that assesses students’ learning,
such as; presentation, musical and dramatic performance. When students demonstrate all these,
they improve their learning and assimilation.
Jegede & Adeyemi (2009) stated that assessment of academic performance has three dimensions,
meant for placement, planning and evaluation. The grades obtained from the assessment also
help in evaluating the progress of the instructors and the instructional programme to verify
whether there is progress in the entire programme.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Marital conflict might influence married students directly or indirectly through its effect on their
academics. Emery (2010), Usman (2010) and Dona & Mary (2007) opined that the effects of
married students’ conflicts can be more harmful to their academic performance as well as their
social behaviours. Margolin (2010) also expressed that high-conflict couples had significantly
poorer adjustment in school than those in low-conflict families. Married students from high
conflict family have lower self-esteem and greater anxiety. The researcher remarked that the
most prevalent type of marital conflicts are mostly based on unmet needs, money, power
struggle, sexual problems, infidelity and in-law problems. Marital conflict can lead to mental
instability and family disorganization resulting to lots of social ills. Crises and conflicts in
marriages produce discord and reduce affection among couples leading to divorce and separation
and total dissolution of the family system, with an influence on academic performance. The
question that arises from this is that, how could marriage and academics that are two different
phenomena operate together without one affecting the other? To give succinct answer to the
above question requires critical investigation. The investigator is therefore of the opinion that
one of the barriers to successful marriage might be as a result of the combination of both
marriage and academics which may bring about conflict.
Statement of the Problem
Studies in the past such as Reis (1984), Sarwar (1994), Denga (2002), Theowell & Rahe (2003)
as well as Okpechi & Usani (2015) had reviewed the importance of a higher institution as a field
that require higher intelligence, concentration and commitment that caters for different categories
of learners including women. They observed that a good number of married academic women in
tertiary institutions do not perform their professional roles effectively as a result of marital
stressors. In another study, Mark (2010) research work revealed that married students are faced
with combined academic and family responsibilities and each of these activities has to be
attended to. These multiple challenges led married students not to attend to lectures. Some of
them have jobs, children to care for and there are unmet needs that require urgent attention.
Some of these married students come late for lectures, come for test or examinations with babies
on their back, submit assignments very late and are irregular in attending lectures. It is against
this backdrop that this study seeks to investigate the influence of marital conflict on academic
performance of married students in tertiary institutions in Osun State, Nigeria.
Objectives of the Study
The main objective of this study is to determine the influence of marital conflict on the married
students’ academic performance in tertiary institutions in Osun State.
The specific objectives are to:identify the possible major causes of common marital conflicts among married students
experiencing conflict in some selected higher institutions in Osun State;
examine the extent to which marital pressure influence married students’ academic performance
in some selected tertiary institutions in Osun State;
examine the frequency in which marital conflict influence married students’ academics in some
selected tertiary institutions in Osun State;
Canadian International Journal for Social Science and Education
Volume 10, January 2017
determine the level of frequency in which marital conflict may interfere with married students’
academic performance in some selected tertiary Institutions in Osun State.
determine the influence of marital conflicts on academic performance of the married students;
and
identify the coping strategies employed by married students towards the enhancement of their
academic performance in some selected tertiary institutions in Osun state.
Research Questions
This study answered the following research questions:
1.
What are the major possible causes of marital conflicts among married students
experiencing conflict in tertiary institutions in Osun State?
2.
To what extent does marital pressure influence married students’ academic performance?
3.
What are the frequencies in which marital conflict influence the married students’
academic performance?
4.
What are the level of frequency in which marital conflict interfere with the married
students’ academic performance?
5.
What are the coping strategies employed by married students towards their academic
performance in tertiary institutions in Osun State?
Hypotheses
The study tested the following null hypotheses:
1.
There is no significant influence of marital pressure on academic performance of married
students.
2.
There is no significant influence of marital conflict on academics performance of married
students.
Method
Survey research method was used for this study. The target population for the study was 950
which comprised of all married students male and female in tertiary institutions in Osun State
who were experiencing marital conflicts. In order to have a comprehensive target population, the
researcher used married students in Obafemi Awolowo University, Ile Ife, with a population of
360, Federal Polytechnic, Ede with a population of 250 and Osun State College of education, Ila
Orangun with a population of 340 respectively. All these institutions are located in Osun State
of Nigeria. The sample size for this study was 202. In order to have a comprehensive view of the
area of research, the researcher used proportionate stratified random sampling technique. This is
in line with Cohen, Manion & Morrison (2008) who postulated that sample selection can be best
done by randomization in order to make proportional and meaningful representation from the
Canadian International Journal for Social Science and Education
Volume 10, January 2017
population and to ensure that every element in the population has equal chance of being selected
and to avoid bias. In line with that, and for the purpose of this study, the researcher used
proportionate stratified random sampling technique in selecting sample from each institution.
Therefore, 82 respondents were selected from Obafemi Awolowo University, 50 respondents
were selected from Federal Polytechnic, Ede, 70 were selected from Osun State College of
Education, Ila-Orangun respectively.
Table 1: Sample size using proportionate stratified random sampling technique
S/N
NAME OF INSTITUTIONS
MARRIED
POPULATION
STUDENT SAMPLE SIZE
1.
Obafemi Awolowo University,
360
82
Ile-Ife
2.
Federal Polytechnic Ede
250
50
3.
Osun State College of Education, 340
Ila-Orangun
70
Total
202
950
A total of two hundred and two (202) copies of questionnaire were used for this study as sample.
This is in line with Cohen, Manion &Morrison (2008), who viewed this method to be useful in
order to make proportional and meaningful representation from the population. Stratified
sampling ensures that every sub-group of the institutions was represented in the same proportion,
based on each institution’s population. The instrument for data collection was a self designed
structured questionnaire and academic records of married students from the three institutions in
the state. This questionnaire consists of two Sections, “A and B.” A four )4) point rating scale
was used as: Strongly Agree (SA), Agree (A), Disagree (D), and Strongly Disagree (SD),
weighted as 4, 3, 2, 1, respectively. The instrument for data collection was validated through
vetting. The reliability of the instrument was also ascertained using cronbach alpha and yielded
0.84 value. The data obtained from the administration of the questionnaires were analyzed using
simple percentages, relative significance index and Chi-square statistics.
Table 2: Socio-Demographic Information of the Married Students
Variable
Level
Frequency (f)
Percentage (%)
18-22
34
16.8
23-27
94
46.5
Age in Years
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Volume 10, January 2017
Gender
Marital Status
Educational
Qualification in View
Current Cumulative
Grade Point Average
28-32
68
33.7
33 and above
6
3.0
Total
202
100.0
Male
99
49.0
Female
103
51.0
Total
202
100.0
Married
128
63.4
Commuter marriage
16
7.9
Divorced
40
19.8
Separated
18
8.9
Total
202
100.0
H.N.D.
49
24.3
N.C.E.
73
36.1
B.Sc/BA
80
39.6
Total
202
100.0
4.50 – 5.00
2
1.0
3.50-4.49
55
27.2
2.50-3.49
96
47.5
1.50-2.49
42
20.8
1.00-1.49
7
3.5
Total
202
100.0
Research Question 1: What are the major possible causes of marital conflicts among married
students in tertiary institutions in Osun State?
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Table 3: Major Possible Causes of Marital Conflicts among Married Students in Tertiary
Institutions in Osun State.
Causes of Marital Conflict
SA
A
D
SD
RSI
f
%
f
%
f
%
f
%
6
3.0
0.882
1.
Financial dissatisfaction
130
64.4
55
27.2
11
5.4
2.
Struggling for power control
51
25.2
101 50.0
35
17.3 15
7.4
0.733
3.
Unfaithfulness from both parties
71
35.1
92
45.5
34
16.8 5
2.5
0.783
4.
Habits that are uncontrollable
63
31.2
86
42.6
31
15.3 22
10.9
0.735
5.
Lack of sexual satisfaction
87
43.1
67
33.2
34
16.8 14
6.9
0.781
6.
Showing disposal of action openly in 77
front of people
38.1
64
31.7
49
24.3 12
5.9
0.755
7.
Choice of a particular sex of children 77
38.1
69
34.2
38
18.8 18
8.9
0.754
Table 3 shows the major possible causes of marital conflicts among married students in tertiary
institutions in Osun State. It can be observed that financial dissatisfaction has the highest rating
with Relative Significance Index Value of 0.882. In addition, 64.4% and 27.2% of the students
respectively strongly agreed and agreed with this factor while 5.4% and 3.0% of them disagreed
and strongly disagreed. What is being considered next to financial dissatisfaction is
unfaithfulness from both parties. This item has RSI value of 0.783 and 35.1% and 45.5% of the
students respectively strongly agreed and agreed with this factor while 16.8% and 2.5% of them
disagreed and strongly disagreed. Lack of sexual satisfaction rated third with RSI value of
0.781. While 43.1% and 33.2% of the students respectively strongly agreed and agreed with this
factor, 16.8% and 6.9% of them disagreed and strongly disagreed. Next is the act of showing
disapproval of action openly in front of people around with RSI value of 0.755. In addition,
while 38.1% and 31.7% of the students respectively strongly agreed and agreed with this factor,
24.3% and 5.9% of them disagreed and strongly disagreed. Closely followed is the choice of a
particular sex of children with RSI value of 0.754. This cause had 38.1% and 34.2% of the
students who strongly agreed and agreed respectively with this factor while 18.8% and 8.9% of
them disagreed and strongly disagreed. Others include habits that are uncontrollable with RSI
value of 0.735 and 31.2% and 42.6% of the students who strongly agreed and agreed respectively
while 15.3% and 10.9% of them disagreed and strongly disagreed; struggling for power control
has RSI value of 0.735 while the least cause is identified as couple argument over children’s
issues with RSI value of 0.719.
Research Question 2: To what extent does marital pressure influence married students’ academic
performance?
Canadian International Journal for Social Science and Education
Volume 10, January 2017
In order to answer this research question, responses to items on Section two of the instrument
were scored and subjected to a descriptive analysis. The result is shown in Table 4
Table 4 : Descriptive analysis of students’ responses to items on marital pressure
Items
SA
f
depressed
A
D
SD
%
f
%
F
%
F
%
10
5.0
1
Always
looking
resentment
and 79
39.1
93
46.0
20
9.9
2
Feeling of disorder and heightened self- 59
esteem
29.2
101 50.0
33
16.3 9
4.5
3
Lack of concentration in academics
56
27.7
102 50.5
28
13.9 16
7.9
4
Transfer of aggression to everybody 58
around
28.7
88
43.6
40
19.8 16
7.9
5
Expressing anger more often
77
38.1
71
35.1
33
16.3 21
10.4
6
Developing inferiority complex and 73
negative attitude towards academics
36.1
76
37.6
41
20.3 12
5.9
In order to determine the extent of marital pressure on academic performance of the married
students, individual responses to items were summed together. The mean and standard deviation
values of the scores were 18.19 and 3.07 respectively. Students whose scores were 1 standard
deviation below the mean score (i.e. 6-15) were adjudged as experiencing a low extent of marital
pressure. Those whose scores were within 16 through 21 were adjudged as moderate while those
whose scores were 22 and above were adjudged as experiencing a great extent of marital
pressure. The result is shown in Table 5
Table 5: Extent of marital pressure influence on married students’ academic performance
Extent of Marital Pressure
Frequency (f)
Percent (%)
Low
31
15.3
Moderate
150
74.3
Great
21
10.4
Total
202
100.0
Canadian International Journal for Social Science and Education
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Table 5 shows the extent of marital pressure influence on married students’ academic
performance. It can be observed that 15.3% of the married students indicated that they
experienced marital pressure to a low extent. Also, 74.3% of them indicated that they
experienced marital pressure to a moderate extent while 10.4% of them indicated that they
experienced marital pressure to a great extent. This result suggests that majority of the married
student’s experienced marital pressure to a moderate extent.
Research Question 3: What are the level of frequency in which marital conflict interfere with the
married students’ academic performance?
In order to answer this research question, responses to items on Section four of the instrument
were scored and subjected to descriptive analysis. The result is shown in Table 6
Table 6: Descriptive analysis of students’ responses to items on interference of marital conflicts
Items
SA
A
f
%
f
D
SD
%
F
%
f
%
1
Poor assimilation in the class work
61
30.2 64
31.7
47
23.3 30
14.9
2
Lack of concentration in the class
43
21.3 80
39.6
51
25.2 28
13.9
3
Lack of independence in academic work
48
23.8 77
38.1
57
28.2 20
9.9
4
Distress and withdrawal from school 56
activities
27.7 57
28.2
60
29.7 29
14.4
5
Cumulative grade point average drops 62
(CGPA)
30.7 70
34.7
46
22.8 24
11.9
6
Retardation in academic pursues
59
29.2 78
38.6
38
18.8 27
13.4
7
Poor performance in class activities and 66
assignments
32.7 65
32.2
43
21.3 28
13.9
Also, in order to determine the level or extent of marital conflict interference, individual
responses to items were summed together. The mean and standard deviation values of the scores
were 19.42 and 4.15 respectively. Students whose scores were 1 standard deviation below the
mean score (i.e. 7-15) were adjudged as having low level of marital conflict interference. Those
whose scores were within 16 through 23 were adjudged as moderate while those whose scores
were 24 and above were adjudged as great level of marital conflict interference. The result is
shown in Table 6
Table 7: δevel of εarital Conflict interference in married students’ academic performance
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Extent of Marital Pressure
Frequency (f)
Percent (%)
Low
35
17.3
Moderate
125
61.9
Great
42
20.8
Total
202
100.0
Table 7 shows the level of frequency in which marital conflict interferes with the married
students’ academic performance. It can be observed that 17.3% of the married students indicated
that marital conflict interferes with their academic performance to a low level. Also, 61.9% of
them indicated that marital conflict interferes with their academic performance to a moderate
level while 20.8% of them indicated that marital conflict interferes with their academic
performance to a great level. This result suggests that more than half of the married students
experienced marital conflict interference in the academic performance to a moderate level.
Research Question 3: What are the coping strategies employed by married students towards their
academic performance in tertiary institutions in Osun State?
Table 8: Coping Strategies Employed by Married Students towards their Academic Performance
in Tertiary Institutions of Osun State.
Causes of Marital Conflict
SA
A
D
SD
RSI
f
order
to 101
%
F
%
f
%
f
%
50.0
71
35.1
18
8.9
12
5.9
0.823
1.
Group discussions in
enhance performance
2.
Interaction with colleagues
63
31.2
106 52.5
24
11.9 9
4.5
0.776
3.
Adjusting to feelings of isolation and 64
challenges ahead
31.7
89
44.1
39
19.3 10
5.0
0.756
4.
Working on your mind to attain 78
focus
38.6
79
39.1
28
13.9 17
8.4
0.770
5.
Engaging the services of daycare 76
nannies in taking care of little
children while attending to lectures,
discussion and examinations
37.6
69
34.2
39
19.3 18
8.9
0.751
6.
Cheating
during
test
and 68
examination in order to meet up with
33.7
73
36.1
34
16.8 27
13.4
0.725
Canadian International Journal for Social Science and Education
Volume 10, January 2017
academic demands
7.
Paying lecturers or offering self in 64
order to earn marks
31.7
77
38.1
34
16.8 27
13.4
0.720
8.
Depending on course mate in both 73
assignment, test and group work
36.
77
38.1
20
9.9
15.8
0.736
32
Table 8 shows the coping strategies employed by married students towards their academic
performance in tertiary institutions in Osun State. It can be observed that a group discussion is
ranked first with Relative Significance Index Value (RSI) of 0.823. This is followed by
interaction with colleagues with RSI value of 0.776. Next among the strategies is working on the
mind to attain focus with RSI value of 0.770. Also, adjusting to feeling of isolation and
challenges ahead has RSI value of 0.756. Another strategy is the engagement of the services of
daycare nannies in taking care of the little children while attending to lectures, discussions, and
examinations. This strategy has RSI value of 0.751.Depending on course mate in both
assignment, test and group work is ranked next with RSI value of 0.736 while such strategies as
cheating during test and examination in order to meet up with academic demands and paying
lecturers or offering self in order to earn marks have respective RSI values of 0.725 and 0.720.
Research Hypotheses
Research Hypothesis 1: There is no significant influence of marital pressure on academic
performance of married students.
Table 9: Chi-square Analysis of Influence of Marital Pressure on Academic Performance of
Married Students.
Academic Performance
Extent of Marital 2nd Class 2nd
Pressure
Upper and Class
Above
Lower
Third
Class and Total
Below
Low
13
18
4
35
Moderate
34
59
32
125
Great
10
19
13
42
Total
57
96
49
202
χ2
df
P
4.728
4
.316
Table 9 shows the influence of marital pressure on academic performance of married students. It
can be observed that a Chi-square test indicated a non-significant influence of marital pressure
on academic performance of married students, χ 2 )n = 202) = 4.728, df = 4, p = .316. Since the
Canadian International Journal for Social Science and Education
Volume 10, January 2017
p-value is less than .05 thresholds, we therefore do not reject the stated null hypothesis. This
result concludes that there is no significant influence of marital pressure on academic
performance of married students.
Research Hypothesis 2: There is no significant influence of marital conflicts on academic
performance of married students.
Table 10: Chi-square Analysis of Influence of Marital Conflict on Academic Performance of
Married Students.
Academic Performance
Extent of Marital 2nd Class 2nd
conflict
Upper and Class
Above
Lower
Third
Class and Total
Below
Low
12
11
8
31
Moderate
40
72
38
150
Great
5
13
3
21
Total
57
96
49
202
χ2
df
P
4.311
4
.365
Table 10 shows the influence of marital conflicts on academic performance of married students.
It can be observed that a Chi-square test indicated a non-significant influence of marital conflicts
on academic performance of married students, χ 2 )n = 202) = 4.311, df = 4, p = .365. Since the
p-value is less than .05 thresholds, we therefore do not reject the stated null hypothesis. This
result concludes that there is no significant influence of marital conflicts on academic
performance of married students.
Discussion of Major Findings
The outcome of the data analysis from the demographic data, answering of research questions
and testing of the null research hypothesis were discussed extensively in this section.
SECTON 1
The demographic data revealed three tertiary institutions across the state. The zones in Osun
State include; Obafemi Awolowo University, Federal Polytechnics, Ede and Osun State College
of Education, Ila-Orangun, respectively. Each institution was represented relative to their
population. In these institutions, there were married students that were experiencing marital
conflict including male and female in different proportions. The study targeted married students
who were at their part 2 and above of their study programmes. This was due to the fact that these
set of students had their statement of results and knew their Cumulative Grade Point Aggregate
(C. G. P .A) results to determine their academic performance.
SECTION II
Canadian International Journal for Social Science and Education
Volume 10, January 2017
This section showed the results from the main questionnaires. On the possible causes of marital
conflict, It can be observed that financial dissatisfaction has the highest rating with Relative
Significance Index Value of 0.882. In addition, 64.4% and 27.2% of the students respectively
strongly agreed and agreed with this factor while 3.0% of them disagreed and strongly disagreed.
This observation is in line with the views of Roger, (1997) who said that the most likely causes
of marital conflict is as a result of the negative perception each spouse view problems, and that
lack of not doing what is expected for each other can trigger conflict. Israel (2003) opined that
incompatible sex roles routines of married couples being overloaded with heavy and impossible
expectations are seen as reasons that triggered marital conflict.
In the analysis of the research on the extent of marital pressure that may affect academic
performance, it was revealed that majority of the married students agreed that they developed
inferiority complex and negative attitudes towards their academics with a feeling of disorder and
heightened self-esteem when there is marital conflict. The observation is in line with Kelly
(2000) & Lawrence (2003) who said that only positive attitudes developed by married couples
can alleviate any marital conflict. They further said that marital conflict could bring in the family
serious interference on the couples due to marital pressure that may affect and retard their
progress in the learning process. Victims of marital conflict exhibit aggression, discordance and
violence. Christensen (2012) further said that the following are most of the major factors that
could lead to marital pressure; feeling of domineering, lack of supporting each other in terms of
needs, when there is high rate of violence from relatives of spouses, lack of equal love, lack of
reciprocating, when love failed to cover all wrongs, when only one spouse plays all the roles in
the home and failure to be submissive, among other reasons.
On the frequency in which marital conflict affects married students academics, a sizeable number
of the respondents were of the view that academic performance can be affected when spouse
failed to sponsor the academics of the other spouse, and that economy factors do cause marital
conflict. This statement agreed with Sahana (2010) who postulated that economy factor is one of
the major reason couples argued over.
On the extent in which conflict can interfere with married students academic performance, it
shows that a higher percentage of married students agreed that when conflict in marriage is too
tensed, it makes the married students not to concentrate in the class whereby making their
cumulative grade point aggregate (C.G.P.A) to drop, with a bad feeling of distress and
withdrawal syndromes.
On the opinion of respondents on coping strategies employed by married students towards the
enhancement of their academic performance, a higher number of respondents agreed that
students should develop positive coping strategy to always engage in group discussion in order to
enhance their academic performance. This agreed with what Granster (1995) said, that managing
the conflict by married students go a long way in improving the academic work of the students.
Stephanie (2007) also observed that studying and family obligations are two important domains
that are not compatible and that there are usually conflicts between the two domains when not
handle with care. The above findings tallied with the views of Adesinanla (2012) and Amos &
Manieson (2015)
Conclusion
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Based on the outcomes of the study, it could be concluded that academic performance is
proportionately related to the overall academic performance of married students in some selected
tertiary institutions in Osun State. Also, marital conflict may have influence on academic
performance of married students especially when there is financial dissatisfaction and when
spouse show disapproval openly by reprimanding the other spouse in the presence of people.
Recommendations
The following recommendations serve to guide the study and improve the academic performance
of married students in some selected State tertiary institutions in Osun State.
1.
Spouse should try to sponsor the education of their partners so as to prevent suspending
their study programmes. This will equally help them to concentrate in their academics and to
obtain good grades. Couple should stop reprimanding each other openly in the presence of
people.
2.
Couple should not be distracted by any form of marital conflicts; instead they should
focus on their academic work, because it will go a long way in enhancing their academic
performance. They should be peaceful so as to share their hopes, dreams, goals and success
together and think beyond marital conflict in order to attain their goals in life.
3.
Couple should develop positive coping strategies to enhance their academic performance.
Married students should develop confidence in themselves in order to be focused.
References
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Tertiary Institutions International Journal of Education, Learning and Development 3 (9) 19 –
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Dona, R.M. & Mary, J.O.C. (2007): Parental Conflict and Marital Disruption, New York:
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Married Academic Women in Tertiary Institutions in Cross River State and Need for
Counselling therein. Journal of Education and Practice 6(7) 59 – 65.
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Sahana, R (2010): Opening Minds for a Healthier Tomorrow.Effect of Marital Conflict on
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Canadian International Journal for Social Science and Education
Volume 10, January 2017
UTILIZATION AND CHALLENGES OF INFORMATION COMMUNICATION
TECHNOLOGY AND ADMINISTRATIVE JOB PERFORMANCE IN ENUGU STATE
SECONDARY SCHOOLS
BEING A PAPER PRESENTED
BY
PROF. NKECHI P. IKEDIUGWU
DEPARTMENT OF EDUCATIONAL MANAGEMENT AND POLICY
FACULTY OF EDUCATION
NNAMDI AZIKIWE UNIVERSITY
AWKA.
PHONE NO: 08033105894
DURING INTERNATIONAL CONFERENCE ON SOCIAL SCIENCE, LITERATURE
(ICSLE 2016) AT FLORA GRAND HOTEL
DUBAI
TH
ON 9- 10 SEPTEMBER 2016
Abstract
The paper examined the utilization and challenges of information communication technology
and administrative job performance in Enugu State Secondary Schools of Nigeria. Three
Research questions and two hypothesis guided the study. The Survey research design was used.
The sample of the study was two hundred and seventeen principals and thirty three
administrative personnel in Enugu State Secondary Schools. A Forty item questionnaire titled
Utilization and challenges of information communication technology for administrative job
performance in Enugu State )UCICTA JP) was used for data collection. The result from the
findings revealed that there is a significant relationship between utilization of internet and
personal job performance. The study also discovered that there are many challenges confronting
the utilization of ICT among which are lack of funds, inadequate instructional and storage
facilities, lack of internet facilities and power supply. It was recommended among other things
that government as a matter of urgency should allocate more funds for purchase of ICT facilities.
Training, seminars and workshops should be organized to make teachers and other staff
computer literate.
INTRODUCTION
The Education system in Nigeria runs from primary, secondary to tertiary levels. The focus of
this study is on secondary education. Secondary education as defined by the federal government
of Nigeria )FGN 2004) is education children receive after primary education and before tertiary
stage. It is an education that runs for a period of )6) six years given in two stages of upper basic
and senior secondary each being of three years duration. Every secondary school is led by an
administrator who is also called the Principal. Principalship therefore involves the control of
human and material resources of the school. The principal is the administrative head and leader
of instruction in the school organization. Ogunu )2000) maintained that the principal performs
the following roles – providing overall leadership, co-ordination, supervision, control,
organization, welfare services, motivation and evaluation. All these activities of the principal
would encourage the improvement of educational program.
The administrative job performance of principals are becoming much more demanding
Canadian International Journal for Social Science and Education
Volume 10, January 2017
and complex. These complexities are arising from numerous activities ranging from staff and
student personnel administration in terms of enrolment, population mobility and social problems.
Others are academic procedures, conflict resolution communication within and outside the
school and other administrative functions )Anyanwu 2015).
For effective performance of administrative job the computer system and its allied
accessories and technologies have come into play )Ikedigwu and Ezugbor 2016). To strengthen
this the federal government of Nigeria )2004) stated that “in recognition of the prominent role of
information and communication technology in advancing knowledge and skills necessary for
effective functioning in modern world, there is urgent need to integrate information and
communication technology into education in Nigeria.
The federal government of Nigeria launched the National policy on computer literacy at
primary, secondary and tertiary level in 1988. The general aim of the launching was for the
computer to transform the school system and increase merger between the computer technology
and communication in the education system. ICT, as a product of scientific innovation and
invention facilitates and enables the assessing and management of information using a computer
system over a network connections for the purposes of communication. The components of ICT
include the network provision computer hard and softwares, electronic media, storage devices
)Agina 2006).
It has been observed that these ICT facilities are not effectively utilized for job
performance as it appear that some vital areas of application is still not being used for the
improvement of performance.
Job performance is a work related activities expected of an employee to carry out and
how well those activities are executed. εany administrations assess the job performance of each
employee on annual or quantity basis in other to help them identify suggested area for
improvement. Job performance of administrative personnel include preparation of minutes,
record keeping, students registration, correspondences etc.
How has ICT been utilized to perform the above functions in Enugu State is the problem
of this study. There are indications that there poor administrative personnel job performance as
seen in poor preparation of minutes that make reading and comprehension of minutes
cumbersome. Records are kept on paper files which make information difficult to retrieve and
this lengthens bureaucracy. There is delay in sending correspondences due to some limitations of
human factor which can be corrected through the use of ICT. The overall effect of poor job
performance is being reflected on the entire school performance.
Given this background, the problem of this study therefore is to examine how the
utilization of ICT may relate with administrative job performance in Enugu state secondary
schools. What are the challenges confronting the use of ICT in Enugu State Secondary Schools
Purpose of the study
The purpose of the study are1. To examine whether utilization of computer has some relationship with administrative
job personnel job performance in terms of students registration, records keeping
preparation of minutes and correspondence.
2. To find out whether utilization of internet has any relationship within administrative job
performance in terms of students registration, record keeping preparation of minutes and
correspondence
Research Questions:
Canadian International Journal for Social Science and Education
Volume 10, January 2017
The following Research Questions guided the study: 1. How does utilization of computer relate with administrative job performance in terms of
preparation of minutes, record keeping, correspondence and students registration.
2. What relationship exist between utilization of internet and administrative personnel job
performance in terms of preparation of minutes, record keeping, correspondences and
students registration.
3. What are the challenges confronting the use of ICT in Enugu State secondary schools.
Research Hypothesis
Two hypothesis guided the study:1. There is no significant relationship between the utilization
of computer and
administrative personnel job performance in terms of preparation of minutes, record
keeping, correspondences and student registration.
2. There is no significant relationship between the utilization of internet and administrative
personnel performance in terms of preparation of minutes record keeping,
correspondences and students registration.
εethod
Research Design
The research design adopted for the study was co-relational survey design.
Area of the study:
The study was carried out in Enugu State: The state shares boundaries with Abia State and Imo
State to the South, Anambra State to the West, Benue State to the North east, Kogi State to the
South West and Ebonyi State to the east.
Population of the study
The population of the study consisted 258 principals in 258 public secondary schools on Enugu
State and 93 Administrative staff personnel.
Sample and Sampling Technique
Simple random sampling was adopted to select schools who has administrative personnel: They
were 93 in number. Therefore the 93 administrative personnel were selected. Administrative
personnel in this study are those persons whom the principals choose, to work with in carrying
out specific task, like preparation of minutes, record keeping, correspondences, students
registration and some other tasks. Some of the schools in Enugu State do not have
administrative personnel. Out of 258 principal 217 were sampled.
Instrument for data collection
A researcher structured questionnaire titled utilization and challenges of information and
communication technology and administrative job performance questionnaire )UIC TAJPQ) was
used.
The instrument was divided into 3 sections A, B and C. Section A had 12 items that
described the utilization of computer and internet. Section B had 18 items that described
Canadian International Journal for Social Science and Education
Volume 10, January 2017
preparation of minutes. Section C had 10 items that described the challenges confronting the
use of ICT in Enugu State Secondary School. The total number contained in the instrument was
40 items.
Reliability of the Instrument
The instrument was subjected to reliability testing. The result obtained ranged from 0.644 to
0.825. Which shows that instrument was reliable.
Results
Research Question One/ Hypothesis one
There is no significant relationship between utilization of computer and administrative personnel
job performance in terms of preparation of minutes record keeping, correspondence, and students
registration.
Table 1
Pearson’s Product εoment Correlation Analysis of relationship between utilization of computer
and job performance of administrative personnel.
n = 93
X
Y
1,643
X2
Variables
Y2
XY
r
rxy
Utilization of Computer )X)
29,431
Preparation of εinutes )Y1) 1,622
28,670 28,921 0.677 8.77*
Record Keeping )Y2)
1,614
28,334 28,792 0.769 11.48*
Correspondences)Y3)
1,618
28,562 28,884 0.733 10.27*
Students’ Registration )Y4)
1,596
27,724 28,449 0.688 9.01*
p<.05; df = 91; critical t = 1.98
rxy = transformed r value
The independent variable was utilization of computer while the dependent variable was administrative
personal job performance. The statistical analysis was done using pearson product moment correlation.
The results from the table 1 above shows that the calculated correlation values of 0.677,
0.769, 0.733 and 0.688 were further tested for significance level and the calculated t value of 8.77, 11.
48 10.27 and 9.01 were greater than the critical t-value of 1.98 when tested at .05 level of significance
with 91 degree of freedom. Thus the null hypothesis was rejected. There is therefore a significant
relationship between utilization of computer and administrative personnel job performance.
Research Question two/Hypothesis two
There is no significant relationship between utilization of internet and administrative job performance
in terms of preparation of minutes, record keeping, correspondence and students registration.
TABδE II: Pearson’s Product εoment Correlation analysis of relationship between utilization of
internet and job performance of administrative personnel
X
X2
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Variables
Utilization of internet )X)
Preparation of εinutes )Y1)
Record keeping )Y2)
Correspondence )Y3)
Students’ Registration )Y4)
p<05; df=91; critical t = 1.98
Rxy = transformed r values.
1,622
1,614
1,618
1,596
Y
Y2
1,609
28,209
28,670 28,325 0.698
28,334 28,227 0.759
28,562 28,275 0.720
27,724 27,857 0.693
XY
r
rxy
9.32*
11.17*
9.91*
9.17*
The independent variable was utilization of internet while dependent variable was administrative
personnel job performance. Pearson Product moment correlation was used to analyze the data obtained
from the respondents. The scores obtained from the utilization of internet obtained and administrative
personnel were correlated with their job performance.
The results of the analysis are shown in table 2 above. The result of the analysis reveals that the
calculated r-values of 0.698, 0.759, 0.720 and 0.693 were further tested for significance with 91 degree
of freedom. The null hypothesis was therefore rejected and alternative hypotheses was retained. There
is therefore a significant relationship between utilization of internet and administrative personnel job
preference.
Research Question3
What are the challenges confronting the use of ICT in Enugu state Secondary School.
Percentages of principals who responded to challenges confronting the use of ICT in Enugu state.
Table3; From table three above 144 )66.4%) are of the opinion that lack of funds is a challenge while
73 )33.6) principals said that it is not. In item no 2, 143
S/N
1
2
3
4
5
6
7
8
9
10
Challenges confronting
the use of ICT in
Enugu State
δack of funds
δack of Access Roads
δack of computer experts
No training for teachers
δack of storage facilities
δack of interest among
Principals and teachers
Poor electricity supply
Inadequate instructional
Facilities
δack of internet access
Insecurity in the system
No of
Principal who
say yes
144
143
194
131
196
195
%
%
66.4
65.9
89.4
10.4
90.3
89.9
No of
Principal
Who say yes
73
74
23
86
21
22
33.6
34.1
10.6
39.6
9.7
10.1
No of
Principal
Who say yes
217
217
217
217
217
217
197
204
90.8
94.0
20
13
9.2
6.0
217
217
196
176
90.3
21
81.1% 41
9.7
81.9
217
217
)6.59%) principals mention that lack of access is a challenge while 74 )34.1%) principals
disagree. For lack of computer experts, 194 )89.4) principals agreed while 23. )10.6) principals
disagreed. Item 4 131 )60.4%) principals agreed that no training for teachers is a challenge while
86 )39.6%) disagree that it is challenge. For lack of storage facilities and lack of interest among
principals and teachers 195 )89.9%) and 197 )90. 8%) respectively agreed while 22 )10.%) and
Canadian International Journal for Social Science and Education
Volume 10, January 2017
20 )9.2%) principals disagreed respectively. For item no 7 poor electricity supply 197 )90.8)
principals agreed that it is challenge while 20 )9.2%) disagreed that it is a challenge.
for item no 8 204 )94. 0%) principals are of the opinion that inadequate instructional facilities is a
challenge while 13 )6.0%) said that it is not. item no 9, lack of internet access, 196 )90.3%) principals
agreed that it is a challenge while 21 )9.7%)disagreed. finally item no 10, 176 )81.%)principal of the
principals agree that insecurity in the system is a challenge while 41 )81.%) principals disagree that it
is not a challenge.
Discussion
Utilization of computer and administrative job performance in terms of preparation of minutes, record
keeping correspondence and student registration.
The results of hypothesis one revealed that utilization of computer significantly relate to
administrative personnel job performance. This suggest that computer usage is very paramount for
effective personnel job performance. There can be no meaningful achievement in this era of
modernization where analogue has paved way for digitalization of the entire system. This finding is a
consonance with the findings of Jacob )2002) who found out that a significant relationship exist
between academic staff use of computer and their job performance. This study is also in consonance
with Obi )2010) in a study on utilization of ICT in enhancing the quality of guidance and counseling
programme in the state secondary schools. He found out that provision of computer and ICT
equipment in secondary schools have impacted on the administration and helped in meeting up with
current trend in education. Computer provides different innovation opportunities for administrative
personnel in enhancing their job performance. All stake holders must therefore embrace it.
Utilization of Internet and administrative personnel job performance In terms of preparation of
minutes, record keeping, correspondence, and student registration.
As must be acknowledged, this findings is an indication that there feelings, experiences and attitude of
administrative personnel towards the use of internet in the performance of tasks could hinder or
promote the over all performance of public secondary schools and increases productivity depending on
how well it is being used. This is so because the significant relationship implies that administrative
personnel have experience and positive attitude toward internet.
This finding is in agreement with the findings of Anyira )2011) who studied accessibility and
use of internet services in Western Delta University Asaba and found out that a significant relationship
exist between internet usage and job performance and that poor performance that existed in some
respondent was due to ineffective infrastructure, poor distribution of services which resulted in lack of
motivation.
This finding also conform the findings of Chiwepa )2003) who studies the use of internet by
teaching staff of the University of Zambia and found a positive relationship between internet and their
job performance. The finding also corroborate the findings of Jagboro )2003) who conducted a study
on Internet usage in Nigeria Universities and found positive relationship between Internet Usage and
task performance.
However to reap a sustenance benefit of using internet for job performance, there is need for
change of attitude of administrative personnel and schools authority. They should also ensure that
regular training are given to staff on how to use internet.
Challenges confronting the use of ICT in Enugu State
εany challenges are confronting the use of ICT in Enugu state secondary schools. These challenges
Canadian International Journal for Social Science and Education
Volume 10, January 2017
include lack of funds, lack of access roads, lack of computer experts, No training of teachers, lack of
storage facilities, lack of interest among the principals and teachers, inadequate instructional facilities,
lack of internet access and insecurity in the system.
The importance of ICT can never be overemphasized. ICT has the potential of not only
introducing new teaching and learning practices, but also acting as a catalyst to revolutionize the
education system. ICT can empower teachers, principals and learners and promote the growth of skills
necessary for the 21st Century.
The reason for these challenges on utilization of ICT in schools have been enumerated by
εbipon )2000) to include the following:εany Nigeria schools are in rural communities where there are no electricity so they can not use
computer. Those in urban schools may not be able to buy computers because computers are costly.
εany principals and staff in Nigeria schools are computer illiterate.
On the area of training, Alabi )2006) found that some schools are introducing computers into
their classroom but are offering no training to their teachers on how to use them effectively;
consequently availability of ICT without being translated into desired goals is meaningless.
Recommendations
1. ICT
training and orientation should be organized for administrative personnel at regular
intervals to enable them improve in their ICT utilization.
2. School management board as a matter of urgency should post administrative personnel to all
the secondary schools in Enugu State Instead of allowing the Principals alone to be doing all
administrative jobs.
3. The school authorities should create an enabling environment like constant power supply so as
to promote regular ICT usage.
4. εore funds should be provided to school to enable them buy computers and other ICT
facilities.
5. School authorities should make proper arrangement for storing these ICT facilities.
6. ICT is an innovation that has come to stay, Educational Administrators and other stakeholders
in Education should strive to promote the use of ICT in Nigeria schools. This will promote
effective job performance and also increase productivity.
7. Government must ensure that there is adequate security in the system.
8. Government should also endeavour to provide, storage and instructional facilities.
9. Training, seminars and workshops should be organized to train teachers/principals on the use
of ICT.
10. Alternative source of Power supply should be provided for those schools in the rural schools.
Conclusion
The prevalence and rapid development of information and communication technologies )ICT) has
transformed human society from the jet age to knowledge age. ICT is becoming a national part of
man’s daily life All stakeholders in Education, students, teachers, principals, parents, government
and general public must embibe and encourage the use of ICT to enable Nigeria compete
favourably globally.
References
Anyanwu Jude A. )2015) Comparative study of Principals’ ICT competencies for management of
information system in public and private secondary schools in Anambra state unpublished med
Canadian International Journal for Social Science and Education
Volume 10, January 2017
thesis.
Alabi T.A. )2006) The us of computer in educational management in J.B Babalola A.O. Ayeni, S.O.
Adedeji, A.A. Suleiman, ε.O. Arikewuyo )Eds Educational εanagement thoughts and practice
Ibadan’s Awemerk Industries Printers.
Agina ε.C. )2006) Assessment of the impact of ICT in the developing institutions. A report of an
investigation conducted by ICT Professionals held at Owerri.
Anyira I.E. )2011) Internet Services in Nigeria Provate Universities: A case study of Western Delta
University Oghera, Retrieved 2nd February-2011 htm2015fromhttp:wwwudaiho.edu/moblin/i.pp
Ikediugwu N.P. & Ezeugbor C. )2016) Educational Policy & Information Communication Technology
in Nigeria Enugu: Geralds Publishers.
Chinwepa V. )2003) The use of internet by teaching staff University of Zambia Afr. J. Archives Int.
Sc. 13 )2) 119-132
Federal Government of Nigeria )2004) National Policy an Education Abuja: Nerdc press.
Jagboro K.O. )2004) A study of Internet Usage in Nigeria Universities. A case study of Obafemi
Awolowo University Ile-Ife Nigeria Uniesco Pens.
Joseph K.F. )2002) Internet use by students of Faculty Science in two Nigeria Universities
εbipom, ε.A. )2000) In-school staff development Strategies for effective Universal Basic Education
)UBE) Curriculum delivery: A paper presented at the 15th annual academy congress of Nigeria
Academy of Education held in UNIBEN on 23rd εarch
Obi I. )2010) Utilization of Information Technology )ICT) in enhancing the quality of guidance and
counseling program in the state secondary schools. In Anambra State. Journal of Educational
Administration and Planning 1)1) 221-231
Oguike N.A. )2010) εanagement of Information System: A functional Approach Ibadan: εacεillan
Publishers.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Employee Turnover and Correlates as Influencers of Job Satisfaction among Hospitality
Employees in Osun State, Nigeria
Tejumade O. Siyanbola, Obafemi Awolowo University, NIGERIA
Abstract
Although studies on employee turnover )E-Turnover) are commonplace in management,
particularly Human Resource εanagement )HRε) literature, many of those studies explored the
subject-matter as an effect rather than a cause phenomenon. As a way of bridging the noticeable
gap in literature, this paper assessed how E-Turnover and issues associated with it impact
employee job satisfaction with the intent to comprehend how best to manage the phenomenon
and make it more functional to the organisation. To achieve the broad goal and specific
objectives of the study, quantitative techniques were adopted at both data collection and analysis
levels. The collected data from 109 non-managerial hospitality sector employees was analysed
using descriptive and inferential statistics. Findings revealed that E-Turnover ]job change habit[
)r = .400), delay in salary payment )r = .218), family-related issues )r = .284) and delayed
promotion )r = .277) in that order were the most significantly correlated to employee job
satisfaction. εore
in-depth analysis indicated that job security )β = .679), delayed
promotion )β = .572), inadequate welfare package )β = .524) and intent to leave due to poor
relationship with supervisor )β = .522) all at )p < 0.05) were respectively the most fundamental
issues to explaining employee job satisfaction. Apart from those four, language barrier )β
= .580), delayed salary payment )β = .497), job change habit )β = .654), non-conducive cultural
environment )β = .456) and family-related issues impacting performance )β = .326) all at )p <
0.05) in that order were also key to explaining job satisfaction among business and other
organisational employees. The paper concluded by indicating that E-Turnover, intent-to-exit and
other co-variants all influence whether employees become satisfied at work or not.
Key Words: Employee Turnover, Job Satisfaction, Hospitality, Employees, Nigeria
Introduction
While the occurrence of some degree of Employee Turnover )E-Turnover) phenomenon should
be welcomed by organisations due to the opportunities it presents to innovate and bring in new
recruits with potentially novel ideas to develop organisations further )εeier and Hicklin, 2012;
Ingersol and Smith, 2003), an excessively high level may be harmful to businesses )Glebeek and
Bax, 2004). In terms of the benefit, εeier and Hicklin )2012) opine that an organisation where
the cost of replacing underperforming employees can be compensated for by more highly
performing employees, E-Turnover benefits that organisation. Used interchangeably with
constructs like ‘labour turnover’, E-Turnover is defined as …”the rate at which people leave an
organisation” )Armstrong, 2011, p. 497). The attention that research into turnover has enjoyed
over the years is largely due to its significance in terms of the consequesnces and cost that
accompany its occurrence in business organisations and the like. This significance has meant that
much of the focus by researchers and practitioners were on the causes and sources of E-Turnover
)Ongori, 2007). To that end, in most of the numerous studies, E-Turnover “…has been treated as
a dependent variable )DV) and not as an independent one” )Glebeek and Bax, 2004, p. 277).
Glebeek and Bax )2004) express surprise at the shortage of studies that explore E-Turnover
Canadian International Journal for Social Science and Education
Volume 10, January 2017
effects on organisation, in other words as an independent variable )IV), particularly because the
surge in focus on turnover research was due to the assumed impact of turnover on organisational
effectiveness )Hutchinson et al, 1997). In consideration of the apparent shortage of studies that
assess E-Turnover as a variable that impact other aspects of organisational dynamics, this paper
appraises not only employee turnover, but also its correlates as influencers of job satisfaction
among employees of the hospitality sector in a state in Southwestern zone of Nigeria. εore
specifically, the paper delves into how E-Turnover impact other employees’ job satisfaction
when it occurs in an organisation, with a view to highlighting the aggregated significance of the
effects of all factors combined while also identifying the role each of the factors play in
determining whether employees are satisfied on the job or not.
An Overview of Employee-Turnover in Hospitality Organisations
As part of the ongoing knowledge development about Employee-Turnover research, Zopiatis et
al. )2014) report a negative correlation between affective organisational commitment, extrinsic
job satisfaction and turnover intention among hotel employees in Cyprus. Generally, turnover
intent is connected to actual exits of employees )εcCarthy et al., 2007). However, the level of
job satisfaction can be influenced by the stress level of individual employees particularly as far
as gender is concerned. Kim et al. )2009) assert that the effect of role stress is stronger among
female hotel employees compared to male; this indicates that in making efforts to combat stress
among hospitality employees, and hotels in particular, the female gender need a more targeted
policy being the more vulnerable group.
Albattat and Som )2013) connect worsening E-Turnover directly to the result of dissatisfaction
among hotel employees in εalaysian hospitality industry. Although the study highlights the level
of turnover crises in εalaysia, it also indicates employee turnover as a dependent variable,
signaling the significance of the current study that investigated E-Turnover as an independent
variable. In summary, the dearth in studies that evaluate E-Turnover as an independent variable
underscores the importance of this research that treat E-Turnover as such. The next section
provides explanation on the framework adopted in the research.
Conceptual framework
Due to the unique and dual nature of the E-Turnover concept the occurrence of which can be
either positive or negative for any organisation particularly the business-type organisation, this
paper is anchored on the research by Ingersol and Smith )2003) in which turnover is perceived as
either a functional or dysfunctional type. According to the authors, it is not always the case that
employee turnover occurrence in an organisation is bad, it will depend on whether the effects it
bring on the organisation or business is positive )functional turnover) or negative )dysfunctional
turnover). As described in the introductory section, the notion of E-Turnover functionality
depicted by Ingersol and Smith )2003) classify employee exits/turnover as functional when its
occurrence provides management of an organisation with the opportunity to replace employees
who have left with those who might be ‘better performers’; the latter form of employees have the
potential to inject fresh ideas into the organisation and improve employees’ efficiency and
organisational effectiveness.
However, when replacement employees fail to improve organisational performance, the Ingersol
and Smith’s )2003) tag such turnover as dysfunctional due to its negative effects. Adopting the
classification by Ingersol and Smith is justifiable since this paper explores the effects of the ETurnover phenomenon, the intent to turnover and the correlates of the phenomenon on job
Canadian International Journal for Social Science and Education
Volume 10, January 2017
satisfaction of employees of the hospitality sector in the identified state within Nigeria. One may
argue that since the turnover classification within the study by Ingersol and Smith )2003) appears
to be based on the form of effects that turnover phenomenon unleashes on the
organisation/business, it is appropriate to apply it in the context of this paper that is also
considering how the concept impacts the satisfaction of the employees sampled. Essentially, even
when turnover occurs, it may boost the confidence of the remaining employees if the exited
employees are not of high value to the organisation and their existence was deemed inimical to
the morale of other employees when they were still with the organisation. In such situation,
turnover will likely be welcomed by management and could potentially improve the remaining
employees’ morale while also giving room for better people to be recruited; that would be
functional E-Turnover. By implication, Ingersol and Smith’s )2003) classification is an
appropriate conceptual framework to situate this paper within. The part that follows presents the
methodology employed.
εethodology
For the purpose of this research, quantitative methodology was adopted for data collection and
analysis. Data collection was done through structured questionnaire administration; the analysis
was carried out using SPSS 21. 173 questionnaire copies were distributed to non-managerial
hotels’ employees, events management and tourism firms to elicit information from the
population, although the largest proportion of respondents were from the hotel sub-sector
because hotels are dominant within the hospitality industry in the state targeted for data
collection. Out of the 173 questionnaires, 131 employees responded making a total of 76%
response rate. However, out of the 141, only 109 were in usable form, that is 63% of the total
number originally sent out.
Prior to detailed analysis, the reliability of the constructs that addressed the broad goal and
specific objectives of the research was tested to determine whether or not the instrument’s
constructs measured what they were expected to measure. The reliability statistics resulted in
Cronbach alpha coefficient of .747 for standardised items. This indicates that the questionnaire
items were reliable in measuring what they were expected to measure given that .70 is the
standard minimum expected )George and εallery, 2003) alpha coefficient for research purposes.
With such results and foundation, further analyses were carried out including correlation between
the independent variables to test for multicollinearity, and regression analysis to determine the
extent to which the overall model explained employee job satisfaction. In addition, the specific
effect size of each of the explanatory variables in the model was evaluated. For the regression
analysis, Categorical Regression )CATREG) was conducted rather than the standard linear
regression because the dependent and independent variables were of mixed nature. While the
dependent variable )job satisfaction) was dichotomous, the independent variables were mostly
ranked. CATREG allow variables of mixed properties to be transformed to quantifiable items to
assist further in-depth analysis )Starkweather and Herrington, 2012). In the following part of the
paper, the results are explained.
Findings
The results are presented in two stages: the first explains and justifies the need for correlation
analysis, and the second presents the findings from the Categorical Regression analysis.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Correlation analyses
Correlation was conducted between the independent variables to determine whether
multicollinearity existed between any of the paired independent variables. If that occurred, then,
any of the pairs may be excluded from further analysis leaving only one of the two to represent
the pair. The implication is that one of the pairs would be redundant within the regression model
anyway; so no point in including such. The result of the multicollinearity test indicated that it
was not really an issue within the model as most of the pairs were either in the range .3, just
above or below and this is quite low, justifying their inclusion in further analysis. As part of the
first stage, correlation was also carried out between the dependent variable )DV, i.e. job
satisfaction) all 11 independent variables )IVs) for an a priori knowledge of the level of
relationship between the former and each of the latter. This provided better insight into the
results of the regression analysis, particularly on whether job satisfaction would only be
explained by those variables that correlated significantly with it originally or whether others
would be key within the whole regression model. The results highlighted the importance of
regression analysis over ordinary correlation coefficient in data analysis. This is highlighted
further in the section that discusses inferential statistics results )regression analysis). The results
of the pairwise correlation analysis of the independent variables against the DV showed that four
of the IVs significantly correlated with job satisfaction )DV); they are E-Turnover ]employees’
job change habit[ )r = .400), salary delay )r = .218), family-related issues )r = .284) and delayed
promotion )r = .277). This result shows that the four constructs had the strongest connection to
employee job satisfaction at this level of analysis. The section that follows evaluate the results
and forms stage two of the analysis.
Regression analyses
Stage two of the analysis process provides insight into the output of the categorical regression
analysis )CATREG) as indicated in tables 1-4. Table 1 summarises the results of the model that
regressed job satisfaction over 11 independent variables. After the results were adjusted for
errors, the adjusted R2 was .678; this means the model that the IVs loaded into explained 67.8%
of any change that occurred in job satisfaction )IV) within the model. This is significantly high
given that the figure is much larger than the average of .5. The implication here is that, largely,
the 11 independent variables )including E-Turnover and its correlates) are collectively strong
enough to explain more than two-thirds of changes that occur in job satisfaction. In table 2, the
Analysis of Variance )ANOVA) was significant at p = .000. By interpretation, when the variance
in job satisfaction was analysed based on whether E-Turnover, intent-to-leave and other covariants )IVs) were strong enough to explain the variation in employees being satisfied in their
jobs or otherwise, findings indicated that the latter explicated the former very strongly. Put
simply, it means that at 95% confidence level, the result will emerge at p = .000, p < 0.05 margin
of error allowed. At this level of the analysis, however, there was still no clear-cut indication of
which of the independent variables were the strongest and most important in the variance
explained in job satisfaction.
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Volume 10, January 2017
Table 1: εodel Summary for regressing employee job satisfaction over employee turnover and
other independent variables
εultiple R
R Square
Adjusted R Square
Apparent Prediction Error
.892
.796
.678
.204
Source: Extracted from SPSS Output for Employees’ Data
Dependent Variable: Are you satisfied with your present job?
Predictors: Have you ever change jobs? Job security lowers my morale, Salary delay creates my
distrust in the organisation, Family issues affect my performance in the organisation, δeaving too
far from my workplace is highly discouraging, Issues with colleagues do not bring the best out of
me, Delayed promotion at my workplace discourages me, Non-conducive cultural environment
negatively affects my performance, δanguage barrier negatively impacts my confident level, I
will like to leave the organisation because of poor relationship with my supervisor, Inadequate
welfare package may force me to leave the organisation.
Table 2: ANOVA table showing the significance of the regression model in explaining employee
job satisfaction
Sum of Squares
DF
εean Square
F
Sig.
Regression
87.571
40
2.189
6.735
.000
Residual
22.429
69
.325
Total
110.000
109
Source: Extracted from SPSS Output for Employees’ Data
Dependent Variable: Are you satisfied with your present job?
Predictors: Have you ever change jobs? Job security lowers my morale, Salary delay creates my
distrust in the organization, Family issues affect my performance in the organization, δeaving
too far from my workplace is highly discouraging, Issues with colleagues do not bring the best
out of me, Delayed promotion at my workplace discourages me, Non-conducive cultural
environment negatively affects my performance, δanguage barrier negatively impacts my
confident level, I will like to leave the organisation because of poor relationship with my
supervisor, Inadequate welfare package may force me to leave the organisation.
As part of the necessary steps before in-depth analysis involving regression, table 3 is an
indication of the level of tolerance of each of the IVs within the model. Tolerance is an indication
of the level of explanatory power of an independent variable that cannot be explained by other
independent variables within the model. Any IV with tolerance level of less than .1 is
insignificant within the regression model )UCδA, 2013); this means that such variable has little
impact in whatever occur within the model. However, from table 4, all of the IVs had important
role to play in the model because, none of them had a tolerance of less than the acceptable level
of .1; in fact, the least value was .513 even after the constructs were transformed to quantifiable
values for further analysis.
Once the IVs that had key role to play were identified in the model, table 4 provided better
clarification on which constructs were the most significant in explaining what became of job
satisfaction level in the hospitality businesses sampled.
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Volume 10, January 2017
Findings showed that out of the 11 potential explanatory variables, 9 of them were robust enough
to explain any variation in job satisfaction that occurred within the model. Judging by their Beta
Coefficients )β) and p values in ascending order of the most significant construct first, the
following were key to understanding whether or not employees were satisfied in their jobs: job
security at β = .679, p = .000 )p < 0.05), delayed promotion at β = .572, p = .000 )p < 0.05),
inadequate welfare package at β = .524, p = .000 )p < 0.05) and intent to leave due to poor
relationship with supervisor at β = .522, p = .000, )p < 0.05). These were followed by language
barrier that eroded employee confidence at β = .580, p = .001 )p < 0.05) and delay in salary
payment at β = .497, p = .001 )p < 0.05). The next two were job change habit β = .654, p = .003
)p < 0.05) and non-conducive cultural environment that impacted performance at β = .456, p
= .003 )p < 0.05), and the last was family-related issues impacting performance at β = .326, p
= .006 )p < 0.05). While the Beta Coefficient )β) of each of the explanatory variables )IVs)
explain the degree of influence it exerts on the criterion variable )DV), p value determines the
level of significance that such variable has on the dependent variable )criterion).
On the whole, job security, delayed promotion, inadequate welfare package and intent to leave
due to poor relationship with supervisor in that order were the most significant in comprehending
employees’ job satisfaction, while family-related issues were the least important of the nine most
significant variables; nonetheless, issues of family nature were still more important than the
remaining two that had almost insignificant bearing on employees job satisfaction.
Table 3: Correlations and Tolerance
inclusion in the regression model
Correlations
Zero- Partial
Order
Have you ever change .400 .761
jobs?
Job security lowers my .101 .733
morale
Salary delay creates my .243 .664
distrust
in
the
organization
of each of the independent variables justifying their
Importance
.530 .329
Tolerance
After
Before
Transformation Transformation
.656
.822
.486 .086
.513
.670
.402 .151
.654
.692
Part
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Volume 10, January 2017
Family issues affect my .254 .547
.295 .104
.818
performance in the
organization
δeaving too far from .005 .474
.243 .002
.726
my workplace is highly
discouraging
Issues with colleagues -.030 .274
.129 -.006
.682
do not bring the best out
of me
Delayed promotion at .317 .672
.410 .228
.514
my
workplace
discourages me
Non-conducive cultural .239 .624
.360 .140
.597
environment negatively
affects my performance
δanguage
barrier .059 .700
.443 .043
.583
negatively impacts my
confident level
I will like to leave the -.169 .657
.394 -.111
.569
organisation because of
poor relationship with
my supervisor
Inadequate
welfare .051 .648
.384 .033
.538
package may force me
to
leave
the
organization
Source: Extracted from SPSS Output for Employees’ Data
Dependent Variable: Are you satisfied with your present job?
.766
.643
.444
.551
.369
.410
.630
.579
Table 4: Coefficients of each of the independent variables and their strength in explaining
employee job satisfaction
***Have you ever change jobs?
Standardized
Df
Coefficients
Beta
Bootstrap
)1000)
Estimate of
Std. Error
.654
.213
1
F
Sig.
9.442
.003
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*Job security issues lower my morale
.679
.205
*Salary delay creates my distrust in the .497
.197
organization
*Family issues affect my performance in .326
.163
the organization
δeaving too far from my workplace is .285
.205
highly discouraging
Issues with colleagues do not bring the .156
.229
best out of me
*Delayed promotion at my workplace .572
.234
discourages me
*Non-conducive cultural environment .466
.221
negatively affects my performance
*δanguage barrier negatively impacts my .580
.257
confident level
***I will like to leave the organisation .522
.211
because of poor relationship with my
supervisor
*Inadequate welfare package may force .524
.213
me to leave the organization
Source: Extracted from SPSS Output for Employees’ Data
Dependent Variable: Are you satisfied with your present job?
4
3
10.975
6.348
.000
.001
4
4.001
.006
4
1.927
.116
4
.460
.764
4
5.991
.000
4
4.467
.003
4
5.080
.001
4
6.110
.000
4
6.080
.000
Notes:
The three asterisks )***) indicate constructs that are E-Turnover linked;
The remaining constructs with a single * are all factors that are indirectly connected to ETurnover but affect employee satisfaction in the job.
Summary
In order to fill the apparent gap in existing literature on studying the impact that E-Turnover has
on organisations of all forms, including the business type, especially with regards to turnover as
an independent variable, this research set out to assess the influence it has on organisational
employees’ job satisfaction. The study employed quantitative methodology, both in data
collection and analysis, using both descriptive and inferential methods to highlight both
aggregated and disaggregated results. The findings indicated that four constructs were
significantly connected with employee job satisfaction namely: employees’ job change habit,
salary delay, family-related issues and delayed promotion. εuch more importantly, further and
in-depth analyses demonstrated that when key variables were considered, 9 of them offered the
most significant explanation to the variation in employee job satisfaction at work. The important
variables are as follows: job security, delayed promotion, inadequate welfare package, intent to
Canadian International Journal for Social Science and Education
Volume 10, January 2017
leave due to poor relationship with supervisor and language barrier. Others are delay in salary
payment, job change habit, non-conducive cultural environment and family-related issues.
However, out of these 9 most important, the first four were the most significant while the last one
was the least important.
Conclusion and Implications
To round this discussion up, it can be concluded that E-Turnover and intent to quit jobs by
employees are sure warning signs that employees of a particular organisation are dissatisfied
with their management. However, when combined with other challenges like lack of job security,
inadequate welfare and lack of or delayed promotion, employees’ morale are bound to be
negatively impacted with the potential for situation degenerating into a vicious cycle of high
employee turnover. This could cause dissatisfaction and other related challenges among even the
remaining employees and may lead to retention problems for the organisations concerned.
εoreover, it is important to note that most of the other challenges discussed are affiliated with
intent to quit and actual exit.
By implication, in order to improve the level of job satisfaction of employees, organisations’
management must necessarily ensure that the level of E-turnover and its correlates, particularly
intent to quit are managed to the level that is functional and beneficial to all stakeholders. When
this occurs, the organisation can focus better on developing innovative ideas that is a match for
the challenges of 21st century business and non-business concerns. In addition, employees of
value must be assured of job security, get promoted as and at when due and provided with
adequate welfare package that meet their needs. However, although family-related issues need to
be improved, perhaps through family-friendly organisational policies, its impact is unlikely to be
felt as the other eight issues.
Suggestion for Future Research
When only relevant β coefficients for the factors influencing job satisfaction from the results in
table 4 were considered, the empirical findings showed that 9 of the 11 factors were the most
influential on job satisfaction. Each of the 9 constructs impacts job satisfaction at varied levels
for every unit of the latter. The β coefficients show how much job satisfaction increases with
every one unit increase in each of the factors. Yet, one of the limitations of this study is that some
key demographics that are often context, culture or country specific were not captured. Examples
of these in Nigeria are ethnicity and language )e.g. Yoruba, Hausa, Ibo, Fulani etc.), religion )e.g.
Christianity, Islamic, atheism, traditional), level of education, age, gender, marital status among
others could form part of the explanatory variables to determine the role, if any, each play in
employees’ job satisfaction. With that done, the newly introduced variables could be correlated,
cross-tabulated or even be included in the regression model in future research to determine their
potential effects on job satisfaction and employee turnover. It would also be interesting to
determine whether any of the demographic variables intervenes between the dependent and
independent variables. Figure 1 presents the model containing the key independent variables and
their relevant β coefficients indicating their significance in relation to the dependent variable )job
satisfaction). It is proposed that the suggested demographic variables, among others, could be
incorporated into the model for future related studies.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Figure 1: An Empirical εodel of Influencers of Job Satisfaction among Hospitality
Employees
Source: Developed from Analysed Field Data in Table 4
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εeier, K. J., & Hicklin, A. )2008). Employee turnover and organizational performance: Testing a
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Ingersoll, R. ε., & Smith, T. ε. )2003). The wrong solution to the teacher shortage. Educational
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Glebbeek, A. C., & Bax, E. H. )2004). Is high employee turnover really harmful? An empirical
test using company records. Academy of εanagement Journal, 47)2), 277-286.
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Kogan Page, δondon N, vol. 1.
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εanagement, 1)3), 049-054.
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satisfaction Armstrong, ε. 2009, "Armstrong’s Handbook of Human Resource εanagement
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Practice", Kogan Page, δondon N, vol. 1.
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Canadian International Journal for Social Science and Education
Volume 10, January 2017
Syrrina Ahsan Ali Haque
Kinnaird College for Women Pakistan
Abstract
This research explores Aravind Adiga’s The White Tiger as a means of subverting religio- social
mindscape as a transnational nebulous for heterogeneous existence through deification of wealth.
The novel written in an epistolary style is a monologue relaying polyphonic voices of variant
religio-political identities collating and coalescing as agents of power and knowledge
obfuscating the transnational boundaries existing within the psyches of pluralistic societies. The
objective is to gauge how the narrative coheres archetypal fissures in a bid to subvert identity
markers with deification of material agents like wealth deposing spiritual deities. This deification
of wealth becomes a means of blurring caste, color and religious differences in a pluralistic
society overshadowed by centuries of demarcated religio-social boundaries. Adiga proffers how
wealth while providing a transnational nebulous, forges the hierarchal order of the society. In this
context, Adiga is a contemporary writer targeting twenty first century political issues prevalent in
the South Asian countries. Since, there is minimal critical work present on Adiga, this research
fills the gap as it offers an exploration of relocation of religious identities via political deification
of wealth in The White Tiger. εichel Foucault’s work on religion and power is used as a
theoretical framework deciphering the contemporary issues pertaining to religious and social
identities in plural landscapes. Future researchers can build upon the arguments discussed in this
study on microcosmic level of Indian society and explore global repercussions of relocation of
power.
Keywords: deification, heterogeneous, power, religio-social, transnational
Introduction
Aravind Adiga’s debut novel, The White Tiger, proffers the existence of parallel worlds in terms
of monetary disparities in a South Asian country, India, marred yet existing with centuries of
racial, caste, color and creed discrepancies. The two worlds which Adiga crafts in his novel are
demarcated by a single line unaffected by the archetypal disparities India had been maligned
with. The deities which divided India and Indians become redundant in the presence of this line
drawn out by one deity, which is wealth. Historically, there were eight racial groups in the Indian
peninsula. These were: 1) Proto-Dravidian; 2) Dravidian; 3)Indo-Aryan; 3) Aryo-Dravidian; 5)
Scytho-Dravidian; 6) εongoloid; 7)εongolo- Dravidian and 8) Turko- Iranian. This diversity
led to diversity of languages spoken, “there are over 175 different languages, with more than 500
dialects, spoken in the sub-continent”) the Hind-Pakistan peninsula). Within the languages too,
there is a hierarchal order and “twenty-three are important”) SHHP,1955: 6). These are important
since these belong to “three different families”, the Aryans, Dravidians and εongolians. Apart
from these racial differences, the importance of a language is reliant on the identification of that
language to the religion it propagates. The εuslims “produced a new language”, its “vocabulary”
is “drawn” from the languages of the εuslim settlers and the indigenous population”, it is called
“Urdu”. The prevalence of a certain language and its predominance was not determined by the
numbers practicing a certain religion but by the ruling party. There were “254,930, 506” Hindus
while “92,058,096” εuslims in India in 1941, pre-partition, yet Urdu was “the mother-tongue”
and understood by many. εuslims, however, were not the ruling party in 1941, yet, they had
ruled India for the last seven centuries. Thus, their language was a powerful medium in
Canadian International Journal for Social Science and Education
Volume 10, January 2017
propagating their religion. Apart from Hinduism and Islam, India hosted hundreds of thousands
representing their separate religious identities. There were and are Christians, Sikhs, Jains,
Buddhists, Zorastrians, Jews and Animists in India. Such diversity of religious ideologies
precludes homogeneity festering dialect and dissonance. Since centuries, India has foraged
against plural disjunction. However, despite inter and intra-religious identities India has existed
as a plural society. Apart from the event of Partition, there has not been a successful political
drive dissecting the land any further. The dialectical co-existence is in continuous dialogue due to
certain commonalities and shared elements. Adiga presents diffusion of “36,000,004 divine
arses”)8), Socialists called Naxals defying any spiritual deity, and their subsequent subversion to
one common yet material deity, which defines the identity of Indians and draws a singular line of
demarcation which is wealth.
This research explores Aravind Adiga’s The White Tiger as a means of subverting religio- social
mindscape as a transnational nebulous for heterogeneous existence through deification of wealth.
The novel written in an epistolary style is a monologue relaying polyphonic voices of variant
religio-political identities collating and coalescing as agents of power and knowledge
obfuscating the transnational boundaries existing within the psyches of pluralistic societies. The
objective is to gauge how the narrative coheres archetypal fissures in a bid to subvert identity
markers with deification of material agents like wealth deposing spiritual deities. This deification
of wealth becomes a means of blurring caste, color and religious differences in a pluralistic
society overshadowed by centuries of demarcated religio-social boundaries. Adiga proffers how
wealth while providing a transnational nebulous, forges the hierarchal order of the society.
In this context, Adiga is a contemporary writer targeting twenty first century political issues
prevalent in the South Asian countries. Since, there is minimal critical work present on Adiga,
this research fills the gap as it offers an exploration of relocation of religious identities via
political deification of wealth in The White Tiger. Future researchers can build upon the
arguments discussed in this study on microcosmic level of Indian society and explore global
repercussions of relocation of power.
δiterature Review
εichel Foucault’s work on religion and power is used as a theoretical framework deciphering the
contemporary issues pertaining to religious and social identities in plural landscapes. Foucault
writes in The History of Sexuality, “By power, I do not mean ‘Power’ as a group of institutions
and mechanism that ensure the subservience of the citizens of a given state. By power, I do
mean, either, a mode of subjugation which, in contrast, to violence, has the form of the rule.
Finally, I do not have in mind a general system of domination exerted by one group over
another” ) Foucault, 1990: 92). This mode is seen as wealth and accumulation of wealth in The
White Tiger. Adiga writes, “ all that counted now, the size of the belly. It didn’t matter whether
you were a woman, or a εuslim, or an untouchable: anyone with a belly could rise” ) Adiga,
2015:64). Since, “Power’s condition of possibility…must not be sought in the primary existence
of central point, in a unique source of sovereignty from which secondary and descendent forms
would emanate” a transnational nebulous which blurs the differences of caste, creed, color and
religion can offer heterogeneity as a positive of co-existence. Foucault raises questions, “what
are these various contrivances of power, whose operations extend to such differing levels and
sectors of society and are possessed of such manifold ramifications? What are their mechanisms,
their effects and their relations? Is the analysis of power or of powers to be deduced in one way
or another from the economy?” He makes these questions the focus of his research and claims
“power is taken to be right, which one is able to possess like a commodity, and which one can in
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consequence transfer or alienate, either wholly or partially, through a legal act or through some
act that establishes a right, such as takes place through cession or contact” . Consequently,
“power is that concrete power which every individual holds, and whose partial or total cession
enables political power or sovereignty to be established”) Foucault 1972-77: 88). He
categorically proclaims that “the historical raison d’etre of political power is to be found in the
economy” ) Foucault 1972-77: 89). Adiga’s character, Balram Halwai, raises himself from the
designated caste and its subsequent requirement of being a Halwai )sweetmaker), in his case, a
tea stall boy, and establishes his sovereignty through the power of his wealth. Balram is taken out
of school and works as a tea stall boy till he becomes a driver and drives his master, Ashok
around Delhi with bribe money which Ashok hands out to corrupt politicians. Balram murders
Ashok, lives a life of a fugitive yet, establishes his own business and recycles the money back as
bribe to corrupt politicians. He relocates his position on the hierarchal order by reestablishing his
identity as an entrepreneur rather than a tea stall boy or a driver. He reorders the centuries old
Hindu caste system.
The Hindu society “is divided into four sections called castes. At the top of the social hierarchy
are the Brahmins, who are the priestly class. The Kshatriyas come next as rulers and warriors.
The Vaishyas are merchants and agriculturists. The lowest are the Shudras the servile caste.
Outside the pale of castes are the untouchables who are the descendants of the non-Aryans who
were reduced to slavery and entrusted with unclean and menial work”. There are sub-castes and
“there are elaborate rules regarding social behavior which depend upon birth; for instance a man
cannot change his caste by the change of his profession”. This caste system has developed “out
of the color discrimination between the Aryans and the Dasyus”, since the word ‘varana’ used for
caste, means “colour”. According to a strong-held belief, “the Brahmins were born out of the
mouth, the Rajanyas )Kshatriyas) out of the arms, the Vaishyas out of the things and the Shudras
out of the feet of Brahma, the Creator...Some Hindus attribute the preservation of their culture
and civilization through the ages to the caste system” ) SHHP 1955: 33-34). Adiga introduces
another system of division which nullifies historical “raisond’etre” of power and Balram’s “halfbaked” color making power centripetal around a singular deity- wealth.
According to John Stuart εill, the theories of wealth are based on a “triple foundation”. Firstly,
there is a “belief that economics is a moral discipline”. Secondly, “a theory of custom-driven
human behavior” and thirdly, “an empirically formed conviction that the institutes of state,
education and business cooperate to structure the distribution of income” )Jenson, 2010:491).
Adiga questions the morality of centuries old tradition of division of wealth according to
specified caste distinction, human behavior with respect to what a particular caste does and the
role of corrupt state institutions run by wealth-oriented politicians. Here too, Adiga allocates the
difference between two classes rather than castes in their deification. While the upper class has
become oblivious to the 36, 000, 004 deities and finds a marvel in the deification of these deities
by the lower class, which does not have access to the deity the upper class bows down to, which
is wealth. However, this research argues that Adiga proffers the possibility of integration of these
classes with the deification of one omnipotent element-wealth. It is wealth which obfuscates
color and caste barriers laid down centuries ago. The acquisition and accumulation of wealth
leads to a relentless appetite for wealth, which confers a commonality among the castes and
creeds and nations at large, so far as the lower class is willing to break free from the “Rooster
Coop”, which is guarded from the inside” ) Adiga 194). Adiga describes how this Rooster Coop
works for the Indian hierarchal system. The analogy he uses is that of the wire-meshed cage in
which chickens are kept before being slaughtered. He writes, “they keep chickens there in the
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market…stuffed tightly into wire-mesh cages, packed as tightly as worms in a belly, pecking
each other and shitting on each other, jostling for breathing space, the whole cage giving off a
horrified stench- the stench of terrified, feathered flesh”. The mechanism of this Coop is to
witness murder of one’s own counterpart and remain compliant. “The roosters in the coop smell
blood from above. They see the organs of their brothers lying around them. They know they’re
next. Yet they do not rebel. They do not try to get out” ) 173). Balram acknowledged his
entrapment, “I was trapped in the Rooster Coop”)177). He is trapped because he says , “the
desire to be a servant had been bred into me: hammered into my skull, nail after nail, and poured
into my blood, the way sewage and industrial poison into εother Ganga”)193). εany remain
trapped, however, Balram is “growing a belly”) 231). Initially he starts stealing from his master,
next he feels proud to see one of his kind “showing some ambition in life” ) 232). As he plans the
murder, the imaginary “alarm bell of the Rooster Coop”)248) starts “ringing”…A rooster was
escaping from the coop!”)248-49).He reiterates there are only two types of people, the ones with
the Small Belly and the ones with the Big Belly, while the small- bellied remain trapped inside
their coop, the big bellied run the affairs of the state in such a manner, that trap is tightened
further for the small-bellied. To foster this system, the country is divided into “two”- “two Indias.
The δight and the Darkness”)251). Interestingly, the micronationalities and castes which inhabit
India can coalesce and collate at a focal point from where they can be transported from the
Darkness to δight. The acknowledgement of the omnipotence of wealth empowers the smallbellied to break free from the “ten thousand years” old “Rooster Coop”)173).
In this regard, wealth obliterates nationalism at grass root level and deconstructs “cultural
homogenization” present in “a high culture on society”. Nationalism, according to Ernest
Gellner’s theory claims that “primarily a political principle that holds the political and the
national unit should be congruent” ) Gellner, 1983:3). What forms the national unit defies “low
culture”, diffuses “superimposed idiom” and establishes an “anonymous impersonal
society…held together above all by a shared culture” ) Gellner, 57). While, Hazlitt sees
nationalism as a “mode of freedom” ) Bhabha 138) εarxists deem it a “nasty ideological
formation” ) 139). Bhabha on the other hand claims, “that nationalism may operate for a wide
variety of different groups within the nation- though it need not imply ‘multiculturalism’, a
concept which retains both to liberal pluralism and to culturalism”)140). Thus, transnationalism,
which means, “extending beyond or going beyond national boundaries” )“Transnationalism”),
offers a mode of interconnectivity. In this regard, an omnipotent deity can adhere the micro
national communities, creeds and races and coalesce these by extending beyond the boundaries
of nationalist ideology. If “power comes from everywhere” )Foucault, 1998:63) then, the most
powerful and empowered entity is wealth in the progressing South Asian mindscape.
εethod
This is an exploratory as well as explanatory research. The approach used is qualitative, thus,
inductive.
The primary text used is Aravind Adiga’s novel, The Whit Tiger. The secondary sources used are
books, scholarly journals and online sources. The theoretical framework used is εichel
Foucault’s work on Power and Knowledge.
Discussion and Analysis
In the light of the above mentioned terms and phraseologies, pertinent in understanding the
dynamics of power, deification and transnationalism, Adiga’s novel conjugates the Indian society
in particular, and the global mindscape at large, by using wealth as a medium of
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interconnectivity. He presents a possibility of blurring boundaries demarcated by centuries- old
tradition of division of economy, society and civilization. He precludes the mindset embedded
within the dominion of archetypal ideologies pertaining to religio-social differences. He allocates
the division to one entity which is wealth, making all other redundant. While it is impossible to
overstep the hierarchal order established within the archetypes of the society, it is possible to
obtrude the boundaries with the acquisition of wealth. One cannot change one’s color, caste,
creed and often religion which form the basis of religio-socio fissures in a society. These
archetypal modes of existence have been infused in the psyche of the people, through training.
Adiga claims, “a handful of men in this country have trained the remaining 99.9 percent- as
strong, as talented, as intelligent in every way”. So, despite being trapped in the coop and
deprived of formal education, the individuals dwelling in the Dark are not inferior to the ones in
the δight in any way. According to Shayyan Haque and Ahsan, “In White Tiger, Adiga
deconstructs the multi-caste system and divides the Indian socio-political structure into merely
two divisions, the δight and Darkness. Darkness is the source of power for the people in the
δight” ) Haque & Ahsan, 2016:4). Religion and social norms inculcate the designated
differences, infusing a sense of inferiority as bred by centuries of religio-socio teachings. The
training is such that the 99.9 per cent must “exist in perpetual servitude; a servitude so strong that
you can put the key of his emancipation in a man’s hands and he will throw it back at you with a
curse” ) 176). Balram is a white tiger, not only because he is intelligent but because he has the
zest to be different-beyond the accepted norms. He may have been brought up by the same ideals
yet, he has the power to break free from the cage. He acknowledges the real power which runs
the social order and values this power more than the scruples which have been imbued within
him. The only shackle that implores him is the well-being of his family. Again, centuries of
teachings against the idea of revolt implicate the revolutionary. Even Balram has heard
harrowing tales of genocide of families of such rebels. He has to emancipate himself from the
familial bond. Once he is released from that he can release himself from the traditional social
order. However, the presence of his nephew, Dharam, at his side, connects him to the kernel.
εetaphorically, he remains connected to religion, as the word Dharam’s literal meaning is
religion. However, Balram’s religion exploits him. Dharam is aware of an innate guilt which
betrays Balram only to Dharam. Thus, Dharam’s exploitation makes him aligned to all deities
which exploit and use their followers. In this case, it is wealth. Thus, the difference between
Balram and others in the coop, is that of awareness of the possibility to disconnect with the past
to connect with the entire world in the present. His wealth and the confidence that he acquires
with acquisition of it empowers him enough to communicate with the Chinese Premier.
Adiga uses the epistolary style, as it is a monologue which apparently subverts all other voices,
allocating hegemony to Balram’s voice. However, Balram is in continuous dialogue with his
masters, equals and later subordinates. He addresses the Premier in a bid to relay his truth, “ If
anyone knows the truth about Bangalore, it’s me”)4). There is no one to challenge his truth, so
Balram becomes the creator of truth and knowledge which in turn empowers him. Nevertheless,
in order to understand his truth the Premier has to hear other voices through Balram. Balram
thus, becomes the mouthpiece for Ashok who has seen not only the δight but witnessed the
enlightenment of the United States of America. Yet, he is tarnished and blackened by the system
once in India. He presents the voice of the Stork, εongoose, Vijay the politician, the εuslims
and his family living in the Darkness but the presenter is always Balram. So the knowledge that
he imparts is generated form his own truth, alloting him hegemony as a powerful narrator. This
power is within him and finds expression when he acquires the power of the wealth he makes.
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Wealth makes him confident to convey his message. He becomes the preacher of his newfound
religion, which deifies an omnipotent god-wealth.
For Balram, the moment of epiphany is when he reads the verse, “You were looking for the key
for years/ But the door was always open!”)253). He realizes that the opportunity to blur the great
divide between the world of Darkness and δight is ever- present. His interpretation of this
omnipresence is the acquisition of wealth. It is therefore, his divine right to acquire the
omnipresent opportunity. India and Indians have been protected by such revolutions due to the
adherence to religio-social laws. He is the white tiger, born to be free, he cannot survive within
the territorial boundaries of a cage in a zoo. According to Adiga,
This country, in its greatness, when it was the richest nation on earth, was like a zoo. A clean,
well-kept, orderly zoo. Everyone in his place, everyone happy. Goldsmiths here. Cowherds here.
δandlords there. The man called a Halwai made sweets. The man called a cowherd tended cows.
The untouchables cleaned faeces. δandlords were kind to their serfs. Women covered their heads
in veil and turned their eyes to the ground when talking to strange men.) 63)
However, since the independence of India and a subsequent partition of the land, “the politicians
in Delhi” let the “cages” open, “and the animals attacked and ripped each other apart jungle law
replaced zoo law”) 63-64). Here, although Adiga explicitly points out the outcome of revocation
of centuries-old tradition of “orderly” law, he calls the new law “jungle law” which subverts the
zoo law. Despite the animal analogies prevalent throughout the novel, the characters are human.
Therefore, it is a prerequisite for human society to function outside the “zoo”. Balram defies the
zoo mentality despite acknowledging the inevitable requirement of society to entrap the people
from Darkness, “half-baked” or illiterate within cages. It is the half-baked who find themselves
trapped because they have seen glimpses of being free through reading other prospects of living.
Their unfinished formal education has provided the groundwork for street knowledge to build its
pyramid on. Foucault’s theory on Power/Knowledge claims that ,
…in a society…there are manifold relations of power which permeate, characterize and
constitute the social body, and these relations of power cannot themselves be established,
consolidated nor implemented without the production, accumulation, circulation and functioning
of a discourse.) 1972-77: 93)
He further explains how knowledge is linked to power,
Knowledge linked to power, not only assumes the authority of ‘the truth’but has the power to
make itself true. All knowledge, once applied in the real world, has real effects, and in that sense
at least, ‘becomes true’. Knowledge, once used to regulate the conduct of others, entails
constraint, regulation and the disciplining of practices. Thus, there is no power relation without
the correlative constitution of a field of knowledge, nor any knowledge that does not presuppose
and constitute at the same time, power relations. )Foucault 1977: 27)
Consequently, mediums of knowledge infuse power in objects, persons and discourse. Religious
discourse had been infusing this power to different deities, social norms and constraints had
created knowledge which advocated division according to the religious knowledge and refraction
due to the enormity of discourse. δater, the Socialists, called the Naxals in India, tried to rid the
society of the caste division, by introducing a seemingly classless society. However, as the
Socialists entered the political arena, they found a deity too, which is wealth. Without this deity,
they could not propagate their ideals. Adiga re-constructs the religious as well as areligious
knowledge producing the truth that there is one deity which divides the new world order into
two, crossing nationalist boundaries.This deity does not need religious or social discourse to
repress, suppress or subordinate. It requires the knowledge that this deity exists and anyone who
Canadian International Journal for Social Science and Education
Volume 10, January 2017
acknowledges its existence above others has a chance to become empowered himself. The
individual has to see himself outside the parameters of herd and zoo mentality. He has to
acknowledge himself as the white tiger, different from others, disconnected from the umbilical
cord of nationalist mindset. Balram quotes εuslim poets and refers to them for guidance, since
he does not bind himself to religious fetters in attaining a singular truth. He writes, “Iqbal, that
great poet, was so right. The moment you recognize what is beautiful in this world, you stop
being a slave” )276). He recognizes the beauty within himself and becomes a εaster.
Balram adopts and adapts to the ways of Dhanband, Delhi and then Bangalore. He dismisses the
δaxmangarh psyche which expects him to remain a tea stall boy, next he puts on garbs which his
master wears, even a maharaja tunic and quits eating paan, learns the art of coffee-drinking in
Bangalore and adopts entrepreneurial ways. Thus, with the power he has acquired he can shed
his learned ways and appearance. He can adopt any nationality or revoke it altogether. He
changes from “a hunted criminal into a solid pillar of Bangalorian society”)292). Despite his
“wanted” “police poster” plastered on the wall of the police station, the police know only one
language, the language of cash. He writes to the Premier, “The moment you show cash,
everyone knows your language”)300). Cash has provided him with the most important privilege“the choice”. According to Balram, in Bangalore, “if a man wants to be good, he can be good. In
δaxmangarh, he doesn’t even have this choice. That is the difference between this India and that
India: the choice” ) 306). Bangalore is a city of “tomorrow”, its success lies in the new capitalist
society sprouting, and not on the suppression of one class, caste or race, to rise. He might have
killed his εaster to acquire the red bag of cash, lifting him from the Darkness, but he claims,
“Isn’t it likely that everyone who counts in this world, including our prime minister…has killed
someone or other on their way to the top? Kill enough people and they will put up bronze statues
to you near Parliament House in Delhi”. However, he is not after glorification, all he wants is “a
chance to be a man”) 318). For this, he has to rise above his caste, creed, color and religion. He
has to look to the new power, since he has always been a “man who sees ‘tomorrow’ when others
see ‘today’”)319). He sees beyond nationalist borders and reaches out to the world, in a manner
like the outsourcing companies his taxi service works for. Thus, his truth needs knowledge for it
to become powerful and he aims to create this knowledge which blurs religio-social boundaries
enabling heterogeneous existence.
Balram desires to reinforce his knowledge and reiterate its importance through propagation of his
acquired literacy. He wishes to “start a school- an English-language school- for children in
Bangalore. A school where you won’t be allowed to corrupt anyone’s head with prayers and
stories about God and Gandhi- nothing but the facts of life for these kids. A school of White
Tigers, unleashed…”)319).
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Gellner, E. ) 1983). Ernest Gellner’s nationalism. Retrieved from “Nationalism”. Retrieved on 10
Nov 2016.
Haque, S.N & Ahsan, S. )2016). “Demythologizing the power myth by re-creating truth in
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Aravind Adiga’s TheWhite Tiger”.Impact: International journal of research in humanities, arts
and literature.Vol.4:7. July 2016.
Pakistan History Board. Ed. A short history of Hind-Pakistan. Pakistan: Pakistan Historical
Society.
“Transnationalism”. εerriam Webster Dictionary. Retrieved on 10 Nov 2016.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
APPLICATION OF QUALITY INDICATORS IN CRITICAL CARE UNITS OF A
TERTIARY CARE HOSPITAL OF HYDERABAD - INDIA
K.Srikanth, Research Scholar, University of Hyderabad, India
Dr.Sapna Singh, Associate Professor, University of Hyderabad, India
ABSTRACT
Healthcare industry which is one of the most crucial components of service sector
includes many subsectors in it comprising of Hospitals, εedical Infrastructure, εedical Devices,
Clinical Trials, Outsourcing, Telemedicine. δeading the healthcare from front is hospitals and
service delivery by hospitals is a matter of patient lives which is intangible in nature and as
hospitals are becoming complex, opportunities for errors abound and as patients are also
demanding for better services, service quality has become a discerning tool in the never ending
race amongst the corporate health care providers endeavors to attain numerous top positions. In
today’s hospital environment, the practice of quantifying the performance of hospital care, a set
of Quality Indicators has become an important part of hospital business. Quality Indicators allow
hospital to track their performance and to assess whether the care provided to patients confirm to
the dictates of Total Quality Improvement. Quality of service offered, result of intervention and
treatment, undesirable outcomes can be analyzed to define the scope of improvement and
Quality Indicators helps in achieving these objectives. Intensive Care Unit is a complex
organization involving different disciplines and the use of Quality Indicators in ICUs’ is
helpful in assessing its performance and reflecting the overall efficiency of ICU’s
treatment. The present study was conducted in ICU’s of a tertiary care hospital of
Hyderabad, India which includes εICU, SICU, NICU, Pediatric ICU, Neonatal ICU and the
objective of study was to monitor specific indicators in selected ICU’s which allow hospital to
track their performance against a number of parameters and to assess the level of quality of care
provided to patients. For the purpose of study, selected indicators which includes Average length
of stay, εortality rate have been considered and retrospectively data has been collected from the
patients’ medical records for each of indicators for period of January –December 2011 for the
purpose of benchmarking and comparing it with three months data of January –εarch 2012, to
interpret the deviations in Individual ICU’s with respect to each Quality Indicator. In the light of
data collected from various ICU’s, results of study have been interpreted and discussed. These
findings have a significant implication on development of an effective management system with
a strive for improving quality related to organization, processes and outcomes of the ICU’s.
Keywords: Benchmarking, Intensive Care Units, Healthcare, Hospitals, Quality Indicators.
1. INTRODUCTION
Healthcare industry which is one of the most crucial components of service sector
includes many subsectors in it comprising of Hospitals, εedical infrastructure, εedical devices,
Clinical trials, Outsourcing, Telemedicine, Health insurance all of which delivers goods and
services to treat patients on preventive, curative, rehabilitative, and palliative care basis. δeading
the healthcare from the front is the hospitals and service delivery by hospitals is a matter of
patient lives which is highly intangible in nature and can’t be physically viewed or touched like a
manufactured product and since hospitals are becoming more complex and so have the
competitive forces, opportunities for errors abound and as the patients are also demanding for
Canadian International Journal for Social Science and Education
Volume 10, January 2017
better services, quality of service has become a discerning tool in the never ending race amongst
the corporate health care providers endeavors to attain the numerous top positions.
In today’s hospital environment, the practice of measuring the performance of hospital care, a set
of Quality Indicators have become an important part of hospital business and is set to become
even more crucial in the future. With the increasing choice for patients, clinicians and surgeons
know that if quality standards are not met, their customers can always shift to another facility.
Thus continuous management of quality is needed and these quality standards help to execute
and achieve quality services and are important benchmark for an organization to achieve its
goals.
1.1 Conceptual basis of Quality Indicators
Quality Indicators are the parameters through which a hospital performance is measured. Usually
they come in the form of risk adjusted rates of negative outcomes for specific procedures.
Quality Indicators are required not only to measure the quality of care provided in a particular
hospital but also to compare the status of care provided among the competing hospitals. Quality
Indicators also helps to measure the extent to which objectives and targets of the hospital are
being attained.
It is the ethical and moral responsibility of health care providers that quality of care prevailing is
optimal under the prevailing circumstances. It is easier said than done due to the complex
interaction of man, machine and system in health care establishments. Deviation therefore is not
uncommon. Despite these influences, reasonable standards can be maintained by quantification
of service level, identification of gap )between the delivered & planned care) and bridging the
gap by taking improvement initiatives followed by regular monitoring and comparison with the
preselected bench marks. Comparison of parameters however is the most difficult task owing to
the variation in patient population, critical care structure )e.g. rural vs. urban, open vs. closed and
teaching vs. community hospital), availability of resources, quality orientation and
implementation level. Service offered should also be uniform and demonstrable.
1.1.1 Critical Care Units: A vital component
Critical Care medicine is one of the major components of the current health care delivery system
and represents the apex of technical advancements in medicine. Such units integrate many
specialties and diverse technologies offering the possibility of survival to patients who would
otherwise die. Critical Care units are nothing but, with a specialized and dedicated care given by
a team to a patient who is critically ill. The aim of critical care is to see that one provides a care
such that the patient improves and survives the acute illness or tides over the acute exacerbation
of the chronic illness.
1.1.2 Critical Care Units - Demand
There is a great demand for critical care unit bed in a hospital, which costs three times more per
day than in an acute care ward bed. In India, the critical care unit uses 9% of the total hospital
budget and in U.S it is 12-13%. In many western countries, 10% or more of acute inpatient beds
are devoted to critical care and the number of patients requiring Intensive care unit care is
predicted to double in the next few decades as the elderly population grows. The rapid growth in
Intensive care unit patient volume and acuity has created severe pressure on hospitals. There is a
great inter-hospital variability in Intensive care unit care processes and inconsistencies in the
quality of care received by patients.
In many western countries there are insufficient numbers of physicians trained to care for the
critically ill. Severe shortage of trained and efficient nurses and other support personnel further
complicate Intensive care units care delivery. Improving Intensive care units performance
Canadian International Journal for Social Science and Education
Volume 10, January 2017
requires that we shift from a paradigm that concentrates on individual performance to a different
paradigm that emphasizes the need to assess and improve critical care systems and processes.
1.2 Research Question
How to quantify the level of patient care in critical care medicine department at a tertiary care
hospital of Hyderabad, India using selected Quality Indicators.
1.3 Objectives of study
1. To select and apply the most common and universal Quality Indicators mainly focusing on the
outcome of patient care in the selected critical care units.
2. To assess the performance of the critical care units against a number of parameters by the use
of specific indicators.
3. To generate a database for comparison with International benchmarks and provide data to the
participating institution for predicting the trend in the future years.
2. εATERIAδS AND εETHODS
2.1 Study design
Descriptive research study. A descriptive research portrays how things are in reality, with
accurate representativeness. The present study is intended to measure the performance of critical
care units hence the study is descriptive and also analytical in nature as the study involves indepth analysis of identifying the deviations in individual critical care units with respect to each
Quality Indicator.
2.2 Study area
All the medical records of patients were collected from the selected critical care units of tertiary
care hospital of Hyderabad, India.
2.3 Sampling frame
Sampling frame selected for the study is the critical care units of the tertiary care hospital of
Hyderabad, India.
2.4 Sampling method
Convenience sampling technique is used to collect data from the medical records of the patients.
2.5 Sample size
εedical records of all the patients who presented to the critical care units of the tertiary care
hospital of Hyderabad, India during the period of January 2011 to εarch 2012 were considered
as an appropriate sample size for the study.
2.6 Hypotheses
2.6.1 Average length of stay
H0 - There is no difference between the ICU’s which showed an increased Average length of stay
in relation to its benchmark mean.
H1 - There is a significant difference between the ICU’s which showed an increased Average
Canadian International Journal for Social Science and Education
Volume 10, January 2017
length of stay in relation to its benchmark mean.
2.6.2 εortality Rate
H0 - There is no difference between the ICU’s which showed an increased mortality rate in
relation to its benchmark mean
H1 - There is a significant difference between the ICU’s which showed an increased mortality
rate in relation to its benchmark mean.
3. RESUδTS
3.1 Average δength of Stay
Average length of stay is the average number of days the patients’ stayed in the hospital.
Average length of stay )Days) = Total number of patient days
Total number of patients.
Total number of patient days in the appropriate category is calculated by:
Day one was counted as the first patient day regardless of the time the patient is been admitted in
the hospital. δast patient day was counted as a full day regardless of the time patient was
discharged from the hospital.
Inclusion criteria: εedical records of all the patients who were admitted in the selected Critical
care units of the hospital were included under the study.
Exclusion criteria: Admission registers and medical records of the Critical care units which had
certain irregularities, inaccuracies in the form of repetitions, exclusions and misrepresentations
are excluded from the study.
Sample size: A total sample size of 1232 medical records were considered for the 12 month
period for benchmarking which was reviewed retrospectively and was compared prospectively
with a sample size of 478 medical records for the 3 month period.
Table 1: Benchmark mean of Average length of stay of Intensive care units for the twelve month
period
ICU
)εean + SD)
SICU
NICU
εICU 1
2.35 + 0.76
4.28 + 1.19
3.69 +0.63
εICU 2
εICU 3
PICU
4.20 + 0.84
3.95 + 0.78
4.41 + 1.61
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Neonatal ICU
0.87 + 0.29
Table 2: Average length of stay of Intensive care units showing deviations from benchmark mean
for the three month period
S.no
εonth
ICU
δength of stay
Benchmark mean
1
January
NICU
εICU2
5.59
5.18
4.28
4.2
2
February
Neonatal
2.22
0.87
3
εarch
εICU 3
PICU
7
10.33
3.95
4.41
Table 3: Analysis of Variance – Single Factor )ANOVA)
Anova: Single Factor
SUεεARY
Groups
Count
Sum
Average
Variance
NICU
2
9.87
4.935
0.85805
εICU 2
2
9.38
4.69
0.4802
εICU 3
2
10.95
5.475
4.65125
PICU
2
14.74
7.37
17.5232
NEO NATAδ
2
3.09
1.545
0.91125
ANOVA
Source of Variation
Sum
of
Squares
df
εean
Square
F
P –value
F crit
Between Groups
35.37166
8.842915
1.810296
0.26431266
5.19216777
4
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Within Groups
24.42395
5
Total
59.79561
9
4.88479
Interpretation of ANOVA
From the above given ANOVA table, it is found that the F value is significantly less than F
critical value and p value is greater than 0.05 which is statistically insignificant. Thus we accept
null hypothesis )Ho), and reject alternate hypothesis )H1) and we can conclude that there is
statistically not a significant difference between the ICU’s which showed an increased length of
stay in relation to its benchmark mean.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
Fig. 1. Histogram showing Process Capability Index for Average length of stay for 12 month
period
In the above given histogram, the Capability Index Cp , for Average length of stay is 0.98 which
is close to 1.00 when all the processes are centered within upper specification limit )USδ) and
lower specification limit )δSδ) and when off centered by 3σ. Hence we can conclude that the
processes of Average length of stay, is capable of meeting its specifications for the next few
years.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
3.2 εortality Rate
εortality rate is the measure of the number of deaths per 100 patients per month.
εortality rate )%) = Total number of patients staying greater than 48 hrs
and whose hospital outcome is death
Total number of patients staying greater than 48 hrs.
Inclusion criteria: εedical records of all the patients who were admitted in the critical care units
of the hospital were included under the study.
Exclusion criteria: Admission registers and medical records of the critical care units which had
certain irregularities, inaccuracies in the form of repetitions, exclusions and misrepresentations
are excluded from the study.
Sample size: A total sample size of 278 medical records were considered for the 12 month period
for benchmarking which was reviewed retrospectively and compared prospectively with a
sample size of 42 medical records for the 3 month period.
Table 4.Benchmark mean of εortality rate of Intensive care units for the twelve month period
ICU
)εean + SD)
SICU
1.92 + 1.97
NICU
6.09 + 4.09
εICU 1
8.48 + 5.59
εICU 2
13.57 + 10.86
εICU 3
7.04 + 6.63
PICU
1.08 + 3.76
Neonatal ICU
0+ 0
Table 5. εortality rate of Intensive care units showing deviations from benchmark mean for the
three month period.
Canadian International Journal for Social Science and Education
Volume 10, January 2017
S.no
εonth
ICU
εortality rate
Benchmark mean
1
January
εICU I
14
8.48
2
February
εICU I
13.5
8.48
3
εarch
SICU
NICU
εICU III
PICU
24
20
20
18.1
1.92
6.09
7.04
1.08
Table 6. Analysis of Variance – SINGδE FACTOR )ANOVA)
SUεεARY
Groups
Count
Sum
Average
Variance
SICU
2
25.92
12.96
243.7632
NICU
2
26.09
13.045
96.74405
εICU 1
3
35.98
11.99333
9.320133
εICU 3
2
27.04
13.52
83.9808
PICU
2
19.18
9.59
144.8402
ANOVA
Source of Variation
SS
Df
εS
F
P-value
F crit
Between Groups
19.82037424
4
4.955094
0.050565
0.993893
4.533677
Within Groups
587.9685167
6
97.99475
Total
607.7888909
10
Interpretation of ANOVA
From the above given ANOVA table, it is found that the F value is significantly less than F
critical value and p value is greater than 0.05 which is statistically insignificant. Thus we accept
null hypothesis )Ho), and reject alternate hypothesis )H1) and we can conclude that there is
statistically not a significant difference between the ICU’s which showed an increased mortality
rate in relation to its benchmark mean.
Fig. 2. Histogram showing Process Capability Index for εortality Rate for 12 month period
Canadian International Journal for Social Science and Education
Volume 10, January 2017
In the above given histogram, the Capability Index Cp , for εortality Rate is 1.10 when all the
processes are centered within upper specification limit )USδ) , and lower specification limit
)δSδ) and when off centered by 3σ . Hence we can conclude that the processes of εortality
Rate, is highly capable of meeting its specifications for the next few years.
Canadian International Journal of Social Science and Education
Volume 10, January2017
4. DISCUSSIONS
The present study represents the first attempt to select and apply the most
common and universal Quality Indicators mainly focusing on outcome of the patient
care which are applied in the critical care units of tertiary care hospital of Hyderabad,
India. Our study addressed quantifying the level of patient care in critical care units of
tertiary care hospital using indicators which includes Average length of stay and
εortality rate.
In our study, we found that with respect to Average length of stay, critical care units
which performed with an increased length of stay values in relation to its benchmark
mean were Neuro Intensive Care Unit )NICU), εedical Intensive Care Unit – II
)εICU II), εedical Intensive Care Unit III )εICU III), Pediatric Intensive Care Unit
)PICU) and Neonatal Intensive Care Unit )Neonatal ICU).
We also found that with respect to εortality Rate, critical care units which performed
with an increased εortality Rate values in relation to its benchmark mean were
εedical Intensive Care Unit –I)εICU I), Surgical Intensive Care Unit )SICU), Neuro
Intensive Care Unit )NICU), εedical Intensive Care Unit III )εICUIII), Pediatric
Intensive Care Unit )PICU).
5. CONCδUSIONS
Quality Indicators are the leadership tools which help the top management to
keep focus on the performance levels of the critical care units which occupy a
prominent role in the hospital. The use of this leadership quality tools helps the senior
management to align organizational efforts to achieve higher levels of performance. It
helps to present the critical information and highlights the centres so that long term
improvements in operations can be strategized. Therefore, a systematic measurement
system promotes management and accountability. They can be used to improve the
quality of both clinical and operational services and increase organizational efficiency.
The present research shows that with respect to Average δength of Stay, the overall
performance of critical care units which includes εICU I and Surgical Intensive Care
Unit )SICU) was good and with respect to εortality Rate, the overall performance of
critical care units which includes εICU II, Neonatal ICU was good where as the rest
of the critical care units needed improvement measures which if implemented phase
wise on a long term basis would improve the overall efficiency of the critical care
units.
6. δIεITATIONS OF STUDY
The main limitation of the study is that the benchmarking of the selected Quality
Indicators was done internal to the standards of the tertiary care hospital of
Hyderabad, India and was not compared with other hospital settings; hence the
findings cannot be generalized across all the hospital settings. Second, in the present
study for the purpose of standardization, Quality Indicator values for each month
which were at its extremes were ruled out to avoid discrepancies, which could in turn
affect the validity and accuracy of the study. Third, sampling period for benchmarking
each Quality Indicator was only 12 months and preceding months data was not taken
into consideration, hence could be considered as a major limitation of our study.
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P. H., & Westert, G. P. )2009). Using quality indicators to improve hospital care: A
review of the literature. International Journal for Quality in Health Care, 21)2), 1191 1
Canadian International Journal of Social Science and Education
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2. de Vos ε, Graafmans W, Keesman E, Westert G, van der Voort PH. Quality
measurement at intensive care units: which indicators should we use?. Journal of
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C, Resar R, Rainey T, Nolan T, Dorman T. Developing and pilot testing quality
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4. Berenholtz Sε, Dorman T, Ngo K, Pronovost PJ. Qualitative review of intensive
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5. Clarke EB, Curtis JR, δuce Jε, δevy ε, Danis ε, Nelson J, Solomon εZ; Robert
Wood Johnson Foundation Critical Care End-Of-δife Peer Workgroup εembers.
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Care εedicine, Vol.31 No. 9, 2003 pp 2255- 62.
6. Grenier-Sennelier C, Corriol C, Daucourt V, εichel P, εinvielle E. Developing
quality indicators in hospitals: the COεPAQH project. Rev Epidemiol Sante
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units: proposal for a scoring system in terms of structure and process. Intensive Care
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8. Young εP, Birkmeyer JD. Potential reduction in mortality rates using an
intensivist model to manage intensive care units. Eff Clinical Practice, Vol. 3 No. 6,
2000 Nov-Dec pp 284-9.
9. de Vos εδ, van der Veer SN, Graafmans WC, de Keizer NF, Jager KJ, Westert
GP, van der Voort PH. Implementing quality indicators in intensive care units:
exploring barriers to and facilitators of behaviour change. Implement Sci, Vol. 5 2010
July, doi: 10.1186/1748-5908-5-52.
10. Abdulsalam ε Alaithan, Javed I εemon, Rifat S Rehmani, Arif A Qureshi,
and Abdul Salam. Chronic obstructive pulmonary disease: hospital and intensive care
unit outcomes in the Kingdom of Saudi Arabia. International Journal of Chronic
Obstructive Pulmonary Disease, Vol. 7 2012 December, doi: 10.2147/COPD.S37611.
11. Brook RH, εcGlynn EA, Cleary PD. Quality of health care. Part 2: εeasuring
quality of care. New England Journal of εedicine 1996; 335: 966-970.
12. Donabedian A: The seven pillars of quality. Arch Pathol δab εed 1990; 114:
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13. Horan TC, Gaynes RP. Surveillance of nosocomial infections. In: εayhall CG,
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neural networks with logistic regression models. Journal of Critical Care εedicine
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Canadian International Journal of Social Science and Education
Volume 10, January2017
Nouf Almroani
M.A Composition and Literature
Indiana University of Pennsylvania
The Essence of African American Women Identity in Warriors Don’t Cry
Abstract:
During the Civil Right εovements, black women endured the pain of segregation, the
terror of white violence and brutality, discrimination in employment and education,
and also the demoralization of verbal abuse. They felt that they should liberate
themselves from social, educational and political oppression. This paper discusses the
discovery of εelba Beals’s authentic self in her memoir Warriors Don’t Cry. This
paper aims to show how Beals could survive being one of the nine black students who
were accepted in the δittle Rock High school in 1957 by understanding her identity as
a black women based on other black women experiences in overcoming some racial
and social adversities. After gaining the awareness of understanding the self-worth
and the cruel reality of black women at that time, she could assert herself in the
society and become nationally recognized by fighting to gain equal rights. All these
points are analyzed and discussed through εary Eagleton theoretical feminist
criticism about the essence of women’s identity.
The Essence of African American Women Identity in Warriors Don’t Cry
Warrior’s Don’t Cry is a memoir written in 1994 by εelba Beals based on her
dramatic story of the integration of the Central Rock High School in Arkansas in
1957. In fact, Beals’ memoir tells the story of herself and another eight students who
were the first African American students to be integrated into the Central High school
and become historical heroes. In her memoir, she explains the physical and emotional
abuse that she and the δittle Rock nine faced and tolerated during their days at school,
and how they made whites’ brutality be nationally recognized.
In fact, this issue did not go well with the white community who was segregating and
humiliating African Americans to keep them in their place. In his article,
“Segregation”, Steven δawson, stated that “Racial segregation was a system derived
from the efforts of white Americans to keep African Americans in a subordinate status
by denying them equal access to public facilities and ensuring that blacks lived apart
from whites” )δawson). Beals’ memoir also emphasizes how African Americans
fought hard to gain equal educational rights that cost them a lot of things. They
sacrificed themselves and put their families under threat all the time and endured
harsh personal and social adversities.
Allison
Berg
argued
in
her
article
“Trauma And Testimony in Black Women's Civil Rights
εemoirs:
The εontgomery Bus Boycott and the Women Who Started It Warriors Don't Cry,
and From the εississippi Delta”, that African American activist women’s memoirs
written by Gibson Robinson, εelba Beals and Endesha Holland are significant not
only because they shed the light on the struggle of individual women during the
movement, but how their memoirs shaped the awareness about the harsh maltreatment
from white people during the civil right movement and how their memoirs are worth
more scholarly attention.
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Canadian International Journal of Social Science and Education
Volume 10, January2017
On the other hand, Kelly Adams analyzed the literate experiences of εelba Patillo
Beals, Anne Braden, Daisy Bates, and Sarah Patten Boyle during the 1950s and
1960s. Adams analyzed their memoirs and the role that the press played in framing
these memoirs in the contemporary sociopolitical landscape. This specified focus
contributes to the discussion of women’s engagement in the Civil Rights εovements.
Furthermore, in discussing the stand-off at δittle Rock in 1957, Kirk in his article,
“Crisis at Central High”, explained how Elizabeth Ann Eckford and the other eight
students found themselves embroiled in a struggle between federal and state power
and, how they put themselves in a danger to assert the Blacks’ rights of freedom and
equality. In fact, Kirk highlighted how the Court found that the doctrine had no place
in public education and how integration was terribly rejected by the white community.
In her book, How δong? How δong? African-American Women in the Struggle for
Civil Rights, Belinda Robnett retold the movement through the voices and eyes of
African American women activists and participants. Robnett analyzed the gender
relations during the movement and how the researchers marginalized and neglected
women's emotional and physical suffering that they tolerated side by side with Black
men'.
In fact, εary Eagleton in her theoretical and illuminating book working with feminist
criticism, pinpointed the essence of women’s identity especially in the section of the
politics of δocation. In this section, Eagleton tackles important questions that revolve
around women’s identity and her role of existing. In fact, my approach views the
εelba character under these questions,
Who am I?
Where I am δocated?
Who are we?
The focus on these questions highlights the importance of finding the subject.
Eagleton articulates that these questions assist the female writers such as εelba Beals
to find their own identity through viewing the subject, space, and societal as well as
cultural questions )Eagleton 202). In fact, εelba’s evocation of her strong identity in
opposing the dominant hegemony which has been constructed against the African
American people builds the central cause of this paper. After reading εelba’s struggle
against racism, these questions form the characteristics of εelba’s identity through
the different concepts were productive in multiple ways. These multiple ways refer to
εelba’s efforts to know herself, her location, and the dominant ideologies that
surrounded her society.
Who am I?
εelba recognized herself as a young African American woman who was born on
Pearl Harbor Day in 1941. εelba was told by her family that she was hospitalized
racially in a white’s hospital that neglected to give her necessary care for a head
infection and she nearly died and did not get better until her mother started the
treatment process. εelba could not understand how she is recognized by the white
society as a Black person who should be treated according to color and race.
εoreover, she could not understand why she is segregated from different places that
was only allowed for whites, and she writes some of her experiences with
discrimination especially in public places. She stated for instance “there is no space
for you here”, “you don’t belong here, picaninny” )Beals 4). after living and being
involved in different segregated and discriminated situations, εelba raised many
wonders to really know who is she and why she is different which was hard for a
young aged girl to be understood. As a result, she became aware of the essence of her
real identity as African American women who is equal to everyone regardless of the
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society’s recognition. εelba Knew that “Nobody presents you with a handbook when
you’re teething and says, “Here’s how you must behave as a second-class citizen”
)Beals 3).
In fact, the gaudiness of εelba’s awareness did not come only from her
experience of segregation and discrimination practiced against African American
people in the society, but from being raised by her grandmother India and her mother
δois. She recognizes that being an African American woman did not prevent her
grandmother India Peyton, who was a strong woman with great deal of faith and love
for her God, from being a self-educated woman who did not choose to work as a maid
when the domestic domain was the only thing African American women depended on
financially at that time. In her article, “What We Can δearn of Resilience from Older
African-American Women: Interviews with Women Who Worked as εaids in the
Deep South”, Katherine Van Wormer examines the personal narration of three older
African-American women one of whom was Oprah Winfrey’s grandmother. In
narrating her grandmother’s story, Winfrey stated how her grandmother’s biggest
dream was to work for kind white folks who might treat her with dignity )Van 410).
εoreover, εelba states that her grandmother “had not finished high school, but she
had read lots of books, and she studied everything and everybody all the time” )Beals
13).
What is more about grandma India is how she taught εelba to take pride in
who she is even when the present circumstances of racism at that time did not reflect
anything positive about treating African Americans. And this is what Patricia Collins
proves in her book Black Feminist Thoughts, she states that, “Black mothers are often
described as strong disciplinarians and overly protective; yet these same women
manage to raise daughters who are self-reliant and assertive” )Collins 125). As a
matter of fact, grandma India’s powerful words and distinctive personality helped
εelba to think of herself as a strong African American woman who should has a
strong believe in herself whatever she is, regardless of bad social treatment against
African Americans. Her grandmother’s dignity helped εelba also to think strongly
about what her grandmother could overcome, and challenged to assert herself under a
harsh circumstance of racism and segregation, could be also easy to overcome by her
if she believes in herself.
εelba’s mother δois Pattillo, who was one of the first African American graduates of
the University of Arkansas in 1954 and a high school English teacher at the time of
the δittle Rock Nine integration of Central High School, played a big role in
illuminating her daughter’s desires of studying at the Central High School.
Grandmother India worked hard to push her daughter δois in her educational life; and
she was taking care of εelba and her brother, Conrad, while her daughter δois was a
graduate student when such educational status was rare for an African American
woman. The help that δois got from her mother during her life as a mother and
student at the same time, helped her to be financially and socially independent, and
made her be more confident about herself as an African American woman. Collins
explains the big role of African American mothers in the way they raise their
daughters to be strong and dignified. She stated “Black daughters learn to expect to
work, to strive for an education so they can support themselves, and to anticipate
carrying heavy responsibilities in their families and communities” )Collins 123). And
this is what grandmother India did with her daughter δois and it resulted as putting
her in a good educational and social position.
As an outstanding well educated women, δois tried hard to raise her kids in a
house which is brimming with education, confidence and knowledge. It is worth
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noting that she got divorced from her husband, Howell, because he refused to
complete his study and get a college degree when he was financially independent and
had a good job in the outdoor railroad. However, δois’ divorce decision made εelba
think that women could succeed without men’s support; and education is the most
important thing to achieve.
In fact, δois followed her mother India’s footsteps in making her daughter
εelba be more confident about her decision of integrating the Central High when a
lot of African American people were against the law of integration. Truth to be told,
African Americans did that because of the hardships that they may face as a
consequences of εelba’s decision of integrating the Central; and her father, Howell,
was one of them. He was not satisfied with his daughter’s decision, and he did not
encourage her like how her mother and grandmother did. In fact, Blacks fears about
the integration were in its place because white fanatics kept threating the nine students
and families by phone and by gathering in mobs to show their rejection of
desegregation, and this thing caused them a lot of troubles especially with their social
relationships.
However, δois had the most influential role in εelba’s self-confidence and
highly encouraged her to tackle her new life at the Central. εelba explained how her
mother gave her a positive push to calm down her fears of what she was expecting to
face at the school. Her mother said to her, “εake this day the best you can”, “δet’s
bow our heads for a word of pray” )Beals 93). In fact, mother δois knew that it will be
very challenging for εelba to take this step, but at the same time she knew that her
daughter will be able to lead the change as she did.
Collins emphases that African American women can indirectly inspire other women
who may hesitate to take action and prove themselves. Collins stated, “The
importance of black women’s leadership in producing Black feminist thought does not
mean that others cannot participate. It does mean that the primary responsibility for
defining one’s own reality lies with the people who live that reality, who actually have
those experiences.” )Collins 34). And this indicates that εelba was able to engage in
the school integration battle with a high guarantee that she can make a difference in
helping her people to get good educational chances as her mother did in asserting
herself in getting a good education when educational status was rare for African
American women.
After understanding her mother and grandmother’s self-confidence about themselves
and how they break the stereotypical image of African American women at their age,
εelba could understand who is she and how she is strong and able to lead the change
as her mother and grandmother mother did.
Where I am δocated?
What is more about the strength that εelba reached in a young age, comes from
understanding how Black women around her were physically and mentally abused.
Danielle εcGuire in her book, At the Dark End of the Street, highlighted the worst
sexual, mental and physical abuses that African American women suffered due to
whites’ racism and contempt towards Black people, while the solidarity with them
was not existent. African American women were raped, beaten and sexually harassed
without any justice and legal protection. They also were molested everywhere in
public, at work and even at their houses and in front of their children.
εcGuire stated one story about Fannie Hamer and how her mother and grandmother
told her that, “black women’s body was never hers alone” )εcGuire192) and this
explains how white folks were abusing them sexually without even thinking about
them as a human who was worth respect and equal treatment. In talking about her
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mother’s suffering, Hamer narrates that her mother, Bramlett, had twenty of twentythree children as a products of rape )εcGuire191). εcGuire also highlighted how
Africans Americans were angry and unsatisfied about how the harassers and abusers
were not criminalized legally. Africans Americans complained, “We did not have as
much protection as a dog down there,” )εcGuire 174).
εelba mentioned her attempted rape when she was twelve years old. When she at
that time did not know what does rape mean. εelba stated in mentioning what
happened to her when a white man tried to rape her, “He pulled me down and turned
me down on my back”, “I scratched and kicked and thrashed against him with every
ounce of strength I could master” )Beals 15). It was obvious that the white man’s
sexual harassment was a result of his disagreement of the Supreme Court law of
integration, he said to εelba, “I’ll show you niggers that the Supreme Court can’t run
my life” )Beals 16).
Being a victim of white man’s sexual abuse, εelba became more passionate to
challenge herself and her society and prove that threating her or abusing any Black
women in any way would not prevent them from getting their rights of getting equal
educational opportunities. Where she signed her name to integrate the Central high
school, she stated,
“When my teacher asked if anyone who lived within the Central High School district
wanted to attend school with white people, I raised my hand. As I signed my name on
the paper they passed around, I thought about all those times I’d gone past Central
High, waiting to see inside. I was certain it would take a miracle to integrate δittle
Rock’s school. But I reasoned that if schools were open to my people, I would also get
access to other opportunities I had been denied” )Beals 19). However, regardless of
the social threat and her experience with the attempted rape, εelba decided
immediately to integrate the Central High when she got the chance to do so. And this
strongly shows how εelba believed in herself regardless of the harsh expected
concrescences that might happen to her.
Who are we?
By focusing deeply on εelba’s battle at the Central High School, we can realize how
strong and patient she and the other eight students were, even under the harsh
circumstances of the physical, verbal and the mental abuse. In fact, verbal abuse was
something normal to live with during her day at school. εelba mentioned how even
students at the school did not call her by her name, they were always calling her
nigger. εelba stated in describing how she was called, “Niggers, niggers, the niggers
are her” They were talking about me. The shouting wouldn’t stop; it got louder as
more joined in” )Beals 72).
εelba mentioned how her friend Elizabeth handled her fears and stood with dignity in
the middle of the huge angry mob in the first day at the Central. εelba stated, “As she
turned toward us, her eyes hidden by dark glasses, we could see how erect and proud
she stood despite the fear she must have been feeling” )Beals 36). εoreover, εelba
was abused physically at the school, she mentioned, “The boy flashed a shiny black
object in my face” )Beals 121), which in fact was an Acid. What was great in this
point, is how εelba did not give up going to school when she was totally sure that all
students would keep treating her so bad. In fact, εelba did not get help even when she
was reporting the students’ abuse. One day, she tried to get help from her teacher, but
unfortunately her teacher told her, “I hope you don’t think we’re gonna browbeat our
student to please you’all” )Beals 98).
In pinpointing the strength of African American women, εelba described how she
was fascinated by Daisy Bates, the president of the National Association for the
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Advancement of Colored People “NAACP”. Daisy owned the Arkansas State Press,
the newspaper that was the reflection of the community. Daisy was covering
everything about the nine students’ hardships at the school. Carolyn Thomas stated in
her article, “Daisy Bathes and the δittle Rock School Crisis Forging the way”, that
“For the first time in Arkansas, and with growing confidence and audacity, an African
American women publicly rose to assert that she could cure the ills of society with her
intellect and organizational skills” )qtd.n Thomas 623). In fact, εelba knows how
much suffering Daisy endured in raising the awareness of whites’ brutality and racism
against Africans American. And how she did not give up making whites’ brutality be
more nationally recognized. According to εelba ,“she seemed very calm and brave
considering the caravans of segregations said to be driving past her house and tossing
firebombs and rocks through her window” )Beals 25).
εelba’s mother and grandmother had a big impact in εelba’s identity and strength;
and did not stop supporting her while she was studying at the Central High. Truth to
be told, both of them took brave actions. For instance, through the ordeal of being
threatened all the time by phone or by letters, the grandmother India was always ready
to take an action and protect her family. εelba wrote a situation when she described
how her grandmother was always having a pistol just in cast if anything happens.
When her grandmother was talking with the messengers sent by the government,
“How can we help you?” Grandmother lowered the gun to her side, keeping it hidden
as she opened the front door” )Beals 92). In fact, εelba chose to write a lot of her
grandmother India attitudes that helped her think deeply about herself and how she
should handle ordeals.
In addition, εelba mentioned how her mother δois lost hear teaching job at
the Central High because of her daughter. εelba stated, "They say they'll give me
back my job only if I withdraw εelba from Central High School immediately. They
do not want her to finish the year." )Beals 203). εoreover, the school informed
mother δois that her contract will be extend and she will be giving a substantial raise
if she removes εelba from the Central High school. In fact, it was too hard for δois to
lose her job while she was responsible for supporting her family financially. εother
δois fought for getting her job back by asking a reporter to make her losing job story
be nationally recognized. Interestingly, mother δois’s story became a headline in the
newspapers; and as a result of the social interaction with her story, she got her job
back.
However, if mother δois did not take this step, she would lose her social and
educational passion which she fought to reach. εoreover, she knew that if she agreed
to remove εelba from the Central High, εelba might become very weak in handling
the social oppressing in the future when she already started asserting herself by
challenging the social rejection of Blacks by engaging in the integrational issue. In
fact, εelba was so happy about her mother’s reaction which was very rational and
smart. However, what mother δois did match the idea of wisdom that Collins
highlighted; she stated, “δiving life as Black women requires wisdom because
knowledge about the dynamic of race, gender, and class oppression has been essential
to black women’s survival” )Collins 208).
At the end of the memoir, εelba wrote about her interracial marriage. She
married a white solider, John, and has one daughter, Kellie. Truth to be told, εelba
and her husband break up because John wanted her to be a housewife while she
wanted to be a news reporter. εelba’s divorced decision reflects how her social,
educational and economic independence were more important than being a housewife
and taking care of children. She knew that being a mother and a wife did not prevent
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her mother δois from being a successful and remarkable woman. εelba chose to not
sacrifice herself after fighting to be equal with everyone. Agreeing to be a housewife
meant segregating her from who she is in her inner self.
Overall, based on εary Eagleton’s questions, εelba could explain how she
reached a full understanding of herself based on how African American women like
her mother, grandmother and εrs. Daisy, could handle the issues of segregation.
Based on that, she believed in herself and her ability to lead the change as they did.
Furthermore, by understanding how African American women were treated, she had
the courage to assert herself by deciding to study at the Central High School, and she
believed that taking this step would guarantee her right of being treated equally and
respectfully. However, even when she had not been treated in a good way, she proved
that her race, color and gender would not prevent her from her right of getting a good
education, marrying a white man, and then having choice to divorce to break the
gender role.
Works cited
Beals, εelba. Warriors Don't Cry: A Searing εemoir of the Battle to Integrate δittle
Rock's Central High. New York: Pocket Books, 1994. Print.
Berg, Allison. "Trauma And Testimony In Black Women's Civil Rights εemoirs: The
εontgomery Bus Boycott And The Women Who Started It, Warriors Don't Cry, And
From The εississippi Delta." Journal Of Women's History 21.3 )2009): 84-107. εδA
International Bibliography. Web. 7 Dec. 2015.
Calloway-Thomas, Carolyn, and Thurmon Garner. "Daisy Bates and the δittle Rock
School Crisis: Forging the Way." Journal of Black Studies 1996: 623. JSTOR
Journals. Web. 7 Dec. 2015.
Eagleton, εary. Working with Feminist Criticism. Oxford, OX, UK: Blackwell
Publishers, 1996. Print.
Hill, Collins P. Black Feminist Thought: Knowledge, Consciousness, and the Politics
of Empowerment. New York: Routledge, 2000. Print.
Kirk, John A. "Crisis At Central High." History Today 57.9 )2007): 23-30. Humanities
Source. Web. 7 Dec. 2015.
δawson, Steven F. “Segregation.” Freedom’s Story, TeacherServe©. National
Humanities Center.Web. 07 December.2015.
εcGuire, Danielle δ. At the Dark End of the Street: Black Women, Rape, and
Resistance a New History of the Civil Rights εovement from Rosa Parks to the Rise
of Black Power. New York: Alfred A. Knopf, 2010. Print.
Robnett, Belinda. How δong? How δong? : African-American Women In The
Struggle For Civil Rights. n.p.: New York : Oxford University Press, 1997., 1997. IUP
PIδOT Online Catalog. Web. 7 Dec. 2015.
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URBAN PROFILING - ASPECTS OF ADAPTION MANAGEMENT AND
PROFILE ORIENTED MARKETING FOR A HIGHLY SUSTAINABLE CITY
DEVELOPMENT
Rebecca Reschreiter
University of Latvia, Faculty of Economics and Management, Latvia
Abstract
Cities have always been major centers of change, social innovation and diverse
development trends. Nowadays, a majority live in urban areas and they offer
significant opportunities for new approaches in the management of resources as well
as consistent and clearly structured future city development plans. The main purpose
of this paper is an action-oriented model for strengthening and accelerating
sustainable city development which is designed in the light of current and future
challenges of urbanization. Already existing, management models, i.e. adaptive
management and successful marketing, i.e. profile-oriented marketing are adapted
from organizations and are sharpened and enriched in their application to cities. The
focus lies on the usability of these marketing concepts to increase development
quality and the sustainability of urban spaces within city structures. This work
addresses public managers and city planners and shall help them prioritize and tackle
next innovative and future steps to foster and establish a clearly structured future
vision and profile to guarantee a high quality of living and sustainable urban
development. A new dynamic profiling model, i.e. the adaptive urban profiling model,
shall provide solutions to optimize the urban living environment and increase the
visibility and uniqueness of competitive sustainable urban structures.
Keywords: adaption management, city marketing, urban/city development, profileoriented marketing, sustainability
INTRODUCTION
Currently, about 50% of the human population is living in cities )εahrer and Halper,
2012, p. 9). In 2030 over 5 billion people will be city inhabitants and it is expected
that this number will increase to two thirds )80%) of the world’s population by 2050.
The Increasing urbanization is a key trend and the design of city systems will play an
essential role in shaping a sustainable, innovative and livable future in cities. The
importance of urban living space is constantly increasing, as cities are the housing-,
work-, and life-centers of a majority of people. Cities are the carriers and pioneers of
socio-economic change. According to Fraunhofer experts, sustainable cities are the
key to a sustainable future )Fraunhofer, 2014, p. 6 Phase II).
This development increases the demands in for city development planning )Welch
Guerra, 2010, p. 5). In order to provide a secure social and economic environment for
their residents to live and work in, cities definitely need clearly structured and
consistent development plans to make sure that the short-, middle- and long-term
requirements of the citizens are met as best as possible.
Recently, the adaptive urban profiling model was presented as a roadmap to such a
structured and consistent development plan )Reschreiter, 2016). The adaptive urban
profiling model was developed from an analysis of the similarities between city
development management and marketing.
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Globalization is the major challenge for both, city development as well as for
marketing. The constant growth of cities creates an environment in which cities are
challenged to compete with each other for citizens and organizations )Heinrichs,
1999, p. 9). Thus, cities are facing similar challenges, as companies on a free market.
Both cities and companies do now exist in an international environment requiring
global thinking and increasing interconnectedness to other cities and companies.
Globalization results in increasing competition among both cities and companies.
Current conditions are characterized by an extraordinary level of uncertainty and
dynamics. The environment of cities and organizations is constantly changing at an
increasingly faster rate. In order to survive, both cities and companies have to increase
their adaptive capacity. In order to achieve and sustain competitive advantage, both
cities and companies are forced to explore sophisticated management models )Porter,
2013).
Based on these similarities it was possible to apply current trends in marketing to city
development management. These trends include profile oriented marketing on the one
hand and adaption management on the other hand. The current paper will take a closer
look at the profile included in the adaptive urban profiling model.
At the 2005 World Summit on Social Development )United Nations General
Assembly, 2005; Figure 1), three intertwined sustainable development goals were
identified: )i) economic development, )ii) social development, )iii) environmental
protection.
Figure 1: The three pillars of sustainable development and their interrelation )Adams,
2006, p. 2.).
These goals have to be implemented at the local level, i.e. they have to be integrated
into city development plans. Thus, city development planners are challenged to direct
their cities development in accordance with the goals of sustainable development, i.e.
while protecting the environment. On the other hand, city development planners are
challenged by the goal that said development of their city should be sustainable in
itself, i.e. their cities processes should be able to endure in the context of rapid
international change. A major challenge at the social level is civic participation. Civic
participation refers to the participation of citizens in political decisions and planning
processes )Novak, 2006). Historically, civic participation aims at achieving more
direct forms of democracy. Thus, city development has to balance the global goals of
responding to demographic change and globalization and ensuring the sustainability
of the environment and itself, while locally taking into account the needs and wishes
of each individual citizen.
THE ADAPTIVE URBAN PROFIδING εODEδ
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The adaptive urban profiling model is designed as an action oriented, threedimensional profiling model for sustainable urban development. It represents the basis
for developing strategies or roadmaps for defining the trajectories of transition for
today´s cities. The adaptive urban profiling model merges profile-oriented marketing
with adaption management.
Profile-oriented marketing
Profile oriented marketing adds a new dimension to the concept of marketing: the
philosophy. Profile Oriented εarketing is strategic marketing with a profile. The
profile is the pivotal point in Kellner’s profiling structure model. A profile is a bundle
of individual, as unique as possible characteristics of a communality. These
characteristics include )i) the quality statement )mission), )ii) the aspired state
)vision), )iii) a clear and valid mind-set )principles), )iv) the appearance )corporate
identity). εission, vision and principles are summarized into the first level of the
profile, i.e. the overall concept. The corporate identity and marketing promises are
summarized into the second level, i.e. the appearance of a profile )compare Figure 2).
As outlined in Figure 1, the profile is derived from a detailed analysis of the existing
strength and weaknesses of a city or organization. The analysis is the first step of
profile-oriented marketing. The identified strength and weaknesses are integrated into
the overall concept, which points out the strength to be built upon and the weaknesses
to be improved. The overall concept can also be viewed as a cities or organizations
identity. It represents an abstract set of principles to guide the concrete actions of
managers and municipals. What these concrete actions include is summarized in the
mission element of the overall concept )compare also Kotler, 1988, p. 43) and
complemented by the vision element. The vision element includes the view of the city
that should be achieved in the intermediate future )e.g. Bleicher, 2004, p. 105; Kotler,
2003, p. 165). From the abstract principles, mission and vision, fixed rules and
guidelines for behavior can be derived, which represent the principles, i.e. the third
element of the overall concept. In order to achieve the goal formulated in the vision,
the behavior of managers or municipals should not deviate from these principles while
performing the task of the mission. A violation of these principles would mean a
deviation from the profile, i.e. a change in identity.
The appearance level is guided by the overall concept level, i.e. the appearance of a
city should reflect its mission, vision and guiding principles to be perceived by the
outside world )e.g. Wahrig, 2001, p. 435). A cities appearance can be the more
consistent, the more clearly the overall concept is formulated. εarketing promises
provide a clear commitment to citizens, companies and tourists. For cities, these
promises can be formulated in a city slogan, which helps to establish civic identity,
makes the community recognizable by outsiders and attracts people to the community
by promoting pride and unity )εuench, 1993). Thereby city slogans also increase the
economic value of cities )εuench, 1993). εarketing promises transport the mission,
vision and guiding principles to the customer, which in the case of cities are i.e.
citizens, companies and tourists. The rules of appearance are comprised by the
corporate identity. An integral part of a cities corporate identity can be a flagship
building.
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Figure 2: Profiling Structure εodel )Kellner, 2007, p. 60 translated)
Profile oriented marketing is particularly suitable to increase the attractiveness of a
city, as it specifically aims to further development, i.e. also city development. The
profile gives an organization a clear future perspective and direction of development.
Thus the same should apply to sustainable urban development. Among the most
important developments appear are the creation of niches and a decrease in
competition. A well characterized, clearly defined profile emotionally distinguishes a
city from competing cities and allows it to occupy its own, well defined emotional
space/niche. However, for organizations, the people that have to foremost identify
with the organization are not only costumers, but the employees have to make profileoriented marketing successful. Thus, city marketing can only be successful if tourists,
organizations and citizens alike identify with the city. Profile oriented marketing
allows city marketing to be consistent at all levels.
In summary, the profile is the result of constant analysis and prognosis of the city, its
environment, the competitors and a prognosis of future developments. Once the
profile is established clear goals can be defined and strategies and measures to
achieve these goals can be developed. These strategies can then be realized by a strict
organization and control mechanisms at each implementation step )compare Figure
1).
However, profile oriented marketing makes two assumptions that do not necessarily
apply to modern cities. First, at the initial analysis of strength and weaknesses, not all
information may be available, i.e. the analysis and prognosis may be based on
uncertain information. Second, strategies may fail because information changes over
time. In that case, it is important to be able to go back to the beginning or to an earlier
stage of the problem and start again. This is however not possible in the profiling
structure model. It is however possible in adaption management, which is seldom
integrated into city development plans.
Therefore, elements of adaption management were integrated with Kellners profiling
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model to form the adaptive urban profiling model.
Adaption management
In the 1970s, a group of ecologists introduced adaptive management as a continuous
systematic process for improving management practices by learning from the
outcomes of previous decisions )Intaver Institute, 2014). Thus, adaption management
basically implies „learning by doing’ and adapting based on what’s learned )Walters
and Holling 1990). The best management strategy is determined by experimentation,
which in the long term shall reduce uncertainties, which arise from natural variability,
incomplete data or social and economic change )National Research Council, 2004).
Projects are managed based on learning from actual project performance via the use
of quantitative methods. εost importantly, adaptive management aims at a timely
response to change, i.e. flexibility in decisions. As change is rapid not only in the field
of ecology, the concept of adaption management was soon applied outside the field of
ecology.
Adaptive capacity refers to the capacity of a system to adapt to environmental
changes. Diversity, flexibility and creativity are catch phrases associated with
adaptive capacity. In ecology, the survival of a system is correlated to the diversity of
different species inhabiting it, since a high diversity allows for the occupation of
different niches )Walters, 1986; Gunderson & Holling, 2001). Similarly, the adaptive
capacity of cities is also influenced by social factors )Klein and Smith, 2003; Brooks
and Adger 2005; Tompkins, 2005; Berkhout, 2006). Diversity allows for a higher
flexibility, larger common knowledge, creativity of decisions and responsive power
structures, which determine the adaptive capacity of social systems )Gunderson &
Holling, 2001).
Therefore, the adaptive urban profiling model includes elements of adaption
management into the profiling structure model in order to develop a new urban
profiling system to be utilized to create resilient cities by enhancing their adaptive
capacity. Within adaption management, different approaches can be distinguished, i.e.
passive and active adaption management )National Research Counsil, 2004; Salafsky
et al. 1991). The main distinction between these approaches is that passive adaptive
management focuses less on the reduction of uncertainty than active adaption
management )Walters 1986; Williams 2011). Therefore, the elements integrated into
the adaptive urban profiling model mirror active adaption management.
εerging profile-oriented marketing and adaption management to the adaptive urban
profiling model
The two-dimensional Profiling εodel from Kellner is portrayed in the shape of an
hour-glass )compare Figure 2). Since urban transformation processes gain more and
more complexity, It is therefore too constant and not flexible enough for an individual
sustainable development process. A dynamic combination of solutions at the urban
level can increase the overall sustainability of the city. The model has to be more
flexible, complex and dynamic.
Therefore, the adaptive urban profiling model has been fitted in spiral form with a
multi-layered system )Figure 3). As suggested by adaption management, it can
therefore repeat the process represented in Kellner’s hourglass an infinite number of
times by continuously monitoring the success of the initially derived measures and reevaluating the initial analysis. The transition from implementation of measures to
starting a new analysis and prognosis process is fluent, but each repetition is centered
around the profile as an anchoring point.
While the profile provides the city with the stability to encounter radical
environmental changes, adaption management processes increase the resilience and
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sustainability of the achieved city development plan.
Figure 3: Adaptive urban profiling model, own representation by author
By incorporating elements of adaption management, the adaptive urban profiling
model introduces a higher degree of flexibility into the cities profile than the original
formulation by Kellner suggests. If the profile is too fixed, it will diminish the cities
adaptive capacity, i.e. its ability to react to unexpected change in a flexible way.
Profile-oriented marketing starts with an analysis of the problem before developing a
profile and strategies to solve the problem and further the development of the
organization or city. Here the goal of the analysis is to crystallize the profile by
understanding the strength and weaknesses of a city. In the original model Kellner
proposes that the analysis step also has to include a “prognosis” of the performance of
a city in the near future )Kellner, 2007, p. 62). He suggests questionnaires, expert
interviews and extrapolation from previous experience as methods of prognosis. In the
sense of adaption management however, the prognosis step should rather be viewed as
a hypothesis generation step, which includes more flexibility in the model. Rather
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than assuming that the situation of the city will develop in a certain way in the near
future, it is predicted that if certain criteria apply, the city should develop in a certain
way. If information changes, such that those criteria don’t apply anymore, the city
development planner can go back to the analysis step at any time and develop new
adapted hypotheses.
Thus, adaptive urban profiling has to bridge the complicated tasks of preserving the
cities identity while maintaining a high degree of behavioral flexibility. One way to do
that is to integrate flexibility into the guiding principles. Another way is to keep the
guiding principles as basic as possible. The overall concept is specifically requested to
only include a selection of characteristics. Thus, it is the task of the analysis step to
identify the strengths of the city to be included into this concept and it is the task of
the prognosis step to identify the weaknesses to be improved that are to be included in
the vision statement. In accordance with the idea of adaption management, it should
always be possible to go back if several attempts to improve a certain weakness fails
and select another weakness to improve.
The current paper presents another option that makes the selection of characteristics to
pursue easier for municipals and shall help them bridge the gap between stability and
flexibility: the triple-bottom-line.
A TRIPδE BOTTOε-δINE FOR THE ADAPTIVE URBAN PROFIδING εODEδ
It is a challenge to bridge the gap between providing a clear perspective and keeping
values constant and recognizable, as intended by the profile, on the one hand, and
constantly updating and flexibly changing marketing strategies on the other hand.
Cities are complex formations by nature and already include an option to manage this
task in their structure.
Within the Analysis and Prognosis Step, Kellner )2007, p. 62) distinguishes between
the city itself, its environment and the market, although these areas are intertwined
with each other. While the city itself includes all aspects of the city that city
development planners can influence, all factors that city development planners cannot
influence are subsummized under environment. This is also the area for which
prognosis has to deal with the most uncertainties. He defines the market as the
temporal coincidence of demand and supply. In city marketing the special situation
occurs that demanding and supplying party may be virtually the same, i.e. citizens of
the city that create their own living environment with the goal for a better quality of
life, or organizations that boost the economy of a location by investing in it.
An especially usefull tool as a starting point for such an analysis of the current
situation appears to be the Fraunhofer εorgenstadt approach. The Fraunhofer Society
research innovation network initiated the εorgenstadt: City Insights an City of the
Future “ε:CI” initiative which has been designed as a pioneering project between
industry, cities and research that addresses the growing issue of sustainable cities at an
early stage from a systematic and integrated perspective. Each city is individual and
the approach has been developed to assess a city as an individual complex system.
The adaptive urban profiling system proposed here shall do the same. )Bullinger,
2014, p. 2)
It is suggested that similar measures as used in the current thesis for testing the
adaptive urban profiling model )see dependent variables) are also utilized by city
development managers for the analysis and prognosis step of their urban profiling.
Thus, the “εorgenstadt model” from the Fraunhofer research society is here put at the
start of the process as a suggestion for what an initial analysis of the city can look
like.
The Fraunhofer εorgenstadt approach assesses 100 urban indicators based on the ISO
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37120. They distinguish between:
State indicators: the current state of a range of sectors in a city
Pressure indicators: pressures that impact on a city
Impact indicators: the current impact that the city has on economy, society and
environment
Roughly, it can be said that the state indicators analyse the city itself, the pressure
indicators its environment and the impact indicators the market. Thereby, the profile
automatically gets a triple-bottom line )Figure 4), i.e. it includes three domains
)social, economic, ecological), which correspond to the three pillars of sustainable
development identified at the 2005 World Summit on Social Development )compare
Figure 1). Balancing social, economic, and ecologic aspects for enhancing
sustainability shall serve as the right guiding framework for analysis and classification
in this approach.
Figure 4: Profile with a triple-bottom line, own representation based on Fraunhofer
εorgenstadt εodel
Thus, a cities profile becomes more specific and needs a distinguishing characteristic
in each of these domains in order to achieve long-term sustainability. Thus, the
mission should incorporate a selection of social, economic and ecological strength and
weaknesses and the vision formulate an aspired state for each of these domains. Also
guiding principles of behavior should not be unilateral to one of these dimensions, but
should formulate social, economic and ecological rules.
The integration of a triple bottom line into the profile provides it with the necessary
support to maintain identity while adaptively changing in the light of new findings. If
some aspects of the profile have to be reformulated in one of the domains )social,
economic, ecological), consistency can be achieved via the other domains. This idea
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of pursuing several ideas in different areas simultaneously is strongly supported by
adaption management.
CONCδUSIONS
Adaptive urban profiling has already been presented as a useful tool for municipals to
enhance sustainable city development. They can increase their cities attractiveness by
providing it with a clear profile, which also leads to identification, that is recognized
around the world on the one hand, while flexibly adapting to change if necessary. In
the current paper an additional feature of the adaptive urban profiling model was
presented that shall make the task of maintaining a stable profile while constantly
adapting it, easier: the triple-bottom line. The profile has now been specified to
include distinguishing characteristics in three domains: social, economic and
ecological. Thus, if change is necessary in one of the domains, the profile will still be
recognizable via keeping the other two domains stable during this process. Thereby,
the adaptive urban profiling model has now incorporated the three pillars of
sustainable urban development.
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National Research Council )2004). Adaptive Management for Water Resources
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Reschreiter, R. )2016). Urban profiling - Aspects of profile oriented marketing and
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erproben, erneuern. Band 13, Jovis Verlag : Berlin, p. 5
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INFLUENCE OF PRINCIPALS’ ETHICAL LEADERSHIP BEHAVIOURS ON
TEACHERS’ LEVEL OF COMMITMENT IN SECONDARY SCHOOLS IN
ANAMBRA STATE, NIGERIA.
BY
CAROL O. EZEUGBOR, Ph.D
And
Prof. NKECHI IKEDIUGWU
DEPARTMENT OF EDUCATIONAL MANAGEMENT AND POLICY,
NNAMDI AZIKIWE UNIVERSITY AWKA, ANAMBRA STATE, NIGERIA.
Abstract:
The study was conducted to determine the influence of principals’ ethical leadership
behaviours on teachers’ level of commitment in secondary schools in Anambra State.
The study adopted a descriptive survey design. Two research questions guided the
study and two null hypotheses tested at 0.05 level of significance, were formulated for
the study. The population of the study consisted of 6,203 teachers )993 males and
5210 females) from the 256 secondary schools in Anambra State. The sample for the
study consisted of 1,290 )645 males, 645 females) teachers chosen through simple
random sampling. In each of the zones, 30% of the schools were sampled for the
study )43 schools). In each of the schools, 15 males and 15 females were sampled,
making a total of 1290 teachers. Data was collected using a 36-item questionnaire
grouped into the four ethical leadership scales of communicative ethics, climatic
ethics, ethics in decision making and behavioural ethics. The instrument was validated
by three experts. For the reliability of the instrument, a co-efficient value of 0.85 was
obtained and was considered high enough for the study. εean and standard deviation
were used in answering the research questions. The 2-test was adopted in testing the
hypotheses at 0.05 level of significance. The findings revealed that the items in the
four sub-scales of ethical leadership are the school principals’ ethical leadership
behaviours. Equally’ principals’ ethical leadership behaviours influence teachers’
commitment very highly. It was thus recommended that the government agencies
should consistently encourage principals to always live within the confines of ethical
behaviours.
Keywords: Ethics, leadership, ethical leadership, teachers’ commitments.
Introduction:
In Nigeria, the goals of education include the development of the individual into a
morally sound, patriotic and effective citizen; inculcation of national consciousness,
values and national unity )FRN, 2009). Unfortunately, the attainment of these
fundamental goals in the nation’s secondary education appears to be a mirage. This is
informed by the belief that today more than ever, the continuous increasing waves of
unethical behaviours that have engulfed every sphere of life and profession in Nigeria
have also gained access into the educational institutions. Given this scenario,
especially with regards to the extent and depth of their effect and span across both the
school system and the society at large, the significance of an ethical leadership
appears paramount. There is a conscious desire that leadership may be the key
determinant in ethical engagement in educational institutions. Directly, the leadership
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behaviours of the principals may have a spill over influence on the teachers’ sense of
social justice, and level of commitment towards the entire process of teaching and
learning.
It is important to note that it is the duty of leaders like principals, to lay down
standards for managerial goals and organizational behaviour at workplaces and
subsequently establish systems that impact positively on the employees )Yukl, 2013).
Furthermore, leaders at the higher level of the organization communicate initial values
and guide employees in ways of attaining rewards for adhering to them. Employees
also depend on their leaders for direction when they meet ethical questions. Scientific
research tends to corroborate the conviction that employees will obey and stick to
ethical values espoused by their leaders )Trevino & Brown, 2004). This belief
conjures the fact that principals’ ethical leadership behaviours may greatly influence
the teachers’ level of commitment in the secondary school system.
In essence, the concept of ethics is concerned with the moral right or wrong; good or
bad, just or unjust behaviours and attitudes. In this instance, ethical values can be
expressed as loyalty, honesty, justice, accuracy, respect, tolerance, responsibility and
courage )Nyucorong, 2014). Principals as leaders have the obligation to comply with
the ethical values so as to live in love, friendship, happiness and peace with both staff
and students because ethics starts and ends with human beings. In this instance,
Karakose )2007) attests that principal is someone who can activate his teachers in line
with mutual objectives and ethical applications. The good image of leadership in
educational setting is important in understanding the nature of the school as a
workplace and the quality of human interactions in schools. In a secondary school
where there is a high quality of interactions among organizational members, teachers
will commit themselves to work harder and make their work experience more
meaningful. It therefore behoves on the principals to imbibe ethical management in
their leadership as this will inspire all staff and students to work towards adopting
ethical values. For a principal to be successful, Duffield and εcCuen )2000) enthused
that he/she must be able to exhibit a high sense of maturity from an ethical dimension
and also inspire his teachers.
Khadarnhmi and Aghahoseini )2014) declared that ethical leadership indicates correct
decisions and actions with good intentions and behaviours. It entails high spirit which
insists on correct behaviours, logical and practical leadership with subordinates. To
Kanungo )2001), ethical leaders usually engage in behaviours and activities that
benefit people and avoid doing things that can cause harm to other people. Ethical
leaders are characterised with fairness, sincerity, trustworthiness and openness to staff
as well as others in the society. It is in corroboration to this that Yilmaz as cited by
Karakose )2007), in his study developed four ethical leadership scales )EδS) which
are; Communicative Ethics, Climatic Ethics, Ethics in Decision making, and
Behavioural Ethics. The study revealed that the principals perform their ethical
responsibilities like treating their staff justly and encouraging them, being fair,
understanding, patient and humble and these traits exist in the four EδS which are
adapted in this work.
The over whelming importance of ethical leadership in organizational progress and
survivals informs the urgent relevance of the secondary school principals to realize
that good quality relationship built on respect and trust are the most important
determinants of the school success and achievements. In realization of this fact, the
Federal Government of Nigeria in the national policy on education )2009; 15) states
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that the objective of junior secondary education include among others; ‘to develop
patriotic young people equipped to contribute to social development and in the
performance of their civic responsibilities, inculcate values and raise morally upright
individuals capable of independent thinking, and who appreciate the dignity of
labour’. Seemingly, the principals and teachers have the onerous task of attaining
these objectives in line with the quality of education given in the schools
It is therefore critical that the principal should first demonstrate his concern for the
greater good by striving for fairness, respect and integrity of his teachers in other to
sensitise them to commitment. Through principals’ ethical leadership, the teacher may
be inspired to understand and appreciate his onerous tasks, develop self-esteem, make
teaching meaningful, develop cultural sensitivity, determine core values and provide
meaningful challenges in the school. He also realizes that his commitment is an
investment of time with students and their individual needs, as a responsibility to
impact knowledge, attitudes values and beliefs, maintaining professional knowledge
and as an engagement with the school- community )δawrence & Deepa, n.d.).
Teacher commitment is the key factor influencing the teaching- learning process. It is
the psychological identification of the individual teacher with the school and the
intention of that teacher to maintain his membership of the school, and show all
personal interest. It is on this premise that Bellow )2012) sees commitment as loyalty
and attachment of an individual or group to the organization. Studies have indicated
that there may be a relationship between ethical leadership behaviour and employee’s
organizational commitment. Some of these studies revealed that high levels of
perceived ethical leadership behaviour are related to higher levels of employee’s
organizational commitment )Pomnu & Tennakoon, Upadhyay & Singh, in Bellow,
2012). It therefore goes to show that principals’ ethical leadership behaviour may
likely influence teachers level of commitment in their job performance. However,
Kannair, )2007), believes that gender may be a factor that can influence teachers’
perception of the principals’ ethical leadership behaviour on their level of
commitment.
STATEMENT OF THE PROBLEM
It may not be an over statement to say that the world over including Nigeria in this
21st century is highly characterized with various forms of unethical behaviours and
practices. Some principals see themselves as `sacred cows’ as they are found to
arrogate powers to themselves. They in some cases fail to carry the teachers along by
their failure to appreciate the personal worth of the teachers. Cases of indiscipline are
not always handled with fairness and justice. Probably, this may be the reason why
some teaches appear to be less satisfied and committed in the school as could be
observed in their poor attitude to work, absenteeism, lack of dedication to teaching
and carrying out assignments. This situation may negatively impact on the policy
stipulations mandating both principals and teachers to remain authentic and devoted
to their professional mission of offering a sound character education to the students. It
is therefore important to determine the influence Principals’ ethical leadership
behaviour on the level of teachers’ commitment in the secondary schools in Anambra
State.
RESEARCH QUESTIONS
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The following research questions guided the study.
1)
What are the principals’ ethical leadership behaviours in secondary schools in
Anambra State?
2)
What are the teachers’ perception of the influence of principals’ ethical
leadership behaviours on their level of commitment?
HYPOTHESES
The following two null hypotheses were tested at 0.05 level of significance.
1.
There is no significant difference in the mean ratings of male and female
teachers on the principals’ ethical leadership behaviours in secondary schools
in Anambra State.
2.
The mean ratings of male and female teachers do not differ, significantly on
their perception of the influence of principals’ ethical leadership behaviours on
their level of commitment in secondary schools.
METHOD
The study adopted a descriptive survey design. Nworgu )2015) sees descriptive
survey design as that study which aims at collecting data on, and describing in a
systematic manner the characteristics, features or facts about a given population. This
design was deemed appropriate for this study which collected data from teachers
based on the topic of the study. The instrument developed by the researcher for data
collection was a questionnaire, titled; `Influence of principals’ ethical leadership
behaviours on teachers’ commitment )IPEδBTC)’. The questionnaire was divided into
two sections; section A contains the demographic data of the respondents. Section ‘B’
is made up of two sections. Each section has 18 items. The respondents were required
to rate their responses in a 4-point scale of strongly agree )SA) 4-points, Agree )A), 3points, Disagree )DA), 2 points and Strongly Disagree 1 point.
The population of the study consisted of all the 6,203 teachers )993 males and 5210
females) from the 256 secondary schools in Anambra State )Source; Department of
Planning and Statistics, Post Primary School Services Commission, Awka, εarch,
2016).
Through simple random sampling, three zones out of the six education zones in the
state were sampled for the study. The six zones are Aguata, Awka, Nnewi, Ogidi,
Onitsha and Otuocha. The sampled zones are Awka, Nnewi and Onitsha and have a
total number of 143 schools. The researcher adopted 30% of the schools, constituting
43 schools. In each of the schools, 15 male and 15 female teachers were sampled
making a total of 1, 290 teachers )645 males, 645 females) sampled for the study. The
instrument for data collection was a 36-item questionnaire developed by the
researcher.)A copy of the instrument containing item by item responses is attached as
appendix). The instrument was validated by two experts in educational management
and policy, and an expert in measurement and evaluation. They were all from the
faculty of education, Nnamdi Azikiwe University, Awka. The experts’ corrections and
inputs were reflected before producing the final copy of the instrument.
For reliability of the instrument, test-retest method was adopted in determining the
internal consistency of the instrument. The test was conducted using 32 teachers )16
male and 16 female) from the secondary schools in Imo State of Nigeria. The test was
conducted two times, separated by a time interval of two weeks. To determine the
reliability co-efficient of the two sets of responses, Pearson’s product moment
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correlation was used. A reliability co-efficient of 0.92 was obtained and was
considered satisfactory for the study.
The researchers with the help of three research assistants administered the 1290
copies of the questionnaire to the respondents directly in their different schools. Only
633 and 630 copies of the questionnaire were retrieved from the male and female
teachers respectively, making a total of 1263 )representing 98?) copies duly filled and
returned. εean and standard deviation were used in answering the research questions.
The decision rule for interpreting the mean scores of the data was 2.50. Therefore, any
item that scored 2.50 and above was considered agreed, same with the grand mean,
while any item that scored below 2.50 was considered as disagreed, and same with the
grand mean. The Z-test was adopted for testing the hypotheses at 0.05 level of
significance.
RESULT AND FINDINGS
Table1: εean and standard deviation of male and female teachers on the
administrators’ ethical leadership behaviours in secondary schools in Anambra State.
Sub-δevel of Ethical Number
εale Teachers
δeadership scale
Items X SD Decision
Communication Ethics
06
2.87 0.86 Agree
Female Teachers
X
SD Decision
2.93 0.88 Agree
Climatic Ethics
04
3.50 0.94 Agree
3.31 0.91 Agree
Ethics in Decision
making.
04
2.90
0.93 Agree
2.97 0.90 Agree
Behavioural Ethics
Total
04 2.88
18 3.04
0.95 Agree
0.92 Agree
2.89 0.94 Agree
3.03 0.91 Agree
In table 1, all the sub-levels of the principals’ ethical leadership behaviours have the mean
ratings that exceeded the cut-off point of 2.50 in both the column for male and female
teachers. The total grand mean of 3.04 for male teachers and 3.03 for female teachers
indicates that both male and female teachers agreed that the four sub-levels are the
principals’ ethical leadership behaviours in the secondary schools in Anambra State.
The total standard deviation of 0.92 for male teachers and 0.91 for female teachers’ shows
that their responses were homogenous, since the ratings for each sub-level was slim.
Table 2: εean and standard deviation of male and female teachers’ perception of the
administrators’ ethical leadership behaviours on their level of commitment.
Sub-δevel of Ethical Number
εale Teachers
Female Teachers
δeadership scale
Items X SD Decision X
SD Decision
Communication Ethics
06
3.12 0.95 Agree
3.16 0.93 Agree
Climatic Ethics
04
3.15 0.95 Agree
3.13 0.87 Agree
Ethics in Decision
making.
04
3.16
3.17 0.88 Agree
0.88 Agree
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Behavioural Ethics
Total
04 3.18
18 3.15
0.88 Agree
0.92 Agree
3.16 0.92 Agree
3.12 0.90 Agree
Table 2 shows that all the four sub-levels of the administrators’ ethical leadership
behaviours have their respective mean well above the cut-off point of 2.50 running
through the column for male and female teachers. The overall mean of 3.15 for male
teachers and 3.12 for female teachers indicates that both sexes agreed that the four sublevels are the administrators’ ethical behaviours in the secondary schools that greatly
influence their commitment to a high level. The overall standard deviation of 0.92 and
0.90 for the responses of male and female teachers respectively, shows that their rating for
each item was slim, indicating that their responses were homogenous.
Table 3: z-test of male and female teachers’ mean ratings on principals’ ethical leadership
behaviours.
Variation
Number
X
SD
DF
Z-cal Z-crit Decision
εale teachers
645
3.04 0.92
Female teachers
645
3.03 0.91 1288 0.19 1.96
not significant
The z-test analysis in table 3 shows that the z-calculated of 0.19 was less than the
critical 2-value of 1.96 at alpha level of 0.05 and degree of freedom )df) 1288. This is
an indication that the difference in the mean responses of male and female teachers
regarding the administrators’ ethical leadership behaviours in secondary schools in
Anambra State was not significant.
Table 4: 2-test of male and female teachers’ mean
influence of administrators’ ethical leadership
commitment.
Variation
Number
X
SD
εale teachers
645
3.15 0.92
Female teachers
645
3.12 0.90
ratings on their perception of the
behaviours on their level of
DF
Z-cal Z-crit Decision
1288
0.56
1.96
not significant
Table 4 shows that the 2-cal value of 0.56 was less than the critical 2-value of 1.96
at alpha level 0.05 and degree of freedom )df) 1288. This is an indication that the
difference in the mean responses between male and female teachers on the influence
of school administrators’ ethical leadership behaviours on teachers’ level of
commitment was not significant.
DISCUSSION OF FINDINGS
The findings of this study revealed that both male and female teachers agreed that all
the four levels of ethical leadership scale; communicative ethics, climatic ethics,
ethics in decision making and behavioural ethics are ethical leadership behaviours
exhibited by the principals in Anambra State. This finding is in line with Bellow
)2012) and Yukl )2013) who believe that principals are seen to be fair, sincere, trust
worthy, open, moral decision makers and care for their staff as well as their students.
The test of null hypotheses was not significant, suggesting that there were no
variations in the views of male and female teachers on the administrators’ ethical
leadership behaviours.
The result also revealed that male and female teachers perceived the four sub-scales
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of principals’ ethical leadership behaviours as influencing their commitment to a
greater height. The finding is in agreement with the views of εihelic )2010),
δawrence and Deepa )n.d.) who postulated that through principals’ ethical
leadership, teachers’ are inspired to realize their responsibilities, develop self-esteem,
make teaching meaningful, develop cultural sensitivity, determine core values and
provide meaningful challenges in the school system. This indicates that the principals
very well perform their ethical responsibilities like treating the staff justly and
encouraging them, being fair, understanding, patient and humble; traits which all
exist in the communicative ethics, climatic ethics, ethics in decision making and
behavioural ethics levels at the secondary schools)Yilmaz in Karakose, 2007).
Teachers believe that the administrators’ acceptance of faults, exhibition of
selflessness, love, humility, justice, open decision making and they like, inspires
them to be more responsible in the performance of duties as well as invoking their
consciousness of investing more time with students and doing the right thing at the
right time.
The test of null hypotheses was not significant. Perhaps this may be attributed to the
fact that both male and female teachers are in the same working environment and
may likely be experiencing principals’ demonstration of love, fairness, kindness,
reward, honesty, justice among others in the same degree. Since the principals apply
social justice, by treating everybody irrespective of gender, class, faith or ethnicity
with fairness, it may not be doubtful why male and female teachers were in
agreement and thus recorded no significant difference in their mean responses.
It is therefore imperative based on the findings of this study to adduce that if all
principals must imbibe the tenets of ethical principles in their leadership behaviours
on a regular bases, teachers’ sense of commitment as well as character education in
the educational institutions would be optimally achieved.
CONCLUSION:
One of the core duties of principal in secondary schools is to inculcate values and
raise morally upright individuals capable of independent thinking. Achieving this
requires teachers’ high level of commitment which is dependent on the principals’
demonstration of ethical leadership behaviour in the school. The findings of this
study clearly show that principals adopt the four sub-scales of ethical leadership
which the teachers agreed that have influenced their sense of commitment to a high
level.
RECOMMENDATIONS
In view of the findings of the study, the following recommendations were made;
1) The government through its relevant agencies should consistently encourage
the school administrators to always live within the confines of ethical
behaviours in order to promote ethical culture and values in the school
system.
2) Teacher commitment is a key factor influencing the teaching learning
process. Principals should therefore not rest on their oars to promote this
through consistent ethical leadership behaviours.
Bellow,
S.ε.
)2012).
REFERENCE
Impact of ethical
11
leadership
on
employed
job
Canadian International Journal of Social Science and Education
Volume 10, January2017
performance. International journal of business and social science. 3)11);
228-236.
p.
Duffield, J.F. & εcCuen, R.H. )2000). Ethical maturity and successful leadership.
Journal of professional issues in engineering education and practices; 126)2),
p. 29-82.
Federal Republic of Nigeria )FRN) )2009). National policy on education. δagos,
NERDC press.
Gentile, ε.C. )2010). Keeping your colleagues honest. Harvard business review
88)3); p. 114-117.
Kannair, J. )2007). The ethical mind. Harvard business review 85 )3); p 51-56.
Karakose, T. )2007). High school teachers’ perceptions regarding principals’ ethical
leadership in Turkey. Asia Pacific education review 8 )3); p. 464-477.
Khodarahmi, R. & Aghahoseini, T. )2014). The relationship between ethical
leadership and empowerment of employees in the tax affairs of Isfahan city.
International journal of academic research in business and social sciences
4)6); p.279-293. http://dx.doi.org/10.6007/IJARBSS
δawrence, A. S. & Deepa )n.d.). Teacher commitment in promoting education: The
need of the hour. Retrieved, https://www.academia,edu/146.
εihelic, K.K. )2010). Ethical leadership international journal of management and
information systems 14 )5); p. 31-41.
Nyukerong, R. )2014). Fostering ethical leadership in organisation. European journal
of business and management 6)33);p.56-64. Htt://www.iiste.org.
Trevino, L.K. & Brown, M.E. (2004). Managing to be ethical: Debunking five
business ethics myths. Academy of management executive 18(2). p.
69-81.
Yukl, G., Mathsud, R., Hassan, S. & Russian, G.E. (2013). An improved
measure of ethical leadership. Journal of leadership and organizational
studies 20 (1); p. 38-48.
APPENDIX
ETHICAL LEADERSHIP SCALE (ELS) QUESTIONAIRE
PART 1
Gender:
a)
Male ( )
b) Female (
)
PART II
A)
Each of the following statements is followed by several columns on a 4111
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point scale as follows:Strongly Agree (SA) 4 points; Agree (A) 3 points; Disagree (D) 2 points;
Strongly Disagree (SD) 1 point.
Indicate your response to each question by ticking (
) in the column that
best applies to you.
Section A:
S/N The Principal of your school does the following
SA
A
D
COMMUNICATIVE ETHICS
1
Accepts his fault
2
Is selfless
3
Is humble
4
Is concerned for the greater good of the teachers
5
Is patient
6
Is trust worthy
CLIMATIC ETHICS
7
Tries to impact ideas based on love
8
Accepts different ideas of his staff
9
Encourages his staff
10
Rewards the achievement of his staff justly
ETHICS IN DECISION MAKING
11
Creates free environment for discussion
12
Is systematic in finding solutions
13
Applies common decisions efficiently
14
Does not take advantage of political issues
BEHAVIOURAL ETHICS
15
Behaves honestly
16
Behaves courageously
17
Protects individual rights
18
Always tells the truth in all conditions
SECTION B
TEACHERS’ PERCEPTION OF THE INFLUENCE OF
ADMINISTRATOR’S
ETHICAL
LEADERSHIP
BEHAVIOUR ON THEIR LEVEL OF COMMITMENT
Indicate your Level of Agreement on the following:
COMMUNICATIVE ETHICS
19
Administrator’s acceptance of faults makes teachers’ loyal
20
When the Administrator is selfless teachers feel more
dedicated
21
Administrator’s humility creates a healthy working
environment for staff.
22
His concern for the greater good of the teachers makes
teachers have a feeling of belongingness
23
Administrator’s patience makes teachers to remain calm
when dealing with school problems.
24
Being trust worthy lends to teachers’ show of transparency
CLIMATIC ETHICS
25
Administrator’s show of love increases teachers sense of
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26
27
28
29
30
31
32
33
34
35
36
responsibility
As the administrator accepts different ideas, teachers are
encouraged to be more innovative
Encouraging teachers at work serves as a motivator
Rewarding the achievement of teachers by the administrator
inspires them to hard work.
ETHICS IN DECISION MAKING
As administrator creates free environment for discussion
teachers are encouraged to air their views.
Administrator’s systematic nature in handling solutions
increases teachers’ confidence.
As the administrator applies common decision efficiently,
teachers are made to believe in him greatly.
As the administrator controls playing politics with issues,
teachers work at peace.
BEHAVIOURAL ETHICS
Administrator’s honest behaviour encourages teachers to live
in truth.
Administrator’s courageous behaviour encourages teachers to
withstand fear and difficulty.
Administrator’s truthfulness lures teachers into sincerity
As administrator respects individual rights, teachers have
greater sense of belonging.
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Interpretive Aspects of Human Figure Drawings of Abused Children
Peejay D. Bengwasan
Saint Louis University, Philippines
ABSTRACT
Art is an expression of innermost states. Children learn to project their unconscious
in human figure drawings. Analyzing interpretive aspects of human figure drawings
in the Draw A Person Test, the possibility that child abuse could be assessed was
ascertained. Through documentary analysis of psychological reports, 10 interpretive
aspects were consolidated under two broad themes: Helplessness, encompassing nine
)Self and Bodily Uncertainty, Cognitive δimitation, Social Inhibition, Sexual
Preoccupation, Anxiety, Aggression, Restriction, Guilt, and Suspicion) and Resilience,
suggesting manners of coping and emergent needs. Bodily uncertainty, lack of
aggression and grandiosity were more evident in females, whereas, low self-concept,
hostility and emotional suppression were seen more in males. Some aspects are
unique to specific types of abuse such as sexual preoccupation in sexual abuse,
aggression in physical abuse, and euphoric and grandiose tendencies in neglect and
abandonment.
Keywords: human figure drawings, projective tests, child abuse, helplessness,
resilience
INTRODUCTION
Drawings can be a means of establishing a rapid, easy, pleasant rapport with the child
)Di δeo 1983). Children who are shy, quiet, impulsive, have speech and language
difficulties or speak a different language respond well to drawing activities )Klepsch
& δogie, 1982). When working with children from other cultures, drawings allow
children to communicate with others and helps establish understanding between
themselves and adults )Cochran, 1996; Gil & Drewes, 2005). Because of countless
factors involved in drawings, such simple representations could be a potential source
of children’s psyche. Children’s drawings provide a valuable assessment tool because
they help with inner expression. εost children love to draw and, given the
opportunity, they will do so )Van Hutton, 1994, Allen, 2012). It would be beneficial
to draw out covert feelings in counseling and therapy. Drawings can also be used in
school with students struggling with normal developmental issues. These are potential
indicators of emotions, self-esteem, social competence and aspects of personality )Di
δeo, 1973; εalchiodi, 1998). Drawings help children to call attention to topics that
are personally important or emotionally significant )Thomas & Silk, 1990).
Projective drawings are particularly useful for those who have been abused. Children
who have been in these experiences may have a high level of inhibition and may be
especially defensive, oppositional or resistant in response to direct lines of
questioning. Hence, through the Draw A Person )DAP) test, professionals evaluate
children in a less threatening manner and provide an enjoyable activity in which
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children are able to express themselves )Van Hutton, 1994). In the unpublished work
of Batongbacal )2000), projective drawings have proven to be a tool to diagnose and
identify sexual abuse. Specific patterns and manners of drawing human figures on
paper emerged from analyses around the globe, as well as in the Philippines
)Carandang, 1996).
Symbolisms in Children’s Drawings
Projective drawings, like dreams, use symbolic language to express the innermost
structure of the child. A symbol, in its broadest meaning, is a motivated signifier.
There is a resemblance of some kind between the object and what is signified. The
symbol will be used in affective language to express feelings and concrete
experiences rather than in intellectual language to express impersonal thoughts
)Piaget, 1951). As cited in the unpublished work of Costa )2002), Freud’s
psychoanalytical point of view defines a symbol as a wish or desire, which includes
the manifestation of the libido. A symbol always stands for something more than its
immediate meaning. Even at a young age, children are able to have a complex use of
symbols to express themselves. They utilize symbolic drawings to catch up with the
demands of their environment )Jung, 1972; Freud, as cited in Costa, 2002). Costa
)2002) concluded that when a child is engaged in the task of drawing, there is a
compelling movement from a deep psychic life to surface outer reality. The child
projects desires, preoccupations, fears and perceptions on the paper. Drawings give
the child an opportunity to bring to surface things which were not perceived before.
They help confront and play with most enjoyable wishes as well as with the most
horrendous fears.
Children’s Drawings as Projective Tests
Early researches focused on projective drawings as a manner of examining children.
Children are given a blank sheet of paper and a pencil with the instructions to “draw a
person”. The drawing is then scored for mental age based on the details found. εost
practitioners consider it as a test of intellectual development only and not a measure
of underlying emotional conflicts or personality characteristics )Goodenough, 1926).
However, strong emotions emerge in images instead of words )Kramer, 1979;
Naumburg, 1973). Drawing allows children to experience feelings and may be more
effective in helping accomplish goals )Withrow, 2004). These provide a way to
portray their inner world without having to rely on words )Gil, 2006). Drawings can
also help increase understanding of clients in therapy, are frequently used as informal
assessments for understanding struggles and the internal world and can help
comprehend inner wounds and overcome painful experiences )Van Hutton, 1994;
Kaplan, 2003; Gil, 2006; Carandang, 1996; Carmichael, 2006).
When children transfer the pictures in their mind onto paper, the drawing becomes an
external object that they can use to gain control and mastery )Webb, 2004). Processing
the meaning of the drawing reinforces self-exploration and motivation to change
)Riley, 1994). Effective interpretation helps the child to accept painful thoughts and
feelings and resolve internal conflicts )Whitmont, 1969). This allows generation of
hypotheses and facilitates exploration and understanding )Furth, 2002; Crenshaw,
2006). Drawings may facilitate the discussion of thoughts and feelings, particularly
for children who have moderate learning difficulties )δewis, 1995). This can be
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especially useful where the child provides information about a traumatic event
experienced. The extensive use of drawings to assess maltreatment and neglect of
children helps to recall important events as well as a tool for assessing and accessing
traumatic memories )Veltman & Browne, 2002; Burgess & Hartman, 1993). Drawings
have been found to cue more accurate recall of events compared with a standard
interview )Butler, Gross, & Hayne, 1995). Qualitative interpretations have proven to
be optimal sources that provide insight into a child’s inner state. Based on
psychoanalytic theories, hypotheses were made regarding signs in human figure
drawings )εachover, 1949, 1953, 1960). Through an analysis of the drawing of a
person, clinicians obtain information concerning a child’s sensitivity, maturity,
flexibility and degree of personality integration )Buck, 1948).
Interpreting Children’s Human Figure Drawings
In general, children typically over- or under-emphasize a body part that concerns
them. A body part has significance for the child if it is overemphasized through
enlargement, more detail, or the use of heavy lines, or if it is underemphasized by a
reduction in size, little detail, or the use of faint lines )εachover, 1949). A series of
studies were conducted showing that these emotional indicators differentiated
between normal children )Koppitz, 1966). Emotional indicators are specific details
omitted, exaggerated, or included in a human figure drawing that vary from those of
normal individuals )Koppitz, 1968). However, a single emotional indicator should
not be construed as clinically significant. Three or more in a drawing, such as big
hands, gross asymmetry of limbs, the absence of a neck, are suggestive of emotional
difficulties. Individuals who include different emotional indicators in their drawings
can have the same attitude. Anxiety may be represented by shading of the body, as
well as by omitting the nose. Similarly, a single emotional indicator has different
meanings in different situations or for different individuals )Koppitz, 1984).
Gender Differences
A greater interest in physical activity may be the reason for boys to exaggerate the
size of feet and length or arms and legs. Appropriate proportions of the feet and welldefined heels as cited in the unpublished work of Batongbacal )2000) may suggest a
security in one’s footing, a sense of balance, growth, accomplishment and overall
good level of adjustment )εachover, 1960). Boys were also found to show a better
sense of proportion )Goodenough 1926; εortensen, 1991; Harris, 1963). Boys
surpassed girls in depiction of proportion, perspective, and sense of form; and showed
more imagination, humor, and originality )εortensen, 1991). Participation in physical
activities draw attention to body movements, limbs and knees )Koppitz, 1968;
Goodenough 1926; εortensen, 1991). εovements and action in may connote a
willingness to work through problems )Urban, 1967). This leads to change from fullface drawings to profile drawings )Goodenough 1926; εortensen, 1991). This
suggests a degree of evasiveness, turning away from others, defensiveness, and
striving toward independence )Batongbacal, 2000; Koppitz, 1968; εachover 1960).
Ears are likewise conspicuous and appear more in boys’ drawings )Koppitz, 1968).
Boys also depict the nose in two dimensions, depicting the nose bridge and nostrils.
Batongbacal )2000) contended that the nose is considerably a sexual symbol )Harris,
1963). Boys tended to direct attention away from the human figure itself and toward
objects or persons in the environment.
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On the other hand, girls were found to often exaggerate the size of the head and trunk
and particularly the eyes. Girls excelled in a number of details in their drawings
)Goodenough 1926; εortensen, 1991). An emphasized head is indicative of strong
intellectual strivings. Sometimes, it signals aggressive and expansive tendencies,
dependency, display and social communication. This indicates anxiety, repressions
and inhibitions. Emphasized eyes signify hostility, aggression, and exhibitionistic
trends. As Batongbacal )2000) reiterates, suspiciousness, ideas of reference or other
paranoid characteristics are embedded in emphasized eyes. Girls often drew in detail
most facial features, hair and hair styling )Harris, 1963). This indicates excessive
sexuality and possibility of moving into delinquent sexuality )Urban, 1967; εachover
1951). Often depicted are jewelry, neckline and flared skirts )Harris, 1963). Other
feminine traits include hair, pupils, eyebrows, both lips, and clothing, reflecting
attitudes learned unconsciously from social and cultural environments )Koppitz,
1968). They generally suggest concern of social acceptance and imitation of mother
figures interested in clothes and makeup )Koppitz, 1966). Elaborate clothing and
accessories show relative weakness through cosmetization and display. Flowers and
designs also represent sexual preoccupation )εachover, 1960). Bodily contours are
also ascribed to girls, with secondary sex characteristics )Harris, 1963). These
indicate strong identification with a dominant mother figure. Dependency and
sexuality also be relate, such that belts represent the navel )εachover, 1951; Urban,
1967). Girls are seen as subtle regarding aggression; thus, drawings have mittened
finger arrangements or left fingers missing altogether )εachover, 1951).
Boys’ drawings indicated the lack of contact with feelings, abstraction and interest in
other human beings. This tendency in females would suggest narcissism and over
concern with the body or in hysterical symptoms. An elaborate explanation of
patterns found in children’s drawings is dependent on the differences in models for
boys and girls. Boys have soldiers, cowboys, spacemen and gangsters as male figures
to look up to )εachover, 1951; εortensen, 1991). These differences cited are
attributed to a cultural factor embedded in gender. Girls show more perseverance, and
are more careful about details )Goodenough 1926; εortensen 1991). This makes
girls have greater practice for drawing, creating greater interest and attention to
people in clothing. Girls exceed boys in social interests, skills and possibly in
intellectual abilities )Harris, 1963). On the contrary, girls lack the ability to organize
details into wholes. This ability to incorporate spatial relationships in drawings
allowed boys to surpass girls in nearly all aspects of drawings. Only in decorations
that girls surpassed boys, giving off a sense of rhythm )εortensen, 1991).
Child Abuse
As noted in the unpublished work of Garcia )2009), physically abused are particularly
avoidant )Crittenden & Ainsworth, 1989). εost neglected children are likewise
classified as anxious and ambivalent )Youngblade & Belsky, 1990). Physically
abused children are described as aggressive. Their interaction with peers is
characterized by verbal and physical aggression. They are less compliant and more
impulsive than neglected children, with acting-out behaviors and lack of empathy
)Wodarski et al., 1990). Abused and maltreated children tend to develop brains that
are attuned to dangers. At the slightest threat, they look for signals that indicate
further abusive attacks. The brain becomes organized for the purpose of survival.
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Child victims are constantly in states of high alert that avoid further maltreatment but
hinder optimal development. These children are at risk for learning, emotional,
behavioral, and physical difficulties )Herman, 1992; Terr, 1990).
εany children who suffered sexual abuse have experiences of pain, shame, fear, and
confusion. Sexual abuse impairs the ability to understand and regulate emotions.
They may manifest post-traumatic symptoms like hypervigilance, intrusive thoughts,
feelings of helplessness, and flashbacks of traumatic experiences )Kendall-Tacket,
2002). They manifest emotional outbursts, low levels of emotional awareness, and an
emotionally disengaged stature. Dissociation occurs as a defense mechanism as
feeling disconnected from bodies to avoid being overwhelmed by traumatic
experiences )Wickham & West, 2002). Social interaction and dealings that require
intimate relationships are very difficult for sexually abused children )Howe, 2005).
Abused or neglected children suffer from neuroses or attempts to make life bearable,
as a way of interpersonal control and coping. Ten neurotic needs were summarized in
three broad coping strategies. The first is Compliance )εoving-Toward Strategy or
Self-effacing Solution), encompassing the need for affection and approval, the need to
please and be liked by others; the need for a partner; and the need to restrict life to
narrow borders. Second is Aggression )εoving-Against Strategy or the Expansive
Solution), including the need for power or control; the need to exploit others; the need
for social recognition or prestige; the need for personal admiration; and the need for
personal achievement. The third category is Withdrawal )εoving-Away-From or the
Resigning Solution), which involves the need for self-sufficiency and independence;
and the need for perfection and unassailability )Horney, as cited in Boeree, 1997).
Differences between the artwork of abused and nonabused children were found
)Hjorth & Harway, 1981). Human figure drawings have the potential to assess the
functioning of a child )Goodenough, 1926). Abused children depicted the size of legs
and/or arms as disproportional. They tended to omit feet from and to depict the size of
a figure’s head disproportionately. Additionally, abused children composed the
human body of a series of geometric figures, suggesting cognitive delays and
limitations )Blain et. al., 1981).
A study on body image of physically abused and normal adolescents showed that
human figure drawings differed significantly in six of eight hypothesized aspects:
erasure, clothing, detail, fingers, symmetry, and arm position. Drawings of physically
abused adolescents had less erasure, absence of clothing, fingers and detail. They
were less symmetrical and displayed rigid horizontal arm positions. Drawings of
normal adolescents contained more erasure and presence of the items absent in those
of physically abused adolescents. These support clinical descriptions of abused
adolescents having poor interpersonal relationships, introversive tendencies,
insecurity, anxiety, poor body image, adjustment and self-concept, and sex-role
confusion )Hjorth & Harway, 1981).
Abused children’s figures are less symmetrical than those of children who had not
encountered abuse. Comparing drawings of sexually abused and non-abused children,
it was found that sexually abused children were more likely to draw sexually explicit
features. Anxiety was also evident in their drawings. There were also indicators of
distress or uneasiness of mind regarding the body, actions or future events, being
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troubled, unsettled, worried or having a prolonged state of apprehension )Hibbard et
al., 1980). Sexual themes appear to inundate the artwork of sexually traumatized
children )Hjorth & Harway, 1981). When drawings of sexually abused children were
analyzed, emphasis on the pelvic region and portrayal of defined genitalia were seen
)Kelley, 1984). Human figure drawings of 5-12 year old children who had not
encountered sexual abuse included genitalia rarely )Koppitz, 1968). Abused children
were more likely to draw the legs of a figure pressed together, indicating an attempt to
control sexual desires or prohibit sexual attack )Koppitz, 1968). An awareness of
anatomical concepts and figures beyond a child’s age-expected knowledge are evident
through emphasized genital or breast areas, or depiction of sexual contact )εiller et
al., 1987). Emotionally, drawings from children who were sexually abused depict
significantly more anxiety than do drawings of non-abused children )Hibbard and
Harman, 1990).
Another study reported that when sexually abused children were evaluated, each child
focused on genitalia in his or her drawings )Sturner & Rothbaum, 1980). Sexual
anatomy in these drawings was often depicted in great detail )Thomas, 1980).
Drawings done by children who were victims of incest tended to minimize or
exaggerate features of a sexual nature )Yates, Beutler, & Crago, 1985). Sexually
abused children have been found to draw perpetrators with obvious phallic symbols
)Goodwin, 1982), while young children with experiences of sexual abuse often
depicted anatomically correct male genitalia )Hagood, 1992).
In a comparative study, sexually abused children were significantly more likely to
draw explicit sexual features )Hibbard, Roghman & Hoekelman, 1980). These results
suggested that the drawings of genitalia by children should alert clinicians to explore
the possibility of sexual abuse because drawing explicit sexual features may reflect
not only sexual knowledge beyond expected age-appropriate levels, but also
preoccupation )Van Hutton, 1994). In a study on child victims of incest, there is a
tendency to either exaggerate or minimize sexual features. Conclusions point to poor
impulse control and greater defensive structure emphasizing regression )Yates,
Beutler & Crago, 1985). There are suggested specific indicators in drawings of
abused children. These indicators include signs of tension, hostility, aggression and
signs of withdrawal )Schornstein & Derr, 1978).
Emotional signs of distress were also found in Human Figure Drawings gathered from
street children in a study done in Columbia. They were subjected to live on the
streets, exposed to violence due to neglect by their biological parents. Anxiety was
likely found in most drawings. There were mostly pictures of masculine, aggressive
males as the result of their self-perceived relationships to guerillas. The street
children’s drawings have two to three emotional indicators, which are indicative of
emotional problems and unsatisfactory interpersonal relationships )Aptekar, 1989). In
the Philippines, data reflect value regarding human figure drawings as an assessment
tool. Just looking at the drawings of abused children, practitioners get a feel of the
sexually abused victims’ sense of powerlessness and the feeling of being broken and
damaged, coupled with helpless stances. Furthermore, poor quality of the drawings
was observed, which could reflect their undeveloped mental abilities and constricting
effect of the recent trauma they have experienced. Nevertheless, a glimpse of their
resilience is seen )Carandang, 1996).
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STATEεENT OF THE PROBδEε
The study aims to identify common themes of interpretations based on gender and
type of abuse. Specifically, the study seeks to identify: 1) common interpretive aspects
of human figure drawings of children with experience of abuse, their differences
according to gender, and 3) their differences according to the type of abuse
experienced.
εETHODS AND PROCEDURES
The study is qualitative in nature, with the aim of discovering significant themes and
aspects in the interpretations of children’s drawings. The focus is on confirming the
possibility that the Draw A Person )DAP) test helps to assess child abuse. A total of
175 cases with the Draw A Person Test, were included in this study. These were cases
from Saint δouis University-Sunflower Children’s Center )Child and Youth Wellness
Center), a psychotherapeutic center for children. In the table below, the number of
cases per type of abuse and gender.
Gender
Type of Abuse
Neglect and
Abandonment
εale
17
32
33
Female 65
12
16
Total
82
44
49
Table 1. Distribution of cases per gender and type of abuse
Sexual Abuse Physical Abuse
Total
82
93
175
The participants of the study were given a sheet of paper and a pencil, with the
instruction “Draw a Person”, as part of their assessment. The drawings were
interpreted by the children’s respective psychotherapists using a list of possible
interpretations as cited in Costa )2002) and in Batongbacal )2000). These were based
on the works of several authors, clinicians and researchers who have attained
considerable experience in administering and interpreting children’s drawings. Data
for this study came from the individual psychological reports that contained the
interpretations of the children’s human figure drawings.
Documentary analysis via thematic approach was done on the individual
psychological reports of the child abuse cases. Once the reports revealed significant
interpretations from the child clients’ human figure drawings, these were sorted and
grouped according to emergent themes and aspects, then analyzed with respect to
gender and type of abuse. Based on the analyses, a simplified list of common aspects
and possible interpretations pertinent to child abuse was made.
RESUδTS AND DISCUSSIONS
Common Interpretive Aspects
Human figure drawings of children with experiences of abuse depict several
prominent aspects. These aspects are synthesized under two broad themes:
Helplessness and Resilience. Aspects included under Helplessness represent
limitations, delays, and poor skills in different life areas of children with experiences
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of abuse represented as Self and Bodily Uncertainty, Cognitive δimitation, Social
Inhibition, and Sexual Preoccupation. Consequences of abusive experiences related
to emotions and feelings such as Anxiety, Aggression, Restriction, Guilt, and
Suspicion were fused under Poor Affect Regulation. These represent the current
states of children with experiences of abuse. εeanwhile, emergent needs were found
to be aspects of Resilience. These represent strategies similar to those identified by
Horney, namely: Compliance )moving-toward), Aggression )moving against) and
Withdrawal )moving away from) strategies.
Differences in Interpretive Aspects according to Gender
Females were more likely to project bodily uncertainty and concern for outward
appearance. They projected more limitations in cognitive ability, as manifested by
disproportionate drawings and omissions of major body parts, giving an impression of
distorted thinking. Controlling social interactions as indicated by stiffness in body
posture were also features unique to only females, rooted in the element of shame.
With regard to sexual aspects, female children with experiences of abuse more
frequently featured problems in their human figures than males. Anxiety in their
drawings was anchored on possible sexual attack, being subjected to novel situations
they have no control over, and meeting new people. Females frequently projected
euphoric and grandiose tendencies coupled with attempts to control unpleasant
experiences by wanting to hide or wish to forget traumatic experiences. Findings on
guilt revealed that feelings of self-blame were as well evident only in their drawings
with the tendency to be wary and cautious.
εale children with experience of abuse had indeed expressed more conflicts
regarding the self, such as feelings of not being accepted, instability, insecurity, and
self-confusions. Frequently, their human figure drawings were presented as small
entities. Difficulties in the cognitive area reflected in the inability to express their
perception of the environment through illustrative manner. Further, males were more
likely to project concerns for outward social appearance with anxiety and fear.
Emphasis on the waistline and male genitalia were more evident in their drawings as
expressions of sexual preoccupation. Anxiety related to cognitive ability and
interacting with the opposite gender was found only in their drawings alongside
explicit aggressive features. εales were the only ones to project rigidity and control
portrayed by the excessive need to suppress emotions. Feelings of guilt in relation to
stealing behaviors were found only in their drawings.
With regard to resilience, females have projected signs of adequate sexual
development and representation of the environment, social openness, and strivings for
social assertion and dominance in their human figure drawings. εeanwhile,
compensatory needs in response to deprivation of love, care, and nourishment were
found more frequently in males with strivings for strength, power, independence, and
control. As a sign of resilience, males had a more pronounced ease in expressing
experiences through illustrations, as shown by a good sense of proportion.
Differences in Interpretive Aspects according to Type of Abuse
Sexually abused children were more likely to project bodily uncertainty and tendency
to be wary. It was in their drawings that concern for outward appearance, evasion and
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withdrawal were rooted in the element of shame. They more frequently drew unique
figures representing being dirtied by previous abusive attacks and figures signifying
anger projected toward perpetrators. The lack of aggression was also coupled with
difficulties in coping with threatening circumstances. Aspects of control were more
evident, featuring rigidity with regard to possible sexual attack, stubborn attitude, and
refusal to listen to criticism alongside a prolonged state of apprehension.
Small entities alongside confusions related to the self were seen more in the drawings
of physically abused children. The inability to cope with a hostile environment and
presence of aggressive models at home, accompanied by the tendency to be
competitive as suggested by explicit aggressive features were more evident in their
drawings. Guilt, rigidity and control, and attempts to control unpleasant experiences
by wanting to hide or wish to forget traumatic experiences were likewise evident in
only physically abused children.
Neglected or abandoned children were more likely to project concerns for outward
social appearance, defensiveness, and detachment in their drawings. Deficits in selfmonitoring skills and self-awareness and rationalizations about subsequent anger were
likewise more ascribed to them. They frequently projected euphoric and grandiose
tendencies as signs coupled with feelings of guilt over failure to act correctly to great
frustration by a restricting environment.
Present only in sexually and physically abused children were figures floating on
undulating or rippling water, indicating uncertainty about the self. They expressed
difficulties in expressing their perceptions in the environment through illustrative
methods and more frequently emphasized the waistline and male genitalia. Signs of
great desires to avoid aggression were more evident in their drawings, alongside
feelings of self-blame. In physically abused and neglected or abandoned children,
anxiety related to cognitive ability and feelings of not being accepted were unique
features. Fear of interacting with the opposite sex was more evident with feelings of
guilt in relation to stealing behaviors. The lack of achievement, inadequacies,
tendency to inhibit and suppress emotions, feelings of fear attributed to abandonment,
and apprehensions in handling intellectual tasks were more prominent in sexually
abused and abandoned or neglected children. Elaborate clothing, hair, and crotch
area, which indicated excessive sexuality, were more present in their drawings.
With regard to resilience, only sexually abused children had expressed adequate
sexual development through a figure of a girl with a rounded middle, pertaining to
positive identification with one’s mother. Needs for social assertion and dominance
were seen frequently in their drawings. The need for controlling social interactions to
maintain a sense of control unpleasant experiences by wanting to hide or forget
traumatic experiences were features unique to only physically abused children.
Compensatory needs in response to deprivation of love, care, and nourishment,
feelings of instability, insecurity, and confusions about the self were found in the
drawings of abandoned and neglected children. It was only in their drawings that
strivings for masculinity, physical power and strength were valued and appreciated, as
suggested by emphasized muscles. Strong identification to others and adequacy in
expression in their drawings were identified in only those who were sexually abused
and abandoned or neglected together with strivings for strength, power, and control.
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CONCδUSION
Through simple human figure drawings, even children such as those who have
encountered traumatic and abusive events in the past are able to put into paper the
facets of their lives that have been overshadowed by post-traumatic symptoms of
child abuse. As a projective test, drawings of human figures are relatively less
invasive methods of uncovering the psychological makeup of children with
experience of abuse.
Human figure drawings of children with experiences of abuse depict ten prominent
aspects, synthesized under two broad themes: Helplessness and Resilience. Aspects
included under Helplessness represent limitations, delays, and poor skills in different
life areas of children with experiences of abuse represented as Self and Bodily
Uncertainty, Cognitive δimitation, Social Inhibition, and Sexual Preoccupation.
Consequences of abusive experiences related to emotions and feelings such as
Anxiety, Aggression, Restriction, Guilt, and Suspicion were fused under Poor Affect
Regulation. These represent the current states of children with experiences of abuse
via their human figure drawings. εeanwhile, emergent needs were found to be
aspects of Resilience, strategies similar to those identified by Horney, namely:
Compliance )εoving-Toward), Aggression )εoving-Against) and Withdrawal
)εoving- Away-From) strategies.
Both similarities and differences are present in the manner by which males and
females project interpretive aspects in their drawings. Aspects were more likely to be
inferred from human figure drawings of both male and female children with
experiences of abuse.
Similarities like these represent typical aspects that are
relatively less gender-related. Bodily uncertainty was more evident in females;
whereas self-concept was seen more in males. A lack of aggression in females
opposite numerous overt signs of hostility in males were observed. Grandiose and
euphoric tendencies were found more in females, while emotional suppression was
ascribed to males. Sexual development and social openness were found adequate in
females, while adequacy in expression through illustrations was seen in males
together with strivings for strength and love. Such are examples of aspects that are
very much dependent on gender.
δikewise, similarities and differences were evident in the human figure drawings of
all types of abuse. Again, most aspects were identified in all types of abuse. This
implies that for sexually abused, physically abused, and abandoned or neglected
children, comparable concerns are projected in their human figure drawings.
Similarities identified in the interpretive aspects of human figure drawings found in
two types of abuse such as difficulties in cognitive expression in physically and
sexually abused children represent overlapping aspects due to concurrence. Hence,
we could say that similar degrees of cognitive limitation may be found in the
drawings of children that have experienced both sexual and physical abuse. The same
may be true for other combinations of concurrent types.
Some aspects are unique to a specific type of abuse such as sexual preoccupation
projected in the human figure drawings of sexually abused children, numerous signs
of overt aggression in physically abused children, and euphoric and grandiose
tendencies in neglected and abandoned children. Aspects such as these imply that
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some interpretations may exist only in the drawings of either one of the three types.
A limitation encountered in this study was the lack of other supportive cases relevant
to child abuse, as attributed to the occurrence of each type with respect to gender. For
example, sexual abuse in males was significantly less prevalent as compared to
females. εoreover, concurrent cases )sexual and physical abuse; sexual abuse and
abandonment or neglect; physical abuse and abandonment or neglect; and all types of
abuse occurring simultaneously) existed. As such, isolating the interpretations
indicative of only one type of abuse was difficult.
A Guide to Assessing Abuse in Children’s Drawings:
Drawing Features with Possible Significant Interpretations
Drawing Features
Possible Interpretations
Helplessness
The drawing features below may indicate problems and difficulties in the child’s current state
A. Self and Bodily Uncertainty
1. Stick figure/s
Insecurity; self-doubt )Urban, 1967; δevy, as cited in Costa, 2002).
2. Shadings on the
Body anxiety; psychosomatic problems )Koppitz, 1966, 1968).
trunk
Acute anxiety, conflict, or fear, usually in the areas of sex,
3. Transparencies
childbirth or bodily mutilation )Koppitz, 1966, 1968).
Expansiveness of self-esteem, immaturity, poor inner control
4. Big Figure
)Koppitz, 1966, 1968); Euphoric or grandiose tendencies )Ogdon et
al, 1967).
5. Absence of the neck Immaturity, impulsivity; poor inner control )Koppitz, 1966, 1968).
Insecurity; related to feeling of inadequacy, a shrunken ego,
concern over dealing with the environment )Koppitz, 1966, 1968;
6. Tiny Figure
Jolles, as cited in Costa, 2002; εachover, 1951); Generalized
discontentment with feelings of inferiority, ineffectiveness,
inadequacy, and insecurity )Ogdon et al, 1967).
7. Shading
Extreme shading indicates self-doubt, self-criticism )Urban, 1967).
Sign of self-assurance )Urban, 1967); Unimproved pathology-low
8. Reinforced δines
self-esteem, feelings of inferiority )Batongbacal, 2000)
Physical inadequacy and unbalanced appearance of self-concept,
9. Asymmetry of limbs
possibly with sex role confusion )Ogdon et al, 1967).
B. Cognitive δimitations
Common in children under age 6 and 7; frequent in aggressive
1. Poor Integration of
children, those with poor school performance )Koppitz, 1966,
parts
1968).
Intense feelings of intellectual inadequacy )Koppitz, 1966, 1968;
2. Tiny head
Urban, 1967 and εachover, 1951).
3. Transparencies
Normal for small children )εachover, 1951 and Urban, 1967).
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4. Omitted nose, eyes,
Similar to what is expected of younger children )Koppitz, 1966,
mouth, ears, neck, and
1968).
other body parts.
Normal in young children )Koppitz, 1966, 1968); Poor adjustment
5. No body
and school achievement )Koppitz, 1966, 1968; Ogdon et al, 1967).
δack of ambition )εachover, 1951; Urban, 1967; Buck, 1948;
6. Short arms
Ogdon et al, 1967)
7. Asymmetry of limbs Poor coordination; special cognitive needs )Koppitz, 1966, 1968).
8. Stick figure/s
Intellectual guarding )Urban, 1967; δevy, as cited in Costa, 2002).
9.Collars,
tie, Concern for intellectual mastery )Urban, 1967 and εachover,
necklaces
1951).
C. Social Inhibition
Withdrawal related to dealing with the environment )Koppitz,
1966, 1968; Jolles, as cited in Costa, 2002 and εachover, 1951);
1. Tiny Figure
Excessive defensiveness with low self-esteem )Ogdon et al, 1967).
2. Stiffness/Rigidity in Reluctance to reach out to others with feelings of social inadequacy
posture
)Koppitz, 1966, 1968, Batongbacal, 2000)
3.
Broken lines or δack of assertiveness )εachover, 1951); anxiety, timidity,
Sketch lines
withdrawal as primary defense )Urban, 1967).
Introversive self-absorbed tendency; low interest in perceiving
4. Vacant eyes
environment; low perception of self; communication difficulty
)Hammer, 1958; εachover, 1951; Urban, 1967; Ogdon et al, 1967).
Difficulty in reaching out towards others; poor interpersonal
5. Arms clinging
relationship )Koppitz, 1966, 1968).
Excessive security need )Urban, 1967; εachover, 1951; Ogdon et
6. Feet-too big
al, 1967).
Aggressive reaching out )Koppitz, 1966, 1968); Related to love and
7. δong arms
affection )εachover, 1951; Jolles, as cited in Costa, 2002).
8. Stick figure
Evasion )Urban, 1967 and δevy, as cited in Costa, 2002).
9. Glanced eyes
Social difficulties )Costa, 2002).
D. Sexual Preoccupation
1. Big Hands
Acting-out behavior involving the hands )Koppitz, 1966, 1968).
2.Collars,
tie, Concern over intellectual mastery over physiological needs and
necklaces, etc.
sexual impulses )Urban, 1967 and εachover, 1951).
Emphasis on sexual control )Urban, 1967); Extreme control of
3. Special attention to
sexuality because of guilt feelings or loss of sexual control )Ogdon
the midbody area
et al, 1967).
4. Detailed crotch
Sexual interest )Batongbacal, 2000)
5. Hands near crotch
Sexual interest )Batongbacal, 2000).
Preoccupation with sex )Urban, 1967); Preoccupation with body
6. Nudity
processes and development )εachover, 1951 and Urban, 1967).
7. Phallic symbol
Sexual preoccupation; fear of impotence )Costa, 2002).
8. Flower or circled Overt sexual interest; in females, substitution of the genitals )Costa,
object in the body
2002).
Excessive sexuality )Urban, 1967); Severe anxiety about sexuality
9. Hair emphasized
)Jolles, as cited in Costa, 2002); Virility conflict with imminent
possibility of moving into delinquent sexuality )εachover, 1951);
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Sexual preoccupation )Buck, 1948; Di δeo, 1983; Hammer, 1958
and Ogdon et al, 1967).
10.
δegs
pressed Rigid attempt to control sexual impulses or possible sexual attack
together
)Koppitz, 1966, 1968; εachover, 1951; Urban, 1967).
11. δower half of the
Sexual disturbance and “blocked sexuality” )εachover, 1951).
body omitted
E. Poor Emotional Regulation )Anxiety, Aggression, Restriction, Guilt, Suspicion)
1.
Broken lines or
Anxiety and rigid control of impulses )Urban, 1967).
Sketch lines
Overtly hostile impulses )Urban, 1967); Sign of tension and
2. Reinforced lines
hostility )Jolles, as cited in Costa, 2002).
εanifestation of anxiety; degree of shading is related to the
3. Shading
intensity of the anxiety within the child )Koppitz, 1966, 1968).
Anxieties in relation to safety and control; possible aggressive and
4. Shading feet
assaultive tendencies )Hammer, 1958, εachover, 1951, Urban,
1967, Ogdon et al, 1967).
5. δegs cut off
δack of autonomy )Buck, 1948 and Ogdon et al, 1967).
Separation of intellectual ideas from emotions and feelings which
6. δong and thin neck contributes to the difficulty in controlling basic drives and impulses
)Buck, 1948, Urban, 1967, Ogdon et al, 1967)
Aggressive and acting-out tendencies, expansive, euphoric or
grandiose tendencies )Ogdon et al, 1967); Poor inner control
8. Big figure
)Koppitz, 1966, 1968).
Hostile feelings )Costa, 2002); Overt aggression )εachover, 1951);
9. Talon like fingers
Controlling anger )Buck, 1948; Ogdon et al, 1967).
Hostility towards others; rebellion and anger )Koppitz, 1966,
10. Crossed eyes
1968).
11.
Spiked hair, Negative feelings directed toward perpetrators; identification with
helmets
aggressive models at home )εachover, 1951, εortensen, 1991).
Stubborn attitude and possible rigidity )Urban, 1967). Possible
12.
Neckdifficulty in dealing with impulses )Gurvitz, as cited in Costa,
overemphasized
2002).
13. No nose
δack of overt aggressiveness )Koppitz, 1966, 1968).
14.
Emphasized
Primitive aggression and excessive control of anger )Urban, 1967).
nostrils
δack of aggressiveness and leadership; Impulse inhibition
15. Short arms
)Koppitz, 1966, 1968); Feelings of weakness )Jolles, as cited in
Costa, 2002).
Guilt over failure to act correctly or inability to act at all )Koppitz,
16. Hands cut off
1966, 1968).
Conflicts and guilt feelings for manual activity )Di δeo, 1983;
17. Hidden Hands
εachover, 1951 and Ogdon et al, 1967).
18. Hands not well Aggression and possibly furtive outbursts of aggression )Urban,
defined
1967; εachover, 1951 and Jolles, as cited in Costa, 2002).
19.
Hands in the
Unwillingness to deal with situation )εachover, 1951).
pocket
Anxieties related to some actual or imaginary activity involving the
20. Shading arms
arms )Koppitz, 1966, 1968); Guilt feelings for aggressive impulses
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23. Glanced eyes
24. Stick figure
or masturbatory activity )εachover, 1951).
Frequent in children who steal; actual or imaginary activity
involving hands )Koppitz, 1966, 1968); Guilt over real or
fantasized action: masturbation, assault or theft )Costa, 2002; Buck,
1948; Koppitz, 1966, 1968; εachover, 1951; Ogdon et al, 1967).
Hostility, aggression; in girls, exhibitionistic trends )Urban, 1967);
Suspiciousness, ideas of reference or paranoid characteristics;
aggressive acting-out tendencies, especially if eyes are dark,
menacing, or piercing )Hammer, 1958; εachover, 1951; Urban,
1967; Ogdon et al, 1967; Batongbacal, 2000).
Suspiciousness; related with guilt feelings.
Rigidity )Urban, 1967 and δevy, as cited in Costa, 2002).
25. Absence of neck
Impulsivity and poor inner control )Koppitz, 1966, 1968).
21. Shading hands
22. Eyes emphasized
26. Special attention to Guilt feelings or sense of impending loss of sexual control )Ogdon
the midbody area
et al, 1967).
Resilience
The drawing features below represent the child’s strengths, coping and their emergent needs.
A. εoving-Toward Strategy
Ambition for achievement or for acquisition, including striving for
1. δong arms
love and affection )εachover, 1951 and Jolles, as cited in Costa,
2002).
Tendency to compensate by trying to exude high self-esteem due to
2. Big figure
the lack of positive self-concept, self-worth and security
)Batongbacal, 2000)
Positive identification with a mother figure; strong identification
3.
A girl with a
with a maternal figure )Harris, 1963, εachover, 1951, Urban,
rounded middle
1967).
Need for security and strong need for firm foundation of support
4. Feet too big
)Urban, 1967, εachover, 1951, Ogdon et al, 1967).
B. εoving-Against Strategy
1. Facial expressions, Positive sign of social openness, and empathy )Koppitz, 1966,
emotions, moods
1968).
Striving for power and control, sign of self-assurance )Urban,
2. Reinforced lines
1967).
3.
Emphasized εasculine strivings; strivings for strength and dominance
muscles
)εachover, 1951, Buck, 1948, Di δeo, 1983, Ogdon et. al)
4. Big hands
Striving for strength; compensating for weakness )εachover, 1951)
Compensatory drive or reaction formation towards physical power
6. δong and thin neck
or aggressive tendencies )εachover, 1951 and Urban, 1967).
C. εoving-Away-From Strategy
Strong need or striving for autonomy and aggression )Buck, 1948,
1. δegs too long
Hammer, 1958, Jolles, as cited in Costa, 2002 and Urban, 1967).
Ambition for achievement or acquisition, including striving for
2. δong arms
love and affection )εachover, 1951 and Jolles, as cited in Costa,
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2002).
3. δarge head
Strong intellectual strivings )Urban, 1967)
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Addressing academic writing needs of ESL (English as a Second Language)
undergraduate students
Loi Chek Kim
Unversiti Malaysia Sabah, Malaysia
Mehmet Cem Odacıoğlu
University of Sakarya, Turkey
Shameem Ahmed
Universiti Malaysia Sabah, Malaysia
Shabbir Ahmed
Universiti Malaysia Sabah, Malaysia
Henry Bating
Universiti Malaysia Sabah, Malaysia
Abstract
This study reports on a genre-based study examining the employment of
communicative purposes )moves) in the body paragraphs of academic essays written
by ESδ )English as a Second δanguage) students at a university in εalaysia. A move
analysis on the body paragraphs of student English academic essays is carried out
using Peacock’s )2002) move-structure model of the discussion section. Students’
perceptions on their academic writing experience elicited through an interview are
included as an accompanying data. The present study has pedagogical implications in
teaching academic writing to ESδ undergraduate students.
Keywords: Communicative purpose, academic writing, interview, pedagogical
implication
1. Introduction
This study investigates the academic English language needs of ESδ )English as a
Second δanguage) students in writing the body paragraphs of English academic
essays. The discussion into the students’ English language needs is addressed from )i)
a move analysis on body paragraphs of the students’ academic essays and )ii) an
accompanying interview data in relation to writing problems/difficulties in an EAP
)English for Academic Purposes) classroom. The present study has pedagogical
implications.
The move analysis on the body paragraphs of student academic essays is based on
]1[’s move structure framework. Non-native speakers may find the forms and
functions of English academic writing “ambiguous and incomprehensible” )]2[ cited
in ]3[, p.354). The findings will assist ESδ learners to write a ‘good’ discussion
section, which )along with the introduction section), is known to be one of the most
difficult and complex sections to write ]4[. According to ]5[, using move analyses,
students can intentionally exploit the communicative functions and their linguistic
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Canadian International Journal of Social Science and Education
Volume 10, January2017
features through tasks and materials similar to the ones which they are supposed to
understand and write.
In addition, the need for examining the body paragraphs )the body paragraph is
considered to be functionally similar to the discussion section) has, to a certain extent,
been motivated by the increasing importance of the discussion section over time ]6[.
Past studies which have been undertaken on the discussion section have identified
various move-structure models. In one of the earliest studies on the discussion section,
)]6[, p.118) identified eleven moves in the discussion section of ε.Sc. dissertations
and articles on irrigation and drainage published in the proceedings of an international
conference. These moves include )i) background information, )ii) statement of result,
)iii) )un)expected outcome, )iv) reference to previous research, )v) explanation of
unexpected results, )vi) exemplification, )vii) deduction, )viii) hypothesis, )ix)
reference to previous research, )x) recommendation, and )xi) justification. On the
other hand, ]7[ proposed a 9-move structure suggesting a discussion section
comprising the following moves, namely:
information move
statement of result
finding
)un)expected outcome
reference to previous research
explanation
claim
limitation and
recommendation
These nine moves are suggested along with a three-part framework which includes
a series of move cycles combining two or three of the above nine moves. The threepart framework and move cycle series are
introduction )information move or information move+reference to previous research
or statement of results/findings)
evaluation )statement of results/findings+reference to previous research) or
)claim+reference to previous research); or )reference to previous research+claim)
conclusion )finding+claim, or recommendation).
Based on )]6[, p.118) move-structure model of natural science discussion sections,
]8[ proposed a modified version of the model for humanities and social sciences
discussion sections which comprises eight moves including a new move ‘outlining
parallel or subsequent developments’ which ]8[ found in the concluding paragraphs of
history articles. Writers of history articles employed this move to provide a
“presentation in summary form of data additional to that given in the main body of the
article” )p.324). εoves in ]8[’s model are therefore:
background information
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statement of result
)un)expected outcome
reference to previous research
explanation of unsatisfactory result
generalization
recommendation
outlining parallel or subsequent developments
In a more recent study on the discussion section ]1[, articles from seven disciplines
were examined, namely physics, biology, environmental science, business, language
and linguistics, public and social administration, as well as law using ]7[’s model.
]1[’s model appears to display a more extensive range of communicative categories
than ]8[’s model. ]1[’s revised model comprising a three-part framework of move
cycles of two or more of the following eight moves, namely:
information move )background about theory/research aims/methodology)
finding )with or without a reference to a graph or table),
expected or unexpected outcome )comment on whether the result is expected or not),
reference to previous research,
explanation )reasons for expected or unexpected results),
claim )contribution to research - sometimes with recommendation for action),
limitation and
recommendation )suggestion for future research).
The present study has two objectives. Firstly, it investigates the rhetorical strategies
used in the body paragraphs of ESδ students’ English academic essays. The model of
]1[ as elaborated above was used as the starting points in this study to investigate the
rhetorical moves.
Secondly, it investigates the writing problems as perceived by these ESδ students
through an interview. Interview responses serve as accompanying data to the move
analysis. Apart from this, students’ English academic writing problems are diagnosed.
The findings have pedagogical implications in an EAP )English for Academic
Purposes) classroom. The research questions in the present study are formulated as
follows:
What are the rhetorical moves employed in the body paragraphs of
students’ English academic essays?
To what extent does students’ feedback match with findings obtained from the
move analysis?
What are the writing problems faced by ESδ undergraduate students in an EAP
)English for Academic Purposes) classroom?
What are the pedagogical implications of the study?
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2. εethodology
In the literature, it is noted that there is a possibility of conflict between observed
headings and the apparent rhetorical function of corresponding text. Thus, the textual
boundaries between sections are confirmed not only based on the headings, but also
on other factors such as content of the discourse, linguistic clues, and the
communicative purpose of the text )]9[; ]10[). The body paragraph which occurs
between the introduction paragraph and the conclusion paragraph is considered to be
functionally similar to the discussion section. Thus, the present study employed an
analysis framework of the discussion section to examine the rhetorical patterns
employed in the body paragraphs of students’ English academic essays.
The present study comprises two parts. The first part is to conduct a move analysis
on the body paragraphs of student academic essays using ]1[’s model of the
discussion section. For this purpose, 30 body paragraphs of English academic essays
written by 30 ESδ students were randomly selected from two EAP classrooms )15
body paragraphs from each of the two EAP classrooms) at University εalaysia
Sabah. The body paragraphs were written by student participants from the Faculty of
Business and the Faculty of Information Technology. They have obtained εUET
)εalaysian University English Test) Band 3 or 4 results and have not taken up any of
the English courses at the University prior to taking the EAP course )UB00402). They
were required to enrol in the EAP course in their fourth semester that is, after
completing their selected foreign language for three semesters.
These 30 ESδ students were divided into ten groups of three )5 groups of 3 from
each of the two EAP classrooms). Each of these 3-member groups )10 groups) chose
one topic from the topic list provided by the individual lecturer and wrote an English
academic essay on the topic. The ten English academic essays are on the following
topics:
)i) The influx of unemployed graduate rate in εalaysia
)ii) Restraining prostitution in Klang Valley, Selangor
)iii) Precautions for recent flood disaster in εalaysia
)iv) Burden of goods and services tax )GST) on lower income group
)v) How to overcome human trafficking in εalaysia?
)vi) Sexual harassment in the workplace in Kuala δumpur, εalaysia
)vii) Identify the solution for divorce problem in εalaysia
)viii) Ways to overcome road accidents
)ix) Ways to enhance graduate employability through courses offered at UεSKAδ
)Universiti εalaysia Sabah, Kampus Antarabangsa δabuan)
)x) How to reduce the effect of global warming in εalaysia?
Each of the three members in the same group wrote a body paragraph )containing
450-500 words) discussing a solution to the problem/issue posed in the selected essay
topic. At the end of the writing process, each of the ten groups produced one
introduction, three body paragraphs )each of the three group members wrote one
paragraph) and one conclusion. However, only the body paragraphs were examined in
the present study. The corpus of the present study hence comprises 30 body
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paragraphs of ten academic essays written by 30 ESδ students.
In the first stage of this study, a move analysis was carried out to code the moves
)communicative purposes) in the corpus by using ]1[’s model as a basis to draw up
move categories found in the set of data. εove analysis provides the theoretical
framework for analysing text )]11[ & ]12[).
In move analysis, texts are conventionally divided into elements or stages, which
represent the writers’ communicative purposes. These stages are known as “moves”
)]11[, p. 141). In the move analysis, when the move emerged in the corpus is not
found in ]1[’s move model of the discussion section, a new code was labelled as
closely as possible to relate to the function of the move. In the present study, moves
were labelled with cardinal numbers )e.g. εove 1, εove 2). The following illustrates
a sample of move analysis of a segment from the corpus:
E5
One of the ways to solve the influx of unemployed graduate rate in εalaysia is
reducing the demand for an unrealistic salary and benefits by the graduates. ]εove 2Finding[ The main reason of fresh graduates being rejected after the interview
sessions was because of the unrealistic expectations of salaries… ]εove 6Explanation[…The other way to solve this problem is to improve the soft skills of the
undergraduates by boosting their confidence. ]εove 2- Finding[ Basically, soft skills
refer to personalities, attributes, qualities and personal behaviour of individuals.
]εove 3- Definition[ …
The results of the coding/move analysis were subjected to a quantitative analysis
which included the frequency counts of body paragraphs employing the moves.
To cater for the second part of the study, an interview was administered to find out
the English academic writing experience of ten randomly-selected students from the
two EAP classrooms )5 students from each of the two EAP classrooms). Freeresponse questions are formulated for the interview. Such questions will allow target
students express their views in their own words )]13[, cited in ]14[, p. 55 or cited in
]15[) as well as to give more opportunities to explore many possibilities that
individuals might create a question )]16[ cited in ]14[, p. 55).
For the first part of the analysis, the data was coded based on ]1[’s move structure.
On the other hand, for the second part of the analysis )interview), the data was coded
based on the emerging themes in the participants’ responses. This was conducted by
first selecting the relevant key responses and then grouping them according to
categories in a coding frame followed by interpretation or key words.
In order to enhance coding reliability, the researcher coded the corpus on two
occasions separated by one month, then compared the results of the two rounds of
coding. When the coding of the particular moves differed greatly between the two sets
of coding, the researcher made an attempt to redefine the moves. This process
involved repeated readings and making use of linguistic signals/clues )cf. ]17[).
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3. Results and Discussion
In the group academic essay assignments, students seem to favour using εove 2
)Finding) )100% of the body paragraphs) and εove 6 )Explanation) )100% of the
body paragraphs). This is followed by εove 5 )Reference to previous research) )90%
of the body paragraphs), εove 7 )Examples) )50% of the body paragraphs) as well as
εove 10 )Elaboration) )50% of the body paragraphs) and εove 9 )Evaluation) )40%
of the body paragraphs). The following three moves, namely εove 4 )Deduction),
εove 8 )Quotes) and εove 1 )Background information) are rarely used in the body
paragraphs of students’ academic essays )only 10% of the corpus employing each of
these three moves). This move analysis result is tabulated in Table 1:
Table 1 Frequency and percentage of the body paragraphs of student academic essays
employing the moves
εove
N
3
εove 1 Background information
and/or
εove 2 Finding )provide solutions to
and/or
30
the selected issue)
εove 3 Definition
and/or
9
εove 4 Deduction
and/or
3
εove 5 Reference to previous research
27
and/or
εove 6 Explanation )reasons for the given
solutions)
30
and/or
εove 7 Examples
and/or
15
εove 8 Quotes
and/or
3
εove 9 Evaluation
and/or
12
εove 10 Elaboration
15
%
10%
100%
30%
10%
90%
100%
50%
10%
40%
50%
The findings )εove 2) are about solutions to the issue investigated. Some examples
of εove 2 are as follows. The examples presented below are taken from the student
work and thus contain grammatical errors.
E2
One of the solutions that we think best fit to overcome the problem that been
facing ]that has been faced[ by the government regarding the issues of human
trafficking in εalaysia are by tighten ]tightening[ up the border security around the
country. ]εove 2-Findings[
E5
One of the ways to solve the influx of unemployment graduate rate in εalaysia is by
reducing the demand for an unrealistic salary and benefits by the graduates. ]εove 2Findings[
E9
Firstly, one of the way ]ways[ to prevent prostitution in εalaysia is by enforcing
the εalaysian law. ]εove 2-Findings[
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The solution to a problem is sometimes followed by an elaboration )εove 10)
)50% of the body paragraphs). An example )E12) from the corpus is presented below:
E12
One of the easier attempts at ]to[ minimize the aftermath of implementation of
GST is to raise minimum wages of lower income group.]εove 2- Finding[ According
to this point of view, the minimum view had been standardize ]standardized[ by
εalaysian government since 2012 but it ]is[ not enough for the lower income group to
cover their expenses when GST begin ]begins[ to be implemented and goods price
will be increase ]increased[ as well. ]εove 10- Elaboration[
The finding is however commonly followed by an explanation )εove 6) )100% of
the body paragraphs). This phenomenon is shown in the following examples:
E5
… ]εove 2-Findings[. The main reason of fresh graduates being rejected after the
interview process was because of the unrealistic expectations of salaries, … )Aruna,
2011) ]εove 6-Explanation[
E9
… ]εove 2-Findings[. Advocacy is important in HIV prevention because it can
enable things to be done which a single organization could not do on its own, …
]εove 6-Explanation[
E13
Besides that, enhancement of public transport system is also a crucial part of the
solutions to reduce financial problem of low income group ]εove 2-Findings[. This is
because they are unaffordable to own a vehicle and public transport is the only choice
for them to commute. ]εove 6-Explanation[
The explanation is quite frequently supported by reference to previous research
)εove 5) )90% of the body paragraphs). The following E 9 and E11 show the use of
an integral citation and a non-integral citation respectively to indicate the source of
the paraphrased information. The paraphrased information is used by students to
support their arguments/points.
E11
Punctuality of public transport, especially buses and trains is an issue that had been
the challenge and addressed by government for decades )Ibrahim, 2014). ]εove 5Reference to previous research[
E9
One of the ways to prevent prostitution in εalaysia is by enforcing the εalaysia
law ]εove 2-Findings[. Special Committee on Pornography and Prostitution )1985)
says that … ]εove 5- Reference to previous research[
Students sometimes use the example move )εove 7) )50% of the body paragraphs)
as supporting details to main ideas. E16 exemplifies the phenomenon:
E16
They should do monitoring regularly especially at the road that have higher
potential of having a bad road condition ]on roads that have higher potential of having
bad road conditions[. For example, the road that usually ]roads that are usually[ used
by heavy vehicles such as lorry ]lorries[. ]εove 7-Examples[
E17
…Other examples are drivers failing to signal a turn and overtaking other cars
without due care. ]εove 7-Examples[
In addition to the εove 7 )examples), although rarely used, quotes ]εove 8[ )10%
of the body paragraphs) are used to support one’s arguments as shown in the example
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)E18) below:
E18
Our government should reschedule our laws or acts especially related to our
environment as according to Benjamin Franklin’s words “an ounce of prevention is
worth a pound of cure”. ]εove 8-Quotes[
Another move, Deduction )εove 4) which purpose is to draw
inferences/conclusions from the findings, is rarely found in the corpus )10% of the
body paragraphs). One example from the corpus is presented below:
E9
Over Rε10000 of the fund will be channel ]channelled[ to HIV prevention
programs for sex workers and transgender )The Star 2012). ]εove 2[ These show that
our governments have taken ]our government has raised[ awareness about this
scenario… ]εove 4-Deduction[
Three other moves which are employed in not more than 40% of the corpus are
background information )εove 1), definition )εove 3) and evaluation )εove 9).
Only one body paragraph )10% of the body paragraphs) )see E1 below) provides the
background information )obtained from past studies) on a variable examined in the
current study while 9 body paragraphs )30% of the body paragraphs) include the
definition of terms )εove 3) and 12 body paragraphs )40% of the body paragraphs)
use evaluation )εove 9). E15 shows a term is defined in the body paragraph while E9
shows an evaluation is made:
E1
εany studies have been done and the development of conceptual models
identifying antecedents and … According to the documents, work place harassment
occurs due to many reasons in the organizational climates and person behaviour.
These document is ]documents are[ by Fitzgerald, δouise F.; Drasgow, Fritz; …
)1997) ]εove 1-Background information[
E15
Sexual harassment define ]is defined[ as unwelcome sexual advances, request for
sexual favours, and other verbal or physical conduct of a sexual nature … )haberman,
Omega Hr Solutions, 2013). ]εove 3-Definition[
E9
Those programs may help out for their working skills, communication skills and
boosting up their confidence. ]εove 9-Evaluation[
In addition to the above move analysis, the interview data was analysed to present
the ten student participants’ opinions on their academic writing experience/problems.
For Item 1 )The most difficult paragraph to write in English academic essays) )see
Table 2), it is found that the majority of the students find the body paragraph to be the
most difficult section to write )7 students). This is followed by the introductory
paragraph )2 students) and the conclusion paragraph )1 student). Two participants’
responses reflecting this phenomenon are presented below:
Yes, I find it challenging to write the body paragraph of my academic prose
because sometimes it is not easy to find the supporting information that is good
enough to attract the reader’s attention – Participant B
Yes, I find it difficult to write the body paragraph as I need to find the suitable points
or ideas. I also find difficulty in elaborating with strong evidence – Participant E
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Table 2 Students’ feedback on the most difficult paragraph to write in English
academic essays
Item 1
The most difficult Introductory
section to write
paragraph
Number of students 2
Body paragraph
7
Conclusion
paragraph
1
For responses to Item 2 )Aspects students tend to include in the body paragraphs of
English academic essays) )see Table 3), most of them perceive that they tend to
explain )9 students) and provide examples )7 students) more than to evaluate )5
students), elaborate )4 students) and justify )2 students) as reflected in the following
Table 3. As observed, evaluation, elaboration and justification are the three least
preferred rhetorical strategies among these students.
These findings reveal a match between the results of the move analysis and the
students’ perception in terms of their preference in the use of ‘explanation’ compared
to ‘evaluation’. Students perceive that they tend to explain )9 out of 10 students; 90%)
rather than to evaluate )5 out of 10 students; 50%). Similarly, as shown in the move
analysis, ‘evaluation’ is only found in 12 out of the 30 body paragraphs )40% of the
body paragraphs) while ‘explanation’ is found in all the 30 body paragraphs )100%)
)see Table 1).
Table 3 Aspects that students tend to include in the body paragraphs of English
academic essays
Item 2
Aspects
elaboration examples Explanation
students tend to
include in the
body paragraph
Number
of 4
7
9
students
justification
Evaluation
2
5
The explanations provided by the student participants mainly focused on the
possible solutions to the problem/issue examined in their project. To these students, it
is more important for them to explain rather than to evaluate the solutions. The
students pointed out that as the writer, it is his/her responsibility to explicitly explain
the solutions while it is the responsibility of the reader to evaluate the given solutions.
Some of their answers are presented below:
I tend to explain more rather than evaluate because I want to let the reader understand
about my solutions to the given problem and these solutions might help them –
Participant B
I explain the solutions to the problem because by explaining, I can let the reader
know how the solutions can rectify the problem – Participant G
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I will explain the solutions to the given problem because there are quite a number
of linguistic terms that general reader would not understand; … - Participant A
Yes, I tend to explain more on the solutions rather than evaluating the solutions. I
let the reader decide and evaluate my proposed solution - Participant J
The next preferred rhetorical strategy is by giving examples. These students
mentioned that they use examples to present their explanation clearly and more
effectively as reflected in one of the comments:
I am more keen to explain the solutions to the given problem and I can provide clear
examples to illustrate the situation – Participant δ
In sum, five rhetorical strategies, namely explanation, examples, evaluation,
elaboration and justification are used by these students in the body paragraphs of their
English academic essays.
In addition, the interview poses a free-response question on the writing problems
encountered by these student participants while writing up their English academic
essays. Table 4 represents a list of writing problems emerged from the participants’
responses.
Table 4 Writing problems faced by students
Item 3 )Writing problem)
Expressing main ideas
Insufficient supporting details
Grammar
δack of information source
δimited vocabulary or knowledge of linguistic terms
Organization of ideas in terms of rhetorical strategies
Number of students facing
the particular writing
problem
2
3
9
4
7
8
As shown in Table 4, the majority of the participants )9 out of 10 students) state
that they face problem in using the correct grammar when writing the body
paragraphs of their English academic essays. This is followed by other writing
problems, namely organization of ideas in terms of rhetorical strategies )8 out of 10
students), limited vocabulary or knowledge of linguistic terms )7 out of 10 students),
lack of information source )4 out of 10 students), insufficient supporting details )3 out
of 10 students) and expressing main ideas )2 out of 10 students). Some examples of
students’ responses are presented below:
I find it difficult to use the right grammar and to organise the sentencesParticipant H
The writing problem that I face while writing up this assignment is having
insufficient vocabularies and making grammatical errors that I have not realised –
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Participant B
The writing problem I face while writing up this academic prose is that there are
not many available resources that I can use to do a research on the topic of my
academic essay … - Participant E
I have limited vocabularies. I used simple vocabularies that might appear to be not
academic enough to the readers. εost of the available resources are written by
bloggers or the public. In order to write a good body paragraph, I need to search
information from reliable resources – Participant H
Responses to the interview on Item 3 )Writing problems faced by students) )see
Table 4) show that in addition to finding great difficulty in the content/structure of
academic texts )e.g. expressing main ideas/organising the ideas in terms of using
rhetorical strategies), students also find great difficulty with the language use )e.g.
grammar and limited vocabulary/knowledge of linguistic terms). This phenomenon is
consistent with ]18[’s study that they found 75% of the respondents had problem in
generating ideas for writing and their writing problems are mainly related to their
command of the English language.
This could be because these ESδ students tend to use direct translation from their
mother tongues and unable to use tenses, subject-verb agreement and preposition
correctly ]14[. As linguistic ability along with sociolinguistic ability play a vital role
in enhancing communicative competence ]19[, the present study looks further into
students’ body paragraphs to discover the types of grammatical errors commonly
made.
Table 5 depicts the common grammatical errors found in body paragraphs and the
total number of body paragraphs that contain these grammatical errors. The results
show that students tend to make grammatical errors with regard to ‘redundancy of
expressions’ )100% of the body paragraphs) followed by ‘passive voice’ )90% of the
body paragraphs), ‘subject-verb agreement’ )70% of the body paragraphs), ‘gerund
and ‘to’ infinitive’ )40% of the body paragraphs) and ‘possessive’ )20% of the body
paragraphs).
Table 5 Common grammatical errors found in student body paragraphs
Item 4 )Common grammatical errors)
Total number of body paragraphs
having the grammatical error
Redundancy of expressions
30 )100%)
Passive Voice
27 )90%)
Subject-verb agreement
21 )70%)
Gerund and ‘to’ infinitive
12 )40%)
Possessive
6 )20%)
Grammatical sentences will help realize the writer’s intended communicative
purposes effectively as noted by )]20[, p. 101) that “Correct grammar keeps from
being misunderstood and lets us effectively express our thoughts and ideas”. The
grammatical errors identified in the corpus have not facilitated the reader’s
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comprehension. This is because these errors to a certain extent have not helped realize
the communicative purposes effectively.
As shown in Table 5, the frequently-found grammatical errors in the corpus are
grouped into the following five categories. Some examples obtained from the corpus
are presented below to illustrate the phenomenon. The grammatical errors for each of
the following categories are presented in italics:
)i) Redundancy in expression
E9
As noted in government website, it states that the minimum wage for private sector
employees has been set at between Rε800 and Rε900 per month.
)ii) Passive voice
E10
One of the famous welfares that establish ]that is established[ by the
government is BRIε )Bantuan Rakyat Satu εalaysia).
E14
Road accidents frequently caused ]are frequently caused[ by reckless drivers
rather than faulty vehicles.
)iii) Subject-verb agreement
E11
… and the frequency of public transport service are ]is[ also low too.
E12
It is a program that help ]helps[ the couples ]sic[ how to interact with each
other. This program help ]helps[ the couples to list out all the issues they are facing
and help ]helps[ them become active listeners.
E 13
The objectives is ]are[ about increasing community understanding and support for
government policies, such as wearing a seat belt or helmet …
)iv) Gerund and to-infinitive
E12
…. It ]sic[ also against the efforts of the government to reduce traffic
congestion by encourage]encouraging[ people taking ]to take[ public transports.
E10
Here are the ]sic[ some ways to determining ]determine[ whether you get
promoted, hired or fired.
)v) Possessive
E11
Policemen action ]Policemen’s action[ in giving discounts to motorist ]sic[
with long overdue summons will breed only a culture of apathy )Chua, 2015).
4. Conclusion
The present findings have some pedagogical implications in an EAP )English for
Academic Purposes) classroom. In ]1[’s suggestions for teaching move structure in
the discussion section of a research article, claims )contribution to
research/significance of the study), acknowledging limitations and making
recommendations are the three significant moves to be taught to NNS )Non-native
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speaker) students. These three rhetorical strategies have not been employed in the
students’ body paragraphs at all.
In addition, compared to ]1[’s move-structure framework, quite a number of
rhetorical strategies were absent in the body paragraphs of student English academic
essays. εore emphasis can be given on these rhetorical strategies. Thus, ]1[’s move
structure framework can be used as a term of reference in an EAP classroom by the
writing instructors.
In order to familiarise students with rhetorical strategies used in articles of their
field, technical materials relevant to students’ course of learning should be
incorporated while designing reading tasks.
In addition to the pedagogical implications discussed above, some implications with
reference to the conduction of a need analysis on student perception on writing
problems are also drawn from the current study. The present study found that the
grammar aspect appears to be one of the most challenging writing problems faced by
the student participants. This shows that they are still not proficient enough in using
the correct grammar in their English academic essays. Thus, there is still a need to
stress on the elements of grammar in an EAP course. Alternatively, students should
take up a grammar course before enrolling in the EAP course. With the above
recommendations, the mismatch between the EAP course and the students’ actual
learning needs can be reduced.
The present study suggests a wider sample to be used for future studies and a more
comprehensive need analysis which is addressed from the key concepts of ‘target
needs’ and ‘learning needs’ as highlighted by ]21[ can be incorporated. The needs
analysis of the present study may not be comprehensive enough as it merely serves as
an accompanying data to the move analysis. However, the findings are helpful to
produce suggestions for pedagogical purposes.
ACKNOWδEDGEεENTS
This article is part of a larger project. We would like to thank Universiti εalaysia
Sabah for the research funding to carry out the project )SBK0064-SSI-2013).
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Cambridge, UK: Cambridge University Press.
]12[
Swales, J. ε. )2004). Research genres: exploration and applications.
Cambridge, UK: Cambridge University Press.
]13[ εackay, R., & Bosquet, ε. )1981). δSP curriculum development – from policy
to practice. In εackay, R. & J. Palmer )eds.), Languages for Specific Purposes.
Rowley, εA: Newbury House, 1-28.
]14[ Soo, R. S. )2011). Academic English language needs of foundation students in
Universiti Industri Selangor. Unpublished εaster Thesis, Universiti εalaya.
]15[ Cowling, J. D. )2007). Needs analysis: Planning a syllabus for a series of
intensive workplace courses at a leading Japanese company. English for Specific
Purposes, 26, 426-442.
]16[ Creswell, J. W. )2003). Research design: Qualitative, quantitative and mixed
methods approaches )2nd ed.). δondon: Sage Publications.
]17[ δoi, C. K. )2011). Research article introductions in Chinese and English: A
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]18[ Normah Abdullah & Suzana εeor Abdul Aziz )2004). Academic writing: Do
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]21[ Hutchinson, T., & Waters, A. )1987). English for specific purposes: A learningcentered approach. Cambridge: Cambridge University Press.
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MANIFESTATIONS OF THE PSYCHOLOGICAL EFFECTS OF
ALCOHOLIC PARENTS AND COPING STRATEGIES OF THEIR
CHILDREN
Jacqueline Joy Ancheta Lising
Saint Louis University, Philippines
ABSTRACT
Alcoholism is not just an individual’s problem but a sickness of the whole family. In
familial affairs, children are the most vulnerable to carry the psychological burden and
manifest in ways which may hinder normal way of living. Through social case
studies, thematic analysis and data triangulation, the researcher looked into the lives
of children of alcoholics. Nine manifestations of the psychological effects of the
alcoholic parents were ascertained: Anger, Fear Due to Violence, Shame, Helplessness
and εistrust, Frustration Over Unmet Needs/Seeking Affection, Failure in
School/Truancy, Aversive Transmission Effect, δearned Drinking and Aggression, and
δow Self-Esteem. As means of coping, all participants ran away from home to either
escape the father’s violence or look for ways to provide for their needs. Some
engaged in delinquent behaviors, resorted to substance use/abuse and fantasy.
Keywords: children of alcoholics, alcoholism, manifestations, coping
INTRODUCTION
Although there is an increasing awareness about a disease such as alcoholism, the
impact of the alcoholic to the family members he/she is staying with remains
untapped. Cardenas )1986) affirmed in her study on the psychological effects of
alcohol ingestion that there is denial on alcoholism’s impact on the poor Filipino
family. Elizabeth Stark )1987) referred to the children of alcoholics as “forgotten
victims”, and others refer to the tragedy of being unnoticed as “hidden tragedy” or
“neglected problem”. Alcoholism studies have been existent for many decades but the
alcoholic family remains unnoticed and no interventions are carried out.
Alcoholism is defined as a disease condition due to excessive use of alcoholic
beverages )Random House Dictionary of English δanguage 1966 as cited by Heffner,
2003), simply put, alcoholism is addiction to alcohol )Colman, 2009). The primary
symptom of having it is telling everyone – including oneself – that he/she is not an
alcoholic. According to the Diagnostic and Statistical εanual of εental Disorders 4th
Edition, Text Revision and Fifth Edition )2000, 2014) as cited in εayo Clinic )2015),
alcoholism is a progressive disease that includes problems controlling drinking, being
preoccupied with alcohol, continuing to use alcohol even when it causes problems,
having to drink more to get the same effect )physical dependence), or having
withdrawal symptoms when rapidly decreased or stopped. In further discussions,
alcohol abuse is manifested in )a) recurrent use of alcohol resulting in a failure to
fulfil major role obligations at work, school, or home; )b) recurrent alcohol use in
situations in which it is physically hazardous; )c) recurrent alcohol-related legal
problems; )d) Continued alcohol use despite having persistent or recurrent social or
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interpersonal problems caused or exacerbated by the effects of alcohol.
Alcohol in the Filipino Culture
Ackerman )1987) mentioned that the norms of the society must be considered in
studying alcoholism. According to Ricardo Zarco, a Filipino sociologist, alcohol
addiction is one of the toughest problems and is most common form of addiction
among Filipinos )Olarte, 2006). The tagay culture of the Filipino people might have
something to do with alcohol addiction. In some barrios, small groups start drinking
in the middle of the day and the number gradually increases as passersby are invited
to join the drinking. Alcohol drinking has become a part of the Filipino tradition as it
gained notoriety by the celebration of Octoberfest, a beer-month where beer festivals
are celebrated in major cities of the country with performance famous rock bands.
These celebrations can also be traced back in Philippine history wherein Roman
Catholicism from the Spanish colonizers has entrenched not just religion but a culture
with collective joyous festivities followed by dining, drinking and merrymaking
)δabajo, 2010).
In a report released by the Geneva-based World Health Organization, Alcohol
Statistics )εanila Bulletin, 2011) people are warned about excessive alcohol use
saying that its toll in human lives has become increasingly alarming. In the
Philippines, a number of cases of sexual and drug abuse, suicide and violence among
Filipinos have been caused by habitual drunkenness or alcohol intoxication.
)Valbuena, Alcohol and εedia – the Situation in the Philippines, 2001).
Dr. Joselito Pascual, a toxicologist and Psychiatrist of the Philippine General Hospital
)PGH) as cited by Olarte )2006), said that alcoholism is a disease that is hard to
diagnose because alcoholics usually deny that they have a problem to begin with.
Alcoholism is not also considered a medical problem by Filipinos. εajority of
alcoholics do not submit to medical treatment even if their condition is chronic – even
if they are aware that it could lead to serious illnesses. Dr. δynn Panganiban of
Philippine General Hospital related that the problem with alcoholics is somewhat the
same with other addictions. “They cannot suddenly stop it”, she stated )Olarte, 2006).
The reason is because after eight to ten hours without alcohol, a patient starts to feel
uneasy and irritable, experience tremors, sweating, and nausea, something that could
lead to convulsion without medical condition. Alcoholism is a substance-abuse that is
the most difficult to cure not only because the withdrawal period is longer than that of
shabu )methamphetamine) but it also continues to be the top most poisoning agent in
the Philippines for 19 years )δabajo, 2010).. Alcoholism is a cunning disease; no one
knows exactly what causes it. Yet it affects the body, mind, spirit – it affects the
individual, the family and the society.
The Alcoholic Family
Sharon Wegscheider-Cruse )1983) mentioned that an alcoholic home tends to be
unhealthy, inhuman and rigid. There are family rules in an alcoholic family. One of
which is: alcohol is not the cause of the family problems, someone or something else
is at fault; alcoholism is not the problem. The status quo must be maintained at all
costs, and everyone must take over the alcoholic’s responsibilities, cover up, protect,
accept the rules and not rock the boat. No one may talk about what is happening, and
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no one may say how she or he is feeling. To abide by these rules is to be safe, to break
the rules is to cause disaster )Gravitz and Bowden, 1987). In the book Recovery: A
Guide for Adult Children of Alcoholics by Gravitz and Bowden )1987), it was
mentioned that the children of alcoholics, at an early age, begin to ignore their own
feelings. To cope with the situation and hide the fear of having no one to turn to,
children of alcoholics learn to build a façade of strength and competence.
Children of alcoholics are people who have been robbed of their childhood
)Silverstein, 1990). In an alcoholic home, children are taught to disown what their
eyes see and what their ears hear. The denial negated children’s perception of what is
actually happening. As a result, they learn to ignore and distrust their own experience.
Growing up, the child’s primary source of self-worth is his/her parents. Gravitz and
Bowden )1987) noted that when the people who love them most hurt them, children
often conclude that there must be something dreadfully wrong with them. In this
sense, the children of alcoholics learn to distrust both themselves and others. They
learn to endure, to suffer, and to resent. They survive distancing themselves from their
feelings and denying their needs, that way, they can tend to the alcoholic parent and
support the other who is not. To acknowledge their needs and feelings is too
dangerous and too painful. Instead, these children learn to control; they learn to
pretend or to lie or both. As a result, they learn to blur, distort and confuse )Greenleaf,
1981). δove becomes confused with caretaking, spontaneity with irrationality,
intimacy with smothering, anger with violence. Just as alcoholics blur their view of
the world due to alcohol, children blur the boundaries of feelings, thoughts, and
behaviours due to the alcoholism of the parents )Gravitz and Bowden, 1987).
Transgenerational Alcoholism
Alcoholism tends to run in the family. It is generational. And because it is
generational it affects the future )Goodwin, 1976). δettieri et.al )1980) suggests that
genetic and other biological factors, as well as personality and social-environmental
factor contribute to familial alcoholism or the continuous use/abuse of alcohol within
the family.
Ogborne )2004) discussed that the repeated use of alcohol and other drugs can
change the body’s ability to adapt in the presence of these substances. People become
less sensitive to the substance and so there is a need to increase the dosage to obtain
the desired effects. This loss of sensitivity is called tolerance. It has been suggested
)Health Canada, 1999) that all addictive behaviors may be the result of common
physiological or biochemical actions in the brain focusing on the neurotransmitter,
dopamine. Pleasurable activities, including alcohol use, result from the release of
dopamine in the specific areas of the brain and encourage the further use of it.
Consequently, these changes may be transferred from a parent to his/her offspring.
Evidence also suggests that people with substance use/abuse problems have a
genetically determined brain disorder involving the prefrontal lobes )Tarter et al.,
1988). The relevant neurological disturbances may involve the brain’s “executive”
functions of planning and goal formulation, persistence, self-monitoring and selfevaluation which are very much related to personality traits. Tarter et al. )1988),
suggested that problem drinking can be determined through people who have alcohol
problems from an early age )late teens to early 20s) and strong antisocial tendencies.
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The relationship between substance abuse problems and various types of
mental illness has also been considered in a number of studies )εiller, 1994; Health
Canada, 2002). The study of Reiger )1990) suggests that people who qualified for a
diagnosis of substance abuse also had one or more mental disorders at some point
during their lifetime. εost common were anxiety disorder )28%), depression and
other mood disorders )26%), antisocial personality disorder )18 %percent) and
schizophrenia )7%).
The use of alcohol and other drugs activates two basic learning mechanisms. Sherman
)1988) identified the first as classical conditioning, this occurs when an initially
neutral stimulus eventually produces the same responses as an existing stimulus with
which it has been paired. Classical conditioning has been used to account for
increased tolerance of the effects of alcohol and other drugs. The second learning
process activated by substance use is operant conditioning )εello & εendelson,
1965). This occurs when behaviours are shaped by their consequences. Positive
reinforcements )rewards) are used to increase the frequency of specific behaviours in
specific situations, and negative reinforcement )withholding of rewards) or
punishments are used to decrease or eliminate behaviours. All drugs used for pleasure
can act as positive reinforcers )Ogborne, 2004). One apparent problem with this view
of substance-use is that many people continue to use alcohol and other drugs despite
negative consequences such as hangovers, ill health, and social and legal problems.
However, negative consequences do not occur immediately after alcohol or other drug
consumption. The immediate effects )the effects of the substance and the relief of
withdrawal symptoms) continue to be positive and reinforcing. The reinforcing effect
of alcohol can also be related to stress-reduction. Cohen and Baum )1995) stated that
the use of alcohol and other drugs can relieve stress, which may motivate and sustain
a person’s consumption. In Social δearning Theory )Bandura, 1977), which
emphasizes that learning takes place through modelling, and is shaped by
consequences under the control of the individual, a child who sees an alcoholic parent
seeking relief through alcohol may learn the association of alcohol drinking and
stress-reduction. εarlatt and Gordon )1985) have also given rise to the notions of
learned helplessness )belief in loss of control) and abstinence violation effects )“I
have relapsed and so all is lost”).
Alcoholism tends to run in families. Children of alcoholic parents are more at risk for
alcoholism and other drug abuse. εany researchers have considered various reasons
why alcoholism tends to run in the family, a term more commonly known in the field
as “transgenerational familial alcoholism”. In 1960s it was suggested that people
intimately involved with the alcoholic may also have a parallel disease which was
later referred to as co-alcoholism or co-dependency )Gravitz and Bowden, 1987). As
the alcoholism continuous to dominate inside the family, there will be a parallel
breakdown. Family systems theory views individuals’ behavior as being determined
and sustained by the dynamics and demands of the key people with whom they
interact )Pearlman, 1988). Goplerud )1990) listed some family-related factors that
can contribute to the onset and maintenance of alcohol abuse, this includes: poverty,
membership in a group devalued by the larger society, alcohol and other drug
problems among family members, parental abuse and neglect, parental separation,
low cohesion and low mutual support.
Effects of Alcoholism to Children and Family
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The family of an alcoholic is inconsistent, unpredictable, arbitrary and chaotic
)Gravitz and Bowden, 1982). In a family where there is an alcoholic father, the
father’s addictive behaviour disrupts the whole family environment: the compulsive
loss of control, the withdrawal symptoms, the blackouts, the abnormal alcohol
tolerance, the physical effects, the psychological effects, and the social effects all have
great implications on the family )εartin, 1988). The environment thus ceases to be
nurturing, growth-enhancing and consistent. εarital relationships in alcoholic
families are said to be chaotic and problematic )American Psychiatric Association,
1980 as cited by Tuason, 1994). The children and the non-alcoholic parent are
described as powerless and without control of their own lives and of situations in the
family )Estes and Heinemann, 1977). Children and other family members are taught
to maintain silence. When feelings are expressed, it is done in a judgmental and
blaming tone )Black, 1981). The stresses in the family produce an abnormal amount
of separation among brothers and sisters )Estes and Heinemann, 1977). There is an
escalation of negative feelings and distrust, and these are what family members learn.
In an alcoholic home, the basic mood is mostly angry, antagonistic, hopeless, or in
despair.
The profile of a Filipino alcoholic family as stated in the case study of Tuason )1994)
is often characterized by a father who turns into alcohol for a sense of power in his
otherwise powerless situation. The effects of alcohol make him violent. εost of the
wives ignore or deny their husband’s drunkenness, preferring to remain quiet and do
whatever their husbands’ desire. The other wives fight back and lose control as well.
The children are generally afraid thus they remain quiet and obey everything they are
made to do. They are cautious and hardly speak. They serve as support systems to the
mother and in the process of being neglectful of their own needs and feelings; they
cushion the blows in the home. The wives and children feel they suffer from the
alcoholic’s loss of control, his anger outbursts, the violence he expresses, the hurt and
the fear he inflicts, the demands and the forcefulness, the shouting and the fights. The
fathers become unavailable and inaccessible to their families. They are unable to help
in the household and to support their wives in all their problems and struggles. The
wife learns to earn the money, take care of the children by herself, and is relied on for
every concern in the house. She covers up for the absentee father and sacrifices for the
good of everyone else. The mother assures, sometimes even beyond her capacities,
the survival of everyone. She is now known as the taga-salo )Carandang, 1981). Thus
she is also suffering from the parallel disease which was mentioned earlier as codependency )Beattie, 1987).
The editorial staff of The Bohol Standard )an online news publication) tried to call the
attention of Filipinos by publishing the article “Alcoholism is Destroying Filipino
Families” )2012). The article pointed that the Philippines has a very serious problem
on alcoholism. The fact is whenever and wherever there is a drunk in any situation,
murder is likely to happen. This article also quoted that in the Philippines,
“alcoholism is killing our people, destroying our families, hampering our march of
progress”. The effects of alcoholism ranges from a simple blackout into family
disruptions and violence.
For both males and females, witnessing paternal perpetration predicted family
violence perpetration and witnessing reciprocal violence predicts victimization. Boys
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who grow up in the families where the father or grandfather physically abuses the
mother or grandmother will learn this behaviour and develop into wife-beaters. A
similar experience in girls might increase the risk of being battered wives later in their
lives; the girls might also become alcoholic and violent like their mothers )Hill &
Hruska 1992). Jayaseelan )2004) found evidence in a study in India among 506
married women in δucknow that those who witnessed their fathers beating their
mothers during childhood were at higher risk of spousal abuse. In the book “The Path
to Healing: A primer on family violence” of Dr. Carandang )2004), the case studies of
the Catapang and Panata families showed intergenerational transmission of almost all
kinds of abuse.
Studies conclusively indicates that children from alcoholic family systems are more
prone to develop life-long psychological and/or behavioural problems than children
from non-alcohol-focused family systems )Black, 1981; Crespi, 1990; Jacob et.al,
1999; Woititz, 1985,1983). The children call it as sadness, and adults call this
depression. They are common emotional reactions to parental drinking and to ensuing
family conflict )Clair & Genest, 1987; εoos & Billings, 1982). Children who are
suffering from the alcoholic family have tendency to feel insecure, embarrassed,
confused, and guilty often believing themselves to be responsible for their parents’
problems. The children may suffer from feelings of inadequacy and may have
problems developing trust )Cork, 1969). The children are robbed of attention,
consistent discipline, and a trustworthy environment )Estes &Heinemenn, 1977;
Benson & Heller, 1987).. Tuason )1994) stated that the children are always scared
because of the unpredictability of the situation inside the home. No one knows what
will happen. Anything can happen. It is not allowed to relax – or be a child.
Children of alcoholics have a high rate of behavioural problems such as: lack of
empathy, decreased social adequacy and interpersonal adaptability; and lack of
control in the environment. They avoid peer activities, especially in the home out of
fear and shame. Children of alcoholics are at risk for abuse, eating disorders, conduct
disorders, alcoholism, communication problems, relational deficits, and problems
with intimacy )Whipple et.al., 1995; Chassin et.al., 1991; Jacob et.al., 1991; West &
Prinz, 1987). Woititz )1983) identified thirteen long-term after-effects of alcoholics to
adult children of alcoholics )ACOAs) characterized by: guessing what normal
behavior is, difficulty finishing projects, lying, self-judgment, difficulty having fun,
taking themselves seriously, difficulty with intimate relationships, overreaction to
situations they have no control, seeking approval and affirmation, feeling different
from other people, responsible and irresponsible, extremely loyal and impulsive.
Externalizing psychopathology may emerge as “acting out” characterized by rule
breaking, defiance, aggression, inattention and impulsivity. In a sampling of
developmental research conducted on children of alcoholics at different stages of
development reveals that pre-school and young children have demonstrated
behavioral problems, vulnerabilities to aggressive and delinquent behavior, and
difficulties in such areas as academic achievement and cognitive functioning )Puttler
et.al., 1998); adolescents have demonstrated negative academic performances in
English and εath, as well as negative psychological and substance abuse outcomes
)εcGrath et.al., 1999; West and Prinz, 1987); and increased marital conflict,
decreased family cohesion, and role distress has been reported in a middle-aged
sample )Domenico and Windle, 1993).
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In the book “The Forgotten Children” by εargaret Cork )1969), it was
mentioned that for the majority of the children, school held little sense of adventure or
achievement. When children did poorly in school, they were castigated or belittled by
their parents and when they did well, they receive little recognition at home. It is
difficult for children to study at home where chaos is a norm. Anxiety is a common
interference in an unpredictably, violent home. And even though most parents would
demand good grades from their children, they do little to provide a supportive
environment at home. Cork )1969) noted that often, alcoholism zaps 90 percent of
children’s energies and they may only have 10 percent to give in the classroom.
Children become so preoccupied with maintaining calm and sanity at home that they
may never think of school. All the energies they have are dedicated to the alcoholic
parent and trying to control and stabilize their situation. Children of alcoholics attend
more schools yet are found out to absent more because of having sleepless nights or
staying at home to protect the non-alcoholic parent, usually the mother, from the
alcoholic parent )Wilson and Oxford, 1978).
Coping Strategies of Children and Family εembers
According to Tuason )2004), the non-alcoholic parent and children cope with
alcoholism by not doing and not talking about the alcoholism. Family members
should not express their reactions, they have to keep quiet, and they have to keep their
thoughts and emotions inside. They cope by acting like parents. Acting out their
parents’ roles and fulfilling their parents’ wishes.
Ackerman )1987 and 2001), listed phases of coping among COAs: Reactive, Active,
Alternative and Unity Phase. During the reactive phase, most family members
become extremely cautious of their behavior in order to avoid or further complicate
the existing problems. Denial is functional for the continuation of drinking. Verbal
coping strategies do a lot to raise anxiety and sometimes are interpreted as “nagging”
or persecution on the side of the alcoholic. Behavioural coping strategies on the other
hand are actions knowingly or unknowingly done by non-alcoholic members to cope
with their situation which includes hiding alcohol, refusing to buy alcohol, marking
bottles, avoiding the alcoholic, or other family members, staying away from home,
and isolating oneself. Children become socially disengaged from friends, family,
community and themselves. This is because the family feels that it must protect itself,
has been embarrassed, or fears future encounters with others where the alcoholic is
present. The non-alcoholic parent takes a job away from the problem to maintain
financial security yet risks the fact of being absent in the family.
The second phase is the attempt of non-alcoholic members to gain some control over
their own lives. They recognize the problem and they need help. They begin to
become involved in educational, counselling, and self-help programs that are
available to them. The non-alcoholic parent supports the children to become involved
in school and group activities, encouraging family conversations and sharing of
feelings. Alternative Phase is the third. This begins when all else failed and when
separation becomes the only viable alternative to survive alcoholism. Family
members begin to withdraw from each other and are often forced into “choosing
sides”. εore often accompanied by feelings of confusion, torn loyalties, fear,
resentment, anger and increased isolation. Separation from the alcoholic will bring
change. Children might find themselves with added responsibilities. Unity Phase an
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ideal phase wherein very few families have reached.
Wegscheider )1976) and Black )1982) proposed different coping strategies of
children of alcoholics. One becomes The Hero or Responsible child whose good
performance in school is a façade to cover of inadequacy and poor self-esteem. This
child has an overdeveloped sense of competence and accomplishment. Some might
become the Scapegoat of Acting Out Child who thinks he cannot compete with
achievements so he takes the attention of the family by internalizing frustrations and
getting into trouble. Being social misfits, they become outcasts who are outwardly
destructive yet angry, scared, lonely and deeply hurt inside. The δost Child or the
Adjusters are children who do not know where they fit in the family or in school.
These children plays alone, stare at the ceiling, daydream and stay quiet. Sometimes,
they turn their anger inward and hurt themselves through suicide or drug abuse. The
εascots are the children who take off the spotlight from the alcoholic by being cute
and acting silly. Their role is to lighten the family’s burden by diversion through
humor and fun. Yet the jovial nature is only cover up for opposite feelings of fear and
sadness that they harbour from the alcoholic parent’s daily verbal and physical abuses.
δastly, the Placater begins to diffuse the tension in the room and as much as possible
resolve to negotiations. They work hard in taking care of everyone’s feelings and
needs – everyone except their own. At home, they support the mother who is typically
the non-alcoholic and pleases the alcoholic parent.
In 1984 δazarus and Folkman proposed two kinds of coping. Problem-focused can be
directed outward to alter some aspect of the environment or inward to alter some
aspect of the self. Emotion- focused coping strategies are directed toward decreasing
distress. These tactics include such efforts as distancing, avoiding the alcoholic,
selective attention, blaming, seeking social support and venting emotions. The
emotion-focused coping strategy is in-line with the study of Estes and Heinemenn
)1977), it was observed that family members of alcoholics deal with problems by
finding their own means of escape, immersing themselves in work or hobbies, or
sinking into apathy and depression.
STATEεENT OF THE PROBδEε
The study aims to describe the life of the children of alcoholics. Specifically,
the study seeks to identify: )1) the manifestations of the psychological effects of
alcoholic parents to their children and family, and )2) the coping strategies of children
inside and outside their homes in order to adjust and survive their situation.
εETHODS AND PROCEDURES
The research is qualitative in nature with the aim of determining the
psychological effects of alcoholic parents to their children. A total of 11 male
participants )11-17 years old) were invited in the study. The participants are currently
residing at the People’s Recovery Empowerment Development Assistance )PREDA) –
a therapeutic center for children in conflict with the law.
Category
Average family size
Frequency
8
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Average number of children in the family
Father employed )driving, construction, fishing, farming, vending)
εother employed )housemaid, manicurist, laundry, vending)
With other kin )grandparents, aunts)
Parents’
)a) Separated )legally or not)
relationship
)b) δiving together
)c) One parent deceased
Community of the )a) Squatter’s area )slums and other depressed
family wherein
regions)
)b) Fishing/Farming community
)c) Others )Resettlement and far-flung areas)
Characteristics of Children
εean age )years)
With high school education
With elementary education
With history of scavenging, theft, vagrancy and substance use/abuse
Table 1 Sociodemographic Profile of Child Participants
5
91%
35%
36%
46%
45%
9%
55%
36%
9%
15.4
9%
55%
100%
The social worker inquiry aided in selecting the children who fit the
characteristics of the participants needed in the study as per criterion based on the
DSε IV-TR and DSε-5 and also in clarifying the documents in the Social Case
Profiles of the participants. Social Case Profiles were studied and guide questions for
the semi-structured interview were formulated. During the interview, follow-up
questions emerged from immediate circumstance and were asked for further inquiry
and clarification. The data gathered was enriched by home visitations and observation
of the condition of the alcoholic family was recorded in a journal.
Thematic analysis was done to explore and discover the reality of the
participants without fitting the realities into a predetermined theoretical perspective.
The information gathered from the sources were put together to produce a detailed
description by coding emergent themes. The statistics shown in figures and
percentages were calculated in the purpose of giving precise details and are used as
descriptive rather than quantitative. Social case profile summaries, interview audio
transcription and summaries were sent to one more researcher for triangulation.
Triangulation is an approach in social researches. It refers to use of more than one
approach )document and investigator triangulation) to the investigation of a research
question in order to enhance confidence in the ensuing findings. Since much social
research is founded on the use of single research method and as such may suffer from
limitations associated with the method or from specific application, triangulation
offers the prospect of enhanced confidence )Brymann, 2004). This is also a strategy
for increasing the validity of evaluation and research findings )Yeasmin and Rahman,
2012).
RESUδTS AND DISCUSSIONS
Profile of the Alcoholic Fathers and the Family
The study depicted a picture of an alcoholic father and their families drawn
from the shared experiences of the children of alcoholics who participated in this
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study. εost of the fathers have menial jobs as construction worker, taxi or tricycle
driver, farmer and fisherman. Some of them are separated from their wives and some,
even though still living together, are constantly in arguments and fights resulting to
physical abuse. These fights frequently stem from the suspicion of the father about a
possible affair of the mother and financial difficulties because the father’s inability to
provide for the family. This is due to the fact that he was not able to go to work
caused by hangover or the income that he earned from work was used to buy alcohol
or to gamble.
εany times, even if the fathers have jobs, they allot more time in drinking
alcohol with their compadres, consuming Emperador, Red Horse and Gin )local
alcoholic beverages). The alcoholism of the father also becomes the concern of the
mother and children. When the father comes home drunk, it is either he berates the
mother and children, or stumbles on things and be taken care of or the home becomes
chaotic. The parents shout at each other and throw things, breaking plates and glasses
and hit each other with a plank of wood. Oftentimes they are seen yelling at each
other outside the house. On conditions when the father and children lives with the
grandmother )mother of the alcoholic), the father argues and talks back to the
grandmother when his drinking behaviour is being noticed. In some circumstances,
the fathers run amok in the neighbourhood.
εanifestations of the Psychological Effects of Alcoholic Parents to Their
Children
Anger. Participants in the present study expressed deep anger towards their fathers
brought about by their experiences in the hands of the parent. The children talked
about the constant argument their parents have and the incidents when they were
subjected to beatings. They harbor anger and blame their alcoholic fathers for the
family situation expressing that the father’s alcoholism hindered his ability to work
and provide for the family. The beatings were done with objects, often brooms and
thick woods. Arguments were done in public. There was an attempt of retaliation and
fighting back but was suppressed due the thought that it was the father who is
providing for the family.
Fear Due to Violence at Home. Fear is often experienced by the children due to
constant exposure to verbal and physical abuse. All of the physical abuse )beating
with a wood, hitting with a belt and towel, punching, pushing against the wall and
kicking) and verbal abuse )constantly scolding the child and telling him that he is
useless) occurred whenever the father is drunk. The participants were not the only
ones subjected to violence but also their siblings and mother. Some children thought
of stopping their abusive father but the terror overwhelmed them and even asked if
there is a possibility of getting used to the abuses. The hostility of the alcoholic
fathers is also evident during home visitations when one slammed the door upon
seeing the social workers. The other intoxicated father talked to the social workers,
enraged and blaming his child for the child’s current condition.
Feelings of Shame. The children felt embarrassed or ashamed regarding their fathers’
alcoholism and the current condition of their family especially when the neighbors
witness the usual fights between their alcoholic fathers and the mothers. The
arguments inside the house were heard by neighbors due to thin walls or close house
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distances. Children choose to keep quiet and not talk regarding their present situation.
They believe that speaking about the family warrants other children to tease them. On
some circumstances, their neighbors shout at them for disturbing the neighborhood
which in turn causes embarrassment to the members of the alcoholic family. They
cannot tell their story because there is a possibility that people will talk about them.
Actions of the alcoholic parent caused humiliation to the children – stumbling on the
ground when drunk, being in debt for constant store credits usually alcoholic
beverages and shouting at random people on the street. The children are the ones
making excuses for them when they missed work because of being drunk the night
before.
Helplessness and εistrust. Children of alcoholics admitted surrendering to their
current situation. They believe they have no power as constantly being told so by their
mothers and fathers. The family has no problem; there is no action to be done. Even if
there is, calling out to other people will not make any difference. Telling the teachers
about the family situation will only result to sympathy but no action. Neighbours are
just bystanders whenever there is a violent abuse happening inside or outside the
house. Other people tend to shut their windows and close their doors to avoid getting
involved. Stopping their alcoholic father from beating up their mother causes more
turmoil and they ended up being the subject to more severe beatings. Due to this, the
children learned there is nothing they can do about the situation. They cannot trust
themselves in handling the situation and they cannot trust other people when it comes
to helping them.
The alcoholic home is extremely chaotic, characterized by the parents’ unpredictable
mood swings, sudden anger, fast cooling period and moments of silence. Seldom,
when the alcoholic parent is in good mood, it is usually a premonition of something
bad that will happen next. It is difficult to respond to the family situation because the
mood is always unpredictable. When mothers were asked why they were crying, they
answer that nothing is wrong. When asked if the father is sick, the mother answers
that the father is fine. When promises for food on the table never materialized – when
parents are emotionally dishonest, the children assume they cannot be trusted.
Frustration Over Unmet Needs and Strong Need for Affection. There is an expression
of disappointment among children of alcoholics because their fathers were not able to
provide food and other basic needs for the family. This is due to the fact that the father
is either preoccupied with drinking or the money earned from the job was spent on
buying more bottles of alcohol. When the mother is away, it is often the sister or
grandmother who takes care of the siblings and the drunken father. When the mother
is absent, food is usually given by concerned neighbors. COAs acknowledge their
longing for care and attention from both their parents which rarely happens. The
alcoholic father is fixated on alcohol and the non-alcoholic mother is either away
because of her job or too busy keeping the family together. Role reversal is typical.
The self is often compared to families with normal homes and non-alcoholic parents
and eventually results to jealousy and longing.
Failure in School/Truancy. Difficulty performing in school is one of the
manifestations of the effects of an alcoholic father. Children of alcoholics cannot
concentrate in school because of hunger. There is no food at home because the father
was not able to provide. Other COAs were forced to quit school because the
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grandmother cannot afford to send the children and the alcoholic father takes no
responsibility for his child. The children are often absent-minded and lack sleep due
to the fights happening the night before. Some worries about their mother’s situation
at home and other COAs cannot even go back to their homes to get their school things
since they are afraid of meeting the alcoholic father and possibly being subjected to
more abuse.
Aversive Transmission Effect. Children of alcoholics expressed their refusal to
become alcoholic just like their fathers. This is despite the fact that they were able to
drink alcohol in certain occasions )i.e. birthday celebration of friends). In an aversive
transmission, children of alcoholics try to moderate their alcohol drinking because
they think they have higher risk of getting addicted.
δearned Drinking and Aggression. COAs disclosed that they have learned drinking
from their alcoholic fathers. These children were invited during the father’s drinking
session and were permitted to drink with them. The father’s alcoholic behavior is an
excuse for stress relief and relaxation, thus the child learned the association between
the two. Aggression, characterized by beatings and kicking is associated with
discipline and anger. Thus, the children learned to beat their siblings when
disciplining. They were never taught that anger does not have to be abusive or
terrifying. They learn to communicate the way their parents communicate – always
angry and shouting.
δow Self-Esteem. Sadness and a sense of insignificance are always felt by
children of alcoholics. They are often told by their alcoholic father that they are
unworthy and useless and blamed for the mother leaving them. The children were
scolded for not being able to take care of the siblings. They are punished for not being
able to prepare the father’s food on time. The neighbours curse them for not being
able to manage their father’s outburst.
Alcoholic parents have great effects on their children. As a result, these children have
adapted certain coping strategies which allowed them to adjust in their situation.
Coping Strategies of Children
Flight εode. Children of alcoholics tend to avoid their alcoholic father when the latter
comes home drunk. In order to divert attention away from them, the children tend to
answer the alcoholic parent’s questions in short, definite sentences and by pretending
that they were doing something else. This is due to the fact that the father usually hurt
the wife and the children when he is under the influence of alcohol.
When there is a disturbance inside the home, children choose to stay outside to avoid
getting hit by thrown plates and other things. Some of the children reported they
wanted to get away but they were afraid of leaving their mothers behind. In other
cases, children leave the house so that they will not witness the beatings that their
mothers were subjected into.
The alcoholic father’s accusations regarding his wife’s infidelity, his constant
berating and his violence made most non-alcoholic mothers leave home. This also
holds true for the siblings. Because they live in a small fishing town, some children
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seek comfort by being near the sea. εany times, they sleep in bancas )small fishing
boats) because they cannot sleep in their house with their father being noisy and
quarrelsome. Since there was too much violence at home or there was no care given,
the children of alcoholics chose to stay in the company of other children on the streets
away from the alcoholic parent. If there were no other children, they see staying away
from home as form of comfort and freedom from the situation inside the house.
Delinquent Behaviors. Children of alcoholics discovered the convenience of being on
the street with other children. Because there is no food at home, they learned
scavenging from peers and took the opportunity to make money. They steal scrap
metals and bicycle to buy food. COAs were even caught stealing food in the public
market. They learned to steal things that their parents were not able to give them. The
participants learned delinquent behaviours on the streets. They learned smoking from
peers and stayed on the streets for eight months, sleeping only under flyovers and
gasoline stations. Some COAs did these to seek attention from their alcoholic fathers
but to no avail. They became vagrant, disturbing the neighbourhood and piling court
cases for stealing.
Substance Use/Abuse. COAs related that the traumatizing situation in an alcoholic
home pushed them to believe that there is a way to forget. These children sniffed
solvents such as vulcaseal )sealant) and rugby )adhesive) when they were on the
streets. Other participants disclosed drinking alcohol. These are the most common
ones because they are readily available and are sold in small portions. The effect of
sniffing solvents and drinking alcohol causes such high enough for these children to
forget even for a short moment the current situation of their homes. When solvents
and alcohol are not enough, they turn to marijuana and eventually get arrested for
illegal possession.
Resorting to Fantasy. A child of an alcoholic talked about a certain friend he described
as almost five feet tall with hair dropping to the shoulders. He first saw this friend
when he suffered his father’s worst beating. Usually, he sees this person near the sea
where he seeks comfort from his father’s rage. When he transferred to the center, the
friend was often seen under the windmill. The social worker and the psychotherapist
of the center confirmed that all his stories about the friend were always the same. This
means that either it is true for some inexplicable reason or the child strongly believe it
is true. However, this fantasy can also be accounted to the child’s lack of cognitive
skills as a result of several attempted abortion by his mother with the use of different
medicines. Having an imaginary friend also gives a support system to the children of
alcoholic. Because they distrust other people, it is more convenient to think of a friend
who will always be there in times of need, who does not have any prejudice and
judgment and can sympathize in the child’s family situation.
Children of alcoholics related they often daydream at school, thinking of a perfect
family. The father has a stable job to provide for the family and the mother takes care
of the children. For some short moments, school becomes a place of solace before
going back to their realities. Coping this way is better because it is predictable and
controlled by the child.
The decision to opt for marijuana use is also related to the purpose of forgetting. It is
cheaper than methamphetamine and more accessible for the children. Stealing a few
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things from random people would suffice for a brief instance of solitude brought by
the effects of marijuana.
The homes of children of alcoholics vary from slightly mad to extremely chaotic
characterized by constant arguments, violence and disturbances caused by the
alcoholic father. Without the supervision of their parents, the children have no real
frame of reference, seldom knowing what is good or bad. Because they were always
afraid, they do not have the liberty to ask questions. They believe that fairy tales are
real. Knowing their lives could never be the same as tales told, they spend a lot of
their time yearning it could be.
CONCδUSIONS
Alcoholic parents usually hold menial jobs like driving, vending, farming,
fishing and construction labors which are not enough to provide for the family. Often,
the salary from the job is spent to buy alcohol. εost alcoholic Filipino families live in
slum areas and small farming and fishing communities.
The alcoholic father’s violence towards the mother and children brought deep anger
for the children. This is exacerbated by the inability of the father to provide for the
family’s basic needs, pushing the mother and children to look for their means of
living. The children’s exposure to the father’s violence caused fear and terror to the
point that they cannot even go back to their homes. These children felt shame which
kept them from telling other people the situation inside the home, often fearing that
people might judge them and other children might tease them. The disturbances inside
the alcoholic home hindered the COAs in trusting themselves and other people.
Because they usually see people as bystanders, they believed that these people will
not be able to help them. Their inability to change their current situation rendered
them to feel helpless. Frustration and sadness were felt by these children due to the
alcoholic father’s failure to provide for the basic needs of the family. The alcoholic
father was not able to live up to what is expected by the children and the COAs
learned to take over the alcoholic parent’s responsibilities. They felt inferior to other
children who have complete families and hoped for their lives to be like them.
Children of alcoholics learned to drink and hit their siblings from their alcoholic
father. Some have their self-esteem depleted often from being told useless and
unworthy by the father, usually blaming them why the mother had left them.
Children of alcoholics fail to perform well in school. They are often truant; incur low
grades and high number of absenteeism. They are sleepy and have poor concentration
due to hunger and other things to think of.
The children of alcoholic parents ran away from home to either escape the father’s
violence or look for ways to provide for their basic needs. As a result of violence and
constant arguments at home, COAs opt to avoid the father and the home due to fear of
being subjected to physical abuse. Those who cannot get away from their alcoholic
fathers have resorted to the use of alcohol, solvents such as vulcaseal and rugby and
illegal drugs like marijuana. Some children built their own fantasy in order to forget
the reality of their circumstances.
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Secondary Mathematics Teachers’ Knowledge of Arithmetic Procedures on
Fractions
Dr. Mariyam Shahuneeza Naseer
Islamic University of Maldives
Republic of Maldives
Abstract
Research indicate that students and sometimes teachers have difficulties with
fractions, particularly in understanding the four fundamental arithmetic procedures on
fractions. This results in teachers encouraging students to memorize arithmetic
procedures necessary to arrive at a solution to problems involving fractions. This type
of instruction gives rise to various issues as this form of instruction does not support
students’ conceptual understanding. This has lead students to incorrectly generalize
arithmetic procedures which cause errors. Understanding the concepts related to the
four fundamental arithmetic procedures on fractions is highly essential as this lays the
groundwork to understanding more sophisticated mathematical concepts. εoreover,
thorough understanding of these concepts help in correctly applying arithmetic
operations on abstract mathematical concepts such as algebra. Research shows
knowledge of fractions is crucial for success in algebra. Strengthening instruction of
concepts related to the four fundamental arithmetic procedures of fractions could
improve student achievement in these areas. This study examined in-service
secondary school mathematics teachers’ procedural and conceptual knowledge of
fundamental arithmetic procedures on fractions. Participants were in-service teachers
)N = 32) enrolled in a secondary school mathematics teacher training program in the
εaldives. Results indicated that the participants were able to execute arithmetic
procedures on fractions correctly without the use of a calculator, however, they lacked
conceptual knowledge of these procedures on fractions. Interestingly, 37.5% of the
participants )N = 12) were unable to correctly identify fractions. This gives rise to an
imperative question whether the school teachers are only taught procedural steps in
their teacher training programs. In this paper theoretical and educational implications
of the findings are discussed.
Key words: arithmetic procedures, fractions, procedural knowledge, conceptual
knowledge, instrumental understanding, relational understanding
Introduction and Background
Fraction is a fundamental topic in mathematics as research shows that
competence with fractions predicts later mathematics achievement )for example,
Bailey, Hoard, Nugent, & Geary, 2012). Booth, Newton, and Twiss-Garrity )2014)
and Empson and δevi )2011) reported that conceptual understanding of knowledge of
fractions and their arithmetic operations is central to success in algebra, which lays
the foundation for mathematical reasoning and complex problem-solving.
Understanding fraction concepts and its arithmetic operations are important not
because it is an essential topic in mathematics curriculum but because they are being
used in daily practical activities such as cooking, carpentry, and sewing, to name a
few. Research indicates that understanding and mastering the concepts and arithmetic
operations of fractions is a challenge not only to young students but also to adults and
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adult learners )Nordvik, 2014). All these evidences draw attention to the importance
of understanding and mastering the concepts of fractions and their arithmetic
operations.
Teachers are responsible for students understanding of subject matter as they
serve as the primary source of student understanding of subject matter particularly at
early stages of schooling )Naseer, 2016; Shulman, 1987). Research on teacher
knowledge has revealed that teachers’ knowledge of mathematical content
significantly affected the way concepts were taught and specifically pointed out that
teachers who lacked mathematical content knowledge tended to offer limited
explanations and focused more procedures assuming that students knew and
understood the concepts )Bradshaw, Izsák, Templin, & Jacobson, 2014 ;Ojose, 2014;
Shirvani, 2015; Strand & εills, 2014). εoreover, Shirvani )2015) reported that
teacher knowledge of mathematical concepts affected the performance of students on
mathematics assessments. In short, professional literature has indicated that
mathematical content knowledge of teachers played an important role in teaching
mathematical concepts in a way that leads to the development of students’ conceptual
understanding of the subject matter.
A baseline study conducted in the εaldives during 2012-2013 showed that
32.5% of Grade 4 students, 51.5% of Grade 7 students, and 53.7% of Grade 9 students
were able to obtain the correct answers for questions on the topic Fractions )United
Nations Children’s Fund ]UNICEF[ & National Institute of Education ]NIE[, 2014).
According to the baseline study students’ performance in higher order skills such as
conceptual questions in mathematics that cannot be answered procedurally or by
recalling facts or formulas generally showed low performance )UNICEF & NIE,
2014). εoreover, it reported that though the scores improved across grade levels
several misconceptions persist even in higher grades, and in fact many students in
higher grades do not understand basic concepts like fractions )UNICEF & NIE, 2014).
Research has linked the lack of conceptual understanding with the way teachers
delivered concepts, which is influenced by the content and pedagogical knowledge of
the teacher )Ball & εcDiarmid, 1990; Chick, Pham, & Baker, 2006; Tennant &
Colloff, 2014).
Teachers could only engage their students in understanding mathematics only
if they themselves understand the mathematical concepts )Timmerman, 2014).
Therefore, it is important that teachers are aware of their own understanding of
mathematics content knowledge so that can work on improving the weak areas of
their mathematics content knowledge through construct mathematical knowledge for
themselves. Research shows that mathematical content knowledge of a teacher
influences the teacher’s ability to teach mathematics )Piccolo, 2008; Strand & εills,
2014). Examining teachers’ knowledge of arithmetic procedures on fractions would
help to identify their strengths and weaknesses with regard to arithmetic procedures
on fractions. This would in turn bring a positive social change by informing the
direction of needed teacher professional development curriculum. εathematics
education researchers have been calling for the better preparation of mathematics
teachers )Gurbuz & Toprak, 2014; Ojose, 2014; Tajudin, 2014).
The purpose of this study was to examine secondary mathematics teachers' knowledge
of arithmetic procedures on fractions to determine their relative strengths and
weaknesses to serve as the foundation for the development of teacher professional
development curriculum. This study measured teachers’ knowledge of fractions
through their instrumental and relational understanding of arithmetic procedures on
fractions using a mathematics assessment on fractions and semi-structured interviews.
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Instrumental understanding is defined as being able to follow rules without
understanding the reasons whereas relational understanding is defined as “knowing
both what to do and why” )Skemp, 1987). It is believed that the results of this study
also could also contribute towards improving mathematics education in the country by
informing teacher training institutions about the strengths and weaknesses with regard
to teachers’ knowledge of arithmetic procedures on fractions, which could prove
invaluable in designing their courses.
Theoretical Framework
This study is guided by Richard Skemp’s theory of instrumental and relational
understanding )Skemp, 1976 & 1987). Skemp suggested that there are two kinds of
learning in mathematics, namely, instrumental understanding and relational
understanding. Instrumental understanding is explained as a mechanical, rote or 'learn
the rule or method or algorithm' kind of learning )which gives quicker results for the
teacher in the short term), e.g. writing 10 would be understood as "this is how we
write 10" in instrumental terms )Skemp, 1976 & 1987). Hiebert and Carpenter )1992)
used the term procedural knowledge whereas Ball, Thames, and Phelps )2008)
referred to as common content knowledge, which included the knowledge and skills
of mathematics used in settings other than teaching )Ball, Thames, & Phelps, 2008;
Hiebert & Carpenter, 1992; Saderholm, Ronau, Brown, & Collins, 2010; Skemp,
1987). In short, procedural knowledge or instrumental understanding refers to mastery
of computational skills and knowledge of procedures )Eisenhart et al., 1993).
Relational understanding is explained as a more meaningful learning in which the
pupil is able to understand the links and relationships which give mathematics its
structure )which is more beneficial in the long term and aids motivation), e.g. writing
10 would be understood as "this is why we write 10 like this )in terms of place value)"
in relational terms )Skemp, 1976 & 1987). Ball et al. )2008) used the term specialized
content knowledge to refer to relational understanding, whereas Hiebert and
Carpenter used conceptual understanding to refer to what Skemp referred to as
relational understanding )Ball et al., 2008; Hiebert & Carpenter, 1992; Saderholm et
al., 2010; Skemp, 1987). Concisely, conceptual knowledge or relational understanding
refers to knowledge of underlying structures of mathematics, relationships and
connections that give meaning to mathematical procedures )Eisenhart et al., 1993).
As the aim of this study was to examine secondary mathematics teachers’
knowledge of arithmetic procedures on fractions through analysis of their
instrumental understanding and relational understanding of fractions, Skemp’s theory
was found to be the most appropriate. Research indicates the importance of these type
of understanding in order to be able to teach the concepts for understanding )Ball,
δubienski, & εewborn, 2001; Brown, Davis, & Kulum, 2011; Darling-Hammond &
Sykes, 2003; Ojose, 2014; Shirvani, 2015).
εaterials and εethods
Research Design
As the purpose of this study was to examine secondary mathematics teachers’
knowledge of arithmetic procedures on fractions, an “instrumental case study design”
was the most appropriate. Instrumental case studies are used when the research wants
to understand more than what is obvious to the observer, that is when the researcher
wants to gain insight into a particular issue )Stake, 1995). Case study research
encompasses the study of an issue explored through one or more cases within a
bounded system and explained bounded system as “separated out for research in terms
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of time, place, or some physical boundaries” )Creswell, 2012, p. 465). In this study
“bounded system” refers to the secondary mathematics teachers.
Case study is an ideal methodology when a holistic, in-depth investigation is needed
)Feagin, Orum, & Sjoberg cited in Taylor, 2005). Case studies have been widely used
in various investigations, particularly in social sciences, and increasingly in
instruction. One of the major advantages of using case studies is that case studies are
designed to bring out the details from the viewpoint of the participants by using
multiple sources of data )Berthelotte, 2007). Robust procedures has been developed
and when these procedures are followed, the researcher will be following methods as
well developed and tested as any in the scientific field )Stake, 1995; Yin, 2008). For
the above reasons, and as this study aimed to examine secondary mathematics
teachers’ knowledge of arithmetic procedures on fractions, which influences their
instructional practices, a case study approach was seen most appropriate for this study.
Research Instrument and its Validity
Data collection instrument was developed. It was an assessment designed to test the
participants’ understanding of the concepts of fractions. The assessment consisted of
four questions. Question 1 was a multiple choice question in which the participants
were required to identify the shape that is a quarter shaded. They were given three
choices. This question was adapted from instrument used in the base line study
conducted in the εaldives during 2012-2013 )UNICEF & NIE, 2014). Question 2
required the participants to shade the given shape to represent the given fraction. The
purpose of the second question was to examine the participants’ relational
understanding of fractions. In the National εathematics Curriculum it is stated that
students studying in second grade are expected to recognize different equivalent
fractions )National Institute of Education ]NIE[, 2014, p. 37). Therefore, it was seen
important to include these questions to test whether the participants were able to
recognize different equivalent fractions.
Question 3 was designed to assess the participants’ instrumental understanding, which
required them to perform certain arithmetic procedures on the given two questions
involving fractions. Question 4 was an open ended question where they were asked to
explain giving reasons how they arrived at the solution to the two questions given in
Question 3. This question was designed to assess the participants’ relational
understanding of arithmetic procedures on fractions.
Content validity of the questionnaire was established by checking alignment of the
assessment tasks against the learning outcomes of the National εathematics
Curriculum. Construct validity was established by a mathematics teacher and a
mathematics teacher educator. Questions were similar to the questions that were in the
baseline study and also in the mathematics textbooks used in the εaldivian schools.
However, there was no question in any of the textbooks used that was similar to
Question 2, and Question 4 is typical type of question asked in mathematics pedagogy
courses.
Setting and Sample
Participants of this study are final year in-service teachers enrolled in a secondary
school mathematics teacher training program offered at one of the higher education
institutions in the εaldives. Sampling strategy used in this study was homogeneous,
purposive sampling as this study aimed to examine secondary mathematics teachers’
knowledge of arithmetic procedures on fractions. In homogenous sampling the
researcher purposefully selects individuals based on common characteristics
)Creswell, 2012). All final year in-service teachers enrolled in a secondary school
mathematics teacher training program at the time of data collection were contacted
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and briefed about the study. Thirty-two teachers consented to take part in the study.
Data Collection and Analysis
Participants who consented to take part in this study were informed three days ahead
the date and time of the assessment. Participants were requested to complete the
questionnaire at the same time under exam conditions to avoid any communication as
the assessment involved mathematical calculations designed to examine participants’
instrumental and relational understanding. Participants were given a maximum of an
hour to complete the assessment and use of calculators were not allowed. Participants
were allowed to handover the assessments once they have completed the assessment.
Assessment was followed by a brief interview which was a face-to-face individual
interview that took place right after they completed and handed over the assessment.
In the interview the participants were asked two questions: first to briefly explain their
response to question 2 and second, to briefly explain the procedure they followed in
solving the problems given in Question 3. The second interview question was similar
to Question 4. The reason for asking individually the same question was to confirm
the participants’ response to Question 4 and clarify any doubts.
Responses to Questions 1-3 were analyzed for correct solutions whereas a content
analysis was carried for the responses given to Question 4 and interview questions.
According to εerriam )2009) all qualitative data analysis involves content analysis.
Krippendorff )2003) stressed that content analysis is a scientific tool and defined
content analysis as a “research technique for making replicable and valid inferences
from texts )or other meaningful matter) to the contexts of their use” )p. 18). The
process of content analysis involved coding of raw data and categorizing them
according to characteristics of the content gathered.
Results and Discussion
Data collected through the assessment was used to carry out a detailed analysis
of the participants’ knowledge of arithmetic procedures on fractions. The analysis
consisted of a summary of each teacher’s performance that included scores on
individual items, on concepts of fractions, and on instrumental and relational
understanding. Data collected through interview was analyzed for themes and patterns
to gain an insight into the relational understanding of the participants’ knowledge of
arithmetic procedures on fractions.
Participants were in-service teachers )N = 32) enrolled in a secondary school
mathematics teacher training program in the εaldives. Two of the participants had
less than two years of experience teaching mathematics. εathematics teaching
experience of the majority of the participants )N = 17) was 2-5 years. Eight
participants had a teaching experience between 6-10 years, whereas five participants
has a teaching experience more than 10 years. Figure 1 summarizes the mathematics
teaching experience of the participants.
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Figure 1. εathematics teaching experience of the participants
Question 1 tested whether the participants were able to correctly identify the
shape that is a quarter shaded. Interestingly, only 62.5% )N = 20) chose the correct
option A. twelve of the participants incorrectly chose option B. None of the
participants chose option C. this result is alarming as this clearly indicated there are
37.5% )N = 12) teachers teaching mathematics at the secondary level )grades 8, 9, &
10) who did not have the correct understanding of the concept fraction. Figure 2
shows the question 1.
Figure 2. Question 1
Student performance of a similar question on baseline study showed that only
39% of the students in grade 4, 63% of the students in grade 7 and 65% of the
students studying in grade 9 were correctly able to identify the figure which was a
quarter shaded. Remarkably, secondary mathematics teachers’ performance on this
question is at the same level as the grade 9 students’ performance of this question.
Research shows that teachers who have a deep understating of the concepts foster
better student performance as they are able to make use of better instructional
practices than those who lack in-depth understanding of the concepts they teach )Ball
et al., 2001; Brown et al., 2011; Darling-Hammond & Sykes, 2003; Ojose, 2014;
Shirvani, 2015).
None of the participants obtained the correct answer for question 2 which
required the participants to shade a given fraction of the given shape. It is noteworthy
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that none of the textbooks used in the εaldivian schools has a question similar to the
question 2 of the assessment. Figure 3 shows question 2 of the assessment.
Figure 3. Question 2 of the assessment.
εajority of the participants crossed out the last row and shaded seven squares
out of the remaining twelve squares. Analysis of the textbooks used in the εaldivian
schools revealed that if students were required to shade a given fraction of a given
figure, the figure was divided into the same number of equal parts as that of the
7
denominator of the given fraction. For example, if students were required to shade 12
then the given figure would be divided into 12 equal parts. However, the researcher
believed that if students are expected to “recognize different equivalent fractions”
)NIE, 2014, p. 37) at second grade, students studying in higher grades should be able
to answer questions similar to question 2 of the assessment. Hence, this question was
included to complement question 1 in confirming that teachers teaching secondary
mathematics in fact had the relational understanding of fractions. From the interview
it became clear that the teachers who participated in this study were unable to obtain
the correct answer as they “have never come across a question like this” or “because
there were more than 12 parts.” It is noteworthy that once the participants were shown
how this question could be answered, typical comments received from them included
“ah. Never thought of that. If you give a question like this again, I can answer.” This
confirmed that irrespective of the length of their teaching experience, the participants’
relational understanding was limited. As the purpose of this study is not to examine
the reasons for lack of relational understanding, this issue is not explored further in
this study.
Question number three included two questions that required participants to
carry out arithmetic procedures of given fractions. Figure 4 shows the questions
included in this.
Figure 4. Question 3 of the assessment.
Correct solutions to these questions were obtained by 96.9% )N = 31) of the
participants. Only one participant was unable to work out the solutions. Interview
with this participant revealed that the participant was “used to using calculator” that
the participant “could not remember how to work out the solution without the use of a
calculator.” One of interesting observations noted while analyzing the worked out
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solutions of part )a) was that majority of participants )N = 25) who obtained the
correct answer used the method shown in Sample Solution 1, whereas the remaining
)N = 6) used the method shown in Sample Solution 2, which indicated they were
following a certain procedure that they have mastered without thinking about the
given problems in-depth. None of the participants considered the Alternative Solution
shown.
Sample Solution 1
a)
=
=
=
+
×
×
+
+
Sample Solution 2
a)
×
×
=
+
=
=
=
=
+
+
Alternative Solution
a)
×
×
=
=
+
+
Interestingly, when the participants were asked why they did not simplify the
first fraction, as shown in the Alternative Solution, they said they never thought of it.
Typical response received was that it never occurred to “make the denominators
equal” by reducing the fraction as they “always multiplied and made denominators
equal.” Interestingly, when the participants were asked why they did not simplify the
first fraction, as shown in the Alternative Solution, they said they never thought of it.
Typical response received was that it never occurred to “make the denominators
equal” by reducing the fraction as they “always multiplied and made denominators
equal.”
Participants who obtained the correct solution to part )b) used a single approach,
shown under Correct Solution and the only incorrect solution given is shown under
Incorrect Solution below. In-depth examination of the solutions point out the
possibility the participant memorized the steps in numerical procedures and tried to
remember and apply the “invert and multiply” rule )Bradshaw et al., 2014).
Correct Solution
Incorrect Solution
b)
b)
=
=
=
÷
×
=
=
×
=
÷
×
×
Analysis of worked solutions to part )a) and part )b) revealed that the participants had
instrumental understanding of arithmetic procedures on fractions, whereas the
responses to question 4 confirmed that the participants lacked relational understanding
of the arithmetic procedures on fractions. Typical responses given to question 4
include:
“That’s the rule.”
“I just followed the rule.”
“For )a) part we make the denominators equal because otherwise we can’t add. For )b)
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we multiply by the opposite fraction ]reciprocal[.”
“That’s how we were taught and that is how we teach.”
“We remember and follow the rule and we tell students to follow the rule.”
To sum up, results of this study demonstrated that the participants had instrumental
understanding, whereas they lacked relational understanding. Teachers were able to
work out correct solutions to the given problems but they were unable to obtain the
correct solutions to problems that required them to demonstrate conceptual
understanding. Worked examples and responses given to interview questions
confirmed that the participants learned and followed the rules of mathematics
mechanically, without having conceptual understanding of the rules )Golden &
Shteingold, cited in Timmerman, 2014). Teachers who lack relational understanding
cannot be expected to teach students for understanding as they would not be able to
explain why their procedures worked )Timmerman, 2014).
Conclusion and Recommendation
Understanding fractions requires not only knowledge of procedures for
solving arithmetic problems involving fractions, but also conceptual knowledge as
well. Results of this study raised serious questions regarding teachers having
sufficient knowledge of fractions to teach the topic. The most striking finding of this
study was that teachers followed the rules mechanically without having sufficient
relational understanding of the concepts. εoreover, teachers were unable to solve
problems that they have never come across before )for example, question 2 of the
assessment). This suggest that current mathematics teacher education programs need a
reform. Teacher educators designing mathematics teacher education programs and
professional development programs need to design programs that promote teachers’
ability to teach for understanding by including various activities that emphasized the
underlying structures of arithmetic operations on fractions and that developed
teachers’ relational understanding of the concepts.
An assumption of this study is that these teachers would have the same
experience and exposure to mathematics content and pedagogy as they were final year
students enrolled in a secondary mathematics teacher education program at a higher
education institution. A limitation of this study is that these findings cannot be
generalized to the entire population. A delimitation of this study is that participants are
trained from the same institution and belong to same nationality.
As teachers need a solid understanding of the concepts they teach so that they can
teach for understanding by giving reasons for following certain procedure, it is
recommended that mathematics teacher training programs emphasized the importance
of teaching for understanding )Olanoff, δo, & Tobias, 2014). It is also recommended
that a study be carried out to assess the in-service teachers knowledge of fractions and
based on the results a professional development program be developed to build on the
strengths of the teachers and address the weaknesses of these teachers so that they are
better equipped with the knowledge to teach mathematics for understanding.
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CAPITAL BASE AND MICRO BUSINESS PERFORMANCE IN NIGERIA: A
BOOTSTRAP REGRESSION APPROACH
Sherifat Omolola Adesunkanmi
Department of Management and Accounting,
Obafemi Awolowo University, Nigeria
Olushina Olawale Awe
Department of Mathematics (Statistics Unit),
ObafemiAwolowo University, Nigeria
Abstract
This study examined the effect of capital base on the performance of micro businesses
in Nigeria. This is with a view to reveal how intense the use of inadequate capital is
affecting micro business performance.
The study employed the use of primary data. It focused on cottage businesses which
entail dyeing, weaving, mat making and carving, catering services, rental services,
fabrications, artisan pottery and blacksmithing. Data collected through the
administration of structured questionnaire to owners of sampled micro cottage
business was analysed using bootstrap regression approach.
The results showed that existing capital base of micro businesses has no significant
effect on the performance of micro businesses with p value of 0.623
The study concluded from the findings that, micro businesses in Nigeria have too little
capital- base and its effect is not significant.
INTRODUCTION
εicro business forms majority of the available businesses around the world and
Nigeria is not an exemption. Probably due to lack of huge amount of money required
to establish large scale businesses, some business owners with limited access to credit
engage in small/micro businesses. Obviously, the importance of small/micro
businesses cannot be underestimated as they are the lifeblood of most economies
)Adesunkanmi, 2009). Small/micro businesses are described as efficiently prolific job
creator, the seed of big business and the fuel of national economic engine )Quartey,
2010).
Despite these contributions of micro business, δadder )1996) deduced that micro
business major barrier to grow with regards to equity financing and debt is
overwhelming, how they are financed is one of the most fundamental questions of
business research, since financial capital is one of the necessary resources required for
businesses to form and subsequently operate. The importance of the financing
decision of business consequentially has important implications on the economy,
given the role that business plays in employment growth, competition, innovation, and
export potential.
Additionally, credit decisions and the use of debt and equity have been shown to have
important implications for the operations of the business, risk of failure, firm
performance, and the potential of business expansion in the future. As businesses
cannot live without capital they need money to invest in plant, inventories, machinery
and other assets. Brealey et al. )2008) explain that the sources of capital are classified
into long-term financing and short – term financing.
One important question that this raises is that; is it that small businesses are not
interested in sourcing for funds from banks or they are not aware of the available
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Volume 10, January2017
funds, or some other reasons like conditions put in place by the government for
business owners to source for such funds cannot be met by small businesses? εany
studies like Oyefuga )2008), Adesunkanmi )2010, 2011, 2013), εogboyin )2014)
has been able to established that time had gone pass all the stated reasons from their
findings.
However, from the work of εogboyin )2014) that showcased the conditionality of the
available funds for SεEs to access them and the categories of the SεEs that can
benefit from the Government Intervention Funds make these researcher to be curious
as to whether the existing conditions are really the problem for micro businesses i.e.
may be government did not consider the needs of the micro business for their
assessment of the available funds. Also, )Adesunkanmi, 2013) established that
inadequate accessibility of funds from banks was not as a result of banks
consolidation but could be other reasons that need further clarification or research.
This could include but not limited to inability of micro businesses not exploring other
sources of finance apart from bank credit or not being able to put up a very
convincing proposal to the creditors to evident the need for the credit in order to
enhance their business growth. All these are issues that can serve as hindrances to
micro business in getting the available credit. Financial needs of the businesses should
be identified by the business owners and recognised by the credit provider in order to
promote business performance.
Available literature deduced that there are number of sources of credit for business,
with the aforementioned problems of accessing bank credit, it is high time to start
looking at the performance of micro businesses with their conditionality’s. εajority of
the micro businesses lack access to bank credit due to their peculiarities.
With all these arguments and analyses put up as regards the various sources of credit
available to micro business owners, and peculiarities of micro business credit needs as
compared with that of medium and big businesses, and, considering the effect all
these irregularities on business performance, this study is set out to investigate the
peculiarity of small capital base for micro businesses and examine its contribution to
micro business performance.
δITERATURE REVIEW
The Nigerian εinistry of Industry )2001) observed that the review of the
classification of SεEs was long overdue and adopted the following as the new
classification of SεEs. εicro/Cottage Industry: An industry with a total capital
employed of at least 1.5 million, including working capital but excluding cost of land,
or a labour size between 1 and 10 employees. Small Scale Industry: An industry with
a total capital employed of not more than 50 million including working capital but
excluding cost of land, or a labour size between 11 and 100 employees.
With these classifications, a εicro business has considerable advantage over large
firms in their ability to respond quickly and effectively to economic changes and or
trends. They have shorter development times )when properly managed) and their wide
geographical dispersal gives them better proximity to customers as such they are
regarded as the driving force of economic growth, job creation, and poverty reduction
in the rural and urban areas of developing countries. They have been the means
through which accelerated economic growth and rapid industrialization have been
achieved )Harris and Gibson, 2006; Saucer 2005; Arinaitwe, 2002; Van Eeden, Vivers
and Venter, 2004).
εeanwhile, because of the contributions of micro business to economic development
as generally acknowledged, entrepreneurs face many obstacles that limit their long
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term survival and growth. Research on micro businesses development has shown that
the rate of failure in developing countries is higher than in the developed countries
)Arinaitwe, 2002).
Scholars have indicated that starting a business is a risky venture and warn that the
chances of micro business owners making it past the five year mark are very slim.
They need to develop both short term and long term strategies to safeguard against
failures )Sauser, 2005; εonk, 2000).
Empirical evidence shows that in Nigeria, the level of external finance for the SεEs
bank loan and equity is very low, particularly for micro business De Ferranti & Ody
)2007). Drawing from a Survey of SεEs conducted by World Bank between 2006
and 2007 and using four developing countries, namely Nigeria, Brazil, India and
South Africa as example, it is evident that Nigerian SεEs are starved of funds.
Findings revealed that 2.87 percent of Nigerian Small businesses have line of credit,
in South Africa 22.9 percent of Small businesses have line of credit and 42.79 percent
of Small businesses have line of credit in Brazil. An examination of micro businesses
does not reflect a different picture.
For instance, only 6.01 percent of Nigerian micro businesses have line of credit as
opposed to 35 percent and 67.5 percent of the micro businesses in South Africa and
Brazil respectively )εaruth, 2012). Another good example is that banks finance only
1.07 percent of investment of small business in Nigeria but bank finance of small
business investment are 17.05 percent, 15.09 percent and 19.9 in South Africa, Brazil
and India respectively. The situation is not different for micro business because while
bank finance only 1.57 percent of investment of micro businesses, bank finance of
investment is 30.14 percent, 32.72 percent, 32.73 percent and 32.18 percent in South
Africa., Brazil and India respectively )εaruth, 2011).
An examination of the percentage of micro business that identify finance as major
constraint shows that while 59.34 percent of micro businesses in Nigeria identify
finance as a major constraint, the percentage of the micro businesses that identify
finance as major constraint are 20.9 percent, 50.62 percent and 17.09 percent in South
Africa, Brazil and India respectively. For medium businesses the percentage of
businesses that identify finance as major challenge are 34 percent, 12.48 percent,
55.69 percent and 13.51 percent in Nigeria, South Africa, Brazil, and India
respectively.)Robinson,2003)
One important problem that micro businesses often face is access to capital )δader,
1996). δack of adequate financial resources places significant constraints on their
development. Cook and Nixson )2000) observe that, notwithstanding the recognition
of the role of micro business in the development process in many developing
countries, micro business development is always constrained by the limited
availability of financial resources to meet a variety of operational and investment
needs.
A World Bank study found that about 90% of small business surveyed stated that
credit was a major constraint to new investment )Parker, 1995). δevy )1993) also
found that there is limited access to financial resources available to smaller enterprises
compared to larger organisations and the consequences for their growth and
development. The role of finance has been viewed as a critical element for the
development of small businesses )Cook & Nixson, 2000). A large portion of the small
business sector does not have access to adequate and appropriate forms of credit and
equity, or indeed to financial services more generally )Parker, 1995). In competing for
the corporate market, formal financial institutions have structured their products to
serve the needs of large corporate.
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Canadian International Journal of Social Science and Education
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Hong Yuh Ching )2011) tried to find out the relationship between the working capital
management and corporate profitability, for this they divided the sample companies
into two group working capital intensive and fixed capital intensive. After using
different tests and applying ratios Return on Assets )ROA), Return on Investment
)ROI), Return on Equity )ROE), inventory days etc. They concluded that regardless
the two companies managing working capital are important equally.
Tryfonidis and δazaridis )2006) worked to find out the relationship between corporate
profitability and working capital management. They took 131 companies data from
2001-2004. They used cash conversion cycle )CCC) for the measurement of working
capital management; their results indicate that there is a significance relationship
between the two. An effective management can increase profits by maintaining their
each conversion cycle efficiently and also keeping different ingredients )receivables,
inventory etc) to a certain level.
Dong )2010), reported that the organisation profitability and liquidity are affected by
working capital management in his analysis. Pooled data are selected for carrying out
the research for the era of 2006-2008 for assessing the companies listed in the stock
market of Vietnam. He focused on the variables that include profitability, cash
conversion cycle and its related elements and the relationship that exist between them.
From his research it was found that the relationship among this variable were strongly
negative. This denote that decrease in the profitability occur due to increase in each
conversion cycle. It is also found that if the number of days of account receive and
inventories are diminish then the profitability will increase numbers of days of
accounts receivable and inventories.
εark Deloof )2003), test to show the relationship between working capital and
corporate profitability. He took a sample of 1009 Belgium firms for the period 19921996, and taking number of days, account receivable, inventory, account payable,
cash conversion cycle as independent variables Gross operating income was used as
dependent variable. Applying correlation and coefficient regression tests, Deloof
manifested convincing negative relationship between gross operating profits and days
in payable, days in inventory, and days in receivables. Based on his findings it is
suggested that firm’s profitability can be maximising if days payable and days
receivable is shortened.
Hong Yuh Ching )2011) tried to find out the relationship between the working capital
management and corporate profitability, for this they divided the sample companies
into two group working capital intensive and fixed capital intensive. After using
different tests and applying ratios Return on Assets )ROA), Return on Investment
)ROI), Return on Equity )ROE), inventory days etc. They concluded that regardless
the two companies managing working capital are important equally.
Tryfonidis and δazaridis )2006) worked to find out the relationship between corporate
profitability and working capital management. They took 131 companies data from
2001-2004. They used cash conversion cycle )CCC) for the measurement of working
capital management; their results indicate that there is a significance relationship
between the two. An effective management can increase profits by maintaining their
cash conversion cycle efficiently and also keeping different ingredients )receivables,
inventory etc) to a certain level.
Dong )2010), reported that the organisation profitability and liquidity are affected by
working capital management in his analysis. Pooled data are selected for carrying out
the research for the era of 2006-2008 for assessing the companies listed in the stock
market of Vietnam. He focused on the variables that include profitability, cash
conversion cycle and its related elements and the relationship that exist between them.
1 4
Canadian International Journal of Social Science and Education
Volume 10, January2017
From his research it was found that the relationship among this variable were strongly
negative. This denote that decrease in the profitability occur due to increase in each
conversion cycle. It is also found that if the number of days of account receive and
inventories are diminish then the profitability will increase numbers of days of
accounts receivable and inventories.
εark Deloof )2003), test to show the relationship between working capital and
corporate profitability. He took a sample of 1009 Belgium firms for the period 19921996, and taking number of days, account receivable, inventory, account payable,
cash conversion cycle as independent variables Gross operating income was used as
dependent variable. Applying correlation and coefficient regression tests, Deloof
manifested convincing negative relationship between gross operating profits and days
in payable, days in inventory, and days in receivables. Based on his findings it is
suggested that firm’s profitability can be maximising if days payable and days
receivable is shortened.
Working capital is available for conducting the day-to-day operation of an
organisation represented by its net current asset. Every business needs adequate liquid
resources to maintain daily cash flow. It needs enough to pay wages, salaries and
creditors if it is to keep its work force and ensure its supplies. εaintain adequate
working capital is not just important in the short term. Adequate liquidity is needed to
ensure the survival of the business in the long run. Even, a profitable company may
fail without adequate cash flow to meet its liabilities. Therefore, the managers have
the responsibility to manage the levels of working capital in the best interest of the
stakeholders )Adeniyi 2008).
3.1 DATA AND εETHODOδODY
Data for this study was collected through a structured questionnaire consisting
of closed and open-ended questions designed in line with the objective of the study.
The questionnaire was administered to 71 respondents and the data was bootstrap to
enhance the sampling results. The questions contained in the questionnaire relates to
effect of capital base on micro business performance in the study area
3.2 εodel Specification and εethodology
3.2.1 Regression εodel for the Data
The effect of capital base on performance ofmicro business was analysed with
the following regression model
C = α + β1 TC + β2 A + β3 S + β4 NOB + ………………….. )1)
Where
C = Capital base of the micro business
α = intercept
β = slope parameter
TC = Trade Credit
A = Age of business
S = Size of business
NOB = Number of Branches
= Stochastic error term of the model
The multiple regression model specified can also be written in matrix form as
Y = Xβ + …………………… )2)
Where Y is an nxi vector of observations of the response variable. X is an nxp matrix
of explanatory variable. β is a pxi vector of unknown regression coefficients and is
an nxi vector of random errors.
It is assume that elements of are independent and identically distributed and 2 > 0
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Canadian International Journal of Social Science and Education
Volume 10, January2017
is constant. For the estimation of β by Ordinary δeast Squares )OδS), it is required
that the data be totally free from others which is not always so, hence we adopt a
nonparametric bootstrap regression method in order to mitigate this notable
constraint.
3.2.2 Nonparametric Bootstrap Regression εethod
The bootstrap method employed in this work approximates the sampling
distribution by simulating from the regression model specified and treating the
simulated data ust like the real data. Therefore, we simulated by re-sampling
)bootstrapping) as follows:
Randomly choose samples of size n by sampling new )Y, X) from the original data
Within each bootstrap sample, regress Y on X variables
Use the obtained results for analyses and recommended.
εeasurement of variables
There are four key variables that entered the model specification. Though many other
variables involving socio-demographic characteristics of respondents was also
analyzed descriptively but did not appear here as the focus are those variables whose
measurement requires classification. Those variables are discussed below.
εicro Business performance: The micro business performance was captured by age
of the business, size of the business, number of branches and is measured by the
quantity of trade credit they are able to assess in money term, how long they have
been in business, increase in the number of employee and number of branches of the
businesses respectively. However, because information on these variables are not
readily available for all the micro business in any published documents, it was
included as part of items in the structured questionnaire that was used to elicit
information from micro businesses visited.
Increase in number of employees: this is measured by subtracting the number of
employee before from the number of employees now for the micro businesses.
Increase in capital base: capital is designed in range. This is because the business
owners/managers cannot categorically give their business capital worth. So therefore
it was ranged into five groups, the lower and the upper limit is added together and
divided by 2.
Number of branches: provided by the respondents
Trade Credit: It is designed in range. The lower and upper limit is added together and
divided by 2 to get the mid value.
Discussion and Interpretation of Results
It is expected that when micro business or any other size of business has
adequate working capital to incur raw materials and machines/human capital for
production, it will increase production, promote quality in goods produce, increase in
sales, increase profit made, increase savings which can be ploughed back into the
business, which increases investment. When a business achieves this then, it relatively
increases the business capital base.
Peculiar to micro business is that they lack cash to serve as their working
capital. What operate within the micro business sector is that they service their
production with trade credit. They achieve this through networking and maintaining
creditable relationship with suppliers of raw materials required for production within
their sector. This is so because majority of the micro business owners/managers have
no access to loans from banks to run their businesses.
The reason)s) for their inability to secure loans from banks is not far fetch
from their behavior to capital issue during the course of this study. Generally majority
of the business visited lack information on their business, no proper documentation of
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Canadian International Journal of Social Science and Education
Volume 10, January2017
the activities that make up their businesses. They are totally informal probably
because of their micro size. Almost all the businesses addressed did not have exact
amount of their seed capital, not only that, they don’t equally take full stock of their
businesses to know their worth of present capital base.
Aforementioned reason was why this researcher had to range the present
capital base of the businesses in the questionnaire. It was discovered during the first
run of the questionnaire that the few business owners visited did not have exact
figures of the worth of their business but only have an idea of what it is likely to be.
This could be because of their informality and it seems to have taken them away from
the financial policy to dictate the running of their business.
Inability of majority of the business owners/managers to calculate and
document their profit per day/week and even monthly does not enable anyone to be
able to determine if truly they are making profit and if they are, at what rate are they
making it. This made it difficult to determine if the micro businesses visited have
savings from the profit made. And so therefore we cannot really say categorically
exact amount of capital.
Even though some business owners take the daily contribution they make to be
their savings. The claim is base on the fact that the contribution )Ajo) is deducted
from the business on a daily basis. The amount contributed on daily basis ranged from
₦500 to ₦1,500. So at the end of the month their savings ranged from ₦15,000 to
₦45,000. The amount of savings per month is relatively small. εajority of them
admitted not to use the total savings as plough back. They take care of some pressing
responsibilities such as paying children school fees, buy school books and other
responsibilities that may be required on their children. Some even said at times the
whole savings are not even enough to service these responsibilities.
Of interest to some of the business owners especially those in cottage
business is that quantity of goods in their shops increases with time. They see this to
be growth in business. But the truth of the matter is that the increase in the quantity of
the goods in the shop was not as a result of growth in business. It is because they get
those goods/raw materials on suppliers as trade credit. The capital on the goods is
paid back after sales with little profit which is save as Ajo to be taken back at the end
of the month to take care of their immediate personal responsibilities.
So, trade credit does not relatively increase micro business capital base which
has been define to represent business performance in this study. What trade credit
seems to micro business is that it helps in the running of the business.
Conclusion
The overall goal of this study was to contribute knowledge to the discussion
on the accessibility of trade credit and the micro business performance in Nigeria. The
effect of capital base on the performance of micro business is not significant. The
assumption is that when micro businesses gets supply of trade credit in form of raw
materials and machines or goods for sale, it boots their production rate and sales and
when this happens increase in sales should increase profits and then savings which
should bring about increase in capital base to aid expansion of the business which will
require more employees. But the assumptions did not hold in this study because low
capital base has limit the business owners to rely on trade credit since the nature /
peculiarities of micro business debarred them from getting loans from financial
institutions. Trade credit only keeps the business running but those not necessarily
increase performance.
Table
4.13
THE
EFFECTS
OF
INCREASE
1
IN
CAPITAδ
ON
THE
Canadian International Journal of Social Science and Education
Volume 10, January2017
PERFORεANCE OF εICRO BUSINESSES.
Estimate
Coefficients
Standard Error
Intercept
3.711e +05
6.010e+05
AOB
1.001e+04
4.012e+05
SIZE
6.466e+03
1.482e+05
NOB
4.021e+05
3.374e+05
CB
7.110e-01
1.440e+00
t value
0.617
0.249
0.044
1.192
0.494
p value
0.539
0.804
0.965
0.237
0.623
εultiple R – squared: 0.02655
Adjusted R – squared: -0.01925
F- statistics: 0.5797 on 4 and 85 DF, p-value:0.6782
Dependent Variable = Capital base )CB)
HYPOTHESIS:
Ho – Capital base has significant effect on micro business performance
Hi – Capital base has no significant effect on micro business performance
DECISION:
Reject Ho if p-value ˂ 0.05. Otherwise do not reject Ho.
Adesunkanmi )2012): ”The impact of εicro financing on the survival and growth of
Sole proprietorship business in Ife Central δocal Government area of Osun State”.
Department of εanagement and Accounting, Obafemi Awolowo University Ile-Ife.
Nigeria. July 10-13, 2012/OAU/Nigeria.
Adesunkanmi )2013): )2013). “Bank consolidation and Small Business δending in
Nigeria” Unpublished ε.Phil thesis of the Department of εanagement and
Accounting, Obafemi Awolowo University, Ile-Ife. Osun State.
Brealey RA, εyers SC & Allen F, 2008.Principles of corporate finance, 9t edition.
New York: εcGraw Hill.
Cook, P. )2001). Finance and Small and εedium-Sized Enterprise in Developing
Countries. Journal of Development Entrepreneurship, 6)1), 17.
δader, P. )1996).The public/private partnership, Springs Spring, 35)2), pp. 41-44.
δiedholm, C, and εead, C. D )1999).Small Enterprises and
EconomicDevelopment, The Dynamics of micro and small enterprises, Rutledge
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εark Paetkou )2003), “ εicro and small enterprises development and poverty
alleviation in Thailand”, Projject IδO/UNIDP; THAI/99/003.
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Oyefüga, I.O.; Siyanbola; W.O; Afolabi, 0.0; Dada, A.D and Egbetokun, A.A. )2008),
“SεEs Funding: An assessment of an intervention Scheme in Nigeria”, World
Review of Entrepreneurship, εanagement and Sustainable Development, Volume 4.
No. 2/3, pp 233-245.
Quartey, P. )2003). Financing Small and εedium Enterprises )SεEs) in Ghana.
Journal of African Business, 4)1), 37-55. http://dx.doi.org/10.1300//j156v04n01-03
1
Canadian International Journal of Social Science and Education
Volume 10, January2017
The Legal System of the Saudi Judiciary and the Possible Effects on
Reinforcement and Enforcement of Commercial Arbitration
Ahmed A. Altawyan
a Law Lecturer at Al-Iman Muhnammad Ibn Saud Islamic University, Saudi
Arabia
Abstract
The modernization of the Saudi arbitration environment is more in line with modern
international norms of commercial arbitration rules, embodying several "arbitrationfriendly" principles of the UNCITRAδ εodel δaw, such as competence-competence
and the autonomy of the arbitrating parties. However, the new Saudi arbitration
environment is still subject to certain intricacies and obstacles presented by the Saudi
municipal courts during the process of arbitration and often in the challenge and
enforcement stage of an arbitral award in the Kingdom of Saudi Arabia. Thus,
addressing such challenges posed by the Saudi courts and finding solutions through
analyzing and examining the Saudi courts system will help to pave the way toward
creating a more welcoming arbitration environment locally and internationally and a
viable choice for parties who will otherwise encounter an unwelcome environment in
the Kingdom.
Keywords Saudi judiciary system; Saudi court; Saudi arbitration law; Islamic sharia
1
The Importance of a National Judiciary in the Arbitration Process
It is well known that investors prefer the method of arbitration to settle merchant
disputes both in international and national fields.56 Commercial arbitration has
become more attractive because of its privacy, party control of the process and the
international recognition and enforcement of its awards.57 Hence, arbitration offers
the opportunity to settle disputes between parties by using a private method that is
binding and enforceable in general. Consequently, the Kingdom of Saudi Arabia
realized that it should establish a new arbitration law that fits the international
community to attract foreign companies to invest in the Kingdom rather than its old
law, which did not meet the real legal and investment needs.58 Accordingly, on April
16, 2012, Saudi Arabia issued a new arbitration law, which was inspired by the
UNCITRAδ εodel δaw.59 This law offers greater independence in the arbitral
process, which provides enhanced procedural powers of the arbitral tribunal and
56
See Association, AAA Handbook on International Arbitration and ADR (American Arbitration
Association, 2010), 169-172.
57
Ibid.
58
See Abdulrahman Mamdoh Saleem, A Critical Study on How the Saudi Arbitration Code Could Be
Improved and on Overcoming the Issues of Enforcing Foreign Awards in the Country as a Signatory
State to the New York Convention, Available at SSRN 2315728 (2012); Saudi Arbitration Law Article
25, 38, 55 (2012); Nancy B Turck, "Arbitration in Saudi Arabia", Arbitration International 6(3)
(1990): 281- 291.
59
R. Mithani,’Saudi Arabia: The emerging arbitration landscape’, Corporate Disputes Magazine (JanMar 2014): 2-5.
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Canadian International Journal of Social Science and Education
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clearer enforcement of arbitration agreements and awards. Although the new
arbitration law substantially limits the previous mandatory oversight of the local
Saudi courts, parties still need to deal with Saudi courts at different stages during the
arbitration process.60
Under the new law, the disputing parties will need Saudi courts during the arbitration
process similar to the practice in the other jurisdictions. For instance, the parties will
be called to address issues like the appointment of arbitrators when they cannot agree
or if a party needs temporary or injunction relief.61 In this regard, most judges in
Saudi courts are trained only in Islamic Sharia, and they usually lack any particular
technical or commercial background.62 In addition, most rules applied in Saudi
courts can be found in books that were written by medieval εuslim jurists.63 For this
reason, the Kingdom of Saudi Arabia solved the lack of background in technical and
commercial legal matters by establishing specialized tribunals in different fields
consisting of specialists to settle disputes involving their specialties.64
The new Enforcement δaw, which was issued through Royal Decree No. ε/53 on
July 3, 2012, represents a significant step toward aligning the law in the Kingdom
with international standards and a facilitation of enforcement of arbitral awards with
the creation of a particular jurisdiction and specific procedures applicable to such
enforcement. However, the recognition and enforcement the arbitral awards will
determined by Saudi courts even though they have the reputation of being highly
skeptical toward the recognition and enforcement of arbitral awards.65 This
skepticism is thought to exist in all cases involving investors, foreign and national, as
the result of which investors try to avoid Saudi courts.66 In fact, the new law does not
provide clear guidance about public policy as applied in the Kingdom or the meaning
of Islamic Sharia concept as applied in the courts especially since there are different
schools and opinions about many issues. For instance, granting interest, which is
60
Ibid.
Saudi Arbitration Law Article 22 (2012).
62
Although there are law schools and Sharia schools in Saudi Arabia, the law of the Saudi judiciary
requires that each candidate have a degree from one of the Sharia colleges in the Kingdom of Saudi
Arabia. However, the graduates from the Saudi law schools can hold any legal position except being a
judge as will be shown later in this paper. See David J Karl, 'Islamic Law in Saudi Arabia: What
Foreign Attorney's Should Know, 25 Geo. Wash. J. Int'l L. & Econ (1991): 144-145;Nancy B Turck,
"Dispute Resolution in Saudi Arabia", The International Lawyer, 22 (1988): 418
63
See Frank E Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia (Leiden:
Brill, 2000), p. 9.
64
Several tribunals, referred to as “committees”, have been created periodically with judicial powers in
the Kingdom of Saudi Arabia. These committees deal with specific issues regulated by royal decrees,
such as labor and commercial law. The jurisdiction of each committee is determined separately by the
decree that created it. One of them was created to resolve banking disputes; it is called "the Banking
Disputes Settlement Committee." See Abdulrahman Yahya Baamir, Shari’a Law in Commercial and
Banking Arbitration: Law and Practice in Saudi Arabia. (2013): 22-24.
65
See F. Nesheiwat & A. Al-Khasawneh, "The 2012 Saudi Arbitration Law: A Comparative
Examination of the Law and Its Effect on Arbitration in Saudi Arabia", 13 Santa Clara Journal of
International Law, (2015): 445-446. Also, K. Roy, "New York Convention and Saudi Arabia: Can a
Country Use the Public Policy Defense to Refuse Enforcement of Non-Domestic Arbitral Awards",
The, 18 Fordham Int'l LJ, (1994): 920-958.
66
Some cases show that foreign investors and Saudis alike try to avoid enforcing arbitral awards in
Saudi Arabia by using some available tactics that help them to avoid Saudi courts, such as in the case
of Islamic Investment Company of the Gulf (Bahamas) Ltd v. Symphony Gems NV and others. For more
information about this case and subject matter, see Baamir, Shari’a Law in Commercial and Banking
Arbitration: Law and Practice in Saudi Arabia. (2013): 173-175.
61
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prohibited under Sharia according to most εuslim jurists, may void an award at the
enforcement stage in a Saudi court. In such cases, if it is impossible to sever that part
of the award that does not comply with public policy, such as interest in this example,
from the rest of the award, the enforcement court may order that the entire issue of
damages be reheard. In the alternative, it may choose to enforce the award other than
the provision for interest.67
No foreign party needs to understand the Saudi judicial system only for its arbitration
procedures; however, a foreigner might be forced to defend a case in a Saudi court if
sued by a Saudi plaintiff. Appearance in a Saudi court may also be required by the
terms of an agreement, if one of the parties, having more bargaining power, imposes
exclusive choice of a Saudi court. According to Fabio Bortolotti: “The party in
question wants to make sure that possible disputes will be decided under a wellknown procedural system, by judges who use the same language, with the assistance
of lawyers with whom the judge is familiar.”68 Hence, the study will consider
extensively the Saudi judicial system to give foreign investors a clear picture of Saudi
courts. This will also help legal researchers and policymakers in Saudi Arabia to
improve the judicial system, because national courts can exist without arbitration,
even though arbitration cannot exist without the courts.
2
Background
Islamic Sharia, the primary source of legislation in the Kingdom of Saudi Arabia
according to its basic law,69 was developed during Islamic history gradually by
εuslim jurists and scholars and was accepted as the basis of law in most of the
εuslim world during the Islamic history and until now in the some εuslim
countries.70 One of the significant areas in the εuslim world is the Arabian
Peninsula, most of which is part of Saudi Arabia. Over the years, various parts of the
Arabian Peninsula have been subject to various types of governments, which reflected
the judicial styles and formats from one region of its area to another.71 By examining
the reality of the Arabian Peninsula, the study found that some of its parts, like Hejaz,
possessed the administrative structure established by the Ottoman Empire and was
sophisticated in its outlook both through its permanent contact with foreign εuslims
partaking in the annual Haj72 to εakkah City and through its long-standing position
on the trade route between Asia and Europe, so that the Hejaz judiciary had a measure
of procedural sophistication.73 In other parts, such as Najd, the form of its judiciary
was affected by the tribal system and was shaped by customs and traditions without
regard to form and procedure, because many tribes and clans in the Arabian Peninsula
67
See The Saudi Arbitration Law Article 55. 2012.
F. Bortolotti, Drafting and negotiating international commercial contracts: a practical guide 95
(International Chamber of Commerce. 2013).
69
The Basic Law of Government Article 1. 1992.
70
See Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 4-32.
71
See J.M. Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present (Leiden University Press. 2010): 144-145. Also, Hanson, Arab Law
Quarterly, (1987): 281-285.
72
Haj (pilgrimage) is a mandatory religious duty for Muslims, and it is an annual Islamic pilgrimage to
Mecca. Every adult, who is financially and physically capable of undertaking this duty, must carry it
out in the Islamic religion at least once in the adult’s lifetime. See Francis E Peters, The Hajj: The
Muslim pilgrimage to Mecca and the holy places (Princeton University Press. 1994).
73
See Hanson, Arab Law Quarterly, 283 (1987).
68
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live according to the pattern of the desert and its customs, traditions and customs
inherited among themselves.74
As a result, in 1927, after King Abdul-Aziz established the Kingdom of Saudi Arabia,
different court systems existed. Najd had a simple system. The ruler appointed single
judges to the major towns, and usually judges were involved in cases that the local
governor, called the Amir, could not resolve a conflict amicably. The local governor
would then refer such cases to judges for adjudication according to Islamic Sharia.
The judgments rendered by the judges were then submitted to the governor to enforce.
εoreover, appeals were possible only through a complaint to the local governor, who
would often refer the matter to the senior scholars.75 The King established a
framework for the courts of the Hejaz, which was a more elaborate judicial
organization. This structure contains multiple-judge courts, summary and general
Sharia courts, and instances of appeal. Because the Najdi judges were not familiar
with this judicial organization, this system remained only for the Hejaz area until
1960, when it was implemented in the other areas of the Kingdom.76
Beginning in the 1930s, the new kingdom needed to regulate its affairs nationally and
with other states by enacting laws. However, the senior scholars opposed the new
legislation, and the Sharia judges refused to apply it, because they were man-made as
they saw it.77 According to Frank Vogel: " the ‘ulama’ - senior scholars- were
unlikely to develop needs rules by Ijtihad,78 and the ‘ulama’ rarely supported rapid
modernization anyway. A famous story tells of ‘ulama’ opposition to introducing
radio: Abdu al-Aziz was able to overcome their opposition only by having the Quran
transmitted to him in their hearing thus proving that the invention was not satanic."79
As a result, the Kingdom was forced to establish specialized tribunals in specific legal
areas to adjudicate matters, and they were under the supervision of a particular
ministry with jurisdiction over the tribunal’s field. These tribunals included the Tariffs
Committee in 1953, the Committee for Commercial Paper Disputes in 1963, and the
Committee for the Settlement of δabor Disputes in 1969.80
In 1955, a significant step was taken to establish a new judicial institution, which was
an administrative court called the Board of Grievances. The Board's duty was to hear
and investigate complaints against government officials or governmental agencies
filed by Saudi citizens.81 This institution reported directly to and advised the King
74
See Albert Hourani, A history of the Arab peoples: Updated edition (Faber & Faber. 2013): 113.
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 87-89.
Also, Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present.(2010): 144-145.
76
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 87-91.
Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim countries in
past and present 144-145. 2010. Also Hanson, Arab Law Quarterly, (1987): 283-284.
77
See Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present. (2010): 146. Also, Vogel, Islamic Law and the Legal System of Saudí:
Studies of Saudi Arabia, (2000): 286.
78
Ijtihad means obtaining the rules from the primary sources of Islamic Sharia by using the secondary
sources, and the practice of ijtihad extends to emerging issues depending on one or more of the
secondary sources. This tool will be explained as applied in the Saudi court later in this study.
79
F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia, (2000): 286.
80
See Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present.( 2010): 146.
81
The administrative judiciary in Saudi Arabia passed through several stages. See the administrative
judicial website at: www.bog.gov.sa/AboutUs/Pages/Engender.aspx.
75
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about each such case, because he decided how each case was resolved.82 in 1960, the
Hejaz and Najd systems were united under the new Presidency of the Judiciary
located in Riyadh after some improvements in the Hejaz judicial system, which were
applied to all areas of the Kingdom. Furthermore, the “Presidency of the Judiciary”
remained responsible for different religious and legal issues. For example, this
institution was in charge of the issuance of fatwas, supervision of religious education,
and the appointment of candidates in significant religious positions until 1975 as will
be shown later.83 Between 1970 and 1975, there were further modifications of the
Saudi judicial system. The Supreme Judicial Council, the Council of Senior Saudi
Scholars, and the εinistry of Justice were new institutions that assumed the tasks of
the Presidency of the Judiciary. εoreover, the Judiciary Regulation granted the Sharia
court in 1975 general jurisdiction to adjudicate all civil and criminal disputes except
in the legal matters where the specialized tribunals were competent.84 The Supreme
Judicial Council operated under the direct authority of the King and sat at the top of
the judicial pyramid, below which were the appellate courts in Riyadh City and
εecca City and smaller courts spread all over the Kingdom. The specialized tribunals
were outside of the formal judicial system.85 They were under the scope of the
executive branch. The Supreme Judicial Council was granted judicial, administrative,
and regulatory authority.86
In 2007, the Kingdom applied a modern judicial system.87 The King of Saudi
Arabia issued Royal Decree ε/78 to reform the judiciary and to create a new court
system after the Saudi judicial system was criticized for being slow, arcane, lacking in
the safeguards of justice and unable to deal with the modern world especially after the
World Trade Organization approved of making the Kingdom a member after 12 years
of talks.88 In practice, however, the reforms have yet to be implemented totally, and
the judicial system is still in reorganization. The changes included the creation a
Supreme Court, an appeal court for each province, and new specialist first-instance
courts that comprise various types of general, criminal, personal status, commercial
and labor courts.89 Furthermore, the new law transferred the Board of Grievances'
commercial and criminal jurisdictions to a restructured general judicial system.90 As
82
See J.M.Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present (2010): 147-148..
83
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 91-93.
Also, Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present 147-148. 2010.
84
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia.(2000): 92-93
85
The study will explain the legal position of such tribunals when it addresses the structure of the
Saudi judiciary.
86
See Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present 148-149. 2010.
87
The Law of the Judiciary (2007). The law is available in the Minister of Justice website at:
https://www.moj.gov.sa/ar . Also, see R. Clark, "The dispute resolution review ", Law Business
Research.( 2013): 664.
88
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 363-365.
Also, Hossein Esmaeili, "On a Slow Boat towards the Rule of Law: The Nature of Law in the Saudi
Arabia Legal System", 26 Ariz. J. Int'l & Comp. L., (2009: 32-34). Also, J.M. Otto, Sharia
Incorporated: A Comparative overview of the legal systems of twelve Muslim countries in past and
present.( 2010): 155.
89
The Saudi Law of the Judiciary Article 9, 15. 2007.
90
See Otto, Sharia Incorporated: A Comparative overview of the legal systems of twelve Muslim
countries in past and present. (2010): 155.
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a result, the Sharia courts will be more specified, and the workload of the
government's mini-tribunals will be transferred to the new courts.
The new judicial law provides a significant improvement over the old laws and
applies a modern form under Islamic Sharia, which could be a big step to improving
the legal environment in Saudi Arabia. According to Kenneth Dam:
A sound judiciary is key to enforcement. No doubt some technical laws can be
enforced by administrative means, but a rule of law, in the primary economic sense of
protecting property and enforcing contracts, requires a judiciary to resolve disputes
between private parties. And protection against the state itself is made easier where
the judiciary can resolve a controversy raised by a private party against the state based
on constitutional provisions or parliamentary legislation.91
Although such reforms seem a great step, the question remains how in practice such
modernization will affect the legal environment in Saudi Arabia especially since the
history of the Saudi judiciary showed that there was a radical rejection of or failure to
embrace the new models in different stages since King Abdul-Aziz, the Kingdom
establisher, which forced him and the kings thereafter to create a special tribunal out
of the judicial system to resolve various cases in different aspects, which is what the
study will address after presenting the structure of the new judicial law in more detail.
3
Structure of the Saudi judicial system
As presented in the history of the Saudi judicial system, Saudi Arabia chose in 1955 to
have a dual judicial system comprised of the Sharia Courts System and an
administrative judiciary called the Board of Grievances, which continued until the
new law was established.92 Hence, the study will show the structure of both systems
in more detail.
The Role of the Supreme Judicial Council
The Supreme Judicial Council consists of the president and ten other members. The
members of the council are the Chief of the High Court, four full-time members of the
rank of Chief of the Appellate Court appointed by the King, the Deputy εinister of
Justice, the Chief of the Bureau of Investigation and Prosecution, and three members
who have the qualifications required to be the Appellate Judge and are appointed by
the King. All members of the council serve for a period of four years, which is
renewable for other periods except for the Chief of the High Court, the Saudi Deputy
εinister of Justice, and the Chief of the Saudi Bureau of Investigation and
Prosecution.93 Under the Saudi Judiciary δaw of 2007, the Supreme Judiciary
Council does not have a duty to serve as the Kingdom's highest court, because the
new law, unlike the old law, provides for a Saudi highest court.94 However, the
Council continues to oversee administrative aspects of the judiciary, such as
promotions, transfers, assignments, and training, and it monitors the proper discharge
of their duties by established rules and procedures to ensure the independence of
91
K. Dam, The law-growth nexus: The rule of law and economic development (Brookings Institution
Press. (2007): 93.
92
Clark, The dispute resolution review. (2013): 662.
93
The Law of the Judiciary Article 5. 2007.
94
Id. at, Article 6 and 11.
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judges.95
3.1
The New Courts System
The new law organized the courts by a new hierarchical structure as set out below in
descending order:96
- High Court;
- Courts of Appeals; and,
- First-Degree Courts, which are comprised of:
- General Courts;
- Criminal Courts;
- Personal Status Courts;
- Commercial Courts; and,
- δabor Court.
- The High Court
The new High Court has the previous Supreme Judicial Council's primary function as
the highest authority in the judicial system. The High Court is seated in Riyadh
City.97 This court is comprised of a president, who has the qualifications required by
the Chief Appellate Judge, and is appointed by a Royal Order, along with an
appropriate number of judges holding the rank of Chief of the Saudi Appellate Court,
who is appointed by a Royal Order on the recommendation of the Supreme Judiciary
Council.98 The Court exercises its duty through specialized circuits as needed, which
consist of three-judge panels except the Criminal Circuit, which reviews judgments
involving certain major punishments, such as the death sentence. The Criminal Circuit
is composed of a five-judge panel. Chief Judges of the Saudi High Court Circuits are
appointed by the Supreme Judicial Council on the recommendation of the Chief of the
High Court.99
The High Court also supervises the implementation of Islamic Sharia and Saudi
regulations, which are consistent with the matters that fall within the general
jurisdiction of the judiciary.100 Furthermore, the Court reviews rulings issued by the
Courts of Appeals in different cases. These include cases that involve crimes
punishable by death and other certain major crimes;101 cases which issued or
supported by the Courts of Appeals contains the challenge to the ruling that is
contrary to the provisions of Islamic Sharia or laws issued by the Kingdom that do not
conflict with Islamic Sharia; cases in which judgment was entered by a court that was
not properly constituted as provided for by the Judiciary law and other rules; cases in
which judgment was entered by an incompetent Court or Circuit Court; and finally
cases that involve the failure to frame an incident or impropriety in its description of
the case.102
- Courts of Appeals
The Courts of Appeals hears appealable decisions and judgments from lower
95
Id. at, Article 6.
Clark, The dispute resolution review.(2013): 664.
97
The Saudi Law of the Judiciary Article 10. 2007.
98
Ibid.
99
Ibid.
100
The Saudi Law of the Judiciary Article 11. 2007.
101
Ibid. at. Article 11
102
Ibid.
96
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courts.103 The Court issues its decision after hearing the litigants' arguments under
the code of criminal procedure and the code of procedure before Sharia Courts.104
The new Courts of Appeals consist of the following circuits: Civil Circuits, Circuits,
Criminal Circuits, Personal Status, Commercial Circuits, and δabor Circuits.105
Each circuit court is composed of a president, who is appointed by the Chief of the
Appellate Court, and judges who hold the rank of Appellate Judge. 106 These
specialized circuit courts are comprised of three three-judge panels; however, the
Criminal Circuit courts, which review matters involving certain major crimes,
including those punishable by death, are comprised of five-judge panels.107
First Degree Courts
According to the new law, the First-Degree Courts are in the Kingdom's provinces,
counties, and districts as needed.108 There are different types of the first courts:
General Courts, Criminal Courts, Commercial Courts, δabor Courts, and Personal
Status Courts.109 The General Courts are established in provinces and consist of
specialized circuits, including Implementation Circuits, Approval Circuits, and Traffic
Cases Circuits.110 The law also THE
gives
the COURT
Supreme Judicial Council authority to
HIGH
determine if these circuits are composed of one or three-judge panels.111 εoreover,
the Criminal Court consists of the following specialized circuits: Qisas - Retaliatory
Punishment - Cases Circuits, Hudud Cases Circuits -Prescribed Punishments, Ta'zir Discretionary Punishment- Cases Circuits, and Juvenile Cases Circuits. The Criminal
Court will be composed of a three-judge panel except with regard to cases involving
other offenses, which will be specified by the Supreme Judicial Council and which are
heard by one judge.112 Other types of courts in Personal Status, Commercial, and
δabor consist of specialized circuits as needed and are composed of one or more
judges as specified by the Supreme Judicial Council.113
Structure of the New Courts System Chart
COURTS OF APPEALS
103
The Law of the Judiciary Article 17. 2007.
Ibid. at. Article 17
105
Ibid. at. Article 16
106
Ibid. at. Article 15
107
Ibid. at. Article 15
108
Ibid. at. Article 18
109
See id. at. Article 19-23
110
Ibid. at. Article 19
111
Ibid.
112
Ibid. at Article 20
113
Ibid. at Article 21
104
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Labor Circuits
Commercial
Circuits
Criminal
Circuits
Personal
Status Circuits
Civil Circuits
FIRST-DEGREE
COURTS
Labor Courts
Commercial
Courts
Criminal
Courts
Personal
Status Courts
General
Courts
3.2
Board of Grievances Reforms
Royal Decree ε/78 brought about the overhaul of Saudi Arabia’s Board of
Grievances, an independent administrative, judicial commission responsible directly
to the King.114 The pyramidal structure of the new Board of Administrative Courts
is parallel to the structure of the Judicial Courts.115 The Board of Grievances
consists of a president of the rank of minister, at least, one vice-president, some
assistant vice-presidents, and several judges.116 Vice presidents are appointed by
Royal Order from among those who possess the qualifications required to become a
Chief of the Appellate Court.117 The law stipulates that the Board of Grievances is
based in the city of Riyadh.118
Furthermore, the new Board of Grievances δaw establishes an Administrative Judicial
Council, which consists of the president of the new Board, the chief of the High
Administrative Court, the most senior vice president of the Board, and four judges of
the rank of chief of the Appellate Court appointed by Royal Orders.119 The Council
performs a number of administrative tasks similar to those of the Supreme Judicial
Council.120 The Administrative Judicial Council encompasses several committees,
including the Jurisdictional Conflict Committee, the Judicial Disciplinary Committee,
and the Department of Judicial Inspection.121
The Board of Grievances δaw organizes the Board according to the following
hierarchical structure as presented in the chart below:
- High Administrative Court;
- Administrative Courts of Appeals; and,
- Administrative Courts.122
114
The Saudi Law of the Board of Grievances Article 1 (2007).
Ibid. at article 5
116
Ibid. at article 2
117
Ibid. at Article 3
118
Ibid. at Article 1
119
Ibid. at Article 4
120
Ibid. at Article 5
121
Ibid. at Article 15
122
Ibid. at Article 8
115
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- High Administrative Court
The new High Administrative Court is comprised of a president holding the rank of
minister appointed by Royal Order and an adequate number of judges each having the
rank of chief of the Appellate Court, and Royal Order appoints them on the
recommendation of the Administrative Judicial Council.123 The High Court will
exercise its jurisdictions through specialized circuits as needed, which are composed
of three-judge panels.124
Furthermore, the High Administrative Court has the competence to review rulings
issued or upheld by the Administrative Courts of Appeals if the objection to the
judgment involves a violation of Islamic Sharia provisions or any regulations that do
not contradict Sharia principals; faults in its implementation or interpretation; the
entry of judgment from an incompetent court; the entry of judgment from a court not
duly constituted as required by the Board of Grievances δaw; fault in framing the
incident or impropriety in its description; entry of a judgment contrary to another
previous decision issued between the parties to the proceedings; or a jurisdictional
conflict among the Board's courts.125
- Administrative Courts of Appeals
The new law also establishes Administrative Courts of Appeals.126 These courts hear
appealable decisions from the lower Administrative Courts through Specialized
Circuits composed of three-judge panels.127 εoreover, they render their judgment
after hearing the litigants' arguments according to stipulated law.128
Administrative Court
The new law establishes Administrative Courts that function through specialized
circuits, such as Administrative Circuits, Employment and Disciplinary Circuits, and
Subsidiary Circuits.129 According to the law, the courts are composed of either a one
or a three-judge panel.130 The Administrative Courts have jurisdiction to review the
cases as following:
)A) Cases related to the rights provided for in the Civil and εilitary Service and
Pension δaws for government employees and independent public entities and their
heirs and claimants;
)B) Cases of objection filed by parties concerned by administrative decisions, where
the reason for such an objection is a lack of jurisdiction, a deficiency in form, a
violation or erroneous application and interpretation of laws and regulations, or abuse
of authority. The rejection or refusal of an administrative authority to make a decision
that it was required to make according to laws and regulations is considered to be an
administrative decision;
)C) Cases of compensation filed by parties concerned against the government and
independent public corporate entities resulting from their actions;
)D) Cases filed by parties regarding contract-related disputes in which the government
or an independent public corporate entity is a party;
)E) Disciplinary cases filed by the Bureau of Control and Investigation;
123
Law of the Board of Grievances Article 10. 2007.
Ibid. at. Article 9.
125
Ibid. at. Article 11.
126
Ibid. at Article 8.
127
Ibid. at Article 12.
128
Ibid. at Article 12.
129
Law of the Board of Grievances article 8. 2007.
130
Ibid. at article 9.
124
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)F) Other Administrative Disputes; and,
)G) Requests for implementation of foreign judgments.131
Structure of the New Board of Grievances Chart
HIGH ADMINISTRATIVE COURT
ADMINISTRATIVE
COURTS OF APPEALS
Disciplinary
Circuits
Administrative
Circuits
Subsidiary
Circuits
Other Specialized
Circuits
ADMINISTRATIVE
COURTS
Disciplinary
Circuits
Subsidiary
Circuits
Administrative
Circuits
Other
Specialized
Circuits
The new laws give the courts the authority to oversee all cases. For example,
Commercial and δabor Courts will oversee disputes that had previously been handled
by special committee tribunals at the εinistry of Commerce and Industry and the
εinistry of δabor.132 According to Article 25 of the law of the judiciary: “Courts
shall have jurisdiction in all cases according to the rules outlined in the legal
proceedings system and the system of criminal proceedings.”133 The Implementing
Regulations of the δaw of the Judiciary excluded three legal tribunals in three sectors,
which are banks, the financial market, and customs sectors. Furthermore, in 2012,
Royal Order No. )37441) was issued regarding the formation of the first circle of the
Appellate Committee of disputes and banking irregularities.134 Hence, not just the
committee will remain, but also more than five years after the issuance of the new
judiciary law, the appellate of this committee was issued, which means that the ruler
regulates it to be as independent court. So the question here is why these committees
remained even though they were previously criticized for their decisions, which were
not always enforceable, and they also were challenged in the Saudi courts.135 The
tribunals always faced questions regarding the impartiality and independence of these
131
Ibid. at Article 13.
See The Law of the Judiciary article 25. 2007.
133
Ibid.
134
The Saudi Royal Order No. (37441), 2012
135
I. Usa, Saudi Arabia Company Laws and Regulations Handbook (2008): 62.
132
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tribunals )committees), especially because they were under an executive
authority.136 The study needs to shed light on of such committees which is the
Committee for the Settlement of Banking Disputes, the most important legal
committee in Saudi Arabia for its special nature as will be shown later..
3.3
The Committee for the Settlement of Banking Disputes
The Committee for the Settlement of Banking Disputes has been operating under the
supervision of the Saudi Arabian εonetary Agency for three decades.137 This
tribunal "committee" has been in existence in the history of the Saudi judiciary as a
critical element for banks that need to enforce judgments against defaulting customers
in the Kingdom. The tribunal's jurisdiction over banking disputes and its application
to the particular principles to disputes, such as giving effect to the transaction agreed
between the parties and upholding recognized, international banking practices, allows
banking claims in the Kingdom to be enforced in a way that would not be possible in
the general court system of the Kingdom for two main reasons.138
The first reason is that Saudi judges do not have the training required to deal with
these types of disputes. Nancy Turck says that “the judges are trained only in Sharia
and often have no technical background to understand a complex, highly technical
case.”139 Hence, the study will shed light on this matter later. The other cause for
creating this committee is that the legal right of the bank to collect interest is
unacceptable under Sharia as applied in the Saudi court. Abdurahman Bammir says
about this issue:
It should be noted that the committee was established as a compromise between
Sharia and economic interest in order to remove the burden from judges who faced a
religious dilemma when deciding on disputes related to banking business. The
dilemma occurred because of the gap between the legal right of the bank to collect the
amount of interest in full, as stipulated in the agreement between the parties following
the principle of pacta sunt servanda, on the one hand, and the fact that the whole
transaction is unacceptable under Sharia on the other.140
As a result, this committee is the only authority in the Kingdom that recognizes
charging interest as a valid legal practice.141
Since the Banking Dispute Committee was created in 1987, there have been elements
of ambiguity around the Committee’s procedural rules and the enforceability of the
Committee’s decision. However, in practice, the Committee has always borne many
of the characteristics of a court, and it is totally dependent on the other governmental
bodies, such as the εinistry of the Interior for the enforcement of its judgments.142
In 2012, a new Royal Order No 37441 clarified the status of the Committee's powers
136
Ibid.
The history of this committee is available at Saudi Arabian Monetary Agency website:
http://www.sama.gov.sa/en-us/about/pages/samahistory.aspx. See also, Baamir, Shari’a Law in
Commercial and Banking Arbitration: Law and Practice in Saudi Arabia. (2013): 179-184.
138
Ibid. at. 180-181.
139
Turck, The International Lawyer, (1988): 418. See also, Karl, Geo. Wash. J. Int'l L. & Econ.,
(1991): 144-145. F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia.
(2000): 8-32.
140
Baamir, Shari’a δaw in Commercial and Banking Arbitration: δaw and Practice in Saudi Arabia.
(2013): 180.
141
See ibid. at. 149.
142
See ibid. at. 179-181.
137
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and processes.143 According to the new royal order, the Committee was to establish
Circuits as needed. Each circuit or committee would consist of three members and an
additional alternate member to allow for rotating members. The members must have
legal qualifications and experience and be familiar with banking transactions.
εoreover, at least one of the members must be Islamic Sharia qualified, and all
members are appointments for four years by Royal Order.144
Furthermore, the Committee shall hear disputes based on the information and
evidence provided in the claim file and the agreements entered into between the
disputing parties. The Committee’s decisions must be made by a majority, and there is
a right to appeal within 30 days to the new appellate committee, the decision of which
is non-appealable before any other authority.145
εoreover, a new appellate committee was created by Royal Order and consisted of a
circle or more as needed. Each appellate committee consists of three members, at least
one of whom must be Sharia qualified. This committee is competent to hear
objections filed against decisions of the Commission for the Settlement of Banking
Disputes as stipulated in the Royal Order. The appellate committee renders decisions
by majority, and its decisions are not subject to appeal before any other
authorities.146
Furthermore, a new limitation period was issued. Claims will not be heard by the
committee that are filed more than five years after the due date of the claimed amount
or from the date when the claimant becomes aware of the event that is the subject of
the application, unless there is a justification that is acceptable to the Committee.147
Also, the Royal Order expressly gives the Committee the authority to freeze a
debtor’s bank and investment accounts and entitlements at governmental authorities,
restrict the debtor from dealing with national bodies and banks, and issue travel bans
after its final judgment.148
In sum, the Royal Order makes it eminently clear that the Committee for the
Settlement of Banking Disputes is truly a court, and it is to be expected according to
the provisions of the Royal Order that its circuits will expand the capacity of the
system across the country to cover the increase of banking disputes in the Kingdom.
However, establishing committees that are under executive supervision out of
judiciary authority affects their independence. εicheal δindsey says:
εiddle Eastern countries are generally characterized by weak judiciaries, which are
not independent from the executive branches of government. The judges in the region
are often government employees working under the executive through the minister of
justice. This gives the executive branch the power to interfere in the judicial process.
Egypt and δebanon, for example, have highly developed judiciaries but are often
under pressure from the executive branches of their governments.149
No doubt, the existence the several committees in different legal aspects raise serious
inquiries about the quality of judges in the Kingdom especially after establishing a
new judicial system and failing to depend on it and enforce it totally. Hence, the study
143
The Saudi Royal Order No. 37441 dated 1 July 2012.
Ibid.
145
Ibid.
146
Ibid.
147
Ibid.
148
Ibid.
149
R. Elsaman, "Factors to be Considered Before Arbitrating in the Arab Middle East: Examples of
Religious and Legislative Constraints", 1 Int'l Com. Arb. Brief, (2011): 12-13.
144
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will exam and analyze in the next part the qualifications, job performance, and
training of Saudi judges in more depth.
4
Saudi Judges
The study will divide this subject into three main points:
Judges' qualifications and training
Since Islamic Sharia is the primary authority for Courts in Saudi Arabia, the δaw of
the Saudi Judiciary requires that each candidate for a judicial position have graduated
from one of the Sharia colleges in the Kingdom of Saudi Arabia. 150 Although there
are some legal schools in Saudi Arabia, only Sharia graduates are qualified to be
judges in Saudi Arabia with other requirements as stipulated by the Saudi law.151
Hence, the Sharia schools in Saudi Arabia should be studied in more detail.
Sharia schools
Historically, the Kingdom of Saudi Arabia began opening Sharia schools at different
times to meet different needs in the courts, education and other required governmental
and non-governmental organizations starting with the Sharia College at Umm Al-Qura
University in 1949. This was the only school that offered a legal education in the
Kingdom in the form of a Sharia degree. Thereafter, different Sharia schools opened
including the Sharia College at the University of Dammam in 2013. Currently, there
are thirteen Sharia schools in the Kingdom.152
The Sharia schools in Saudi Arabia depend in their teaching on the Hanbali School of
the Islamic jurisprudence by studying medieval texts that were written by the εuslim
jurists in that era.153 For example, the major textbook in the Sharia College at Al
Imam εuhammad Ibn Saud Islamic University is Alrrud Almurabbaebook for
εansour Al Bahuti, who died in 1641. This book consists of seven volumes, and it is
a mandatory textbook, which is studied for all four years of study at the Sharia
school.154 Furthermore, as a result, graduates of the Sharia schools lack knowledge
about the country’s regulations and laws, and they enjoy far-reaching implementation
of legal systems of the past,155 so that the historic refusal of the Sharia judges to
apply modern regulations, which was the one of the main reasons why the Kingdom
was forced to create the legal administrative committees, is the result of the nature of
their education.
Furthermore, the Kingdom tried to enable judges to attain the highest levels of
education by creating an Institute of Public Administration in 1961156 and the
Judicial Institutional Academy in 1966,157 to train Saudi judges, enhance their
expertise, develop their skills, and provide them the legal details that they need in the
150
The Law of the Judiciary article 31. 2007.
See R. Alkhalawi, Legal Education Reform in Saudi Arabia: A Case Study of Taibah University, 1215 (2015).
152
See ibid. at, 8-12.
153
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia 8-9. 2000.
154
See Al Imam Muhammad Ibn Saud Islamic University website at
https://admission.imamu.edu.sa/programs/ProgramsLinks.
155
K. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 363.
156
See Institute of Public Administration website available at
http://www.ipa.edu.sa/Arabic/About/summary/Pages/default.aspx.
157
See Judicial Institutional Academy website available at https://sij.imamu.edu.sa/Pages/default.aspx.
151
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practice.158 Also, the law encourages the judges to join these institutions by
stipulation in Article 43 by providing that graduation from one of these schools is
equivalent to four years of service in the courts.159 In response to questions about
the efficiency of these academic institutions to meet the judiciary requirement
especially after the new judiciary law, in 2013 the reorganization of the Judicial
Institutional Academy was approved to serve the needs of the new judiciary law.160
However, it did not live up to the requirements of the judges, especially because the
law of the judiciary stipulates that the Sharia certificate does not require additional
training.161 Consequently, the impact of these institutions cannot be tested easily in
the Saudi legal practice.
As a small step forward in Saudi Arabia, after realizing that graduates from Sharia
schools are not sufficiently exposed to the theory of law and the country’s regulations,
some programs were established that combine both Islamic Sharia and law
courses.162 For instance, in 2010, Al-Imam εuhammad Ibn Saud Islamic University
created a bachelor degree in law that is affiliated with the law program at the College
of Sharia. Since it is part of the College of Sharia, the law program aims to teach the
principles of law with Islamic Sharia.163 However, it is still not clear if these types
of programs will be handled as a Sharia department or as legal schools, and they are
under evaluation as new programs, because the effort needs time to see its results in
the legal environment in the Kingdom. In addition to establishing specialized
tribunals, the Kingdom established legal schools to prepare specialists to work on
different legal aspects in the state. Some of them are currently in public and private
schools, which offer a legal degree that gives its holder the right to practice law in
Saudi Arabia except in the judiciary. In addition, Islamic Sharia and law schools and
departments have entirely different approaches to their curricula.164
Job performance and independence
The Saudi judiciary law clearly recognizes that an independent judiciary is the core to
protecting the rights and freedoms of the people by providing a fair trial in an
independent and impartial Court System. Article 46 of the Saudi Basic δaw of
Governance states that “the judiciary shall be an independent authority and, in their
administration of justice, judges shall be subject to no authority other than that of
Islamic Sharia.”165 The same independence principle is embodied in many
provisions of the δaw of the Judiciary, which provides several safeguards. For
instance, Article 1 of the δaw of the Judiciary states that “judges are independent and,
in the administration of justice, they shall be subject to no authority other than the
provisions of Sharia and laws in force.”166 The same Article provides that “no one
158
Ibid.
The Law of the Judiciary. 2007.
160
See Alriyadh, The establishment of five new sections in the Higher Judicial Institute, Alriyadh 2013.
Also, see Judicial Institutional Academy website available at
https://sij.imamu.edu.sa/Pages/default.aspx.
161
See The Law of the Judiciary article 31. 2007.
162
See Alkhalawi, 10 (2015).
163
For more information about this school, see its website at http://www.imamsh.org/i/?page_id=2036.
164
See Alkhalawi, 10 (2015).
165
The Saudi Basic Law of Government. 1992.
166
The Saudi Law of the Judiciary. 2007.
159
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may interfere with the Judiciary.”167 Article 5 of the Ordinance concerning the
Prosecution of εinisters prohibits any types of interference with judicial affairs and
makes personal interference in the affairs of the judiciary a crime punishable by
imprisonment for a term ranging from three to ten years.168
Furthermore, one of the significant characteristics of judicial independence is the
protection of judges from removal from office or transfer or any act that might
compromise their independence. Article 2 of the δaw of the Judiciary states that
“judges are not subject to removal from office except in the cases set forth
herein.”169 In addition, Article 3 stipulates that “judges may be transferred to other
positions only with their consent, and they are not subject to removal from office
except in cases specified by the law, such as retirement.”170
εoreover, special procedures are provided and safeguards needed to ensure the
protection and independence of judges in conditions that warrant disciplining judges.
The δaw of the Judiciary states expressly that the Supreme Judicial Council is the
only authority empowered to discipline a judge to ensure that the executive authority
cannot interfere with the judicial system.171
The one of the most significant advantages of the new judiciary law is an
application of the judicial independence principle, as evidenced by the limit imposed
on the εinistry of Justice administrative power over the judiciary. According to the
law, the right to supervise various aspects of the courts and judges was transferred
from the εinister of Justice to the new Supreme Judicial Council. These aspects
include judges' promotion, transfer, assignment, replacement, and training, and
monitoring the proper discharge of their duties and other matters.172 Hence, the new
judicial system provides greater independence for judges and their adherence to
Islamic rules clearly with adequate safeguards to protect them from an arbitrary
transfer, dismissal, or legal action. However, Kenneth Dam says: “Judicial
independence does not depend solely on the structure of government and the
judiciary’s formal role within it. It also depends on the judges themselves.”173
Hence, how the Saudi judges exercise their considerable independence in the practice
over cases is a factor for consideration. The study found that the courts in the
Kingdom depend on the traditional approach taken by εuslim judges in the Islamic
history. Accordingly, the study will present the traditional εuslim judge in the Islamic
history.
4.3
Ijtihad in the Saudi courts
Unlike Western law, in Islamic Sharia, each case has to be viewed based on its own
167
Id.
Ordinance concerning the Prosecution of Ministers No/508 (1961). Available at the Bureau of
Experts of the Council of Ministers website at:
https://www.boe.gov.sa/ViewSystemDetails.aspx?lang=ar&SystemID=122&VersionID=152#M17986
169
The Law of the Judiciary. 2007.
170
Ibid.
171
The Law of the Judiciary Article 59. 2007.
172
Ibid. at. Articles 6 and 58.
173
Dam, The law-growth nexus: The rule of law and economic development. (2007): 111.
168
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merit, and past decisions can be considered only as guidance for the new cases under
most εuslim jurist opinions.174 This position is still being maintained by some
states like εalaysia175 and Saudi Arabia.176 Frank Vogel ,who spent several
months in the Kingdom of Saudi Arabia to study the Saudi judicial system, says: “We
find that Saudi qadi )judge) is in fact given freedom to practice a broad Ijtihad and is
not restricted to the Hanbali or any other school.”177, He also says: “Saudi qadis
)judges) do occasionally apply rules from other schools )in Islamic jurisprudence)
when they believe that such rules are suited to the case before them".178
The functional and regulatory obligations of a εuslim judge have been clearly
identified by Caliph Umar, the second leader of the εuslim state after Prophet
εuhammad, to Abu εusa al-Ash'ari: “If you gave judgment yesterday and today,
upon reconsideration, come to the correct opinion, you should not feel prevented by
your first judgment from retracting... Use your brain about matters that perplex you
and to which neither the Quran nor the Sunnah seems to apply.”179 Clearly, this
letter is contrary to the doctrine of judicial precedent and the duty of εuslim judges to
make decisions based on their own personal interpretations, and they are not
prevented nor bound by their previous decisions. In addition, there is a rule upon
which most εuslim jurists depend that provides that “Ijtihad cannot be revoked by
another Ijtihad.”180 In fact, following this practice of the Saudi courts led to two
significant consequences.
The first result is the difficulty in appointing enough competent judges who possess
the qualification of exercising Ijtihad in deciding cases. 181 Historically, there are
some qualifications that must be in the mujtahid. They must know enough Arabic so
that the judge can understand both the Holy Quran and the Sunnah of the prophet;
they must possess an extensive, comprehensive knowledge of the Quran and the
Sunnah; they must have a full understanding of the Quran's legal contents,
understanding the particular texts that refer to legal rules and the incidence of
abrogation in the Sunnah of the prophet; they must possess the ability to confirm the
consensus of the Companions and the ability to understand fully the objectives of
Islamic Sharia; they must be dedicated to protecting the Five Principles of Islam,
which are life, religion, intellect, lineage, and property; they must be able also to
distinguish strength and weakness in reasoning; and, finally, they must be known
publicly as a sincere and good person.182 In the history of Islam, the most famous
scholars in Islamic Sharia were candidates to be appointed a judge; 183 the
community was small, and people did not need many judges as they do now. To
achieve most of these requirements, Saudi Arabia faced a lack of judges in the Saudi
174
See A. Rehman, et al., "The Concept of Independence of Judiciary in Islam", 4 International
Journal of Business and Social Science (2013). Also, S. Mikail & M. Arifin, "Application of Doctrine
of Judicial Precedent in Shariah Courts", Malaysian Court Practice Bulletin (2014).
175
As the courts in Malaysia are divided into the three types and one of them is a Sharia court, the
study addresses the Sharia court. See Mikail & Arifin, Malaysian Court Practice Bulletin, (2014).
176
id
177
F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 107.
178
Ibid. at. 126.
179
S. Mikail & M. Arifin, Malaysian Court Practice Bulletin, 1-2 (2014).
180
Ibid
181
See the administrative Sheikh Ibrahim Hugail Chairman of the Board of Grievances and the
Chairman of the Judicial Council, (Al majd tv ed., 2010).
182
M. Kamali, Principles of Islamic jurisprudence (The Islamic Text Society. 1991): 374-377.
183
Rehman, et al., International Journal of Business and Social Science, 72-73 (2013).
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Volume 10, January2017
courts, as the Chairman of the Board of Grievances, the Chairman of the Judicial
Council, and the Administrative Sheikh Ibrahim Hugail stated during a television
interview in 2010.184
The other significant obstacles within the Saudi judiciary system is that the decisions
rendered by courts are random, because they do not follow the rule of stare decisis or
a similar doctrine to bind judges to their prior decisions or to those issued by higher
courts.185 This obstacle forced the Kingdom to establish the specialized tribunals
outside of the judicial system to assure investors, companies, and banks about their
investing in the country as discussed earlier. Recently, the country started publishing
the previous decisions in different volumes, which are available on the website of The
Board of Grievances; however, they are not complete and continue to be
prepared.186 This seems an extraordinary step for the Saudi judiciary. Nevertheless,
the past rules do not mean that any other judge will rule the same way in the future,
but having access to previous decisions may help to predict future outcomes.
Possible solutions and improvements
The Kingdom has tried during its legal history to balance between the sovereignty of
Islamic Sharia as an Islamic state and a reasonable legal system to settle the different
legal aspects, especially those involving business. However, in the practice, the
Kingdom established various types of courts; the Sharia court is a part of them as
presented in banking disputes tribunal, and the committee became like a court. These
obstacles have been encountered by other εuslim states as well as Saudi Arabia, such
as εalaysia, which has three types of courts, of which the Sharia court is one, none of
which deal with civil legal aspects.187 The study found that it is difficult to make
Sharia courts oversee entire cases in the same the classic way in the Islamic history
for the reasons that the study presented earlier; however, the Ottoman Turkish Empire
offers a great example of a potential sufficient solution to the Kingdom, because both
of them seek to apply Islamic Sharia on all aspects of life. Some modifications may be
required.
The εejelle Ottoman Turks made the first attempt to codify a part of the Islamic
jurisprudence for the Islamic state. The εejelle was the civil law of the Ottoman
Empire in the late 19th and early 20th centuries. The εejelle issued sixteen volumes
containing 1,851 articles from 1869 to 1876, which entered into force in 1877. Its
design, structure and approach were clearly influenced by the earlier European
codifications. These codes were based only on the Hanafi School, which was the
official school of the Ottoman Empire. 188This appears to be a useful proposal for
184
Chairman of the Board of Grievances and the Chairman of the Judicial Council. 2010.
See F. Vogel, Islamic Law and the Legal System of Saudí: Studies of Saudi Arabia. (2000): 107-165.
Also see Karl, Geo. Wash. J. Int'l L. & Econ., 149-150 (1991).
186
These decisions are available at the Board of Grievances website at:
http://www.bog.gov.sa/ScientificContent/JudicialBlogs/Pages/default.aspx.
187
Mikail & Arifin, Malaysian Court Practice Bulletin, 3 (2014).
188
See Bhala, Understanding Islamic Law 1240-1247. 2011.For more information about the al
majallah, see also Gemmell, Santa Clara J. Int'l L., 176-177 (2007).& K. Najmaldeen K. Zanki,
"Codification of Islamic Law Premises of History and Debates of Contemporary Muslim Scholars",
International Journal of Humanities and Social Science (2014). See also FM Goadby, "The Moslem
Law of Civil Delict as Illustrated by the Mejelle", 21 Journal of Comparative Legislation and
International Law (1939). See also Ya'akov Meron, "Mejelle Tested by Its Application", The, 5 Isr. L.
Rev. (1970).
185
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Saudi Arabia, and it can be improved by basing the law on all of the Islamic schools
instead of just the Hanafi School to achieve the modern needs in the legal
environment in the Kingdom. However, because the change in the Ijtihad principle as
applied in Saudi courts needs the reforms of legal education, which may take a long
time, the Kingdom needs a temporary solution to deal with arbitration and ADR issues
beginning with assistance during the arbitration process and finishing with
enforcement and recognition. After examining this area, the study found that banking
disputes, as explained earlier, faced the same type of challenges with Saudi courts and
that the Kingdom provided a temporary solution, which appears efficient in
addressing the arbitration and ADR issues. This solution was establishing a temporary
independent specialized committee )tribunal) for arbitration and ADR, which this
study is proposing.
The proposed tribunal could operate under the εinistry of Commerce and Investment,
which has experience in supervising different types of commercial disputes through,
such as disputes involving commercial paper. The proposed tribunal would have
jurisdiction over arbitration affairs and its application of mandatory rules, the
arbitration agreement and the upholding of recognized international commercial
arbitration norms and practices, which would likely allow arbitration awards to be
recognized and enforced in a way that could not be possible were such cases to be
submitted to the Saudi court. Furthermore, like the banking disputes tribunal, the
proposed tribunal may establish circuits as needed. Each circuit may be comprised of
three members, and all members should have a legal qualification and experience and
also be familiar with arbitration and ADR principals. In addition, one member must
also to be Sharia qualified to be sure to comply with general Islamic Sharia principals,
as they are the primary source of the Kingdom of Saudi Arabia.
Bibliography:
1.Abdulrahman εamdoh Saleem, A Critical Study on How the Saudi Arbitration
Code Could Be Improved and on Overcoming the Issues of Enforcing Foreign Awards
in the Country as a Signatory State to the New York Convention, Available at SSRN
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2.Abdulrahman Yahya Baamir, Shari’a δaw in Commercial and Banking Arbitration:
δaw and Practice in Saudi Arabia )Ashgate Publishing, δtd. 2013).
3.Albert Hourani, A history of the Arab peoples: Updated edition )Faber & Faber.
2013).
4.Alriyadh, The establishment of five new sections in the Higher Judicial Institute,
Alriyadh 2013.The Saudi Ordinance concerning the Prosecution of εinisters )1961).
5.Ata Ur Rehman, et al. , The Concept of Independence of Judiciary in Islam, 4
International Journal of Business and Social Science )2013).
6.CHARTER Of The Saudi Arabian εonetary Agency )1957).
7.David J Karl, Islamic δaw in Saudi Arabia: What Foreign Attorney's Should Know,
25 Geo. Wash. J. Int'l δ. & Econ. )1991).
8.Fabio Bortolotti, Drafting and negotiating international commercial contracts: a
practical guide )International Chamber of Commerce. 2013).
9.Faris Nesheiwat & Ali Al-Khasawneh, The 2012 Saudi Arbitration δaw: A
Comparative Examination of the δaw and Its Effect on Arbitration in Saudi Arabia, 13
Santa Clara Journal of International δaw )2015).
10.Fε Goadby, The εoslem δaw of Civil Delict as Illustrated by the εejelle, 21
Journal of Comparative δegislation and International δaw )1939).
11.Francis E Peters, The Hajj: The εuslim pilgrimage to εecca and the holy places
)Princeton University Press. 1994).
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12.Frank E Vogel, Islamic δaw and the δegal System of Saudí: Studies of Saudi
Arabia )Brill. 2000).
13.Hossein Esmaeili, On a Slow Boat towards the Rule of δaw: The Nature of δaw in
the Saudi Arabia δegal System, 26 Ariz. J. Int'l & Comp. δ. )2009).
14.Implementing Regulations for the Saudi Shari'ah procedure δaw )2014).
15.Implementing Regulations of Saudi Arbitration δaw )1983).
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17.Ibp Usa, Saudi Arabia Company δaws and Regulations Handbook )2008).
18.Jan εichiel Otto, Sharia Incorporated: A Comparative overview of the legal
systems of twelve εuslim countries in past and present )δeiden University Press.
2010).
19.Kenneth W Dam, The law-growth nexus: The rule of law and economic
development )Brookings Institution Press. 2007). The Saudi law of the Board of
Grievances )2007).
20.Kristin T Roy, New York Convention and Saudi Arabia: Can a Country Use the
Public Policy Defense to Refuse Enforcement of Non-Domestic Arbitral Awards, The,
18 Fordham Int'l δJ )1994).
21.εaren Hanson, The Influence of French δaw on the δegal Development of Saudi
Arabia, Arab δaw Quarterly )1987).
22.εohammad Hashim Kamali, Principles of Islamic jurisprudence )The Islamic
Text Society. 1991).
23.εohammed bin Ahmed Abu Zahra, Zahrat Al Tafseer § 2 )Dar Al fikr.).
24.Nancy B Turck, Arbitration in Saudi Arabia, 6 Arbitration International )1990).
25.Nancy B Turck, Dispute Resolution in Saudi Arabia, The International δawyer
)1988).
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εagazine 2-5)2014).
27.Radwa S Elsaman, Factors to be Considered Before Arbitrating in the Arab εiddle
East: Examples of Religious and δegislative Constraints, 1 Int'l Com. Arb. Brief
)2011).
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Taibah University, )2015).
29.Richard Clark, The dispute resolution review )δaw Business Research. 2013).
30.Sa'id Adekunle εikail & εahamad Arifin, Application of Doctrine of Judicial
Precedent in Shariah Courts, εalaysian Court Practice Bulletin )2014).
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43.Ya'akov εeron, εejelle Tested by Its Application, The, 5 Isr. δ. Rev. )1970).
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Canadian International Journal of Social Science and Education
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WOMEN and BRITISH LABOUR GOVERNMENTS from 1924 to 1997
Souad GUESSAR
Tahri Mohamed Bechar University-Algeria
ABSTRACT
The study is on the participation of British women in the process of the British δabour
Party. The research paper included women who participated as cabinet ministers in the
successive governments of the δabour Party since Ramsay εacDonald government
until the Tony Blair government 1997. The study contains the biographies of these
women contemporize δabour governments and to what extent were their participation
and their effectiveness.
KEY WORDS: Ramsay εacDonald )1929-1931), δabour Party, British politics, Tony
Blair 1997.
INTRODUCTION
The values δabour Party stands for have guided it throughout its existence are social
justice, strong community and strong values, reward for hard work and rights matched
by responsibilities.
The younger generation may not know that before 1918 no women were permitted to
vote in British Parliamentary elections, and under the δabour Party 1918
constitution,189 it keeps a distinct women’s organization. Thither is a full-time
women’s organizer, a separate women’s annual conference, a women’s section of the
National Executive Committee, and a monthly publication, δabour Woman. δabour
ladies played a great role both in government and within the Party.190
There is a great history of gender equality related to the δabour Party, looking back to
1923 when the first δabour women; εargaret Bondfield, Dorothy Jewson and Susan
δawrence; were elected as εPs to the House of Commons.191
δabour ladies, day-to-day, they corresponded with ministerial and Prime- ministerial
positions. They agreed with groups concerned with human rights, community activity
and trade union publications, and in many cases played an active constituent in their
work and decision-making. Women participated as Cabinet ministers in the successive
governments of the δabour Party since Ramsay εacDonald government until Tony
Blair government 1997 were εargaret Bondfield, Ellen Wilkinson, Barbara Castle,
Judith Hart, Shirley Williams, Ann Taylor, Harriet Harman, εargaret Beckett, Clare
Short, and εo εowlam.
The First Female Cabinet εinister was εargaret Bondfield )1873–1953). She
was the daughter of William Bondfield and Anne Taylor. She was born in Chard,
Nigel Todd, “δabour Women: A Study of Women in the Bexley Branch of the British δabour Party
(1945-50)”. Journal of Contemporary History 8.2 (1973): 159–173. Retrieved from
http://www.jstor.org/stable/259998, 161.
190
Angela εcRobbie, “Feminism and the Third Way”., Feminist Review 64 (2000): 97–112. Retrieved
from http://www.jstor.org/stable/1395705, 99.
191
Charles L. Mowat, “The Fall of the Labour Government in Great Britain, August,
1931”. Huntington Library Quarterly 7.4 (1944): 353–386. http://doi.org/10.2307/3815737, 373.
189
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Canadian International Journal of Social Science and Education
Volume 10, January2017
Somerset; she was the tenth child in the family of eleven children. εargaret’s parents
gave her a non-conformist faith and ethic and strong prospects on the active character
of adult females in politics and the workplace, whilst she educated herself by reading
widely on social, ethical and spiritual publications. She took many high leadership
posts as a trade unionist, and feminist. εargaret was a remarkable woman and her
particular character helped her to accomplish many things and played a significant
part in her political career.
Her story began when she had left school, and she became a shop assistant aged
fourteen, at first in Brighton and then in δondon. At that point she met δouisa
εartindale, a firm proponent of women's rights who became her friend and she lent
εargaret books and delivers an important influence on her political ideology
development. She joined the National Union of Shop Assistants, because she was
unhappy with the miserable remuneration and conditions of shop work, she was
appointed Assistant Secretary of this union in 1898.
On various occasions she was involved in covert investigations and presented
evidence to the 1901 House of δords Select Committee. In 1910 the δiberal
Government asked her to dish up as a member of its Advisory Committee on the
Health Insurance Bill. Her attempts were repaid when she persuaded the government
to include maternity benefits.
When she was named an executive member of the Women’s Trade Union δeague she
formed, with others, the National Federation of Women Workers. She became a leader
of the Adult Suffrage Society, and in 1906 helped found the Women’s δabour
δeague.192
Bondfield was considered to be one of the leading female trade unionists of the 1920s
and was the first female elected to the TUC executive. In 1923 she became its first
female chairman. εoreover, when δabour won power in 1929 under Ramsay
εacDonald, she was nominated as εinister for δabour. Her brilliant achievements
were Bondfield being the first female Privy Councillor and Cabinet εinister.
She was defeated in the 1931 general election and despite later standing again, did not
turn back to Parliament. It was in this year that she proceeded to “Cuttiversdoor”, a
house at The Ridgeway, South borough, where she lived for the succeeding 21 years.
After leaving politics, she returned to trade union workplace and also carried out
peaking tours of North America as well as writing her autobiography. She lived in
South borough until 1952 and died a year later at a nursing home in Surrey, aged 80.
Ellen Wilkinson )1891–1947) served in the First Attlee ministry )1945 –
1950), she was the most notable and outspoken British female politician. Born and
bred in εanchester, she was a feminist and a socialist who was one of four children
born to εethodist parents. She was well educated, winning a scholarship to
εanchester University, and never married. Through joining a wide range of women's
groups she gradually built up an impressive political career, and in 1915 she became
National Women's Organiser for the Cooperative Employees union, which eventually
joined the National Union of Distributive and Allied Workers )NUDAW). Ellen joined
192
The Hutchinson Illustrated Encyclopaedia, 115.
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the Independent δabour Party )IδP) in 1907, remaining a member until 1932, and also
briefly joined the Communist Party till she was elected a member when elected to
εanchester City Council in 1923.193
Ellen's achievements were many. She got the first female εinister of Education in the
1945 δabour government under Clement Attlee, helped women over the age of 21
gain the vote, led the iconic Jarrow Crusade and her greatest victory was the elevation
of the school-leaving age to 15, despite the shortage of buildings in the war-damaged
Britain and the need for 13,000 additional teachers. She was just 4 feet 10 inches tall,
but she punched way above her height, thus some of her nicknames: the ‘mighty
atom’ and the ‘fiery particle’. It was a step of her political intelligence that, despite the
fury with which she conveyed her views, she remained one of her Party’s stars.
Two ladies served during the first Wilson ministry )1964-1970), Barbara Castle
and Judith Hart. Barbara Anne Betts )1910-2002) was born in Chesterfield in 1910.
Her father, a civil servant, was a member of the Independent δabour Party and
became a contributor to the IδP journal, he was an avid socialist. Barbara was trained
at Bradford Girls' Grammar School and St Hugh's College, Oxford.
Castle was one of the founders of Tribune, the socialist weekly paper, and she had
married Ted Castle, a journalist, in 1944, where they were together for 34 years until
Ted died in 1979. Barbara produced a contribution to politics. At first it was as a
journalist, and then she was selected for Blackburn, the seat she represented from
1945 until she went to bed.
Harold Wilson became Prime εinister; he put Castle in his first cabinet as minister
for overseas Development in 1964. Her success at this εinistry was recognised and
she was named εinister of Transport in 1966, despite being a non-driver and her
struggles with the empires of men led off. First, it was the breathalyser, and then seat
belts. By 1968 she had achieved an extraordinary fame that encouraged some
observers to choose her over Roy Jenkins as the next δabour leader.
Back in government )1974 -1976), Secretary of State for Social Services, and in this
post she introduced the payment of child welfare to mothers and worked along the
State Earnings Related Pension Scheme. She radically reformed pensions and brought
in child welfare as a payment to mothers rather than through the father's pay packet.
Today, it is for introducing equal pay that Barbara is most warmly remembered.
Barbara Castle broke the glass ceiling of politics; by probably her personal charms
won her admirers: her passionate advocacy of the movements of the left guaranteed
her criticism.
Castle was a εember of the European Parliament from 1979 to 1989. In 1990 she
entered the House of δords as Baroness Castle of Blackburn. She proceeded to take
the field on a range of topics, particularly on pension rights. She passed away on the
3rd εay 2002.
Judith Hart )1891–1947) was εP for δanarkshire )1959-1983) and Clydeside )19831987) before being constructed a life peer in 1988. During her time in Parliament she
193
Dick Leonard, A Century of Premiers Salisbury to Blair (London and New York: Palgrave
Macmillan, 2005), 172.
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was a member of the δabour Government of the 1960s and 1970s. Her particular
interest was in alien affairs and Judith Hart was δabour’s εinister of Overseas
Development for nearly all the years δabour was in Government from 1969 to 1979.
Jimmy Hood writes on his website: “Judith Hart was one of a very small number of
women of her generation elected to Parliament in 1959. She was the fifth woman of
all time to serve in a British Cabinet as Postmaster General, 1968-69 in Harold
Wilson’s Government.194
Judith devoted all her political life to fighting poverty and injustice wherever she
found it, whether in her own constituency or across the globe. She was a violent
opponent of apartheid in South Africa and great defender of Chile, where in 1973
Chilean Armed Forces lead by General Augusto Pinochet successfully led a coup
d’état against the democratically elected socialist Government. The δate Judith Hart
was a formidable fighter for socialism, a great hero of Scotland, democracy and
International Development.”She was an influential member of the Party's left wing,
opposing nuclear armament and British entry into the Common εarket. Attending on
the National Executive Committee of the Party between 1969 and 1983, she was Party
chair 1981-1982.
Shirley Williams served in Callaghan's ministry )1976 – 1979), she was born in
1930 in Chelsea, δondon, was the daughter of political scientist and philosopher Sir
George Catlin and the feminist and pacifist writer Vera Britain. She was very well
educated.
δady Williams was a δabour cabinet minister in the 1970s. In 1974; she became
Secretary of State for Prices and Consumer Protection in Harold Wilson's cabinet
)1964-1970). When Wilson was succeeded by James Callaghan in 1976, she became
Secretary of State for Education and Paymaster General, holding both cabinet
positions at the same time. She advocated the comprehensive school system and the
abolition of grammar schools, and in June 2012, she cited comprehensive school
system as her greatest achievement, stating: "I have never in any way regretted them
and I still believe strongly in them. The problem was that in many places they were
heavily skimmed because people kept grammar schools in place beside them."195
In 1981, unhappy with the influence of the more left-wing members of the δabour
Party, she became one of the gang of four who formed the Social Democratic Party.
They were joined by 28 other δabour εPs and one Conservative, and by 1983 she
became the SDP's.
Williams spent time as a politics professor at Harvard University, as well as lecturing
at Cambridge, Princeton, Berkeley and Chicago. She later married the Harvard
professor and historian Richard Neustadt, who died in 2003. “Her bravery,
determination and commitment to her beliefs has benefited both Parliamentary debate
and public discourse for the last five decades. She published her life story in an
autobiography called Climbing the Bookshelves in 2009, in which Williams wrote of
her childhood as the daughter of the author Vera Brittain.
194
Anthony Seldon and Kevin Hickson, New Labour, Old Labour The Blair, Wilson and Callaghan
Governments (London and New York: Routledge Taylor and Francis Group, 2004), 75.
195
Ibid , 44.
111
Canadian International Journal of Social Science and Education
Volume 10, January2017
Blair ministry )1997 – 2001) containd five ladies cabinet ministers Ann Taylor,
Harriet Harman, εargaret Beckett, Clare Short, and εo εowlam. Winifred Ann
Taylor, Baroness Taylor of Bolton, was εinister for International Defence and
Security, based at both the εinistry of Defence and the Foreign and Commonwealth
Office, from October 2008 until 11 εay 2010 under Tony Blair governments.
She attended Bolton School and the University of Bradford, where she graduated with
a BSc degree in Politics and History in 1969. Ann Taylor was appointed Chair of
Council and Pro-Chancellor at the University of Bradford with effect from 1 August
2015. She also received an Honorary Doctorate of the University in 1997 for her
public life and political achievements.
She is one of The δabour Party’s most experienced politicians, beginning her political
career as εP for Bolton West in 1974, serving as εP for Dewsbury. She has held
many senior positions both in government and opposition, including Shadow
Secretary of State for Education and Shadow δeader of the House of Commons. She
became δeader of the House of Commons in 1997 before being appointed
Government Chief Whip.
She was Chair of the Intelligence and Security Committee from 2001-2005. She has
since served as a Government εinister in the House of δords, as εinister for Defence
Equipment and Support and εinister for International Defence and Security. She has
also served as a Representative on the Council of Europe and the Western European
Union. She became a δife Peer in 2005, and she was created Baroness Taylor of
Bolton, in the County of Greater εanchester, in the same year.196
She was made εinister for Defence Procurement on 7 November 2007, the Public
Whip cites her as being "Very Strongly" for the Iraq War, Equal Gay Rights, and
Foundation Hospitals. The 2012 play This House about the 1970s δabour
Government prominently featured Ann Taylor as the first female whip.
Harriet Harman is a British lawyer and δabour Party politician who has been a
εember of Parliament )εP) since 1982, first for Peckham, and then for its successor
constituency of Camberwell and Peckham since 1997. She has served in various
Cabinet and Shadow Cabinet positions and, in her role as Deputy δeader of the
δabour Party, she was twice the Acting δeader of the δabour Party and δeader of the
Opposition: from εay to September 2010 and from εay to September 2015.
Born in δondon to physician John B. Harman and his wife Anna, a solicitor, Harriet
Harman attended St Paul's Girls' School and studied BA in Politics from Goodricke
College, University of York. Having received a degree in Politics from York
University, Harriet qualified as a Solicitor and her first job as a solicitor was at Brent
δaw Centre in 1974.197
Under Blair, she was appointed the Secretary of State for Social Security and the first
196
Anthony Seldon, Blair’s Britain, 1997–2007 (UK: Cambridge University Press, 2007), 18.
Norman Fairclough, New Labour, New Language? (London and New York: Routledge Taylor and
Francis Group, 2006), 57.
197
111
Canadian International Journal of Social Science and Education
Volume 10, January2017
ever εinister for Women, serving until 1998, when she left the Cabinet. She
introduced the εinimum Income Guarantee increasing the income for the poorest
pensioners. She introduced the New Deal for δone Parents, to help lone mothers who
wanted
to
get
off
benefit
into
work.
In 1998 Harriet established the National Childcare Strategy. From the backbenches,
she campaigned for longer maternity leave and higher maternity pay. Working with
the Trade Union KFAT, Harriet carried out research on the problems faced by mothers
working in manufacturing in the East εidlands. After the 2005 General Election,
Harriet was appointed εinister for Justice at the Department for Constitutional
Affairs. Her responsibilities include giving the relatives of homicide victims a voice
in court, reform of the family justice system, community justice centres and
improving the antiquated coroner’s court system. This includes opening up the family
courts to make them more accountable, improving the coroners system in particular
for the bereaved families of service men and women who have died in Iraq and giving
local
communities
affected
by
crime
a
say
in
sentencing.
Because of Harriet's commitment to international development and because her
constituency has the largest number of people from the African community in the UK,
Harriet has been a regular visitor to Africa. She visited Sierra δeone in εarch 2004,
Nigeria in September 2004 and Tanzania in εay 2005.In 2001, she returned to the
Cabinet as Solicitor General for England and Wales, serving until 2005 when she
became εinister of State for Constitutional Affairs. She held all of the government
positions until δabour lost the 2010 general election. Under the leadership of Neil
Kinnock, John Smith and then Tony Blair, Harriet has been a “key campaigner” for
δabour; Harriet has campaigned in all Council elections, General elections, European
elections
and
Parliamentary
by-elections.
εargaret εary Beckett, was born on 15 January 1943, she is a British δabour
Party politician who has been the εember of Parliament )εP) for Derby South since
1983. She was the Deputy δeader of the δabour Party under John Smith 1992 to
1994, and briefly served as δeader of the δabour Party after Smith died suddenly. She
later served in the Cabinet under Prime εinister Tony Blair in a number of roles,
becoming Britain's first female Foreign Secretary in 2006.
Beckett was first elected to Parliament in 1974 for δincoln and held junior positions
in the governments of Harold Wilson and James Callaghan. She lost her seat in 1979,
but returned to the House of Commons in 1983, this time representing Derby South.
She was appointed to Neil Kinnock's Shadow Cabinet shortly afterwards, been elected
Deputy δeader of the δabour Party in 1992, becoming the first woman to hold that
role. When John Smith died in 1994, she became the first woman to lead the δabour
Party, although Tony Blair won the election to replace Smith shortly afterwards to
assume the substantive leadership.
After δabour returned to power in 1997, Beckett became a member of Tony Blair's
Cabinet initially as President of the Board of Trade. She was later the δeader of the
House of Commons and Secretary of State for Environment, Food and Rural Affairs,
before becoming Foreign Secretary in 2006, the first woman to hold that position,
and—after εargaret Thatcher—the second woman to hold one of the Great Offices of
State. Following Blair's resignation as Prime εinister in 2007, Beckett was not
114
Canadian International Journal of Social Science and Education
Volume 10, January2017
initially given a position by new Prime εinister Gordon Brown. After some time,
Brown appointed her εinister of State for Housing and Planning in 2008, before she
left the government for the last time in 2009.198
She is the longest-serving female εP in the House of Commons, as well as being one
of the longest-serving ministers in government history. She is also one of the few
remaining εPs who served in the δabour governments of the 1970s. She was
appointed a Dame Commander of the Order of the British Empire in the 2013 New
Year Honours for public and political service.
Clare Short was born on 15 February 1946 and she is a British politician, and a
member of the δabour Party. She was the εember of Parliament for Birmingham
δadywood from 1983 to 2010; for most of this period she was a δabour Party εP, but
she resigned the Party whip in 2006 and served the remainder of her term as an
Independent. She stood down as a εember of Parliament in the 2010 general election.
Short was Secretary of State for International Development in the government of
Prime εinister Tony Blair from 3 εay 1997 until her resignation from that post on 12
εay 2003. Shortly before her retirement from Parliament in 2010, she was strongly
rebuked by her own Party when she announced her support for a hung Parliament, a
situation which subsequently occurred in the 2010 General Election.
εo εowlam )1949-2005), she was the second of three children, was born in Watford,
northwest of δondon. εowlam began her schooling at Chiswick Girls’ grammar
school in West δondon. She became interested in politics at an early age.
εowlam went to Trevelyan College in Durham, where she read Anthropology and
Sociology. During her first year, she joined the δabour Party and later worked for
Tony Benn, δabour εP in δondon, as a research assistant and for American writer
Alvin Toffler.
Following her graduation from Trevelyan College, εowlam moved in 1973 to
America, where she completed a PhD in Political Science at the University of Iowa.
In 1977 she lectured briefly in Politics at both the University of Wisconsin and Florida
State University.
Having been a member of the δabour Party since 1969, εowlam was elected δabour
εP for Redcar, North Yorkshire in 1987. It was a position she held for 14 years, until
2001. She later became a member of the influential House of Commons Public
Accounts Committee and the Party’s ruling National Executive Committee. In 1994
she helped to organise Tony Blair’s leadership bid. He later described her as “one of
the most remarkable and colourful personalities ever to enter British politics”. Blair
made her Shadow Secretary of State for Northern Ireland and over the next few years,
she held various Opposition posts.
In 1995, at age 46, εowlam married Jon Norton, a merchant banker turned artist.
Whilst she had not married before and had no children of her own, she enjoyed family
life with Norton and his two children from a previous marriage.
198
Leonard, A Century of Premiers Salisbury to Blair , 20.
111
Canadian International Journal of Social Science and Education
Volume 10, January2017
A few weeks before the εay 1997 general elections, εowlam was diagnosed with a
benign brain tumour. As a result, she gained weight and lost her hair, having to wear a
wig, but did not let it affect her work. She was soon dubbed ‘Brave εo’. When
δabour won the 1997 elections, εowlam was appointed Secretary of State for
Northern Ireland and later that year, was admitted to the Privy Council for Northern
Ireland. Her main task was to help find a peaceful solution to the longstanding
troubles of Northern Ireland.199
In early 1998, when negotiations in Northern Ireland had reached an impasse,
εowlam took a significant political risk. She entered the εaze Prison near Belfast, to
speak to convicted Irish paramilitaries face-to-face, when it became apparent that the
peace process required their backing. Following her visit with the prisoners, their
political representatives announced they were rejoining the talks. Shortly after, the
Good Friday Agreement for Ireland was secured on 10th April 1998.
After a government reshuffle in October 1999, εowlam became εinister for the
Cabinet Office and Chancellor of the Duchy of δancaster. She was also granted
freedom of the city of Coventry, where she grew up. δater that year, she was replaced
by Peter εandelson and became Blair’s Cabinet ‘Enforcer’, after turning down the
job of Health Secretary. She was responsible for several important issues, including
drug policy and Parliamentary reform.
εowlam held this office until, increasingly disenchanted with Blair’s leadership, she
became a vocal opponent of the war in Iraq. In early 2000, she personally informed
the press of her boredom with her job, telling them she wanted to be the δabour
candidate for the post of εayor of δondon. On 4th September 2000, she announced
her intention to retire from Parliament and finally stepped down as an εP at the
General Election of June 2001.200
Following her retirement from the House of Commons, εowlam focussed on foreign
policy towards Iraq and became a noted critic of government policy, particularly in
this field. In an unlikely step, she took on the job of Agony Aunt for men’s magazine
‘Zoo’, giving frank answers to sex questions. εowlam set up a charity called εoεo
Helps, to assist rehabilitating drug users and to provide support for the parents or
carers of disabled children.
In 2002, εowlam published her political memoirs, entitled ‘εomentum’. On 3rd
August 2005, the BBC announced that εowlam was critically ill at King’s College
Hospital in δondon and she died at age 55 on 19th August 2005. εowlam will be
remembered for her toughness and courage, as well as her persistence and good
humour. She gained an enormous amount of public popularity and support for her
work in Northern Ireland, by handling what was arguably one of the most dangerous
and challenging jobs in government. She was the first and is currently still the only
woman to hold the position of Secretary of State for Northern Ireland.
CONCδUSION
199
200
The Hutchinson Illustrated Encyclopaedia, 689.
Seldon, Blair’s Britain, 1997–2007, 515.
11
Canadian International Journal of Social Science and Education
Volume 10, January2017
Women realized a great victory during the 1997 general election by their arrival in
Parliament of 121 women - 101 of them δabour. They were called Blair’s babes.
There was a high hope that they would transform Parliament and make a big
difference to the government. But the new women were "whipped into line" and
became mostly compliant, hopeful of preferment.
Although, there is a great history of gender equality related to the δabour Party, but
still δabour had the majority or all-male shadow cabinets. It is a profound source of
embarrassment to δabour that they have never had a female leader. Harriet Harman
and εargaret Beckett have both kept the seat warm between permanent male leaders
just for a few months, but there has never been a δabour Thatcher.
BIBδIOGRAPHY
Fairclough, Norman. New δabour, New δanguage?. δondon and New York:
Routledge Taylor and Francis Group, 2006.
δeonard, Dick.A Century of Premiers Salisbury to Blair. δondon and New York:
Palgrave εacmillan, 2005.
εcRobbie, Angela. “Feminism and the Third Way”. Feminist Review 64 )2000): 97–
112. Retrieved from http://www.jstor.org/stable/1395705.
εowat, Charles δ. “The Fall of the δabour Government in Great Britain, August,
1931”. Huntington
δibrary
Quarterly 7.4
)1944):
353–
386. http://doi.org/10.2307/3815737.
Seldon ,Anthony and Hickson, Kevin. New δabour, Old δabour The Blair, Wilson
and Callaghan Governments. δondon and New York: Routledge Taylor and Francis
Group, 2004.
Seldon, Anthony. Blair’s Britain, 1997–2007. UK: Cambridge University Press, 2007.
The Hutchinson Illustrated Encyclopaedia, of British History .Great Britain, Helicon,
2001.
Todd, Nigel. “δabour Women: A Study of Women in the Bexley Branch of the British
δabour Party )1945-50)”. Journal of Contemporary History 8.2 )1973): 159–
173. Retrieved from http://www.jstor.org/stable/259998.
11
Canadian International Journal of Social Science and Education
Volume 10, January2017
Teaching Experiences of the Vocational Trainers in Chinese Cuisine Training
for Immigrant Women in Taiwan
1
Ya-Ling Wu 2Chuan-Chun Chao National Pingtung University of Science &
Technology, Pingtung, Taiwan, R.O. C.
Abstract
In Taiwan, substantial resources have been invested in vocational training programs
for immigrant women as a solution to their lack of career development opportunities.
This study examined the teaching experiences of vocational trainers in Chinese
cuisine training for immigrant women in Taiwan. The data were collected through indepth, semi-structured interviews and observation with 3 vocational trainers in
Chinese cuisine training for immigrant women in Taiwan. The data were analyzed by
thematic analysis method. The findings indicated that the vocational trainers found
that most of the immigrant women in Taiwan were economically disadvantaged, and
that they participated in vocational training programs because of developing
professional skills and obtaining technological certificates for employment. Before
providing the training, the trainers investigated female immigrant trainees’
background and integrated their homeland cuisine culture into the training. In order to
facilitate the learning of female immigrant trainees who had difficulty in Chinese
reading, the vocational trainers illustrated the teaching with graphics and encouraged
them to ask questions and provided extra individual guidance of professional skills.
Additionally, in the classroom, the vocational trainers would invite immigrant women
to share their homeland cuisine to promote the visibility of their culture and their selfconfidence. Because of providing the training for immigrant women, the trainers
developed more multicultural literacy and modified their opinions towards female
immigrants in Taiwan.
Keyword: immigrant woman, vocational training, vocational trainers
1. Introduction
Transnational marriage reflects globalization. Asia is the area with the most stable
growth transnational marriage, and Taiwan is the country with the highest proportion
of transnational marriage in Asia )The Economist, 2011). According to the statistics of
Taiwan government, in the end of 2015, the number of foreign spouses and spouses
from εainland China in Taiwan exceeded 500,000, and they accounted for more than
2.0% of the national population. Of female immigrants in Taiwan, 60% were from
εainland China, followed by the Southeast Asian countries )εinistry of the Interior,
2016). For female immigrants, receiving education and vocational training could
increase their employment opportunity, increase their income, and benefit their
economic and social integration with the host countries )Park, 2011). A past survey
discovered that, after immigrating to Taiwan, female immigrants urgently needed to
receive “vocational training programs” )Wu, 2014). In vocational training programs,
vocational trainers are responsible for important tasks, including teaching, course
delivery, classroom management, and providing assessments. εoreover, the
participants in vocational training programs particularly for immigrant women are the
female immigrants with diversified cultural backgrounds. Therefore, the teaching
experiences of vocational trainers in vocational training for immigrant women in
Taiwan are worthy of attention.
This study invited vocational trainers in Chinese cuisine training for immigrant
11
Canadian International Journal of Social Science and Education
Volume 10, January2017
women in Taiwan as the research subjects to investigate their teaching experiences of
vocational training programs for female immigrants in Taiwan, including their
curriculum development, use of teaching materials, teaching methods, teacher-student
interaction, and the influence of teaching on individual career of vocational trainers.
2. δiterature review
In order to assist female immigrants who were willing to get employed, in 2004,
Taiwan government announced “Foreign and εainland China Spouses Employment
Assistance Programs.” Based on the regulation, εinistry of δabor in Taiwan started
to offer vocational training programs for female immigrants in 2005. The training
programs mainly include four categories: personal services )e.g., facial spa,
hairdressing, and manicure so on), computing )e.g., computer information classes),
and hospitality services )e.g., Chinese cuisine cooking). Chinese cuisine programs
accounted for 24% of the training programs, and the average employment rate of the
female immigrant trainees was 69.5% )εinistry of δabor, 2015). In addition, some of
immigrant women’s Taiwanese relatives think that cooking programs may facilitate
immigrant women’s housekeeping ability and make them stay home with the family
)Wu, 2014). Overall, female immigrants have urgent needs for Chinese cuisine
programs.
The required qualifications of vocational trainers in Taiwan are stipulated by laws
of εinistry of δabor, and vocational trainers should be those with relevant working
experience and professional technical licenses. εoreover, private and public
vocational training institutions shall employ qualified vocational trainers and report
such employment to εinistry of δabor for approval.
3. εethods
3.1 Participants
This study used typical case sampling of purposive sampling to recruit 3
vocational trainers engaging in teaching of Chinese cuisine cooking vocational
training programs for female immigrants as the research subjects: A. John: male, a
vocational trainer of Chinese Chefs Association in southern Taiwan, holding the Class
C δicenses for εeat Dish and Vegetarian Dish Chinese Cuisine, who have engaged in
the teaching of vocational training programs for female immigrants for 9 years; B.
εary: a vocational trainer of Affiliated Vocational Training Center in southern
Taiwan, who have engaged in the teaching of vocational training programs for female
immigrants for 11 years; C. Fang: female, a vocational trainer of Chinese Chefs
Association in southern Taiwan with several Class B and C δicenses for εeat Dish
and Vegetarian Dish Chinese Cuisine.
3.2 Data Collection and Analysis
This case study used semi-structure in-depth interviews and observation method to
collect data. The interview outline included curriculum development, use of teaching
materials, application of teaching methods, teacher-student interactions, and the
influence of vocational training teaching on individual career of vocational trainers.
This study used thematic analysis method to analyze research data, and the main steps
included data coding, theme extracting, and data classification )Gao, 2008).
4. Results
4.1 Trainers suggested that female immigrants were economically disadvantaged
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Canadian International Journal of Social Science and Education
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needing to obtain licenses by receiving vocational training.
Before teaching female immigrants, the vocational trainers originally suggested
that immigrant women came to Taiwan through transnational marriage to earn money
due to economic factors. After they came to Taiwan, immigrant women experienced
the pressure of procreation and economy, and thus started to work. Female immigrants
received Chinese cuisine vocational training to obtain license to get employed or to
start their business in the hospitality industry.
The motivations of female immigrants receiving Chinese cooking training are to
obtain license and seek a job. Female immigrants are mainly from economically
disadvantaged family needing economic sources. In the hospitality industry, licenses
are required for employment. According to my observation, two-thirds of the trainees
in training programs received Chinese cuisine vocational training because they really
needed a job. )Fang1040223Interview)
4.2 Trainers would understand the nationality and background of trainees first, and
then integrated their homeland cooking with courses. To overcome the difficulties in
reading Chinese teaching materials encountered by trainees from the Southeastern
Asia, the trainers would additionally provide teaching materials with illustrations.
Before the vocational training programs, the vocational trainers would inquire
about the background of female immigrant trainees in the programs, prepare for their
homeland cooking according to immigrant women’s nationalities and integrate them
with the original courses of vocational training programs. Due to poor Chinese
literacy, female immigrant trainees from the Southeastern Asia were not able to read
normal teaching materials for the cooking license examination. Therefore, the
vocational trainers would provide additional illustrations.
The regional cultures of immigrant women in vocational training programs were
completely different, and they had special cooking ways. I prepared such special
cuisines and then explained them in the class. )John1040429Interview)
Because immigrant trainees were not good at reading Chinese, I usually wrote down
the ingredients in teaching materials and requested them to copy them in their mother
languages. By doing so, they could understand ingredients better. I also provided
detailed illustrations to help immigrant women memorize the cuisine more easily.
)εary1040423Interview)
4.3 Vocational trainers invited trainees to share with everyone their homeland
cooking. In addition to teaching patiently, they even encouraged trainees to ask
questions and provided individual instructions.
In the process of vocational training for immigrant women, trainers tried their best
to enable trainees to share with everyone their homeland cooking to promote their
learning motivation. Trainers patiently taught the trainees with poor Chinese literacy
in all kinds of ways, including highlighting the focuses of training, verbally describing
the topics, applying peer learning, and using phonetic symbols to facilitate the
learning of female immigrant trainees. εoreover, trainers encouraged female
immigrant trainees to ask questions when they encountered difficulties in keeping
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Canadian International Journal of Social Science and Education
Volume 10, January2017
notes or operating cuisine in class and provided extra individual instructions.
When introducing relevant cuisines in class, trainers invited female immigrant
trainees to share with everyone their famous homeland cooking in their countries. For
example, when trainers taught them to cook rice noodles, trainers invited trainees
from Guizhou to share with everyone how their local rice powder was produced in
their own country. When mentioning “Buddha Jumping Over the Wall”, trainers
invited trainees from Fujian to share with everyone the cooking ways of their own
country and then extended it to the modified Taiwanese cuisine.
)John1030924observation)
4.4 Trainers places emphasis on female immigrant trainees’ peer interactions,
interacted with, listened to, and understood female immigrant trainees with empathy,
and applied diversified vocational training methods to improve teacher-student
interactions.
When faced with the trainees with strong personality from εainland China and
those with mild temper from Vietnam, trainers usually reminded these trainees of
interpersonal relationships and taught them to cherish the opportunity of getting along
with others. εoreover, trainers created the harmonious atmosphere of teacher-student
interaction by sharing the culture in Taiwan. In terms of peer interactions, trainers
used the group learning to enable female immigrant trainees to jointly operate cuisine
and learn cooking.
When getting along with female immigrants, trainers usually treated them as friends.
Trainers usually tried to get familiar with trainees as soon as possible. By doing so,
many female immigrants from the Southeast Asian countries would feel free to ask
questions. )Fang1040405Interview)
4.5 After teaching vocational training programs for female immigrants, trainers
possessed more diversified cultural literacy and changed their perspectives towards
female immigrants.
After teaching vocational training programs for female immigrants, trainers
understood that national culture not only affected trainees’ habits, but also further
influenced their learning of vocational training. Therefore, trainers changed the
content of the standard courses, and then integrated them with trainees’ homeland
culture. By doing so, the course content of vocational training was enriched, and
trainers were able to learn authentic cuisines of different countries. During the
programs, trainers faced many trainees with poor comprehension of Chinese, and thus
changed the teaching issues that have never been investigated. Trainers started to
reflect on the vocational training methods and paid attention to the importance of
trainees’ question asking. Such experiences also improved the vocational trainers’
teaching profession. εoreover, after frequently and closely interacting with female
immigrant trainees, the trainers not only changed their perspectives towards female
immigrants through vocational training teaching, but also further encouraged other
people to understand female immigrants more.
The reason why my perspective towards female immigrants was changed was that I’d
found they made efforts in their lives. They married to men in Taiwan, and had to
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Canadian International Journal of Social Science and Education
Volume 10, January2017
endeavor to adapt to the life in Taiwan. I felt that people in Taiwan needed to change
their
attitudes
towards
new
immigrants
by
understanding
them.
)εary1040423Interview)
Teaching in vocational training programs for female immigrants helped me learn to
respect different views. After teaching female immigrants from various countries, I
would learn to respect everyone’s opinions. )Fang1040223Interview)
5. Conclusions and implications
In Taiwan, substantial resources have been invested in vocational training programs
for immigrant women as a solution to their lack of career development opportunities.
This study examined the teaching experiences of vocational trainers in Chinese
cuisine training for immigrant women in Taiwan. The data were collected through indepth, semi-structured interviews and observation with 3 vocational trainers in
Chinese cuisine training for immigrant women in Taiwan. The data were analyzed by
thematic analysis method. The findings indicated that the trainers found that most of
the immigrant women in Taiwan were economically disadvantaged, and that they
participated in vocational training programs because of developing professional skills
and obtaining technological certificates for employment. Before proving the training,
the trainers investigated female immigrant trainees’ background and integrated their
homeland cuisine culture into the training. In order to facilitate the learning of female
immigrant trainees who had difficulty in Chinese reading, the trainers illustrated the
teaching with graphics and encouraged them to ask questions and provided extra
individual guidance of professional skills. Additionally, in the classroom, the trainers
would invite immigrant women to share their homeland cuisine to promote the
visibility of their culture and their self-confidence. Because of the training for
immigrant women, the trainers developed more multicultural literacy and changed
their opinions towards female immigrants in Taiwan.
Because vocational training is a part of adult education, its main purpose is to correct
social injustice and empower the disadvantaged. Therefore, to engage in teaching of
vocational training for populations of diversified culture, trainers have to possess
cultural sensitivity. εoreover, they have to use courses and teaching methods of
diversified culture to meet the needs of female immigrant trainees and further achieve
the original objective of vocational training.
References
Gao, S. C. )2008). The 18 lessons of qualitative study. Taiwan, Kaoshiung: δiwen.
Johnson-Bailey, J. & Cervero, R. ε. )2000). The invisible politics of race in adult
education. In A, δ. Wilson & E. R. Hayes )Eds.), Handbook of adult and continuing
education )pp.147-160). San Francisco, III: Jossey-Bass.
εinistry of Interior )2016). The population of immigrants in Taiwan. Retrieved from:
http:// http://sowf.moi.gov.tw/stat/week/week10515.pdf
εinistry of δabor )2015). The information of training programs for immigrant
women. Retrieved from: http://www.taiwanjobs.gov.tw/Internet/index/index.aspx.
Park, J. )2011). Job-related training of immigrants-perspectives on labour and
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Patton, ε. Q. )2002). Qualitative evaluation and research methods. Thousand Oaks:
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The Economist )2011). International marriage: Herr and εadame, Señor and εrs.
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Wu, Y. δ. )2014). A socio-cultural approach to understanding the learning experiences
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Author’s note: Portions of this manuscript were presented at the ICSAEE 2016
International Conference on Social Science, Arts, Economics and Education
on August 5-6, 2016.
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Nouf Almroani
M.A Composition and Literature
Indiana University of Pennsylvania
The Inspiration of the Blues on African American Women in The Color Purple
by Alice Walker
Abstract:
This paper shows the role of the Blues in changing African American women’s
perception about their self-worth. It emphasizes the big impact of the Blues in
awakening submissive, weak and mistreated women in The Color Purple novel by
Alice Walker. By giving some historical background about the Blues and how it was a
cure to mistreated slaves in the past, and by addressing how some African American
female singers motivated women emotionally by singing the Blues during the
twenties, this paper comes to the purpose of choosing the Blues to lead the change in
Walker’s novella which is the deep emotional sense that the Blues has. Further, this
paper shows how the Blues helped women vocalize the oppression that they were
facing not only domestically with male dominance, but also publically in the racial
battles.
The Inspiration of the Blues on African American Women in The Color Purple by
Alice Walker
Blues is a classical music which was performed initially by African slaves who
were brought from their lands in Africa to the United states. The history of the Blues
developed firstly in the southern United States after the American Civil War. “The
blues flowed out of the bitter hardship following the Civil War and the disheartening
realization that although slaves were granted emancipation, African-American
equality was by no means also guaranteed” )Sullivan 26).
εoreover, Blues “was influenced by work songs and field hollers, minstrelshow music, ragtime, church music, and some folk and popular music of Whites.”.
)The Blue Are Born from African American Culture). In fact, when African
Americans brought from their lands in Africa, they started to express their sadness,
torture and humiliation by singing the Blues deeply from their broken hearts. They did
that in order to escape the reality of being treated badly and cruelly and to escape
from all slavery’s conditions. Sullivan stated in his article, “Slave owners in the
United States sought to completely subjugate their slaves physically, mentally, and
spiritually through brutality and demeaning acts. African-Americans frequently used
music to counter this dehumanization” )Sullivan 22). Thus, they used the Blues as
cure for regret, betrayal, injustice or even poverty.
During that time, African Americans created their own music that had a
connection to their roots and heritage. They found that music is a way of uniting
people together emotionally and it could also push them optimistically in their racial
battle. Sullivan stated, “Black preachers recognized the power of music to bind people
together and gather power from their numbers, with the potential to direct that united
energy towards a common goal such as emancipation” )Sullivan 24).
Women as well as men, sang the Blues to protest physical and emotional abuse
which were practiced against them by men who treated them unfairly and
dehumanized them domestically. In fact, Alice Walker in her novel The Color Purple
pinpoints the role of singing the Blues on African American women in the novel such
as Celie, Shug, Sofia and Squeak who lived under different circumstances that
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affected them emotionally and physically. Walker in this novel covers some of the
struggle that African American women suffered such as cult of domesticity, physical
and sexual abuse, decision making and freedom of speech. In this paper, I will
emphasize how Walker used the inspiration of the Blues as a turning point in her
novel and how the Blues changed submissive weak women to strong confident
women. Blues as a way of vocalizing women’s apprehension and discontent will be
discussed through analyzing different situations that happened in the novel and The
Color Purple educational movie which was made in 1985.
The novel starts when Celie sends letters to God addressing her struggles and
fears that she is living in with her stepfather, Alphonso, whom she believed to be her
real father until her sister Nettie found the truth many years later that he is their
stepfather who sold Celie’s children after raping her so many times. Walker focused
on Celie’s struggle as abused and raped women and how she was affected by the
Blues independent singer, Shug, who was brought by Albert, her husband, as a
mistress with a nasty woman disease.
Celie appears in the novel as a submissive Black woman who endured sexual
abuse from her stepfather and domestic abuse from her poor farmer husband named
Albert. In fact, he originally wanted to marry her sister Nettie instead of her, but her
stepfather forced her to marry him. In fact, she is uneducated and poor woman with a
very broken personality and low self-esteem because she is convinced from an early
age that she is ugly and dumb. Furthermore, she was forced to work day and night in
her husband’s house without resistance or even vocalization the abusive attitudes that
she suffered from for years. Thus, she was forced also to endure her husband’s four
ungrateful children.
Years after her marriage, Harpo which is Albert’s eldest son, falls in love with
young, robust confident and outspoken girl named Sofia. Harpo marries Sofia who is
beating him whenever she wants. δater on, Sofia develops a strong friendship with
Celie and was beaten from her husband as a result of his father advices, Walker
writes, "Harpo want to know what to do to make Sofia mind. He sit out on the porch
with εr. _. You ever hit her? εr. ast. Harpo look down at his hands. Naw suh, he say
low, embarrass. Well how you spect to make her mind? Wives is like children. You
have to let 'em know who got the upper hand. Nothing can do that better than a good
sound beating" )Walker 35). Harpo beats Sophia and she beats him back, then she
leaves to her sister Odessa’s house.
Sophia’s strong personality and confidence did not change Celie’s weak
personality even when they became close friends. Instead of being influenced by
Sofia’s strong personality and independence, Celie asks Harpo to beat Sofia to keep
her in the line because she is jealous of her strength and freedom. It is obvious that
Celie does not believe that woman should be treated kindly or respectfully as she is
programmed of her inferiority and submissiveness for years. Walker creatively
chooses the Blues singer Shug as a turning point in the novel and uses her to lead the
change by her strong independent voice that inspired women as Celie and changed her
from obedient passive women to independent outspoken woman with unshakable selfesteem.
Before highlighting the influence of the Blues in pushing women to the
gender’s emancipation and independence in The Color Purple, it is worth noting why
Walker used the Blues specifically to lead the change. During the 1920s some Black
women started to sing the Blues as a way of vocalizing their struggle or even
addressing their romantic feelings. “Black women such as εamie Smith, εa Rainey,
Ida Cox, and Bessie Smith made the first blues recordings in the 1920s. These ladies
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were primarily stage singers backed by jazz bands, singing what is known as “Classic
Blues.” They were also known as “Blues Queens” )web 1). In fact, all these female
singers convey their feelings by using their voices without mimicking any dialect that
does not reflect their real identity as a Black woman, and their songs were a mirrors
that reflect their own lives. )Wald 22). However, when female singers dominated the
Blues on record, they became more recognized by the society.
Female singers became also well traveled and financially independent and
they attracted people’s attention around them. Also, they lived on their own terms. As
they built a nationwide enthusiasm by singing the blues, they could break the
stereotypical image of the Back women at that time. Further, the Blues lyrics that they
sang have a strong connection to women’s struggle, feeling and sorrow. For instance,
Bessie Smith’s song “Preachin' The Blues” touched women’s inner feelings about
themselves, Smith sings,
δet me tell you, girls, that your man ain't treating you right
δet me tell you I don't mean no wrong
I will learn you something if you listen to this song
I ain't here to try to save your soul, just want to teach you how to save your
good jelly roll
Going on down the line a little further now
There's many a poor woman down
Read on down to chapter nine,
Woman must learn how to take their time )Taft 236).
These lyrics were performed by Smith with spirituality to touch all women’s
hearts. By hearing these words, women in some ways could get a sense of hope
towards themselves and know their value as women. The Blues song here speaks
with women directly to tell them a secret that will change their weaknesses and rescue
them from the male driven society. The secret is being convey by the inspiration of
learning the truth behind the words. For instance, Smith sings first, “I will learn you
something if you listen to this song” and then she sings, “I ain't here to try to save
your soul” she means here the soul that has been programmed to be inferior and
resistless. And in the end she sings, “Woman must learn how to take their time”, their
time which was stolen from them to be maids instead of enjoying their lives with love
and respect. However, the song emphasizes the importance of taking action and
resisting women’s harsh reality, and this is what Walker generates in her novel by
using Shug’s voice and identity as a code to free Black women.
The critics CherllyI Wall discusses the connection that Walker made by using
Shug to evidence how Blues freed women from the stereotypical images that they
lived with, and how they become more recognized, respected and independent by
singing the Blues. Wall writes, “Shug inspires Celie’s and Albert’s transformations
because she is the novel’s moral agent” )δaGrone 127). She transfers their ways of
thinking, personalities and reactions. For instance, when Sophia knows that Shug will
sing in the Harpo’s jukejoint, she brings her new boyfriend Buster, and when Harpo
asks her why she is here she replies, “l came to hear εiss Shug sing and to see what a
nice place you built” )The Color Purple 01:06:15. 1985).
Sophia and other women are excited to see Shug singing and dancing as she
was a remarkable strong woman in the community. Everyone wants to meet and
watch her seduction and enjoy her charming voice. Before Shug starts singing she
said,
01:02:36 The song l'm about to sing...
01:02:39 ...is called ''εiss Celie's Blues.''
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01:02:47 Because she scratched it out of my head when l was ailing.
01:03:23 ''Sister.
Shug strats singing,
Sister,
you've been on my mind
Sister, we're two of a kind
So sister,
I'm keepin' my eyes on you
I betcha think
I don't know nothin'
But singin' the blues
Oh sister, have I got news for you
Iґm somethin'
I hope you think
that youґre somethin' too )The Color Purple 01:03).
During singing this song, the audience cheers up and claps for Shug while
Celie is enjoying the lyrics with happy eyes and wide smile in her tired face )The
Color Purple 01:03, 1985). By singing this song, Shug tells Celie in indirect way to
believe in herself and her value instead of accepting the oppression and the
persecutions practiced against her. The Blues’s lyrics and Shug’s charming voice
touches something inside Celie because in fact, Celie rarely smiles and rarely feels
happy or satisfied. But this incident expresses the inner happiness that has been
transformed to her through Shug’s song.
εoving to Sophia and how she chose to react to white prejudice when εiss
εillie the εayor’s wife asked her to be her maid. Sofia replies,
Sofia say, Hell no.
She say, What you say?
Sofia say, Hell no.
εayor look at Sofia, push his wife out the way. Stick out his chest. Girl, what you say
to εiss εillie?
Sofia say, I say, Hell no εayor look at Sofia, push his wife
out the way. Stick
out his chest. Girl, what you say to εiss
εillie?
Sofia say, I say, Hell no )Walker 85).
Sofia’s shows her strong desire to fight the stereotypes assumptions that
demand her to be submissive to the perception of others like εiss εillie and the
εayor. Being one of the people who has dark skin, Sofia is supposed to accept the
offer of being a servant to εiss εillie with pleasure. Also, she should consider this
opportunity as a privilege, but Sofia chooses to destroy these assumptions by saying
“Hell no.” In fact, Sofia’s reply “Hell no” was not a hopeless and aggressive answer,
but it was a cry to define her identity which in fact one of the strong emotions that the
Blues gives to the audience to inspire them deeply and make them believe in their
value and their right to be appreciated. Thus, defending herself against mayor’s
assault shows how she was satisfied in taking action. However, despite Sofia’s strong
identity before knowing Shug and hearing the Blues, Sofia did not resist or vocalize
white’s supremacy before. The Blues gives her the opportunity to assert her right to be
treated equally in a racist society.
On the other hand, Squeak, Harpo’s mixed race mistress after Sofia leaves
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him, has been treated badly from her husband Harpo. In fact, she is very submissive
and obedient and she is called Squeak because she is very quiet and ineffectual while
her real name is εary Agnes. After being taught how to sing in public by Shug,
Squeak stars to build a new unshakable identity for herself as a Blues singer. She
starts to sing Shug’s songs in Harpo’s jukejoint and then she starts to write her own
songs. Harpo tells her one time after being a Blues singer, “I love you, Squeak. He
kneel down and try to put his arms round her waist. She stand up. εy name εary
Agnes, she say” )Walker 97). This situation brings many questions about Harpo’s
respectful and emotional behavior with Squeak after achieving success and gaining
social attention as a Blues singer. This indicates the self-worth that Squeak realized
after being victimized for years, and it shows also how Harpo starts to worry about
Squeak’s transformation that might lead her to leave him as Sofia did. However,
Squeak is an independent as a Blues singer and she is proud of her skin color that has
been criticized by people around her without vocalizing her anger against that. She
sings,
They call me yellow
like yellow be my name
They call me yellow
like yellow be my name
But if yellow is a name
why ain't black the same
Well, if I say Hey black girl
δord, she try to ruin my name )Walker 99)
εoving back to Celie, Shug and Celie build a strong friendship. Celie
watches Shug’s luxury life and social attention as a Blues singer and became more
and more knowledgeable about her miserable life with Albert. As a result, she decides
to leave Albert’s house and children and she goes with Shug to εemphis. Albert
grows hostile towards Celie and he tries to prevent her from leaving, but Celie resists
that verbally like no time before and everyone was surprised about her reaction,
“Everybody look at her like they surprise she there. It like a voice speaking from the
grave” )Walker 200), Celie says replying to Harpo and his father, “You was all rotten
children, I say.You maid my life a hell on earth. And your daddy here ain’t dead
horse’s shit” )Walker 200).
In εemphis, shug sings all the time, drinks, and eats much junk food wihle
Celie starts to sew pants. She works over and over again to perfect the art of sewing
pants and soon everywhere Shug sings, people want to buy pants from Celie.
However, Shug could smartly influence Celie by using the emotional role of the Blues
on oppressed women. As a result of Shug’s help, Celie became independent, confident
and a well dressed woman.
Overall, defining identity through the inspiration of songs is not an easy task
to handle, but Walker proves through The Color Purple that this task can be
achievable. Singing the Blues give women the courage to assert themselves in the
society, belief in their femininity and be stronger and financially independent. It helps
them survive the emotional and physical abuses that were part of their lives. Sophia as
a strong aggressive Black woman who speaks her mind could not change Celie’s
mentality or influence her to take an action, but Shug could touch something inside
Celie by singing Blues to her day and night.
Work cited
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Volume 10, January2017
δaGrone, Kheven. Alice Walker's The Color Purple. Amsterdam: Brill Academic
Publishers, 2009. eBook Collection )EBSCOhost). Web. 10 εar. 2016.
"εiss Celie's Blues )Sister) ]From the Color Purple[ δyrics." δyrics.net. STANDS4
δδC, 2016. Web. 11 εar. 2016. <http://www.lyrics.net/lyric/6897718>.
SullIvan, εegan. “African-American εusic as Rebellion: From Slavesong to HipHop.” 2001: 22-24-26. Print.
Taft, εichael. Blues δyric Poetry: An Anthology. New York: Garland Pub, 1983.
Print.
Spielberg, Steven, et al. The Color Purple. ]Videorecording[. n.p.: Burbank, CA :
Warner Home Video, c2003., 2003. IUP PIδOT Online Catalog. Web. 29 εar. 2016.
"The Blues Are Born from the African American Culture." The Blues Are Born from
the African American Culture. African American Registry, n.d. Web. 10 εar. 2016.
http://bit.ly/1δYjfFJ
Wald, Elijah. The Blues: A Very Short Introduction. New York: Oxford University
Press, 2010. Internet resource.
Walker, Alice. The Color Purple. n.p.: Orlando, Fla.: Harcourt, 2003., 2003. IUP
PIδOT Online Catalog. Web. 20 εar. 2016.
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THE COUMMUNITY: CONCEPT, CALSSIFICATION AND IMPACT IN
MANAGEMENT
Mr. Louai Ghazieh1 , Mr. Sevag kertechian2 and Miss. Nadia Chebana3
1 PhD, University of Paris I Pantheon-Sorbonne, France.
Email: luaygazea@yahoo.com
2 PhD student, University of Paris I Pantheon-Sorbonne, France.
3 PhD student, University of Oum El Bouaghi, Algeria.
Abstract:
A knowledge economy that is increasingly accentuated not only looking for single
goal efficiency, but rather for an apprenticeship and legitimacy increasingly enhanced.
The presence of community more and more has pushed us to wonder about the
possible effects of such an organization for men of corporate power. The effects of the
community could change the way of seeing with which an officer's decision. The
community may be a determining factor when making decision so indirectly via its
effects. Through this research, we tried to dig and search a little more on the
community theme. Our goal is to analyze by following several relationships the
process through which community affect managerial decision making. The main point
of this study was to consider the community as a place to develop several behaviors of
individual εember )mimicry, organizational apprenticeship, legitimacy). The central
idea is that the effects of the community become a determining factor in management.
Keywords: Community, mimicry, legitimacy, behavior.
INTRODUCTION:
The economy today is more and more based on knowledge. An increasing share of
knowledge generation and circulation processes is provided by communities.
εembership in a community has consequences for all its stakeholders. A community
is created to meet a need. The community thus generates a set of effects following its
creation )Guérin, 2004). The different members of the community interacting
together, exchanging, sharing and defining themselves to a body of knowledge and
information.
Given that the community is a place of interaction between members, it becomes a
source of information and a source of new ideas that are shared and exchanged among
the different members. Indeed, the relations between the members and the community,
the dialogue between the different parties, exchange and sharing of knowledge are
"likely to reduce the uncertainty in which they are" )Granovetter, 1985).
The goal of our work is to explain and understand how a community or social
networks influence how managerial decisions are made. The objective of our work is
to explain and to understand the concept of the community which constitutes a place
or effects conducive and consequently can affect the managerial behavior of the
individuals.
First, we are going to show the concept of the community generally and related
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notions. and related notions. Finally, we will try to explain the effects of a community,
notably mimicry, organizational learning and legitimacy
δITTERATURE REVIEW
The concept of community
The term community has several definitions. Which brings to wonder about the exact
sense of the term. The American sociologist George A. gathered eighty-four
definitions of community used in the American sociology. Per the Petit Robert )2007),
the community is a "social group on which the members live together, or have the
properties, the common interests". The word community is formed from two IndoEuropean roots: "kom" which gave the δatin cum, declined in French under the forms
"com", "con" and "co" and which means together, and "mei" which suggests an idea
of exchange, function to be carried out, of load to be assumed and which gave in
provided δatin which carries out its load, immunizes exempt from load, "communis"
which shares loads and "communio" community. In this perspective, the company is
the meeting of the people who must fill a common mission )Grandsaignes d'
Hauterive, 1994).
In France for example, the community is a concept of law that refers to a group of
people with and enjoying undivided way of a common heritage. It is opposed to
society and to the association in a community is formed independently of the will of
its members and that they do not decide on their implication.
Originally a town was defined as a set of individuals who share the same territory and
interact daily with each other. "The fundamental element of the community is sharing
the same territory" )Abdelmajid et al, 2007). This communitarian form did not last
long as a development of the media has upset the structure of the organization costs
and made the meeting of individuals from different geographical, faster and easier.
This evolution shows that the construction of a community became independent of the
geographical location of the community members. Thus, it is no longer based on
physical co-presence of their members. The concept of community now refers to a
group of people from different geographical. The focus of the community is the strong
sense of community and identification of each member of the group )Sitz, 2006).
Abdelmajid et al. )2007) state that "the community is built by and through the will of
its members. Therefore, communities are created mainly based on a common interest.
" According Sitz )2006), “it is possible to decompose the ]common[ term from the
δatin "communis", which originated in the approximation of "cum" )with) and
“munus” )charge or obligation)”.
Thus, the term "community" refers to an element common to several individuals or a
group of several individuals. Delanty )2003) defines the contemporary communities
as follows: « The contemporary communities are groups that are built increasingly on
voluntary membership: they are the result of practices and shared interests rather than
structures, and are created rather than produced». The individuals thus choose the
community of which they want to belong. The sociologists define the community as a
group of people which shares values and standards and which are conscious of
belonging to a determined group. Per Wellman and al. )1999), « the members of a
community are not any more forced to share the same territory, nor to have frequent
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interactions so that exists a community: despite a large geographic distance, they can
bring a mutual support, a practical assistance or any other social gratification and so
feel community member ».
Thus, the membership is a choice and the community based on the shared feeling
between the various members to form a community. Thus, we can say that a
community, as other social organizations, is not a simple addition of individuals; it is
a changing set of relations, of which are a part attitudes and behavior of his members.
The concept of group and community
The group concept means a tangible group of individuals while the concept
community means a group of individuals who all share a strong sense of belonging
)Sitz, 2006). Wellman et al. )1999), consider that “the existence of the group ceases
when its members are separated while the community is as long as a sense of
belonging to its members”. At this level, we can say that the community then
constitutes a social group whose members share a sense of belonging to the double
interpersonal and collective level )Abdelmajid et al. 2007).
The concept of social network and community
For these last twenty years, an approach of the management based on the analysis of
the relations between actors )individuals or companies) considerably developed.
Inherited from the sociology of networks, this approach has now reached a certain
maturity. This approach consists in studying the organizational phenomena paying
attention not only to actors, but especially relationships that they maintain. The central
concept is that of social network, which means a finite set of actors and their
relationships with each other )Wasserman and Faust, 1994, p. 20). However,
sociology, organizations are not a homogenous group of items that work
harmoniously. Individuals are inserted into social relationships with others and this
affects their behavior and the way they make decisions. Social interactions are the
basis of social network and social capital )εanski, 2000). But social capital is a set of
resources related to membership of social networks and influence that based on
relationships of trust on which the individual can rely in its decisions or actions that
undertaking )Coleman and Bourdieu 1998, 1980). Therefore, the community or the
social network of individuals or enterprises can influence the behavior or how these
shall take their decision.
However, in the theories of organizations, several theoretical currents appeal to
mimicry to describe and explain the behavior of individuals but also companies. Thus,
work on innovation and especially the distribution of theories stress the important role
of imitation )Schumpeter 1935, δevitt, 1966, Rogers 1983). Similarly, neoinstitutional theories by integrating social and psychological character dimensions use
the term institutional isomorphism to describe the convergence between companies
resulting from the imitation explained among others by natural mimicry as a response
to the uncertainty companies face )Diεaggio and Powell, 1983). For example, banks
imitate by refusing to lend money to each other because of the crisis of confidence
that has developed because each bank holds fears that the other bad debts and
therefore it is unable to honor its commitments. In other disciplines and human
sciences, imitation has been more theoretical investigation. For δebon )1911), it
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focuses on understanding the contagion of behavior occurring between agents
belonging to a social system. Tarde )1895) argues that imitation is the elementary soul
of society and that there are magnetic forces that drive people to copy one another
without even realizing it. And Girard )1972), all human behavior involves imitation
dimension.
But the approach of social networks of governance allows us to understand better the
processes of decision making. Nathalie Del Vecchio )2010) provides evidence leading
to believe that corporate governance is impacted by these networks, which
disseminate, from one organization to another, the new practices. This scattering
effect can also be harmful, as shown for example Kang )2008), who observed that
fraudulent behavior leads to sanctions by the financial markets, not only for the
company in question, but also to those who are there connected through the
administrator’s networks.
In addition to the above arguments, some work in governance showed that the
composition and functioning of decision-making and corporate control bodies
responding to its own logic. For V. Chauvet and B. Chollet )2010), governance is thus
not the fact of neutral group, but individuals. The decisions made then reflect their
abilities, their level of information, but also their personal strategies. The social
networks appropriately comprehensive approach this, by updating the way these
individuals are bound by some very strong relationships. Gulati and Westphal )1999)
show meanwhile that these relationships explain the selection of partners for joint
ventures. These works complete those studying the composition of boards in terms of
professional and socio-demographic characteristics of its members, as a determinant
of decision making, beyond the characteristics of the members, their network is a
source of access to external information and innovative ideas, but also doubtless a
source of conflicts of interests.
According Callon et al. )1981), "a social network is a group of individuals belonging
to interpersonal relationships intertwined." For Walts )2003), "a community is a social
network with unique characteristics." In a community, all members need to )re) know
or can )re) know, that members must interact with any other member; this need is not
valid in the context of a social network. We can also mention that in a community,
members share values, norms and social representations, an own cultural system to
them )Sitz, 2006). This clearly distinguishes the concept of social network
community, insofar as membership in a social network does not imply adherence to a
cultural system. This common cultural system is the cause of a common community
between the different members of the community as part of a social network
"ordinary" does not exist )Sitz, 2006).
Types of community
εany are the research which dedicated to identify the various types of existing
community, to seek to identify its borders, to explain its existence and functioning.
Several community classifications are proposed by researchers. Tonnies )1887)
defines community as "a human grouping based on “organic will” of its members and
that “organic will” is of biological origin. He underlines that “Organic will is the
psychological equivalent of the human body” and identifies three forms of community
)Tonnies, 1987):
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The community of blood: that is the basic unit of the community, the family. It brings
together under one roof "home", the spouses and their children, women married sons
and domestic.
The community of place: The community of blood as there is unity tends and grows
towards the place of community. This close neighbors whose relations are based on
the habit of living together and mutual trust.
The community of spirit: The community of place, in turn, gets closer to the
community of spirit which gathers individuals bound by the friendship. This last
succession of the mental will and arises "from the similarity of the occupations and
from the art", but also religions.
Community in sociology
In sociology, we distinguish three forms of community:
Historic communities: a community is a human group established geographically or
historically on a given territory, and which shares a culture or a common language. It
is the case of the peoples, the nations, the civilizations, the ethnic groups for whom
the geographical and historic criteria are fundamental.
δinguistic communities: a linguistic community is a human group that uses the same
language )or dialect, or speak) and the elements communicate with each other in that
language. However, a language community is not homogeneous because it consists of
human groups with different socio-cultural attitudes, ranging geographically, causing
differences in vocabulary, pronunciation. A linguistic community may not be
completely homogeneous, and is itself divided into other language communities. Even
within a linguistic community may exist variants.
Religious communities: religious community is a group of people who have the same
religious ideal )the evangelical counsels for example). It can be a human group
reflecting civil society; have adopted a religion or a religious sect. Such a group is
important to some people )a "sect", a minority) to a subgroup of the population of a
state )eg. The εuslim community in France). The religious community can also be a
group organized to achieve the displayed religious ideal.
Per the Guerin classification )2004), there are four types of communities:
Communities of practice )CoP): developed in the late 1980s by the Xerox Institute for
Research on Apprenticeship in Palo Alto )Cadin et al, 2003). The most frequently
cited authors are undoubtedly Etienne Wenger and Jane δave )δave, Wenger, 1991)
and John Seely Brown )Brown, Duguid, 1991), Berkeley. Communities of practice
can be defined as “groups of individuals who share a common history, strongly
interact, share knowledge and meet relative’s problems within an organization. )...)
They are characterized by three dimensions: a mutual commitment, a joint venture
and a shared directory” )Benghozi et al, 2003).
Epistemic communities: )Haas, 1992) are more specifically "in load of new
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generation of knowledge" )Cohendet et al, 2002) or, more precisely, groups of agents
"sharing a common goal of Knowledge Creation and a common framework allowing
to Understand this trend". Again, even more obvious, apprenticeship can be collective
and must especially be that organizations are facing an imperative of permanent
change. This second type of community is still -more than communities of practice
further popularized - the real leverage which aspire features of "Knowledge
εanagement" based on ICT projects that proliferate in organizations, if not in their
practices.
Virtual communities: concept popularized by Howard Rheingold in 1985. In his
landmark book )1995), he defines as “social and cultural groupings that emerge from
the network when enough individuals participating in these public discussions for
quite some time putting enough heart to it that human relations networks are forged in
cyberspace”. We are no longer account the work that they devoted to the study of
music download sites users like the defunct Napster )Beuscart, 2002) to the students
of engineering school )Charbit, Fernandez, 2003) via the user an alternative operating
system such as δinux )Cohendet et al, 2002b). These works all pose the question of
the conditions under which emerges trust allowing users to go further in the exchange
of information, knowledge, and sociability and create a community more than the
commodity relation.
Affectual Communities )Charbit, Fernandez, 2003): like those between residents of
the same village, friends, here are built on a renewed basis: good carrier material
social links. Affectual community is part of a post-modern concept of consumption
and belongs to the εarketing field. The proponents of a "tribal marketing" )Badot
Cova, 1995 Cova, 1995) highlight either individual consumption patterns, but
collective, in which the consumer identifies with those who have the same behaviors.
In other words, the consumption of a good is not for itself and made pleasures, but by
the social bond it creates with those who share it.
Another important classification must be outlined, the Ournaux Classification )2007).
By comparing the various attempts to classify communities, Ournaux )2007)
distinguishes three types of communities:
Communities of interest: it is the most current. They are essentially thematic and
enable the sharing of information. There is no issue "superior". This type of
community is not "compact", the links are there remote, sparsely personal
relationships and the majorities of members are little involved and participate
sporadically. The communities on the themes of music, peoples or fashion perfectly
illustrate this category.
Communities of apprenticeship: they are intended to encourage the exchange of
knowledge like the master / apprentice, where a panel of experts shares their
knowledge with all the fans. Typically, contributors and Wikipedia administrators
belong to the same apprenticeship community. This type of community is very
prolific: the members are very active and come back very often. This strong
involvement generates a strong feeling of belonging. The group is strong and
structural standards.
Communities of identity: they are based on a strong sense of belonging due to a full
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membership to an identity or assumed status and / or claimed. This type of
community creates significant trade for the personal investment of its members can be
very strong there. Typically, associations, ideological and political movements and
minorities often create such communities.
The different effects of community in management
εembership in a community has consequences for all its stakeholders. A community
is created to meet a need. The community and generates a set of effects following its
creation. Different community members interacting together, by exchanging, sharing
and by defining a set of knowledge and information.
A leader in the community is surrounded by people who share with him the same
profession )all members are officers), this favors the existence of a forum with people
who have the same responsibilities and who are facing the same problem and have the
same objectives overall. The leaders of the community and promotes the emergence
of a set of effects resulting from the fact of belonging to this community and that
translates with the behavior of other members.
δike any community, the first effect can be deduced is the effect of mimicry.
Belonging to a community created among its members a reflex mimicry as provost
that adequate and quick solution if a member is faced with a situation seen as already
seen. Thus, the community offers members a gain of time and resources. The second
effect that can occur in the executive community is the apprenticeship effect.
Knowledge sharing and exchange of information and capacity and know-how can
create a dataset and allows apprenticeship. The exchange so is an active and mutual
exchange; all members participate by bringing a set of knowledge and data allowing
others to benefit from this knowledge and expertise. Thus, the community becomes a
place of apprenticeship. A third community effect can also occur is the legitimacy
effect. Belonging to a community gives legitimacy to the actions and behavior of its
members. A community member can be based on the behavior and the decision of a
community group to make its own decision. The community becomes increasingly a
source of legitimacy.
The mimicry
Admits many definitions, but one of the first definitions is that of Thorndike which
defines it as "apprenticeship to do an act in light do" )Thorndike, 1898). According
εouricou )2006) "δimitation is to reproduce or seek to replicate an appearance, an act
of others, to repeat what someone else has already done." And Tomasello et al )1993)
"imitation" real "implies to reproduce a new action, with the same strategy and the
same purpose. Thus, we can say that mimicry involves similarity, imitate a person is
acting in the same way it did.
Belonging to the community allows its members to imitate the actions and behaviors
of each other, imitation is a solution and a tool to reproduce the results achieved by
others and this by taking the same decisions and performing the same actions they
have performed. According Burner )1996, P192) "by accessing a social community
gathered around common activities, we not only enter a set of shared agreements, but
"we included this sharing in a world of practices that go beyond the individual,
practices that each operation depends on that it is commonly distributed. I see these
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practices as a whole puzzle, linked to each other".
As for Haunshild )1993) in a study of the phenomenon of imitation between
undertakings )which is a community) states that "δimitations can be defined by the
sequence: )1) a model organization adopts a practice given at time t; )2) the imitating
organization is exposed to model; )3) imitating organization adopts practice )t + x) ".
δimitation was addressed by different researchers in different areas of the
organization. We speak of mimicry in the choice of acquisition strategies. Similarly,
Haveman )1993) and Demil and rooster )2006) evokes the behavior of mimicry in the
decisions of entries into new markets.
The community of the leaders establishes a favorable place for the increase of the
imitation. The existence of real experience which ended in a relevant result pushes the
other members to imitate. The imitation becomes a typical behavior within the
community and a legal behavior. The parties are based on the experience of the person
to imitate seen the results achieved to decide.
In a more and more unpredictable environment, the leaders are going to try to find a
model on which they will be based upon decisions taken to try to reduce
unpredictability, the mimicry is a solution to this uncertainty per εarch "the
individuals in situation of uncertainty are often inclined to look" about the known
solutions "their own solution" )Cohen, εarch and Olsen, on 1972). Belonging to the
community allows some sharing of information knowledge and skills. This sharing
allows leaders to benefit the behavior and decisions of others when they are faced
with a similar situation or are in too uncertain environment, then mimicry is a
foolproof solution.
Given that the community is a place of interactions between the members, it becomes
a source of information and a source of new ideas who shared and exchanged between
members. Indeed, relationships that sustain and members of the community, dialogue
between the different parties, exchange and knowledge sharing are "likely to reduce
uncertainty in which they live" )Granovetter, 1985). The contact allows the exchange
and sharing. Rogers )1983): "social similarities of potential imitator, with the imitated
firm constitute an important element in accelerating the diffusion of innovation by
imitation." Glaskiewisz )1989) concluded that "companies who face the uncertainty of
the environment tend to copy the practices of others.
Within the community, decision-makers will be looking for solutions. The decisionmakers will see how other organizations face in this environment and will draw for
their decisions. The decision maker is more likely to mimic the behavior of a decision
maker and he knows he has confidence "through its status and the status of its
business, and through the results of his behavior. On the other hand, we can say that
the behavior adopted by companies can be considered contagious. Per Greve )1998),
"the actions of firms are contagious when their managers are paying attention". In a
community exchange enables the observability of the actions of others which has the
effect of making the most contagious within the community. Per Greve )1998)
"reflects the observability and assumes the existence of information on the practice in
question that affected the firm imitator." The community of leaders is the perfect
medium for this observability.
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No need to look to the media or corporate consultants, direct contact which maintains
the different leaders is a reliable and efficient source for information about the
behavior of other organizations. Greve )1998) but the emphasis on this fact by stating
that "personal observations and information reported by contacts with other
organizations would be more influential that the information disseminated by the
mass media”. A leader more likely to imitate the behavior of another officer if he has
with him a contact that allows him to observe and interpret behavior.
Organizational apprenticeship
Admits several meanings, but perhaps apprehended in two ways either perspectives
that focus on the organizational aspects of apprenticeship is one that focuses on
specific knowledge of the organization )εerindol,2007). The first case relates to the
apprenticeship organization and in the second case it is like apprenticeship processes
at work in organizations. Organizational apprenticeship in the strict sense "regarding
the processes themselves, with a focus on the elements to learn the degree of
integration )or not) apprenticeship processes among themselves and with those of the
organization, temporal dimension of apprenticeship )episodic, occasional, continuous)
and the nature of apprenticeship )"single" or "double" loop, for clarification of the
implicit...)" )Pesqueux, 2010).
Today the focus is on knowledge of a strategic vision; organizational apprenticeship
improves the knowledge of different stakeholders of the community leaders.
Pesqueux )2010) stipulate that “Apprenticeship can therefore then also be seen as the
transformation of a corpus of organizational knowledge, and as a organizational
behavior adjustment in response to changes in the environment, or, as a set of
interactions between agents of an organization”. Thus, organizational apprenticeship
is an effect resulting from the community for the exchange and sharing and it
connects several aspects.
In a general way the organizational apprenticeship highlights "the object of
apprenticeship )information, knowledge, behaviors, acquaintance, representations,
foundations of the representations), the point of apprenticeship )individual, group,
organization), the trigger )error, bad performance, environmental changes: new
technology, etc ...) innovation, the goal )performance, competitive advantage) and
process )replication of an organizational action, organizational change, interaction and
socialization, codification and storage etc ...)" )Pesqueux, 2010).
Apprenticeship in the community is through the collection of information and
knowledge shared by different members, the exchange allows apprenticeship and
improving. εoreover, the management of these knowledge and information allows
apprenticeship, which allows highlighting Pesqueux )2010) stipulate that
organizational apprenticeship is based on the management of various information
linking organization and environment.
However, apprenticeship within the community of the leaders is based on knowledge
of each member, the information it provides, its integration into the community.
According Pesqueux )2010), "organizational apprenticeship based on two distinct
cognitive processes but deeply meshed." He added that the individual process is based
on "the basis of classical apprenticeship loop" signals )ie selective perception) 11
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Interpretation - response "with respect to a reference standard terms, too, groups of
individuals in an organizational framework conducive to apprenticeship "and the other
a collective thought process on" the basic building shared references, resulting in
information management from codified representations and organizing meetings
around these representations".
Per Valérie Inès )1996) organizational apprenticeship can be defined as "a collective
process of acquisition and development of knowledge and practices involved in the
permanent reshaping of the organization". So, the community of the leaders is a group
which allows the collection and the apprenticeship following the exchange and
sharing that is established within the Community by the various members. Also, the
concept of organizational apprenticeship is supporting several perspectives which
gives an overview, by Valérie Ines )1996) one of these perspectives is "the cultural
phenomenon of organizational regeneration" which she is seen "by reference to a
common culture, seen as a meaningful actions community".
The community of the leaders is a apprenticeship community of practice which all of
those members seeking to learn through contacts that they maintain some with the
others. According Pesqueux )2010), "Communities of practice are groups of people
sharing a set of problems or a passion about a topic, and who deepen their knowledge
and expertise in this domain by interacting on a regular basis. These people do not
necessarily work together every day. They share information, views and opinions.
They discuss their situations, aspirations and needs. They can create tools, standards,
typical conceptions, manuals or documents. They accumulate knowledge that binds
informally by their collective apprenticeship. Their interest goes beyond the only
application to their professional work. They weave together relationships that can lead
to a collective sense of ownership".
Communities of practice can be qualified as the "knowledge making" )Pesqueux,
2010). Also, he adds that "the community of practice constitutes in a way a place of
negotiation of sense, concrete form of the enactment of a sense making somehow."
Finally, these communities are a source of knowledge creation. Each member brings
his expertise and skills to the community, and the sharing and exchange helps
apprenticeship and improving capabilities and anchor the knowledge of all officers.
δegitimacy
Per Suchman )1995) "the legitimacy is a generalized perception that the actions of an
entity are desirable, suitable and corresponding to a system of standards, values,
beliefs and definitions socially built". This legitimacy is so much looked for
especially in an uncertain environment. The legitimacy becomes a need for which
organizations try to acquire. In the community leaders, everyone tries by deciding to
justify towards the company and towards other members of the community. The
community itself becomes the source of legitimacy for all its members. δeaders learn
and mimic other decisions to legitimize.
Dimaggio and Powell )1983) stipulate that “the fast distribution of quality circles in
the American companies is motivated by the legitimacy of the companies which
adopted these practices and not by their efficiency". δegitimacy is a need that leaders
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seek. εoreover, Dimaggio and Powell )1983) supports that “the research for
legitimacy is more important for the companies than the only collection of
efficiency”.
On the other hand, Asaba & δieberman )2006) highlight that "when a set of social
actors adopt a behavior, the behavior will be considered institutionalized and other
social actors would be encouraged to adopt it without thinking." εoreover, the
legitimacy that comes from the community is incitante the emergence of these
communities. According House and Al )1986) "the search for legitimacy is more
important for survival than seeking efficiency". εoreover, they even argue that "only
firms legitimized in their institutional environment can survive because legitimacy is
necessary for organizations obtain and use resources".
Finally, this legitimacy is an advantage that organizations want to benefit. Being self
becomes an asset that organizations want to acquire. The community of leaders allows
members to legitimize their actions and decisions. Face with environmental changes
through the experience of other members and to all their knowledge and expertise.
Conclusion
Our research aims to identify the process by which communities affect decisionmaking in management. Throughout the review of the literature, we have seen the
emergence of communities in the company and that this emergence carries many
effects. A community is an organization where all its members maintain relationships
and interact with each other for practice. These interactions between members
generate effects such as mimicry, organizational learning and legitimacy. Throughout
our research, we tried to identify the key concepts of research; Following which we
were led to give a theoretical explanation to the phenomenon of community effects in
the process of managerial decision-making.
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Nouf Almroani
M.A Composition and Literature
Indiana University of Pennsylvania
Email: Nouf.almroani@gmail.com
20 February 2016
The Power of Saying “No”
Abstract:
This paper shows how women in different literary works and from different races
defend their identities verbally by using meaningful words which explain how they
feel about being socially discriminated. εoreover, this paper explains how defending
identity verbally can be achievable and influential at the same time. For instance, The
Color Purple by Alice Walker shows how African American women” Sofia” fights the
racial dominance by refusing to work for a white folk “the εayor” by saying hell no.
Further, in the short poem written by εohja Kahf, an Arab American novelist and
poet, she expresses her identity as Arabic and εuslim women by resisting nonεuslim gazes that make her fell less than other western women just because she is
veiled. Overall, analyzing all these ideas will be discussed through the the impact of
“creativity” which is explained and discussed by an Egyptian writer and scholar,
Nawal Al Sadaawi.
The Power of Saying “No”
Sofia say, Hell no.
She say, What you say?
Sofia say, Hell no.
εayor look at Sofia, push his wife out the way. Stick out his chest. Girl, what you say
to εiss εillie?
Sofia say, I say, Hell no )Walker 53).
These lines come from Alice Walker’s famous novel The Color Purple. The
echo of these lines is being like a shadow which follows me everywhere. The
repetition of “Hell no” reinforces Sofia’s strong desire to fight the stereotypes
assumptions that demand her to be submissive to the perception of others like εiss
εillie and the εayor. Being one of the people who have dark skin, Sofia is supposed
to accept the offer of being a servant to εiss εillie with pleasure. Also, she should
consider this opportunity as a privilege, but Sofia chooses to destroy these
assumptions by saying “Hell no.” In fact, Sofia’s reply “Hell no” was not a hopeless
and aggressive answer, but it was a cry to define her identity.
On the other hand, Squeak, Harpo’s mixed race mistress after Sofia leaves him
in The Color Purple, has been treated badly from her husband Harpo. In fact, she is
very submissive and obedient and she is called Squeak because she is very quiet and
ineffectual while her real name is εary Agnes. After being taught how to sing in
public by Shug, Squeak stars to build a new unshakable identity for herself as a Blues
singer. She starts to sing Shug’s songs in Harpo’s jukejoint and then she starts to write
her own songs. Harpo tells her one time after being a Blues singer, “I love you,
Squeak. He kneel down and try to put his arms round her waist. She stand up. εy
name εary Agnes, she say” )Walker 97). This situation brings many questions about
Harpo’s respectful and emotional behavior with Squeak after achieving success and
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gaining social attention as a Blues singer. This indicates the self-worth that Squeak
realized after being victimized for years and it shows also how Harpo starts to worry
about Squeak’s transformation that might lead her to leave him as Sofia did. However,
Squeak is an independent as a Blues singer and she is proud of her skin color that has
been criticized by people around her without vocalizing her anger against that. She
sings,
They call me yellow
like yellow be my name
They call me yellow
like yellow be my name
But if yellow is a name
why ain't black the same
Well, if I say Hey black girl
δord, she try to ruin my name )Walker 99)
These lines show how even in singing, women could express and defend their
identities even under harsh marginalization from the mail-driven society.
Defining identity through words is not an easy task to handle, but Walker
proves through The Color Purple that this task can be achievable. In fact, Walker
gives an interesting definition to the hidden aspects in the African American women’s
personalities such as the strong will to face the harsh reality that enforces them to be
silenced by patriarchy like Celia, who faces hard times as a wife without dignity, but
she returns her integrity by knowing her value. Also, there is Sofia, the strong and
independent woman, who has the honorable immortal words “Hell no” which
reinforces Walker’s efforts to make the words as unlimited inspiration in serving the
case for creating, defining, and redefining identity and many more.
On the other hand, the ability to weave words in order to define identity and break
stereotypes is not limited to Walker, but it crosses the boundaries to reach εohja
Kahf . Kahf is a unique poet, who has the combination of having a Syrian background
as she was born in Syria in 1967, and moved to United States with her family in 1971.
Kahf’s experiences growing up in the United States equipped her with the essential
tools to narrate the similarities and differences between the two cultures through her
works such as The Girl in the Tangerine Scarf and E-mails from Scheherazad )Poetry
Foundation). In her poem “Hijab Scene 7,” Kahf celebrates the εuslim women
identity by revealing to the nation the correct concept of Hijab.
Before moving forward to Kahf’s poem, it is crucial to give hint to Hijab and its
stereotypes. The issue of Hijab stands as a marker of εuslim women’s identity. It is
complicated because it is considered by Western world as a symbol of oppression to
the εuslim women. For example, the Western perspective considers Hijab as a form
of humiliation to εuslim women and reinforces these stereotypes images in the media
and others. This proves that the problem is not about Hijab itself, but about original
assumptions about the “other.” Homi Bhabha explains this point by referring to it as
“exercise of colonial power through discourse” )67). This discourse refers to the
Western stereotypes that have been embedded in the formation of the Western culture
to misunderstand the identity image of εuslim women. Bhabha adds that the
recognition of the stereotypes as an ambivalent mode of knowledge and power
requires a thematic and political response which has an obvious role in supporting the
colonial power that establishes these stereotypes )80).
Thus, “Hijab Scene 7” comes to give a clear definition to the identity of εuslim
women and Hijab. εohja Kahf acknowledges the fact that the veil or Hijab becomes
like a trading symbols for Western writers. She adopts the idea that the whole
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complex body of knowledge about the Islamic culture as “other” because she
paraphrased Edward Said’s conception about the Orientalized, who has been given
mistaken definitions that do not belong to reality such as the symbol of Hijab )Kahf
8). εoreover, Kahf states that “εuslim woman has become the prime model of the
enervated, disabled, oppressed creature, the definitive victim of a tyranny” )136) that
have been considered the major theme of the Western’s defense in justifying their
reasons for accusing Hijab.
During the nineteenth, twentieth and twenty-first centuries, the Western discourse has
continued to focus on the problems of individual liberty and human rights, its
depiction of the εuslim Orient started to reinforce the image of the “uncivilized”
women who accept the mistreatment of ignorant men in considering them as objects
and sex slaves. Therefore, the poem of εohja Kahf comes to reveal the major
stereotypes about εuslim women which are being imprisoned by Hijab. In the very
beginning line, Kahf states the famous stereotypes image about the reason that
εuslim women wear Hijab which is “No, I'm not bald under the scarf” because most
people in the Western culture considers Hijab as a must for εuslim women because
they do not have hair. Unfortunately, they do not understand that Hijab is a form of
identity to εuslim women and it does not refer to a type of accessories.
Kahf continues to give explanation for Hijab in an amusing way by stating that: “No,
I'm not from that country where women can't drive cars” because most Western
people consider every εuslim woman who wears Hijab must belong to Saudi Arabia
where women are not allowed to drive. Although Kahf seems to criticize this fact
about Saudi Arabia, she declares that “No, I would not like to defect” because she
wants to refer that Hijab is not restricted to certain group or country such as Saudi
Arabia, but it is a solid symbol for εuslim women across the world.
Accordingly, Kahf takes the reader to a discovery journey to the life of εuslim
woman who is American and wears Hijab. In fact, she considers herself as an example
of this type of women: “I'm already American/ ]what[ else do you need to know/
relevant to my buying insurance.” Kahf’s techniques in addressing the reader directly
create a sense of familiarity between her and the reader because the reader will be
able to activate with the context of this poem. As a result, the reader will be excited in
knowing more about this veiled woman who can practice her life typically as any
other woman in the world. Thus, the veiled εuslim woman can open a bank account,
reserve seat on a flight, and speak English as well as other languages. Kahf wants to
make it clear for the reader that Hijab cannot prevent εuslim women from
performing their normal life as others.
Additionally, Kahf’s strong ability and creativity are revealed in these lines:
Yes, I speak English
Yes, I carry explosives
They're called words
And if you don't get up
Off your assumptions
They are going to blow you away
These lines correspond in meaning with Walker’s former lines. The reason that
Kahf meets Walker through these lines is their responsibility in defining their identity
by using the power of words, especially “No.” Both Kahf and Walker emphasize their
words in order to represent their disapproval to the stereotypes that affect their
identities. For instance, the strong usage of the refusing element like “Hell no” in
Walker’s book and the sequential repetition of the word “No” in Kahf’s poem shows
their own creativity in making words as explosion against any stereotypes that affect
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the identity of each culture.
This fact flows into Al Sadaawi’s perspective about creativity which applies
on Walker and Kahf that creativity equals self-criticism as well as criticizing the other.
Also, critical thinking and writing are important in defining ourselves to others )186).
Al Sadaawi’s thematic analysis about the word creativity and its multiple functions
encourages the readers to understand the power of words to define the identity and
culture. On the other hand, Al Sadaawi follows adds another aspect to this creativity
which the use of actions such as Firdaus’s behaviors in Women at Point Zero. Firdaus
gives a great example of a woman who removes the stereotypes about prostitutes in
worshipping money by “]tearing[ up the whole sheaf of bank notes” Also, she refuses
to be under the mercy of men when she does not agree to “send an appeal the
president asking him to pardon ]her[” )Al Sadaawi 98-101). These lines declare the
power of creativity and agency at the same time which gives recognition to people
with different background.
To conclude, Walker, Kahf, and Al Sadaawi contribute to the understanding to
women by using different threatening levels. Kahf’s level of threatening is that her
words will be like explosive if the reader does not understand the right definition of
Hijab. And the threatening level of Walker is to make the life of people who consider
African American women as submissive and silence to be like “hell.” δast, but not at
least, the threatening level of Al Sadaawi is that women have a passionate mind which
enables them to use their own creativity to form the fourth feminist weave that is able
to break the traditional boundaries in order to define the unified identity of all women
across the world. This unified identity will be solid assumptions that all women with
different background can be unique and creative in their own ways weather they are
veiled εuslim women, African American women, passionate feminist activist such as
Al Saadawi, and many more.
Works Cited
Bhabha, Homi K. The δocation of Culture. δondon: Routledge, 1994. Print.
Kahf, εohja. E-mails from Scheherazad. Gainesville: University Press of Florida,
2003. Print.
Saʻdāw̄, Nawāl, and Shar̄f ̣atātah. Woman at Point Zero. δondon: Zed Books,
1983. Print.
Walker, Alice. The Color Purple: A Novel. New York: Harcourt Brace Jovanovich,
1982. Print.
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The Implications of Using a Blended Approach for Teaching Islamic Education
Modules in Girls’ Schools in Saudi Arabia
1
Maram Jannah, Durham University, United
Kingdom
2
Steve Higgins, Durham University, United Kingdom
5 Abstract
This study examined the effectiveness of using a blended approach (different forms of
technology, teaching methods and teaching aids, active learning and collaborative
learning) in teaching students Islamic education modules in girls’ primary schools in
Jeddah. Furthermore, it investigates whether a blended approach is suitable for
teaching all Islamic education modules or if the traditional method is the ideal and
only method for teaching Islamic education modules. The importance of this study
arose from a call by previous researchers for further studies on the effectiveness of
applying a blended learning approach in teaching Islamic education modules in Saudi
Arabia and others conclude that there is a need for further research to find out why
Islamic teachers are continuing to use traditional methods. A mixed-methods
approach was used for data collection, including observation, an online questionnaire,
group interviews and semi-structured interviews. The findings of the study indicated
that teachers and students benefited from using a blended approach. Moreover,
teachers believed a blended approach was suitable to use in teaching all Islamic
education modules. However, Fiqh “Islamic jurisprudence” and Hadith “Sayings of
the Prophets” are the subjects that benefited the most from applying the blended
approach in teaching them. This result indicates that the nature of the curriculum, as
well as the availability of the teaching aids related to each unit in the student textbook,
are the key factors which encourage Islamic education teachers to use a blended
approach when teaching Islamic lessons.
Keywords: Blended Approach, Islamic Education Modules, Mixed-Methods,
Saudi Arabia
6 Introduction
The value of various forms of media, such as visual and audio files, when
presenting classroom lessons was recognised even before the advent of digital media.
However, these files’ use was not easily achieved, since, for many years, there were
not enough forms of media from which to choose. Teachers had to rely on using
traditional presentation forms, such as textbooks, writing on a blackboard and oral
discussions. It was not until digital technology became mature and various other
forms of digital technology, that using new presentation approaches truly became a
viable option for many classrooms. By taking advantage of digital media, educators
were able to harness the potential of the technology and use multiple modes of
presentation. Doing so may make it easier to engage the interest of students in a
lesson and make the learning environment itself more enjoyable and interactive
(Mayer, 2009).
Technology can be used to enhance the teaching and learning experience and, as
a result, enhance the knowledge being delivered or acquired. In addition, it can be
used to improve planning and the development of lesson content and to improve
assessment and learning activities (Allan, 2007). Technology offers opportunities that
can be leveraged in the educational field, and qualified teachers can employ new
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technologies to improve learning as well as to broaden educational prospects.
Religious education teachers may use technology to develop students’ critical
thinking skills and to enhance religious knowledge by accessing original source
materials, such as images of the Dead Sea Scrolls, recitations of the Qur'an or
websites, such as the BBC religious website Becta (2008) and IslamiCity.com
(Taweelah, 2000; Adebayo, 2010). However, teaching Islamic education modules
especially in Saudi schools would be very difficult without face-to-face interaction
between students and their instructors, as the primary aim for teaching Islamic
education is not just to increase students’ knowledge of different religions, but also to
teach them about the Islamic religion, in hopes of helping them to become better
followers of Islam – people whose words and actions are influenced by Islamic
principles and values. Additionally, Islamic education teachers should inspire students
to practise what they have learned. Teachers must strive to ensure that their students
really learn from and understand the lessons in religious subjects (Wood, 2008). This
context inspired the idea of applying a blended approach to teaching Islamic
education modules, as doing so may help to achieve the curriculum objectives and
provide the interactivity that has been lacking in the traditional learning environment.
Despite the fact that several studies have been conducted to examine the
impact of applying a blended approach to teaching different subjects, we believe no
study to date has focussed on the teaching of Islamic education modules. Furthermore,
many previous researchers call for further studies on the effectiveness of applying a
blended learning approach in teaching Islamic education modules in Saudi Arabia and
others conclude that there is a need for further research to find out why Islamic
teachers are continuing to use traditional methods. Therefore, there is a need for the
current study to fill that gap in the literature. Finally, this paper focuses on the reasons
motivating Islamic education teachers to use the blended approach and the benefits of
implementing a blended approach for both teachers and students in teaching Islamic
education modules.
7 Literature Review
7.1 Islamic Education Curriculum
In Saudi Arabia, the Islamic education curriculum serves as one of the most
important curricula taught to students in international and non-international schools
and private and state schools (Al-Shafei, 2009). In addition, the Islamic education
curriculum differs from that of other fields of education in a number of important
ways:
1. The student comes to school already possessing significant knowledge of Islam,
having been taught the religion from an early age at home by their parents and other
family members.
Therefore, while at school, they build upon and expand their knowledge of Islam.
2. What the students learn at school contains a firm and clear link to the way in which
they behave and live. The moral education they receive is put into practice in their
daily life (Kurdi, 2007).
The objectives of teaching Islamic Religion are manifestly displayed through the
Islamic education curriculum (Qur'an and Tajweed, Tawhid, Hadith and Fiqh) in
schools. The Qur’an is the literal word of God revealed by the angel Gabriel to the
prophet εuhammad over a period of 23 years. The Qur’an is recited in worship and
describes the creation of even the smallest of its chapters as a miracle. In addition, the
Qur'an is the central religious text of Islam. Muslims believe the Qur'an to be the book
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of divine guidance and direction for mankind. Hadith, “Sayings of the Prophets” is
the second reference from which the Muslim nation can learn right from wrong and
can source the answers to many questions they may have with respects to the Islamic
culture. It serves as an important tool for understanding the Qur'an by providing
clarification on various issues that are mentioned briefly in the Qur'an. Tawheed,
“Doctrine of Oneness” deals with the study of various issues regarding the first pillar
of Islam )belief in the oneness of God and acceptance of εuhammad as God’s
prophet). Fiqh, “Islamic jurisprudence” expands upon the issues of conduct outlined
in the Qur'an. It also considers how humans can interact with each other while still
observing Islamic morals. Thus, all the elements of the Islamic education curriculum
integrate with one another, whilst also being integrated with other specialties, so as to
attain the overarching objective of achieving servitude to Allah. The next section
gives an overview about multimedia learning as it is compatible with the blended
approach used by Islamic teachers. Moreover, it explained the notion of the blended
approach used in this study.
7.2 Multimedia Learning
Individuals are believed to acquire and absorb more information when words
are delivered along with illustrations, instead of presented on their own, as in a
lecture. This concept is known as the “multimedia principle”. By definition,
‘multimedia’ calls for using more than one kind of media. Some examples comprise
of watching a video on a display screen while listening to the phrases being delivered,
music and sounds being played or simply watching a PowerPoint display whilst
paying attention to the explanation of the narrator. Low-tech samples of multimedia
comprise of ‘chalk-and-talk’ exhibitions, which involve a narrator writing or
sketching on a blackboard (or perhaps an overhead projector) while delivering
a lecture or a textbook lesson that is accompanied by writing and photographs (Mayer,
2005). Learning is an intellectual process of knowledge and skill acquisition; it can
also be said to be the cause of a permanent change in behaviour (Terry 2006). Thus,
multimedia learning transpires when individuals produce mental representations from
the words (voiced or printed) and images (drawings, photographers, cartoons or film)
being communicated to them. Mayer (2005) emphasises that multimedia curricular
designs work in the same way as typical human minds do, which makes them the
most efficient means for promoting understanding. Moreover, using various and
alternative forms of media may increase students’ engagement with their lessons.
7.3 Blended Approach
In this study a blended approach takes the form of a combination of different
forms of technology, such as computers, laptops, interactive whiteboard and an
overhead projector, and using different teaching methods and teaching aids with
active learning and collaborative learning when teaching aspects of the Islamic
education curriculum (see Figure 1). Moreover, this will be a small-scale exploratory
study to investigate the feasibility of teaching Islamic education modules using a
blended approach which is compatible with multimedia learning. Thus, to investigate
whether a blended approach is suitable for teaching all Islamic education modules or
if the traditional method is the ideal and only method for teaching Islamic education
modules.
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Figure 1: The Notion of a Blended Approach
7.4 Different Forms of Technology
In the current education setting, more and more educators are using
technological media to transmit the information in the classroom (Hoic-Bozic et al.,
2009). Computers provide various functions that can help in education not just in
terms of instruction but also in learning. Educational institutions integrate computers
to their system of teaching not just because they are believed to be beneficial to both
the students and the teachers but also they are motivated to do so by the influence of
government, industries and businesses (Blankenship, 1998). Even though, the
expertise that maintains computers varies from the one that supports movie, radio, and
television but the assurances to modernize educational procedures remain the same
(Mayer, 2005).
7.5 Teaching Methods and Teaching Aids
The method of teaching is the link between the teacher, the content taught, and
the student. Specialists in the curriculum and the teaching process have developed
several types of methods each has elements that can be used by the Islamic religion
teacher to achieve effective teaching (Kurdi, 2007). In addition to the teaching
methods, there are two approaches to classroom learning that can be used by a teacher
to deliver knowledge to the students. The first is called learner-centred, where
students are responsible for their own learning and it gives them the opportunity to
engage in their learning environment more so than if they were in a traditional
classroom (Schuh, 2004; Keengwe et al., 2009). Chiang et al., )2010) adds that, “the
learner-centred approach has the potential to advance student learning not only
through the fostering of higher order thinking and learning skills but also through the
promotion of the ability to comprehend and apply knowledge to real life situations”
(p. 1). In contrast, the second approach is teacher-centred and mainly focuses on the
transmission of knowledge to the learner and involves more teachers talking than
students’ questions )Schuh, 2004). Consequently, the teacher concentrates more on
the content than on student processing and the classroom remains the only learning
environment (Kathy, 2003 Acat and Dönmez 2009). The most common teaching
methods which Islamic education teachers integrated with the ICT tools when
delivering the Islamic lessons are (explanation, interrogation, deductive, dialogue,
demonstration, collaborative learning and problem-solving methods) respectively
from studying in a teacher-centred environment towards a student-centred
environment.
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7.6 Active Learning
Bonwell and Eison (1991) define active learning as “Involving students in
doing things and thinking about what they are doing"p.5. Similarly, Simons (1997)
defined active learning as “the extent to which the learner is challenged to use his or
her mental abilities while learning” p.19. Thus, the core elements of active learning
are student activity and engagement in the learning process and it is different from
that of traditional lecture where students passively receive information from the
instructor (Prince, 2004).
7.7 Collaborative Learning
Dillenbourg (1999) defined collaborative learning as
“A situation in which particular forms of interaction
among people are expected to occur, which would
trigger learning mechanisms, but there is no guarantee
that the expected interactions will actually occur. Hence,
a general concern is to develop ways to increase the
probability that some types of interaction occur” )P: 5).
Another definition (Gokhale,1995) stated that collaborative learning is a
teaching method, in which students are working together in a small group to achieve a
common goal. Moreover, each student in a group is responsible for her/him selves as
well as for one another’s. Consequently, the success of one student helps other
students to be successful. Kurdi (2007) defined collaborative learning as a teaching
method deals with students learning through their groups and helps students become
used to acting responsibly.
According to So and Brush (2008), collaborative learning helps learners to
play an effective role in discussion and takes care of their own learning, which will
lead them to think critically. Gokhale (1995) adds that different activities in group
work such as discussion, clarification of ideas, and commenting on other ideas will
help students to learn from one another and it will contribute strongly to the
development of student critical thinking skills. Such a method also enhances students’
self-esteem, which is likely to increase student motivation to participate in the
classroom (Kadel et al., 1992). New students in unfamiliar situations will benefit from
collaborative learning, as it will reduce anxiety associated with being in a new class
(Kerry, 2004). Moreover, learners in a collaborative learning environment feel
respected and connected to each other. Consequently, student the social interaction
skills will develop by the application of collaborative learning (Kadel et al., 1992).
With regard to its benefits for teachers, collaborative learning helps teachers
understand student behaviour as students were given the opportunity to explain their
actions and thoughts, which would not have been possible in the traditional learning
environment (Kerry, 2004).
8 Methodology
First Data Collection Phase
Group interviews were used when collecting data from students regarding
their opinions about the current methods of teaching Islamic education modules.
Moreover, structured and semi- structured interviews were used with the teachers to
find out what forms of technology they used in teaching Islamic lessons and the way
of assessing students’ learning outcomes and to discover their positive and negative
perspectives on utilising a blended approach when teaching aspects of the Islamic
education curriculum.
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Second Data Collection Phase
A link to the online questionnaire was sent via “Whats App” to Islamic
education teachers. The researcher is expecting to benefit from other features in
selected applications, such as recordings (either audio or video) and the ability to
answer any questions teachers may have regarding the online survey. The
questionnaire was divided into three dimensions: background, current teaching
methods and personal opinion about the advantages and disadvantages of using a
blended approach when teaching and learning Islamic education modules. Thus, the
data collection phases include distribution of the survey, guidance on responding to
the questionnaire via “Whats App” and collecting data.
Data Analysis Techniques
A descriptive analysis using percentage mean and standard deviation was
employed to facilitate the interpretation of quantitative data.
9 Results
Using a Blended Approach in Teaching Islamic Education Modules
Is a blended approach suitable to use in teaching
all Islamic education modules?
Yes
13
No
2
34
Depend on the
subject and the
topic of the lesson
Figure 2: Applying a Blended Approach in Teaching Islamic Education Modules
(N=49)
As can be seen, the majority of teachers who accepted the suitability of
applying a blended approach when teaching Islamic education modules varied
according to the subject and topic of the lesson that the teacher wanted to teach.
The most useful subject to use a blended approach in
Qur’an and
Tajweed, 1
Tawheed, 7
Fiqh, 22
Hadith, 19
Figure 3: The Most Useful Subject to Use a Blended Approach in (N=49)
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Fiqh and Hadith are the subjects that benefited the most from applying a
blended approach in teaching them (see Figure 3). This is because Fiqh offers more
opportunities for practical activities, unlike other subjects where such thinking is
restricted, such as Tawheed, for its topics are theoretical and related to creed matters
and the Qur’an as it is important for the teacher to enable students to sense the
greatness of Allah’s Book and to help students achieve mastery of recitation. In
addition, many teachers indicated that the failure to implement a blended approach in
Islamic lessons is due to fear of boldness or undermining the honourable status of the
academic content or showing disrespect for the Holy Qur’an by applying a blended
approach. The following is a summary of the reasons for and the benefits of using a
blended approach in teaching each module of the Islamic curriculum.
Table 1: Using a Blended Approach in Teaching Qur’an and Tajweed
Subject
Reasons
Benefits
Qur’an -The students’ weak performance in the
- Helps clarify the meaning of the verses
and
recitation of the Qur’an.
-Hastens understanding of information and
Tajweed
"By using the technology I might be able helps consolidate it in the student’s mind
to help the students to listen to the Qur’an -Relates what the verses contain of
by more than one reciters".
meanings and rulings to the student’s
reality.
- To help students to know the miracles
of the Qur’an.
-Helps students to know different
programmes, which will enable them to
- "Because most of the verses contain
practice reciting Qur’an at home with the
stories and I need to explain the verses
ability to choose between more than one
and to clarify the meanings of some
reciter voices.
words using different teaching methods
to enable students to understand the
-Increases the student’s desire to listen to
general meaning of the verses".
the recitation of the Qur’an.
-Students need to understand and ponder - It contributes to making information seem
over the meanings of the verses and
more pragmatic and shifts it from the
memorise some of them.
abstract to the tangible.
-To take into account the individual
- Simplifies the meaning of the verses to
differences among the students
ease its understanding in a quicker manner.
Table 2: Using a Blended Approach in Teaching Tawheed, Hadith, Fiqh
Subject
Reasons
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Tawheed - Diversity of its topics.
-To eases the teaching process.
-"I love innovation and renewal in the method of my teaching".
- To deliver the information in a simple way by using visual and audio.
- To take into account the individual differences among the students.
-To show students some videos and documentaries related to the lesson.
-Because modern technology has become a necessity in teaching
environment.
- Diversity of its topics
-Each unit in the student’s textbook consists of 4 elements which are as
follow:
1. The wording of the Hadith. 2. The narrator of the Hadith. 3. The
meanings of the words. 4. Benefits from the Hadith. “The contents of the
lesson in this order have a wide domain for innovation in teaching
methods”.
- Hadith is a subject that needs strategies for simplifying the information
for the students.
Hadith “Each unit contains a lot of wisdoms and values which the students
should deduct, because I see that the student deducting the information is
better and will enable her to remember it for a longer period, unlike if the
information was narrated and the student role was merely to receive”.
-To ease the teaching process.
- For the availability of teaching aids that are connected to the etiquettes
that are taught in the subject of Hadith and for the need to support some
lessons by showing some videos and documentaries related to the lesson.
-To use a mixture of teaching aids as sound, picture and some modern
technology to deliver the information in an easy and simple way and to
explain the same pieces of information in different ways.
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Fiqh - Fiqh is considered from the reality that the student lives in, such as
learning how to perform ablution; the correct description of the Prophet’s
prayer; how to perform Tayammum (purification with clean earth) if
water is not available; the description of the Rain Seeking, Eclipse and
Eid Prayers amongst other interesting topics.
- For the large number of elements in a single unit such as the prayer,
which has pillars and obligations there is a need for using active learning
strategies, such as Role Playing, Brainstorming, the Hot Chair and more
strategies to clarify and simplify the content of the subject.
-Because the content of the subject includes various activities and most of
the topics are about behaviours that the student should possess in her daily
life. Therefore, it needs different teaching methods and strategies for
simplifying the information to the students due to its content.
"In the subject of Fiqh I find a possibility for diversification and renewal
without the fear of boldness in the religion or undermine the venerable
status of the academic content for the students".
- For the diversity of the topics of the units and their tendency towards the
practical side more than the theoretical side, such as teaching the
description of the Prophet εuhammed’s "peace be upon him" prayer.
“To change the style of my teaching and to be innovative and creative
teacher”
- To use a variety of teaching methods in explaining Fiqh rulings
“Fiqh is a very enjoyable subject and a blended approach in its teaching
can be applied successfully”.
- For its closeness to the reality of our life and for the special worships it
has in our religion and it has that which represents our manners and the
way we deal with people.
- To facilities the teaching process.
- "Fiqh is more practical than any other subject".
- This subjects are more flexible than the rest of the Islamic education
modules.
- Due to the online availability of teaching aids related to the subject such
as, video, audio and pictures.
- The need for showing some videos and documentaries related to the
lesson.
- To use a variety of teaching methods in delivering the information such
as sound, picture and some active learning strategies.
-To take into account the individual differences among the students.
-Simplifying some information by using pictures, for example distinguish
between the correct and the wrong way of bowing and prostrating in the
prayer.
It becomes clear that the motivating reasons for using a blended approach are
diverse and vary from one teacher to another, while many of the teachers share an
opinion about the benefit they gained from implementing a blended approach in
teaching Islamic education curriculum. The benefits that they had most consensus on
was that implementing a blended approach eases the delivery of information and
contributes to making information seem more pragmatic and shifts it from the abstract
to the tangible. It also helps in clarifying the content of the lesson in the student’s
textbook. In addition, applying a blended approach hastens understanding of
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information and helps consolidate it in the student’s mind (see Table 3) that is due to
the variation of the teaching methods and teaching aids used for delivering the
information such as video clips, sound, picture and some active learning strategies.
εoreover, a blended approach save teachers’ time and effort in writing the correct
answers for the assessment questions and it helps in facilitate the process of delivering
the information to students as well as relate the contents of the lesson to the student’s
reality. Therefore, it may help Islamic education teacher to achieve the primary aim
for teaching Islamic education curriculum in Saudi Arabia, which is to teach students
into Islamic Religion and not just to develop and to test their knowledge about
different religions. Finally, teachers believed a blended approach makes the subject
more enjoyable, increases student's motivation to learn and helps add interest and
enthusiasm to the lessons because it is a renewal of and change to the routine of
narrating.
Table 3: The Advantages for Implementing a Blended Approach
Islamic Education Modules
Item
N
Qur’an Tawheed Hadith Fiqh Mean
I believe using a blended approach
1 Increases a student's motivation to learn
4
14
15
16
2.88
Helps Attract the Attention of the
2
1
14
17
17
3.02
Student
3 Helps Clarify Information
4
10
15
20
3.04
4 Eases the Delivery of Information
1
13
17
18
3.06
Helps students to remember the
5
2
11
16
20
3.10
information for a longer period
Relates the Contents of the Lesson to
6
1
10
18
20
3.12
the Student’s Reality
Enhances the lesson’s content in the
7
1
8
20
20
3.20
student’s textbook
Helps Increase Lively Engagement
8
0
12
14
23
3.22
Among Students
9 Hastens understanding of information
2
7
17
23
3.24
Helps add interest and enthusiasm to
10
0
6
20
23
3.35
the lessons
11 Makes the subject more enjoyable
0
7
18
24
3.35
The table shows a descriptive statistical analysis that includes the frequency, means
and standard deviation for each benefit in each Islamic education module individually.
As can be seen, applying a blended approach in teaching Islamic education modules
comes with benefits for students. Statements ranged from the lower (2.88) to the
higher (3.35) mean and standard deviation scores ranged from .694 to .978.
Helps Increase Lively Engagement Among Students
Qur’a a d Taj eed
0%
Tawheed
24%
Fiqh
47%
11
Hadith
29%
SD
.971
.854
.978
.852
.895
.807
.790
.823
.855
.694
.723
Canadian International Journal of Social Science and Education
Volume 10, January2017
Figure 4: Increase Lively Engagement
Helps Add Interest and Enthusiasm
Qur’a a d
Tajweed
0%
Tawheed
12%
Fiqh
47%
Hadith
41%
Figure 5: Add
Interest and Enthusiasm to the Lessons
Makes the Subject More Enjoyable
Qur’a a d
Tajweed
0%
Tawheed
14%
Fiqh
49%
Hadith
37%
Figure 6: Makes the Subject More Enjoyable
10 Discussion
This study seeks to evaluate the effectiveness of applying a blended approach
in teaching the Islamic education curriculum. Thus it investigates whether the blended
approach is suitable for teaching all Islamic education modules, or if the traditional
method is the ideal and only method of teaching students aspects of the Islamic
education curriculum. The research findings from observation, questionnaires and
interviews will be discussed next.
The important finding of the current research is that a blended approach is
believed to be suitable for use in teaching all the subjects of the Islamic education
curriculum. However, Fiqh and Hadith are the subjects that benefited the most from
applying a blended approach in teaching them. Moreover, applying a blended
approach benefited both teachers and students. Responses to the interviews indicated
that applying a blended approach hastens the understanding of information and helps
students to remember the information for a longer period. These results are consistent
with the research undertaken previously by Yeh and Wang (2003) and by Chun and
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Plass (1996). Both studies examined the effectiveness of combining various forms of
multimedia, such as annotated words with pictures and text, words annotated with
text, pictures and sound - rather than presenting words alone when teaching English
vocabulary to second-language learners. These findings are also consistent with other
studies examining the use of collaborative learning. For instance, So and Brush (2008)
found that collaborative learning helps learners exchange knowledge and ideas and to
take in and remember information longer than students who work and study
individually.
The other important finding was that the nature of the curriculum, the
availability of teaching aids related to the subject, such as video, audio and pictures,
as well as the desire of Islamic teachers to use innovative approaches to clarify and
simplify the contents of the unit in the student’s text book, were all found to be key
factors motivating Islamic teachers to use the blended approach. Likewise, some
Islamic education teachers have shown a positive attitude towards using technology in
delivering the lesson (Al-Sharidah, 2012; Al-Shehri, 2009). Moreover, other
researchers who examine using ICT in different subjects, such as Science and Social
Science (Korkmaz and Karakus, 2009; Yapici and Akbayin, 2012) have revealed
positive attitudes among both teachers and learners towards using technology.
Moreover, Lubis et al. (2011) have emphasised that in Islam, the use of an innovative
approach and modern technology is encouraged as it helps towards the development
of positive thinking, the ability to innovate and to contribute to the drive for selfimprovement. The Qur’an states, “Those people who race to search for a good deed,
those are the people who will be more advanced” )Qur’an 18:61). “Are those who
know equal to those who know not? But only men of understanding will pay heed”
)Qur’an 39: 9). “εy δord! Increase me in knowledge” )Qur’an 20:114). Al-Anazi
(2004) adds that the Qur'an explicitly encourages Muslims to implement a thinkingcentred orientation towards faith. “Do they not look at the camels, how they are
created?” )Qur’an 88:114). Similarly, Najati (1989) noticed that in the Qur'an there is
an interesting conception of the mind which implies that it is cultivated by education
and training.
On the other hand, many teachers prefer not to use a blended approach as it
may undermine the venerable status of the academic content for the students. This
finding is consistent with the conclusions of many studies that there were religious
and cultural concerns in using ICT among Islamic education teachers and they
classify these as the main reason which might inhibit Islamic education teachers from
using ICT in delivering the lesson (Sajjadi, 2008; Anzar, 2003; Lubis, 2009). AlSharidah (2012) adds that, although it is not easy to find out the percentage of Islamic
education teachers who agree with this finding, it is important to admit that concerns
are very much present among Islamic teachers today. These concerns could be due to
the misunderstanding of Islam or teachers may have a strong religious belief which
has resulted in considering the use of ICT as a very dangerous approach. In particular,
the internet is found to be very harmful for students as using it includes ethical and
social problems (Al-Sulaimani, 2010). These results indicate that Islamic education
teachers need to know what an innovative approach is and the advantages which are
associated with implementing such an approach. Thus, they need to be given a clear
vision of the possibility of enhancing the Islamic lessons without fear of boldness or
undermining the honourable status of the academic content.
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11 Conclusion
This study was conducted to examine the effectiveness of using the blended
approach in teaching students’ aspects of the Islamic education curriculum in Jeddah,
Saudi Arabia. A mix of methods was used to collect data from the Islamic teachers
and students involved in this study. The findings of the study revealed that both
teachers and students benefited from applying a blended approach. Moreover, a
blended approach was found to be suitable for use in teaching all the subjects of the
Islamic education curriculum. However, Fiqh and Hadith are the subjects that
benefited most from applying a blended approach in teaching them. Therefore, the
nature of the curriculum, as well as the availability of the teaching aids related to each
unit in a student’s textbook, and the availability of IT tools in schools are the key
factors which encourage Islamic education teachers to use the blended approach. This
result demonstrates the significance of access to the necessary equipment, such as
computers and projectors, and the availability of teaching aids as these are shown to
encourage Islamic education teachers to apply an innovative approach when
delivering Islamic lessons and will contribute towards the successful implementation
of a blended approach in Saudi classrooms.
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Parents' self-deception in Naguib Mahfouz's Palace Walk and Arthur Miller's All
My Sons
Dr. Doaa Ahmed Hassan Ismail
Assistant professor
Sadat Academy for Management Sciences
Egypt
Abstract
People tend to create a self-serving world through misrepresentation of reality to the
conscious mind, a human trait that scientists have termed as self-deception. Although
it has been a matter of heated debate among scientists since Freud, Jean-Paul Sartre,
and Herbert Fingarette on defining and establishing the benefits of this trait, in (2011)
a new theory has been evolved by both William von Hippel and Robert Trivers.
Applying this theory to the Nobel Prize winners Naguib Mahfouz's Palace Walk
(1956) and Arthur Miller's All My Sons (1947)'s main characters (parents) is the aim
of this paper. Mahfouz's Essayed Ahmed AbdelGawad and Amina, and Miller's Joe
Keller and Kate have deceived themselves. According to William von Hippel and
Robert Trivers, self-deception is information processing biases, a process in which the
individual gives priority to welcome over unwelcome information in a manner that
reflects the individual's goals. Applying William von Hippel and Robert Trivers types
of biases to these parents will explain their unconscious motives behind their
behavior, a behavior that consequently achieve social and psychological advantages
for each one.
Keywords:
Self-deception, Palace walk, All My Sons, social psychology, comparative literature.
1. Introduction
We all practice self-deception to a degree; no man can handle
complete honesty without being cut at each turn. There's not
enough room in a man's head for sanity alongside each grief,
each worry, each terror that he owns. I’m well used to burying
such things in a dark cellar and moving on.
Mark Lawrence, Prince of Fools
People tend to create a self-serving world through misrepresentation of reality to
the conscious mind, a human trait that scientists have termed as self-deception. It has
been a matter of heated debate among scientists since Freud, Jean-Paul Sartre, and
Herbert Fingarette on defining, theorizing, and establishing the benefits of this trait.
According to Sigmund Freud, information flows through a mainstream. It begins with
perception and ends with response. Through its mainstream, it could be modified,
diverted, or even eradicated. Freud hypnotizes that self –deception is built upon the
unawareness of the real existence of this information in what he called "sensory
memory", which in a way or another will affect one's behavior. Jean-Paul Sartre
termed self-deception as "mauvaise foi" which means "bad faith". Sartre claims that
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bad faith should be understood as a lie to oneself. On the contrary to Freud, Sartre
sees that one should be aware of this lie, which will affect the consciousness. Herbert
Fingarette states that we are engaged in the world in a way or another, and our
decision to avow or disavow this engagement depends upon the threat or the reward
that our apprehension poses toward ourselves. Other philosophers such as William
Kingdon Clifford, Bishop Joseph Butler, Adam Smith, and Immanuel Kant tackle the
effect of self- deception on our moral lives, which in a way or another enables us to
hide our motivation from ourselves.
In 2000, Robert Trivers, an American anthropologist, crystalizes a scientific theory of
self- deception. In his article "The Elements of a Scientific Theory of SelfDeception", he identifies self-deception as an "active misrepresentation of reality to
the conscious mind" (114). He goes on to say that mind contains conscious and
unconscious, and information that is true is misrepresented to be false. Consequently,
both true and false information is stored in mind. As long as a person deceives
himself, the true information is stored in unconscious mind while the false
information is stored in the conscious mind. A person, thus, biases to the false
information. He writes "True and false information is simultaneously stored in an
organism with a bias towards the true information's being stored in the unconscious
mind, the false in the conscious"(Trivers, 2000:116). And, this way of organizing
knowledge is oriented towards an outside observer, who sees first the conscious mind
and its productions and only later spots true information hidden in the other's
unconscious
mind. The following
figure explains
Trivers's point of view.
Fig 1 Information that meets the eye
True (T) and false (F) information is simultaneously stored within an organism, but
with a bias: the true is stored in the unconscious mind (shaded section), the better to
deceive an on-looker (eye) (Trivers, 2000:116)
In 2011, Trivers cooperate with William von Hippel, an Australian psychologist, to
set a theory on self -deception. Von Hippel& Trivers' theory is about treating selfdeception as information processing biases that give priority to welcome information
over unwelcome information. They believe that the individual's goal is the real
motivation behind his bias. They say: "From our perspective, biases in information
processing can be considered self–deceptive only when they favor welcome over
unwelcome information in a manner that reflects the individual's goals" (Von Hippel
& Trivers , 2011 :2). In their theory, Von Hippel & Trivers attributes Self- deception
to five different psychological processes. The following figure shows these five
processes.
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Fig 2 Processes of Information bias
This paper attempts to apply these five information processing biases to both
Naguib Mahfouz's Essayed AbdelGawad and Amina in Palace Walk (1956) and
Arthur Miller's Joe Killer and Kate Killer in All My Sons (1947). Those parents want
to keep their familial life. Each one deceives himself/ herself through these processes
to achieve this goal.
2. Literature Review
Many literary works has tackled the works of Naguib Mahfouz especially the
Cairo Trilogy. In 2012, a paper titled "Male Dominance and Female Resistance in
Naguib Mahfouz's Selected Novels: A Case Study" is done by Ali Saleh Ali AlHossini and Dr. Namratatha M. Another paper titled "Spaces of the Oppressed A
Spatial Reading of Najib Mahfuz' Palace Walk" is done by Hazem Ziada. Many PhDs
and MAs attempted his works such as an MA titled "The Quotidian in Naguib
Mahfouz's The Cairo Trilogy" is done by Kenneth Strickland in 2015. Another MA
titled "Modern Interpretations of Gender in Naguib Mahfouz's Cairo Trilogy" is done
by Maryam Hassan Elshall in 2006. Not only Naguib Mahfouz's Palace Walk, but
also Arthur Miller's All My Sons have been studied. "The Role of the Mother in
Miller's All My Sons" is a paper done by Massarra Majid Ibrahim. "All My Sons as
Precursor in Arthur Miller's Dramatic World" is another paper studies All My Sons by
Masahiro Oikawa. In 2015 Alaeddin NAHVI writes a paper entitled "All My Sons –
The Tragic Conflict between Family Loyalties". Moreover, there is a literary search
that compares Palace Walk to Miller's Death of a Salesman not to All My Sons. This
paper is titled " Suffering wives: Miller's Linda and Mahfouz's Amina" by Atef
Abdallah Abouelmaaty. Concerning the concept of self- deception, there are two
papers in which the concept of self –deception has been applied to literary researches.
In a paper entitled "The Psychology of Self-Deception as Illustrated in Literary
Characters" by Christopher Frost, Michael Arfken, and Dylan W. Brock, the writers
have studied three literary works; The Fall by Albert Camus, Billy Budd, Sailor by
Herman Melville, and Mother Night by Kurt Vonnegut. Another paper titled "Selfdeception with Othello and other Literature" by Rebekah Murphy which is written on
10 September 2012 covers the role of self-deception in Othello. Hence, no literary
search
has
tackled
the
evolution
and
psychology
of
self-deception by William von Hippel and Robert Trivers. And, no literary search has
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applied this theory to these literary works; Naguib Mahfouz's Palace Walk and Arthur
Miller's All My Sons.
3. The application of processes of information bias to Naguib Mahfouz's Palace
Walk and Arthur Miller's All My Sons.
3.1. Biased information search
Biased information search is the first process of information bias. This process is
classified into three categories; amount of searching, selective searching, and selective
attention.
3.1.1. Amount of searching
Everyday people pass through many situations in which they tend to avoid more
information search lest they may encounter information that does not go with their
goals. A sort of self-deception is information avoidance that can be termed as
"aphorism" i.e. “What I don’t know can’t hurt me” (Von Hippel & Trivers, 2011: 8).
People are able to prevent themselves from learning the whole truth. In Naguib
Mahfouz's Palace Walk, Amina is a subject of this kind of self- deception. She
behaves almost ignorant of her husband's nights out. All what she wants to know that
he spends nights with his friends drinking wine. She does not try to search for further
unwelcome information i.e. what other pleasures he practices. In this way Amina does
not tell herself the whole truth. For her the preferable partial truth is the moments of
his return from his partying when he is drunk and talking warmly to her. She used to
enjoy these rare moments of drunken tenderness.
3.1.2 Selective searching
Information search can be biased in the type of information gathered; people are
capable of searching for welcome information, but they are incapable of searching for
unwelcome information that will lead to unsecure feeling. Thus, people are selective
in their searching.
In Arthur Miller's All My Sons, Kate is an example of this biased selective
searching process. When she hears about George's and Ann's visit, she unwelcomes
this visit. She was afraid lest they- after all these three years- might be informed the
truth from their father and might uncover the secret of Keller's responsibility for
dispatching the faulty cylinder. She is afraid of avenging their father upon Keller,
especially after George had become a lawyer. She has potential awareness of
unwanted information, yet it is just in one case people are ready to hear unwelcome
truth. "It appears that people are often able to avoid telling themselves the whole truth
by searching out those bits of truth that they want to hear ,but they are also willing to
face uncomfortable truths when feeling secure (Albarracin& Mitchell 2004:
Kumashiro &Sedikides 2005)" (Von Hippel & Trivers, 2011 :9). That is what
actually Kate does. She tells George: "None of us changed, George. We all love you."
(Miller, 1961: 145) .Trying to feel secure, she treats George in highly kindly way.
3.1.3. Selective attention
Selective attention is the third category in biased information search. Even when
both true and false information are obtainable and accessible, people tend to pay a
selective attention to welcome information. Von Hippel & Trivers state "When
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information is perceptually available and need not be actively discovered, people can
still bias their encoding by selectively attending to aspects of the available
information that they would prefer to be true" (Von Hippel & Trivers, 2011:9). In
Naguib Mahfouz's Palace Walk, Amina's reaction to Zynab's discussion of getting
divorce of Yassin is very attentionally selective. Yassin used to spend his nights out
following a life of lust and spending much time and money on drink and prostitutes, a
behavior that completely resembles his father's Essayed AbdelGawad. Zynab feels
uncomfortable with her husband's intolerable behavior. Upon finding him in
compromising position with her maid, Nur, Zynab asks for divorce. Actually, Amina
thinks that Zynab has stirred up a quite dispensable excessive commotion by drawing
attention to her husband's infidelity and adultery. Amina sees "nothing strange in the
enjoyment Yassin derived from his freedom" (Mahfouz, 1992:335). In Amina's
opinion, Zynab is "arrogating to her self-masculine prerogatives" (Mahfouz,
1992:311). Although Amina suffers the same way Zynab does, she is selective in her
attention. She absolutely overcomes informational content in service of her emotional
goal. This attentional bias clearly implicates potential awareness. She believes that a
virtuous woman of a good reputation is the one who has a husband. It is preferable to
be naïve and ignorant, to remain blinkered, and to be interested in her husband's social
life than she spared the shame of a divorce. In her selective attention, she is avoiding
telling herself the whole truth. On the other hand, Kate believes that Larry's survival as a lie- is the only thread which Joe's life depends on. She tries to save the family's
reputation clear out of remorse. She is completely aware that Joe is responsible for
shipping faulty cylinder heads, an action for which Steve, his partner, is in jail and Joe
escaped responsibility pretending ignorance and illness. According to Jean Paul
Sartre, Kate is self-deceptive that is she has a bad faith "mauvais fois" as Sartre terms
it .Jean Paul Sartre says that "the person who is guilty of bad faith bases his decisions
and actions upon an error" (Sartre, 1948: 50-51). She stands unable to take a decision.
She is neither able to confess that Joe is guilty for dispatching the faulty cylinder , nor
able to declare Larry's death because she believes that declaring Larry's death is a
quite confession of Joe's crime.
Kate is desperately trying to freeze the moment of Larry's disappearance. That is
why she pays selective attention to meaningless things to make out of them
meaningful. She reprimands Joe for planting Larry's memorial apple tree a little soon
after being informed of the falling of his plane as if everyone was in a hurry to bury
him. Yet, when the wind blows it down, Kate starts weeping over this damage.
Chris: Mother Mother![ [she looks into his face] The wind below
it down. What significance has that got? What are you talking
about? Mother, please… don't go through it again, will you! It's
no good, it doesn't accomplish anything. I've been thinking, y,
know? maybe we ought to put our minds into forgetting him.
Mother: That's the third time you've said that this week.
Chris: Because it's not right: we never took up our lives again,
we're like at a railroad station waiting for a train that never
comes in. (Miller, 1961: 106)
Kate is trying to cherish illusory ideas against existing facts. When self-deceptive
"people are led to feel low levels of personal control, they perceive illusory patterns in
random configuration" (Von Hippel & Trivers, 2011:11). This explains why Kate
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connects the destruction of the apple tree with Ann's coming. Then, she connects the
two incidents with finding Larry's baseball glove after all these years. She says:
This month is [Larry's] birthday; his tree blows down, Annie
comes, Everything that happened seems to be coming back.
I was just down in the cellar, and what do I stumble over? His
baseball glove. I haven't seen it in a century. (Miller, 1961:104)
Not only Kate but also Keller selectively pays attention to aspects of accessible
information that he would prefer to be true. He assumes on the power of money. He
rhetorically inquires:
Who worked for nothing in that war? When they work for nothing, I
work for nothing. Did they ship a gun or a truck outa Detroit before
they got their price? Is that clear? It's dollars and cents, nickels and
dimes; war and peace, it's nickels and dimes, what's clear? Half the
goddam country is gotta go if I go. (Miller, 1961: 95)
What Joe is doing is a selective attention. He is trying to draw their attention to the
bad half of the population who work for money. He believes that he is just one like
all the American citizens. He does not pay attention to those young men who were
fighting in the service of their motherland. Thus, "when people faced almost certain
disappointment, they directed their attention to information that would make their
upcoming rejection more palatable" (Von Hippel & Trivers, 2011:9). He seeks
agreeable acceptance of his selective welcomed belief.
Essayed AbdelGawad is also a subject of selective attention. When Yassin is
caught trying to sexually violate Umm Hanafi, the house keeper, his father is angry
not because his son's illicit behavior, but because the woman is old and unattractive.
His selective attention services what he aims at, what he believes and what he wants
others to believe. Man is free to do whatever he wants to do just because he is a man.
AbdelGawad is sacrificing informational content, which is the action of sexual
harassment, in service of his goal, which is the empowerment of male.
Actually, all these characters pay selective attention to what they want to seewhich is for them the welcomed information- and want others to believe in what they
see in a very self-deceptive way.
3.2. Biased interpretation
Biased interpretation is the second process of information bias. This process goes a
step farther than the process of biased information search. That is to say, to bias
toward welcome over unwelcome information, people tend to control the amount of
information searched for that will satisfies their goal. And, if people compulsory
forced to search for information, they tend to selective searching in favor in their
belief. Moreover, if people are faced with unwelcome information, they tend to pay
selective attention to what they believe in. Indeed, in the process of biased
interpretation, self-deceptive people go a step further. People are able to interpret data
relying on their motivational and mental resources. They are able "to encounter a
mixed bag of evidence but nevertheless walk away with their original beliefs intact
and potentially even strengthened"(Von Hippel & Trivers, 2011:9). It is a selective
skepticism.
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In Palace Walk, Essayed AbdelGawad accustomed himself as considering Amina
as a wife, a housekeeper, and a mother who is just responsible for catering his
children and no more. Looking at Amina as lacking beauty standards, not competing
with his mistress, and praising her for nothing but "type of food she prepared and
cooked to perfection", Essayed AbdelGawad is a self-deceptive man (Mahfouz,
1992:14). He is encountered with a mixed bag of evidence; Amina is totally a woman,
but he doubts the evidence that does not go hand in hand with his mental and
motivational beliefs as he is "infatuated with feminine beauty in all its flesh coquetry
and elegance" (Mahfouz, 1992:398). Thus, in a very skeptical way, he belittles her as
a woman whose beauty and mind are incomplete. Consequently, interpreting evidence
biasedly, he prevents himself from learning the whole truth.
3.3. Misremembering
Even if people get unsolicited information and even if they accept it at the
time of encoding, this does not assures that they will repossess it far along. "Rather,
information that is inconsistent with their preferences may simply be forgotten or
misremembered later as preference-consistent or neutral"(Von Hippel & Trivers
2011:9). People are not only able to forget what handicaps achieving their goals, but
they also tend to remember only what satisfy theirs. Consequently, people are able to
prevent themselves from acquiring the whole reality.
Amina never forgets what happened in her first year of marriage as she utters
her opinion expressing her objection on her husband's nights out. He had grabbed her
by the ears and shouted: "I'm a man. I'm the one who commands and forbids. I will
not accept any criticism of my behavior. All I ask of you to obey me. Don't force me
to discipline you." (Mahfouz, 1992: 8). Her self-enhancing bias is very clear in
another recall. As her father was a scholar of Islam, she lives and behaves according
to the perceptions of Islam. She remembers nothing of her father's sayings but "A
woman, who at the moment of death enjoys the full approval of her husband, will find
her place in Paradise" (El Saadawi, 1989:140). She remembers what assures her belief
that is a good Muslim woman and a dutiful wife is the one who caters to all her
husband's needs regardless of the circumstances. In this way, she is a self-deceptive
woman.
Furthermore, Amina remembers Haniya, Essayed AbdelGawad's first wife.
Haniya sees no harm in visiting her father occasionally, but Essayed AbdelGawad
furiously objects on these frequent visits, preventing her from getting out of the home.
When Haniya "displayed some resistance to his will…Essayed Ahmed had grown
angry and had attempted to restrain her ,at first by scolding her and then by violent
beatings"(Mahfouz, 1992: 115). Refusing to deceive herself, to scarify all rights of
freedom equality, honor and respect, and to secure her husband and son, Haniya get
divorced. Tragically, her son, Yassin, blames his mother for being a disobedient
woman who refused to be physically abused. Amina remember Haniya's model in a
selective way as if she is trying to convince herself with a belief that she is a good
mother who is ready to scarify all her rights to secure her husband, children ,and
family which is her preference and goal.
According to Von Hippel & Trivers, "people have potential awareness of both
positive and negative information about the self. Thus, people's memories appear to
be self –enhancing, sometimes containing information that is biased to be consistent
with preferences" (2011: 10). That is why in Arthur Miller's All My Sons, When
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Keller is faced by his son of his crime, he defends himself; remembering in a very
biased way how hardly he becomes an owner of a factory. He tells Kate about the
hardships he had gone through when he was young; starting his independent business
life away from his home early since he was ten. Lamenting the welfare life he affords
his children, he says "I should put him [Chris] out when he was ten like I was put out,
and make him earn his keep. Then he'd know how a buck is made in this world". He
goes on to say "you lay out in five minutes, what could I do, let them take forty years,
let them take my life away?" (Miller, 1961: 195). As the third process of information
bias, misremembering prevent people them from seeing the whole truth.
3.4. Rationalization
Von Hippel & Trivers state that evading telling himself/ herself the whole truth
by justifying the intentions behind his /her behavior is rationalization. They claim:" It
is still possible to avoid telling oneself the whole truth by reconstructing or
rationalizing the motives behind the original behavior to make it more socially
acceptable" (Von Hippel & Trivers 2011:10). Actually, when people are obligatory
prescribed to maintain both truth and lies in working memory, they suffer cognitive
load. Self-deception provides a way to avoid this cognitive load. To the degree that
deceivers can convince themselves that their deception is indeed true and they are no
longer required to keep up the real facts of the case in mind while they focus on
promulgating the fiction
Essayed AbdelGawad tries to rationalize his affairs with the so-called entertainers.
That is why when shaykh Mutawalli, a spiritual advisor, confronts him about his
womanizing behavior, referring that it is allowed to have more than wife like prophet
Mohammed, Essayed AbdelGawad speaks:
Don't forget, Shaykh Mutawalli, that the professional women
entertainers of today are the slave girls of yesterday, whose purchase
and sale God made legal. More than anything, God is forgiving and
merciful (Mahfouz 1992:146).
Essayed AbdelGawad builds upon shaykh Mutawalli speech in a hypocritical trial to
legalize his behavior. His words could not be interpreted but just in one way that he
seeks to eliminate a cognitive load that he suffers. That is to say, he has two types of
content simultaneously in his own working memory. What he is doing is a clear trial of
suppressing true information which is having affairs with women which is a
religiously and socially unaccepted behavior and a trial of promulgating false
information which is God is merciful and forgivable of his sexual conducts.
Pretending that he is walking in Prophet εohammed's foot and rationalizing Sunnah
and the Holy Quran to justify his illicit behavior is a clear- cut trial to alleviate his
cognitive load.
It is not only Essayed AbdelGawad who tries to rationalize his wrong deeds, but
also Joe Keller rationalize shipping twenty defective cylinder heads for the military
aircraft, an action that lead to the death of twenty pilots . Joe Keller safeguards himself
with false assumptions. In his confrontation with Chris his son, he tells him and Kate
that he had done this for the sake of his family. He declares "Chris…Chris, I did it for
you …For you! A business for you ")Miller 1961:85). Later on, he highlights the value
of his relation to his son as a great defense line against his crime, pronouncing "I'm his
father and he's my son, and if there's something bigger than that I'll put a bullet in my
head!" (Miller 1961: 163). According to Von Hippel & Trivers, Joe is trying to make
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people feel inclined to accept his view. That family is certainly important, and man
must strive to make as much money as he can for the prosperity and welfare of his
family. No man can be happy if he cannot afford reasonable comfort for his family.
Joe is suffering between the reality that he knows and the stories and lies that he try to
convince himself and others with. Again like Essayed AbdelGawad, Joe suffers a
cognitive load. Yet, he is trying to avoid this cognitive load to the extent that he can
convince himself and the others that his lies are true. "They are no longer required to
maintain the real facts of the case in mind while they focus on promulgating the
fiction. Rather by believing the fiction that they are expressing to others, they can free
their mind to concentrate on other matters" (Von Hippel & Trivers 2011:4).
3.5. Convincing the self that a lie is true
Convincing the self that a lie is true is a standard type of self-deception. In this sort
of self-deception as Von Hippel & Trivers assume, the person believes in the lie that
he is telling others, given that situations that motivate lying to the self typically
motivate lying to others.
In εiller's All My Sons, Kate lives a lie that her husband is responsible for the
death of her son as he was one of the twenty killed pilots. She believes that freezing
δarry’s death is protecting her family’s reputation. Kate along the play gives situations
in which she is striving to keep up the lie that δarry is alive. She reprimands Joe for
planting δarry's memorial apple tree a little soon as if everyone was in a hurry to bury
him. Yet, when the wind blows it down, Kate starts weeping over this damage
Chris: Mother, Mother! [She looks into his face] the wind below it
down. What significance has that got? What are you talking about?
Mother, please...don't go through it again, will you! It's no good, it
doesn't accomplish anything. I've been thinking, y, know? maybe we
ought to put our minds into forgetting him.
εother: that's the third time you've said that this week.
Chris: Because it's not right:; we never took up our lives again, we're
like at a railroad station waiting for a train that never comes in
(Miller 1961:105)
Convincing herself and all those around her that δarry is alive, she tells Joe that she
will kill herself if δarry does not come back )εiller 19461: 104). Joe says that "she is
still dreaming about him ]δarry[ again. She's walking around at night" )εiller 1961:
151).
The details of nightmare she had about δarry implies the lie that she trying to
convince herself with.
Mother: I was first asleep, and –[ Raising her arm over the audience]
Remember the way he [Larry] used to fly how past the house when he
was training? When we used to see his place in the cockpit going by?
That's the way I saw him. Only high up, way, way up, where the clouds
are. He was so real I could reach out and touch him. And suddenly he
started to fall. And crying to me…Mom, Mom! I could hear him like
he was in the room. Mom!...it was his voice! If I could touch him I
knew I could stop him, if I could only [Breaks off, allowing her
outstretched hand to fall] I woke up and it was funny. The wind…it
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was like the roaring of his engine. )εiller, 1961: 105). ]Emphasis
mine[
εoreover, she asks both Chris and Joe to act, pronouncing "I want you to act like he's
coming back. Both of you" )εiller 1961: 105) . Addressing Joe specifically , Kate
says: "Believe with me, Joe ,I can't stand it all alone… you above all have got to
believe, you" )εiller 1961: 107) ] emphasis mine[. Urging Joe and Chris to act and to
believe in δarry's coming back and describing how her son fall from the sky indicates
that she knows that her son is dead and that Joe is the one to blame for his death . Kate
believes that δarry's survival – as a lie- is the only thread upon which Joe's life
depends. Kate explains to Chris "You don't realize how people can hate, Chris, they
can hate so much they'll tear the world to pieces" )εiller, 1961: 85). She tries to save
the family's status and reputation.
Joe Keller is just like Kate convinces himself with a lie that he must behave in
a very pragmatic way regardless of moralities and norms. In point of fact, Joe shields
himself by asserting that his personal beliefs and values are the principles of the world
today in which he lives. He says that those who used to call him "Murderer" are the
same ones who play with him. He says "Every Saturday night the whole gang is
playin' poker in this arbor. All the ones who yelled murderer takin' my money now"
(Miller, 1961:76). Norms and ideals do no longer exist. Joe Keller lives a lie that
money has a power that gives you irresistible prestige and makes people forget
indulgence in crimes. With money he can afford welfare for his family. He lives a lie
that everyman who is keen on his family is more preoccupied with making a living for
his family than with his obligation and responsibility towards others. Consequently,
Joe convinces himself that he is just one like all men possessing an inclination to
estimate themselves and their families.
Essayed AbdelGawad lives a lie that he must be blindly obeyed and nothing but
be obeyed in a domineering way as long as he is a male. εahfouz brilliantly portrays
"nothing was so like his lust as his body, since both were huge and powerful, qualities
that bring to mind roughness savagery", such a portrayal assures and deepens the lie
that he believe in )εahfouz, 1992: 100). He thinks he can, thus, control and protect
his family. As being a patriarchal and conservative husband , Essayed AbdelGawad
neither allows his wife nor his own daughter to leave the house claiming that "houses
have been for women and the outside world for men"(Mahfouz, 1992:150 ). Essayed
Ahmed AbdelGawad was" extreme in his insistence on retaining traditional standards
for his family"(Mahfouz, 1992: 200). Zynab sarcastically observes "I've never seen a
house like yours where what's licit is forbidden" (Mahfouz, 1992: 300). When Essayed
AbdelGawad sets off for his yearly journey to Port Said, Amina is very excited about
the freedom she would enjoy "safe from their guardian's eye" (Mahfouz, 1992:167).
That is why when Yassin suggests that she seizes the opportunity of Essayed Ahmed
AbdelGawad's absence and visit the shrine of AlHusayn, Amina welcomes the idea
and goes to the shrine of AlHusayn. Upon discovering his wife's visit, Essayed
AbdelGawad is shocked as his pride is wounded by his wife's transgression of his
order and he suffers an inner struggle. Mahfouz writes:
His mental struggle had begun the moment the woman tearfully
confessed her offense. At the first instant he had not believed his ears,
as he started to recover from the shock, he had become aware of the
loathsome truth that was an affront to his pride and dignity because of
his deep anxiety for this woman. (Mahfouz, 1992: 220)
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Such a struggle reflects how he maintains both truth and lies in his working memory.
As a self-deceiver, he keeps "fact and fiction in mind simultaneously to ensure that the
former is hidden and the later is supported … to the degree that deceivers can convince
themselves that their deception is indeed true" (Von Hippel & Trivers, 2011:4).
In a self- deceived way, Essayed AbdelGawad convinces himself that Amina must be
punished to restore control and personal honor. He is unwilling to forgive her
If he forgave her and yielded to the appeal of affection, which he
longed to do, then his prestige, honor, personal standards and set of
values would be comprised. He would lose control of his family, and
the bonds holding it together would dissolve. He could not lead them
unless he did so with firmness and rigor. In short, if he forgave her, he
would no longer be Ahmed AbdelGawad but some other person he
could never agree to become. (Mahfouz, 1992: 210)
Even his daughters, who are prisoned in the house and have nothing to do but waiting
for marriage, do not have the right to choose their husbands. He believes that he
protects them and his honor from the outside world that is filled with filthy men. Thus,
Essayed AbdelGawad is no longer required to keep the real facts in mind while he is
focusing on executing fiction. Given these situations, Essayed AbdelGawad is
motivated lying to the self and typically motivated lying to others.
Amina is not much happier than the other parents. She convinces herself with a
lie, upon which she behaves and reacts to the whole situations. She believes that "true
manhood, tyranny, and staying out till after midnight were common characteristics of a
single entity" (Mahfouz, 1992:4-5). She believes that her husband is not only the
breadwinner of the family but also the only mind, the only protector, and the only
form for secure for her and her family. When he speaks, she lowers her eyes in as an
indication of amenability. She dare not to sit down beside him , to even have a friendly
speech with him ,to utter her inner thoughts to him, or to negates her own true
personality; she always says "My opinion is the same as yours, sir, I have no opinion
of my own" (Mahfouz, 1992: 156). Through situations, she is motivated to deceive
herself. As her husband is used to coming back home drunk, having enjoyed wine,
women, and song, and scolding her with abused words for the most trivial reasons, she
learned to become silent, moreover, to welcome him smilingly, and "never forget to
implore God to pardon his sin and forgive him")εahfouz, 1992 :10). She obeys him
"without reservation or condition" (Mahfouz, 1992 :10), to the degree that She
convinces herself that jealousy would lead to nothing but punishment and troubles for
her and consequently for her family. She says to herself that jealousy: "was no
different from the other difficulties troubling her life. To accept them was an
inevitable and binding decree. Her only means of combining them was, she found, to
call on patience and rely on her inner strength, the one resource in the struggle against
disagreeable things"(Mahfouz, 1992:6). Even when she tells her mother about what
she feels and go through, her mother replies "your father had many wives. Thanks our
lord that you remain his only wife", a reply that deepens her self-deceptive way of
thinking and reacting to situations (Mahfouz, 1992: 301). Thus, Amina is a selfdeceiver.
4. Conclusion
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Naguib εahfouz’s Essayed AbdelGawad and Amina, and Arthur εiller’s Joe
Keller and Kate are parents who have one goal which is keeping and protecting their
families. Each one of them has his/her own way to reach one’s goal. Each one of them
convinces himself/herself that his/her way is the only way to achieve his/her goal. In
this way they are deceiving themselves to reduce a cognitive load. In All My Sons,
Kate believes that freezing δarry’s death is protecting her husband’s and family’s
name and reputation. Joe Keller lives the lie of the power of money. Believing that
with money he can afford welfare life to his family, he collects money at any cost;
even if the price is the death of twenty pilots and the imprisonment of his partner and
friend. In Palace Walk, Essayed AbdelGawad lives a lie of being a male who has the
right not only of dictatorship, which is for him the only way to control his family, but
also the right of amusing himself in whatever way . Amina lives a lie that the εuslim
woman should obey her husband to be able to keep on her familial life. δiving such
lies, they give priority to welcome over unwelcome information in very biased
processes. Applying VH&T processes of bias on these parents explain their
unconscious motives behind their behavior, a behavior that consequently achieve
social and psychological advantages for each one.
5. References
Abbotson, Susan C.W.) 2007). Critical Companion to Arthur Miller: A Literary
Reference to His Life and Work. New York: Facts on File, Inc.,.
Abdallah, A. Abouelmaaty. )Sep 2015).Suffering wives: εiller’s δinda and εahfouz’s
Amina. Journal of δanguage and Cultural Education. Vol. 3, Issue 3.
Chance, Z. εichael.I.Norton )2015).The What and Why of Self-Deception. COPSYC
http://dx.doi.org/10.1016/j.copsyc.
El Saadawi, N. )1989): The Hidden Face of Eve, translated and edited by Dr. Sherif
Hetata, δondon: Zed Books.
Frost, C., Arfken, ε., Brock, Dylan W. The Psychology of Self-Deception as
Illustrated in Literary Characters. Janus Head: Journal of Interdisciplinary Studies in
Literature, Continental Philosophy, Phenomenological Psychology, and the Art
http://www.janushead.org/4-2/frost.cfm
Ethics
and
Self-Deception.
Internet
Encyclopedia
of
Philosophy.
http://www.iep.utm.edu/
Hassan, ε. Elshall. )2006). Modern Interpretations of Gender in Naguig
Maahfouz'Cairo Triology. ε.A. University of Florida.
Hesse, Herman. )1992).Siddartha, Demian,and other writing. Ed. Egon Schwarz. New
York: continuum.
δawrence, Mark .)2014). Prince of Fools. New York : Ace Books.
εahfouz, Naguib. )1992). The Cairo Trilogy.Trans. William εaynard Hutchins, Olive
E.Kenny and Anglele Botros Samman. Cairo: The American University in Cairo Press.
εiller, Arthur.) 1961). A View from the Bridge & All My Sons. New York: Penguin
Books δtd.
NAHVI , A. )2015) .“All My Sons”- The Tragic Conflict between Family Loyalties and
Social Responsibilities. Cumhuriyet Science Journal. Vol 36, No 3 .
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Oersen, Sheridene Barbara )2005). The representation of women in Four of Naguib
Mahfouz's realist novels: Palace Walk, Palace of Desire, Sugar Street, and Midaq
Alley. University of the Western Cape.
Oikawa,ε. )2002). All My Sons as Precursor in Arthur Miller's Dramatic World.
Ritsumeikan Annual Review of International Studies.Vol.1. 99-120.
Saleh, A. Al-Hossini. Namratha ε.)June2012). Male Dominance and Female
Resistance in Naguib Mahfouz’s selected Novels: A case Study. International Journal.
of Physical and Social Sciences .Vol. 2, Issue 6. http://www.ijmra.us
Sartre, Jean Paul. )1948). Existentialism and Humanism. Translated by Philip εariet.
US: εathuen.
Scanlan , Tom. )1978). Family, Drama and American Dreams. Westport, CT:
Greenwood.
Trivers, R. )2000). "The Elements of a Scientific Theory of Self-Deception" Annuals
of the New York Academy of Sciences .907:114-31.
William von Hippel & Robert Trivers. )2011). The Evolution and Psychology of SelfDeception. Behavioral and Brain Sciences 34, 1–56.
Ziada, H. Spaces of the Oppressed_A Spatial Reading of Najīb Maĥfūz’ Palace Walk.
http://www.academia.edu/7573598/.
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Decoding the politics of ‘Right to Education’ in India through the Prism of the
Disabled
Anayika Chopra
[The] general education of all children without exception at the expense of the State –
an education which is equal for all and continues until the individual is capable of
emerging as an independent member of society…. would be only an act of justice…for
clearly, every man has the right to the fullest development of his abilities and society
wrongs individuals twice over when it makes ignorance a necessary consequence of
poverty.
Frederick Engels (February 8, 1845)
This paper looks at the contemporary developments in the sphere of educational policy
that has happened in the Indian context in recent past specifically since the amendment
providing the possibility of home- based education to the disabled children. The paper
argues that this development cannot be seen in isolation and as a particular, stand
alone moment in education policy history of the country but is rather a continuation of
the absent will of the Indian state to educate each and every child irrespective of their
abilities, class, caste or gender affiliations. It all began when the Indian state failed to
implement the Article 45 of the Directive Principles of State Policy and it continued
through its failure to implement the Common School System, introduction of informal
education system and then by enacting a law that makes the right provisional by not
committing to how to educate every child. This paper looks at this orientation of the
Indian state through the prism of the elements of disability in the RTE Act.
The Right of Children to Free and Compulsory Education Act, 2009, which came into
being on 1st April 2010, has been a major milestone in ensuring the critical right to
free and compulsory education for all children between the age 6-14 in India. But
millions of children with disabilities got left out in the Act. Children with disabilities,
including children with very high support needs, are equal holders of this fundamental
right. But today through the proposed amendments to the RTE, Act 2009, this
fundamental right of the children is being watered down and instead of school, ‘home’
is being offered as a legitimate, alternative option for the education of a child with
very high support needs. The Indian state has not only been unable to implement the
right to education sincerely, but has nonetheless transformed the character of
education, deviating from the ideals. “The recent programme of SSA, EGS and AIE,
have implied a second –grade teaching for children of the poor, Dalits, disabled and
girls. The ‘alternative’ programmes designate them as their ‘targets’ because they are
the most needy ones due to their poor resource base. It is an irony that despite
considering them so, the programmes deliver to them a substandard education”)Kumar
2006: 38). Why does the inclusion of RTE in Fundamental Rights not been able to
ensure equality in educational access to the disabled? It is primarily this question that
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the present paper aims to address. But to do this I would like to place this present
debate on disabled’s education in India within the larger milieu on how disability has
been perceived.
UNDERSTANDING THE DISCOURSE ON DISABILITY IN INDIA
Western conceptualizations of disability have played a key role in shaping the ways in
which the discourse on disability in India has developed, and which has been mediated
by the socio- cultural and religious attitudes of society as well as of the policy makers
(Ghosh, 2012). However, the disability activists and academics in the West have
increasingly advocated a nuanced understanding of disability and impairment as
impairment also is created, defined and understood within social contexts
(Shakespeare 2004). Thus the relationship between impairment and disability becomes
very complex as impairments are multiple and are seen to impinge differently upon
disabled people at different points of time, depending on a host of psychological,
social and environmental factors that are all external to the biomedical condition
(Silvers, Wasserman & Mahowald 1998). Thus the ways in which bodies interrelate
with socially engineered environments, which include the natural environment, the
built environment, culture, the economic system, the political system, and
psychological factors and conform to social expectations determine the varying
degrees of disability (Garland-Thomson 1997).
Marks (1999) defines disability as 'the complex relationship between the environment,
body and psyche, which serves to exclude certain people from becoming full
participants in interpersonal, social, cultural, economic and political affairs'. This
definition of disability avoids the usual individual/social binary, and insists that
disability does not reside within a particular body or environment, but rather is an
embodied relationship. People with different forms of disability experience their
bodies and negotiate their identities in different ways, as forms of resistance and the
struggle for bodily control, independence and emancipation are embodied. Disability
therefore becomes relative, its impact changing according to type and degree of
impairment, socio-economic status, gender, social and geographical locations etc.
Disability as a cultural category that highlights human variations unites a highly
heterogeneous group of people, who share only one common characteristic - that of
being considered abnormal (Garland-Thomson 1997). Disability signals that the body
cannot be universalized as it is shaped by history, defined by its particularity and may
be at odds with the environment. When we talk about disability the physical attributes
of a perfect body often come to mind. When we see a person with missing limbs, or a
person who cannot see or hear then we tend to group them with others whose body and
bodily behavior vary from the usual and give them the rank of the disabled. Societies
reaction to the disabled body varies from pity, disgust and abhorrence and claims to
“normality”. Questions ranging from how does one look at the body, what does a
perfect body mean, who has the right to speak for the body have often been raised.
Feminism in the work of Judith Butler and Susan Bordo has challenged
understandings of the body as biologically given and fixed.They argue that human
body is both culturally and historically specific (Evans 2002:1). The idea of the body
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as fixed also stands challenged when one looks at the diversity of cultural practices
relating to body across the world. However every culture in its own specific world
view has treated bodies as fixed and defines it unilinearally. Hence in the end body
remains a site of contestation. Evans in her work Real Bodies argues that body /bodies
that were once seen as fixed are now seen as less certainly defined. It is this idea of
fixated definition that is relevant to the analysis of disability because it would
challenge the notion of a “normal” body. Thus, it seems impossible to speak about the
nature of the body or take for granted the body as a fixed category. This argument can
further be strengthened by taking into account the advancement in medical technology,
which has given us the ability to alter and negotiate with our bodies. While this right is
given, the trend is to follow a pattern that the ‘society’ likes –examples being ‘nose
job’ or taking of sliming capsules because fat body defies the notion of ‘beauty’. But
then a question can be raised that why does one have to alter their body? The question
of altering the body acquires complexity the body gets embedded in a socio-economic
dynamics that changes from one historical moment to another. Whether it is the body
of a male or a female both are encoded with social meanings. There is a need to
examine the different ways in which male and female bodies have been constructed so
as to recognize the impact of social expectations on the body (Evan 2002:5).
When talking about the body of the disabled, can one separate the ‘body’ from
disability is a claim that has recently come up with a lot of debate. The reason why this
debate has emerged is because of the inability of many scholars to understand the
meaning of the term ‘disability’ itself. The word disability is generally understood in
relation to the term impairment. The term disability is defined as the disadvantage or
restriction of activity caused by a contemporary social organization which takes little
or no account of people who have physical impairments thus excluding them from the
mainstream of social activities. Impairment on the other hand is defined as the lacking
of all or part of a limb or having a defective limb, organ of the body. This debate has
given rise to the social model of disability as pointed out by Carol Thomas. The social
model of disability proposes that the relatively non-impaired majority socially oppress
people with marked physical, sensory or intellectual impairments (Thomas 2002:68).
One can, then, define disability as the socially oppressive response of the nonimpaired to the impaired in society. The ‘disabled’ when introduced to the social
model of disability tends to see the source of the problem lying outside their bodies.
This leads to a very valid question which is do we see impairment as concerning itself
with essential biological differences between bodies or whether one should see it in
terms of culturally constructed differences without any ‘real’ biological foundations?
When analyzing the debate on the social model of disability it becomes important to
visit the work by Paul Abberley who has argued “social processes and practices either
directly create impairments by damaging the body or produce higher levels of
impairments in society by enabling people with previous unsustainable impairments to
stay alive for longer”)Abberley 1987:9).
Building on the above literature on the social model of disability, one could add the
dimension of gender to further strengthen the debate on body and disability. As
mentioned above there is a need to examine the different ways in which male and
female bodies have been constructed to recognize the impact of social expectations on
the body. For a woman her body image directly influences her self-image. Women as
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we all know are considered inferior to men and this fact is further authenticated when
we see a woman who is physically disabled. Disabled women are not only more likely
to internalize society’s rejection but they are more likely than disabled men to identify
themselves as ‘disabled’. The disabled male possesses a relatively positive self-image
and is more likely to identify as ‘male’ rather than as disabled. Disabled women live in
bodies which do not always work and often defy the dominant notion of ‘normal
experiences’ )Begum 1992:67). Women in relation to men have often been perceived
as more intimately connected to their bodies. So if a disabled women starts losing
respect for her own body and internalizes the negative messages that label her body as
‘defective’ and ‘undesirable’, then her body also becomes a source of pain and
embarrassment for her.
Disability thus becomes the attribution of corporeal deviance - not as a property of
bodies but as a product of cultural rules about what bodies should be or do
(Shakespeare 1996). Disability is also experienced in, on and through the body, as
impairment is interpreted in terms of personal and cultural narratives that help to
constitute its meaning. Therefore disability is seen as culturally, spatially and
historically variable, swayed by various social, economic and political determinants
that affect the individual experiences of people with differing degrees of impairment.
Recent attempts to theorize disability have however emphasized that any
conceptualization of disability must take into account other bases of identity like
gender, race and class and the way in which these identities interact with the disabled
status to exert simultaneous oppression over people with disabilities. As disability is a
socially created category, its meaning varies according to other systems of power and
inequality. Feminist disability scholars (Ghai; Addlakha), in specific, have argued that
the homogenization of the experience of disability has projected the experiences of
disabled men as representative of all disabled people, ignoring gendered societal
standards that influence and construct cultural notions of masculinity and femininity
and shape the development of identities of men and women with disabilities. In this
sense, disabled women are doubly disadvantaged. Their socio-economic, cultural and
political deprivation combined with an oppressive definition of ‘normal’ body subjects
them to inconceivable pain and misery (Ghosh,2012).
Society and its norms play a very crucial role in shaping opinions regarding the
disabled and their place in the social set up. But then the question arises as how does
one define the word ‘norm’ or how does one conceptualise this? According to
Foucault in his work Discipline and Punish ‘Norm refers to an average standard
created by the human sciences against which people are measured: the sane man, the
law-abiding citizen and the obedient child are all “normal people”. But an idea of
‘normal’ also implies the existence of the abnormal: the madman, the criminal and
deviant are the reverse side of this coin. An idea of deviance is possible only where
norms exist. For Foucault, norms are concepts that are constantly used to evaluate and
control us: they do exclude those who cannot conform to the ‘normal’ categories. As
such, they are an unavoidable but somehow harmful feature of modern society’
(Foucault, 1977). In the case of disabled people the society does acknowledge them
but it does not embrace them. Society fails to celebrate differences. The society wants
people to be the same, homogeneous otherwise they can’t fit into the scheme of things.
Society creates a norm and it wants everyone to fit into it regardless of their shape and
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size. One can say that society creates a norm and the norm generally excludes disabled
people.
DISABILITY, STATE AND EDUCATION
Despite the National Policy for Persons with Disabilities framed in 2006, claiming that
disabled people 'are a valuable resource of the country', there has been little change in
the actual treatment of disabled people by the state apparatus in India. Policy
initiatives in India have remained confined within the dominant medical paradigm and
has not only defined disability in medical terms but also handed over the power of
certification of disability to the medical professionals operating within fixed
infrastructural contexts (Ghosh, 2012)
“Negative attitudes to disability are still the major stumbling blocks for disabled
children in accessing and benefiting from mainstream education. The traditional
response to the question of education for the disabled in India has been the
establishment of ‘special schools’ in which disabled are taught in a segregated
environment from other students. However, special schools promote isolation,
alienation and social exclusion, and therefore it was imperative to make adequate
provisions for inclusive education”)Ghosh, 2012).
The pre-independence Sargent Commission Report of 1944 and the Kothari
Commission Report ‘recommended the adoption of dual approach’ to meet the
educational needs of disabled children. These reports suggested that children with
disabilities should not be segregated from normal children; rather, integrative
education should be adopted. But till the 1970’s, the policy encouraged segregation as
many educators believed that children with physical, sensory, or intellectual
disabilities were so different that they could not participate in the activities of the
common school’ )Ahmed 2014:90). “The Kothari Commission’s proposal for a
common school system and its reaffirmation in the NPE in 1986 was a clear cut
indication that equal access to education opportunities was on the state’s agenda”
)Kumar 2006 : 22). The commission argued that ‘in a situation of the type we have in
India it is the responsibility of the educational system to bring the different social
classes and groups together and thus promote the emergence of an egalitarian and in
integrated society. If these evils are to be eliminated and the educational system is to
become powerful instrument of national development in general and social and
national integration in particular, we must move towards the goal of a common school
system of public education’ )Aggarwal 2010 : 179). So one cannot die the fact that the
committee was the first of its kind to recommend the common- schooling system. The
commission also stated that in order to fulfill this purpose, neighbourhood schools
should be established in all localities. However the commission failed to specify
where the management of the schools would rest.
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The National Policy on Education (1986) reiterated the issue of equality of educational
opportunities, and free and compulsory education for all children upto the age of 14
years but that very document also included non- formal education as part of a policy
document. Though it argued that non- formal education can result in providing the
same quality of education with regard to formal schooling, but then the question is can
it lead to social equality? In a way then by endorsing the non- formal schooling, the
State is being very clear of the fact that there are certain section of the population that
cannot be accommodated in schools, without trying to delve into the reasons that why
those children from particular section remain outside school. Where does the problem
lie? Why the State is forced to take such a step of propagating non- formal education?
And in the present times it is been seen and noticed that this strategy of non-formal
education is being used by the State to shed its responsibility of providing ‘equitable’
and quality education. This seems to hold true especially in the case of those who are
disabled. And the recent amendment to the Right to Education Act, which legalizes
home-based education, justifies my above argument.
‘Though there has been spectacular growth in elementary education in India during the
post-independence period, the goal of universalization of elementary education
remains the most conspicuous failure of the Indian education system’ )Tilak 1995
:278).
Post NPE, )1986), ‘the Indian State’s policy on education did witness a major shift.
The Directive Principles of State Policy were being ignored for over half a century and
the state evaded its responsibility to impart free and compulsory education of good
quality. It began meeting demands for formal schooling by implementing non- formal
schemes under the garb of increasing the literacy rate. These changes left their
impressions on the reports of different education committees as well. The only
departure from the customary stance were the National Policy on the Education
Review Committee (1990) or the Ramamurti Committee Report. However these
recommendations were also rejected or shelved’)Kumar 2010: 24). One can notice the
shift in the educational policy in the post- 1990 period when programmes of
‘alternative’ and ‘innovative education’ )includes home- based education, special
education, integration and inclusive education) began escalating. But one needs to
situate this debate in dialogue with the larger international debates happening on
education worldwide.
The term ‘inclusive education’ owes its origin to the education of children with
disabilities and special needs, as a preference to educating them in a segregated special
education environment, as in Western countries. ‘It has now become an international
buzzword in school education, unlike its predecessor ‘integration’ used generally in
Europe, Asia and Australia, and ‘mainstreaming’ in the USA and Canada’)Jha 2006
:267). The popularity of this term has enhanced since the Salamanca Declaration
)UNESCO 1994) on ‘special needs education’ declared in June 1994 that ‘regular
schools with inclusive orientation are the most effective means of combating
discriminatory attitudes, creating welcoming communities, building an inclusive
society, and achieving education for all. Moreover, they provide an effective education
to the majority of children and improve the efficiency and ultimately the cost1 1
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effectiveness of the entire education system’. With India becoming signatory to the
Salamanca Statement (UNESCO, 1994), the 1990s saw the rapid incorporation of the
term ‘inclusive education’ in various official documents, reports published by
institutions such as the NCERT and media. The background paper of a workshop
organised by the RCI stated: while special education began in India with the
establishment of special schools, it was in 1960s–1970s that integrated education
began to be advocated; however, after 1994, inclusive education is strongly
recommended (RCI, 2001: 2).
Vislie )2003) states that since Salamanca ‘inclusion’ has become a global descriptor,
and the international community, by signing the declaration has adopted its usage;
however, there is no formally fixed and stable use of terminology. Indeed, whilst
inclusive education is not a given, it cannot be overlooked that this concept “has
acquired increasing international currency, which poses the danger that wishful
thinking about the way it is used or applied may distract people from exploring the
realities of practice” )Booth and Ainscow, 1998: 3). Thomas and O’Hanlon )2001: vii)
are even more critical in their reflections and note that the term is often used ‘merely
)as) a filler in the conversation’ and ‘people can talk about “inclusion” without really
thinking about what they mean’. These concerns resonate with the observations made
by Kalyanpur (2007: 5) in her exploration of inclusive practices in India. She states
that the usage of inclusive education highlights “a tendency to be ‘politically correct’
by taking on current trends in the west without a real or common understanding of
their meaning, resulting in dilution of service quality”. While the terminology has
changed, the principles and practices underpinning it have remained fixed.
The rights of the children were envisaged at the CRC and reaffirmed through the
recent UN Convention on the Rights of Persons with Disabilities (UNCRPD) (2006).
The CRC remains a landmark document, which comprehensively covers civil and
political, social, economic and cultural rights of children. It takes due consideration of
the survival, development, protection and participation needs of children. India ratified
the convention in December 1992, thereby committing itself to protect and promote
rights of all its children. Both the conventions clearly uphold the importance of
education of all children with disabilities and maintain that they must not be excluded
from the general educational system. Though the member nations have ratified the
convention there are reported good practices and violations all over the world.
‘Disability’ in children renders them even more vulnerable to violation of their rights.
Children with disabilities have universally suffered discrimination, violence and
abuse, poverty, exclusion and institutionalization (International Save the Children
Alliance 2001:2). Jones’ )2000) critic of the ‘country reports’ to the UN Committee on
the Rights of the Child, is that in majority of the cases children with disabilities were
referred under Article 23 only focusing on rehabilitation and special care. Children
were rarely mentioned under Article 28 (the right to education) and other Articles,
indicative of ‘welfare’ rather than ‘rights’ approach of nations towards children with
disabilities.
Another programme that was initiated during the year 1994 was the District Primary
Education Programme. This was yet another programme designed by the state to
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accentuate the existing inequalities although it was committed to the goal of
‘Education for All’. ‘While DPEP is primarily supported by loans from the World
Bank, funds for it have been placed in a pool that consists of grant money from other
donors such as the European Union, ODA, the Government of Netherlands and
UNICEF’)Kumar 2001:562). The basic objectives of the DPEP were to expand the
system and improve the quality of instruction. Since DPEP funds, received from
external sources, were only an additionality to state allocations, it was the
responsibility of State governments to fill up existing and new vacancies according to
the prevailing norms of recruitment. However, one after the other the State
governments sought to fill up vacancies in confident disregard of official DPEP
guidelines. Instead of making full-time appointments as per the prevailing norms of
permanent service, they chose to make contractual appointments at one-fourth or onefifth the regular salary, disbursed from DPEP funds in most cases. ‘These contractteachers were given a variety of fancy names - such as 'Vidya Sahayak' in Gujarat,
'Vidya Volunteers' in Andhra Pradesh, 'Guruji' and 'Shiksha Karmi' in Madhya
Pradesh and 'Shiksha Mitra' in Uttar Pradesh - obviously to hide the meagre
emoluments and insecurity of service. Some of them were posted in 'alternative
schools', devised for the poorest sections of village society’ )Kumar 2001).The
'education guarantee scheme' of Madhya Pradesh was, and continues to be, the largest
scheme of this kind. Far from being criticised for the abysmally rudimentary facilities
it offers, it has been praised for reaching the unreached. So successful has been the
publicity that the abnegation of recruitment norms, the poor quality of teacher training,
and the exploitative cycle in which it places primary-level teachers are completely
overlooked.
‘This kind of politics of ethos-building applies to all the other para-teacher schemes as
well. The placement of poorly qualified and even more poorly trained (in most cases
the training lasts 21 days) para-teachers in place of permanent, properly recruited
teachers in regular schools has got buried under the vast rhetoric and data released in
the name of Education for All’ )Kumar, 2001).
The government was not perturbed that its policy stance was synonymous to
institutionalising discrimination against the poor, a majority of whom would be Dalits,
the tribal people and religious or cultural minorities, two-thirds of each segment being
girls. Most of the disabled children will also fall in this category, earmarked for
discrimination.
The policy was pushed forward brutally in spite of wide public criticism and the
principle of equality enshrined in the Constitution. ‘The government's refrain of
`something is better than nothing' seemed to justify, instead of questioning, the
collapse of education policies during the past 56 years. The concept of a parallel
stream was first institutionalised by the 1986 policy in the form of non-formal
education for the poor, especially child workers’ )Sadgopal, 2003).
This has been acknowledged as major policy fault line, as it was used by the policymakers of the 1980s as a rationale for not focussing political attention on the
transformation of the mainstream school system in favour of the poor, especially the
girls and the disabled children. Although the policy was committed to establishing a
common school system through the promotion of neighbourhood schools, as
recommended by the Kothari Commission (1964-66), the parallel stream of non1 1
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formal education became the dominant policy imperative. This effectively
marginalizes the concept of common school system and the constitutional principle of
equality. Quality education rapidly became the preserve of the privileged, making
education a commodity.
This yet led to another piece of Act, which was enacted in 1995 known as the Persons
with Disability Act. However, the features of the Act reveal the inability of the state to
meet the goal of equality. The PWD Act was a legislative attempt to protect the rights
of the persons with disabilities. It primarily stresses that the disabled child should, as
far as possible, be educated in integrated setting. Alur )2002) notes that the ‘proposed
Act was introduced in pursuance of being a signatory to ESCAP, which had adopted a
proclamation on the full participation and equality of people with disabilities in the
Asian and Pacific region’. But the Act is often contested on the grounds of ‘Equality’
as on one hand it advocated the notion of ‘inclusive schooling’, in other words
supports the view that the disabled children should be integrated in the mainstream
schooling system and on the other hand proposes the establishment of special schools
and also advocates claims of other alternative forms of schooling including homeschooling. Also the Act does not mention children with learning disabilities, which do
form an important part of the population. The definitions of disability given in the
PWD Act do not reflect definitions propounded by disabled people themselves.
Disability is not a fixed category. The PWD Act fails to take into account that the term
‘people with disabilities’ encompasses a very wide range of differing life experiences
and physical and mental states. It is very important to have a broad definition of
disability as it ensures that legal actions do not flounder at the threshold because of a
technical decision about who is ‘disabled’) Basser and Jones 2002). So basically the
definition of disability as enshrined in the PWD Act is a very narrow one. Alur (2002)
points out that “he intent of the proposed legislation is extremely laudatory as it is the
first time that India recognizes persons with disabilities as ‘equal’ human beings.
However no rights have been conferred on them in the event of non-compliance by the
State, nor is there any enforcement agency or fiscal support” )pg. 26). Specialized
services are being promised without any infrastructure to deliver them. In short the
PWD Act does not have a clear articulation of equality. Kothari )2010) says that ‘the
PWD Act puts in place affirmative action programmes for the public employment and
education, but there is no declaration of the basic rights to equality and nondiscrimination and to the protection of the right to life and dignity for all persons with
disabilities. Most crucially, the PWD Act does not have any clear equality guarantee
for persons with disabilities.
“Sarva Shiksha Abhiyan, another flagship programme introduced by the Government
of India for achievement of Universalization of Elementary Education (UEE) in a time
bound manner, as mandated by 86th amendment to the Constitution of India making
free and compulsory Education to the Children of 6-14 years age group, a
Fundamental Right
SSA is being implemented in partnership with State Governments to cover the entire
country and address the needs of 192 million children in 1.1 million habitations.
The programme seeks to open new schools in those habitations which do not have
schooling facilities and strengthen existing school infrastructure through provision of
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additional class rooms, toilets, drinking water, maintenance grant and school
improvement grants.
Existing schools with inadequate teacher strength are provided with additional
teachers, while the capacity of existing teachers is being strengthened by extensive
training, grants for developing teaching-learning materials and strengthening of the
academic support structure at a cluster, block and district level.
SSA seeks to provide quality elementary education including life skills. SSA has a
special focus on girl's education and children with special needs”) SSA, 2006).
The Sarva Siksha Abhiyan, SSA (into which DPEP was incorporated) thus extends the
dual approach historically adopted towards the education of children with disabilities,
by propagating a “multi-optional delivery system”. It categorically brings the concerns
of children with disabilities, or those it terms as “children with special needs )CWSN)”
under the framework of “inclusive education” )IE):
SSA will ensure that every child with special needs, irrespective of the kind,
category and degree of disability, is provided education in an appropriate environment.
SSA will adopt ‘zero rejection’ policy so that no child is left out of the education
system. (SSA, 2007:1)
SSA further extends the range of options from special and mainstream/ ‘regular’
schools to Education Guarantee Scheme/Alternative and Innovative Education
(EGS/AIE) and Home Based Education (HBE). Therefore the implicit assumption that
inclusion should strengthen or enable mainstream educational participation of children
with disabilities does not necessarily hold true in the model proposed by SSA. “Rather
it seems to advocate a stance that education should be imparted in an environment that
is most suited to the child’s needs and there should be flexibility in planning. While
the SSA objectives are expressed nationally, it is expected that various states and
districts will endeavour to achieve universalisation in their own respective contexts
and by 2010. It therefore offers each district flexibility to plan for activities aimed at
educating CWSN, depending on the number of children identified and the resources
available to effectively implement the IE programme. While such flexibility might be
regarded as a positive step, it is not surprising that this has resulted in many different
models of inclusive education operative across the country- raising concerns about the
quality and effectiveness of provision”) Singal, 2009)
Heralded as “New paths in Inclusion” Home Based Education has a significant place
in SSA, and is defined as:
The education of children with severe intellectual/physical disabilities, who can be
educated in the combination of home-based and alternate educational settings to
enable them to achieve independent living skills.
(SSA, 2006: 5)
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Even though the government is highly supportive of this endeavour, the rationale for
HBE is based on a very fuzzy account. SSA )2006: 6) notes that, “Although, no
evaluation/impact assessment studies are available to gauge the efficacy of HBE
programmes, research highlights the following advantages...”, the document lists these
as “parents become effective teachers”, “progress in overall development” etc.
However, the ‘research’ evidence that this document draws upon is not even stated )or
even referenced).
The justification put forth for HBE argues that children attending these provisions will
never respond to the demands of an academic curriculum and require alternatives, and
they also need the support of a peer group that is more like they are. The same
document however purports the aim of HBE as “school preparedness and preparation
for life”. These inherent contradictions remain overlooked in the rationale and aims of
the home based programme. Additionally, it is unclear how parents, especially from
low income families, with little or no education and with other pressing concerns of
income generation will be equipped to take on the role of parent-teachers. Further, this
legalization of home- based education by the Right to Education Act, 2009 through a
recent amendment has created a series of controversies and debates amongst scholars
and activist. There have been certain parents who homeschool their children but for
the first time in the Constitutional history such a practice has been legalized by the
Indian State.
Coming to another significant Act, The Right to Education Act, 2009 which promises
to guarantee free and compulsory education to children aged 6 to 14 years. Although
devoid of obvious segregationist terminologies, the Act does little to encourage
‘inclusive education’. The question is will the act guarantee free education to all
children? According to me the answer is No. Where does the Act say that all children
will be provided completely free education? On the other hand, the Act reserves the
right to levy charges as long as, in the ‘wisdom’ of the prescribed authority, it shall not
‘prevent him or her from pursuing and completely the elementary education’. Also
there is a significant amount of difference between the Act’s concept of
Neighbourhood School and the universally accepted concept of Neighbourhood
school. Sadgopal )2010) says that ‘although Neighbourhood School is not defined, the
Parliament debate and media reports imply that it means providing a school in the
‘neighbourhood of the child’ to be specified by the state governments. This will make
it possible for the prescribed authority to assign or deny a school to the child among
the schools of varying quality to the neighbourhood. This is a guarantee for sustaining
and promoting discrimination. In contrast, the universal concept is of ‘neighbourhood
of the school’which requires by law, all families residing in the specified
neighbourhood to send their children to the same school, irrespective of their social,
economic, religious, cultural or linguistic background or disability. This concept alone
can pave the way for moving towards a Common School System providing education
of equitable quality. This, however, stands denied by the Act’)pg.40).
RTE legislation emerges as a tactic of legitimizing already existing discriminatory
system. The RTE Act not only institutionalizes the present multi-layered and unequal
school system, but also further enlarges inequalities and discrimination in all
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dimensions. Schools need to provide for holistic all-round development of children;
this requires adequate space and facilities, time to be spent at school, a sound
curriculum, and qualified teachers who can ensure that children have worth-while
learning and development experiences and opportunities (Sarangpani, 2009).
Also as mentioned above, through a recent amendment the Act legalizes home-based
education for the disabled. The question then one needs to ask is – Is home based
education in the best interest of the child? While the Government of India feels that
home- based education is a legal option for elementary education and is in the best
interest of the disabled child, I strong feel that it is not. Such an option is likely to
foster greater amount of social isolation, exclusion from the community and peers,
which is further likely to devalue the child. Today, many children labeled as having
severe and profound disabilities, can with some support and help,study within the
system even as it is today. Children with disabilities are the largest group of out of
school children in our country today. It is true that the demand for their just and
legitimate education has not even risen within communities and families in our
country. We are aware of the fact that there are many families that still do not believe
that their child is educable. Apart from our societal attitudes, the truth is that our
structures for early childhood care, education and protection and our rehabilitation
systems have not reached out to these children and families. The primary focus has to
be on supporting the child and the family to get to school, not on leaving the child at
home.
To argue that any child is so impaired that she/he cannot reach a school or participate
in school life is to put the blame on the child. An inclusive system is one that is willing
to adjust according to the needs of the child. However, this should not mean it is
content with providing the lowest common denominator to any child. The
Parliamentary Standing Committee on the proposed Amendments to R.T.E. Act
observed that there are very few children with multiple disabilities in the ‘regular’
schools in our country. The question that we need to ask here is why? Are children
with multiple disabilities not in school because they cannot be in schools? Or is it that
the system has not tried hard enough? According to my understanding it is the latter.
There has been no real ‘abhiyan’ to get children with severe and various disabilities
into schools and to make the schools more inclusive and all-encompassing ones for
them.
CONCLUDING REMARKS
The present paper looked at the contemporary developments in the sphere of
educational policy that have happened in the Indian context in recent past specifically
since the amendment providing the possibility of home-based education to the
disabled children. The paper further argued that this particular development couldn’t
be seen in seclusion and as a stand alone moment in educational policy history of the
country but is rather a continuation of the absent will of the Indian state to educate
each and every child irrespective of their abilities, class, caste or gender affiliations.
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The state is the source and apparatus through which power is organized. Each society
has its ‘regimes of truth’, the type of discourses it accepts and lets function as truth.
These regimes are laid down, and can co-operate through social exclusion and
marginalization. These dividing practices (Foucault, 1974: 49) have been used to
legitimate actions. Today oppression and cultural injustice to the disability group have
become entrenched. By legalizing practices such as those of home-based education,
the government has tried to get relieved of its responsibility of providing education to
the disabled. Also the continuance of such practices has suited the governments’
resource allocation for this group. This would need a major economic and social
transformation to change attitudes to develop equality in education. This is specially
so when the majority of families with disability are powerless in the grip of poverty
and deprivation, their powerlessness leading to an unquestionable compliance with
societal norms.
The question then remains one of moral and ethical policy decision: Should India
prioritize the needs of the normal child as the most urgent and postpone the decision to
include the disabled child until such time as all normal children are in the school?
What is the ethical and moral position India wishes to take in its explanation of the
exclusion from basic welfare services? What kind of society do we want? Is this
cultural injustice in keeping with the spirit of the Constitution? The values of
egalitarianism, social justice and moral ethics are values that need to have proper
recognition in a society.
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Decoding the politics of ‘Right to Education’ in India through the Prism of the
Disabled
Anayika Chopra
The] general education of all children without exception at the expense of the State – [
an education which is equal for all and continues until the individual is capable of
emerging as an independent member of society…. would be only an act of
justice…for clearly, every man has the right to the fullest development of his abilities
and society wrongs individuals twice over when it makes ignorance a necessary
.consequence of poverty
)Frederick Engels (February 8, 1845
-
This paper looks at the contemporary developments in the sphere of educational
policy that has happened in the Indian context in recent past specifically since the
amendment providing the possibility of home- based education to the disabled
children. The paper argues that this development cannot be seen in isolation and as a
particular, stand alone moment in education policy history of the country but is rather
a continuation of the absent will of the Indian state to educate each and every child
irrespective of their abilities, class, caste or gender affiliations. It all began when the
Indian state failed to implement the Article 45 of the Directive Principles of State
Policy and it continued through its failure to implement the Common School System,
introduction of informal education system and then by enacting a law that makes the
right provisional by not committing to how to educate every child. This paper looks at
this orientation of the Indian state through the prism of the elements of disability in
.the RTE Act
The Right of Children to Free and Compulsory Education Act, 2009, which came into
being on 1st April 2010, has been a major milestone in ensuring the critical right to
free and compulsory education for all children between the age 6-14 in India. But
millions of children with disabilities got left out in the Act. Children with disabilities,
including children with very high support needs, are equal holders of this fundamental
right. But today through the proposed amendments to the RTE, Act 2009, this
fundamental right of the children is being watered down and instead of school, ‘home’
is being offered as a legitimate, alternative option for the education of a child with
very high support needs. The Indian state has not only been unable to implement the
right to education sincerely, but has nonetheless transformed the character of
education, deviating from the ideals. “The recent programme of SSA, EGS and AIE,
have implied a second –grade teaching for children of the poor, Dalits, disabled and
girls. The ‘alternative’ programmes designate them as their ‘targets’ because they are
the most needy ones due to their poor resource base. It is an irony that despite
considering them so, the programmes deliver to them a substandard
education”)Kumar 2006: 38). Why does the inclusion of RTE in Fundamental Rights
not been able to ensure equality in educational access to the disabled? It is primarily
this question that the present paper aims to address. But to do this I would like to
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place this present debate on disabled’s education in India within the larger milieu on
.how disability has been perceived
UNDERSTANDING THE DISCOURSE ON DISABILITY IN INDIA
Western conceptualizations of disability have played a key role in shaping the ways in
which the discourse on disability in India has developed, and which has been
mediated by the socio- cultural and religious attitudes of society as well as of the
policy makers (Ghosh, 2012). However, the disability activists and academics in the
West have increasingly advocated a nuanced understanding of disability and
impairment as impairment also is created, defined and understood within social
contexts (Shakespeare 2004). Thus the relationship between impairment and disability
becomes very complex as impairments are multiple and are seen to impinge
differently upon disabled people at different points of time, depending on a host of
psychological, social and environmental factors that are all external to the biomedical
condition (Silvers, Wasserman & Mahowald 1998). Thus the ways in which bodies
interrelate with socially engineered environments, which include the natural
environment, the built environment, culture, the economic system, the political
system, and psychological factors and conform to social expectations determine the
.)varying degrees of disability (Garland-Thomson 1997
Marks (1999) defines disability as 'the complex relationship between the environment,
body and psyche, which serves to exclude certain people from becoming full
participants in interpersonal, social, cultural, economic and political affairs'. This
definition of disability avoids the usual individual/social binary, and insists that
disability does not reside within a particular body or environment, but rather is an
embodied relationship. People with different forms of disability experience their
bodies and negotiate their identities in different ways, as forms of resistance and the
struggle for bodily control, independence and emancipation are embodied. Disability
therefore becomes relative, its impact changing according to type and degree of
.impairment, socio-economic status, gender, social and geographical locations etc
Disability as a cultural category that highlights human variations unites a highly
heterogeneous group of people, who share only one common characteristic - that of
being considered abnormal (Garland-Thomson 1997). Disability signals that the body
cannot be universalized as it is shaped by history, defined by its particularity and may
be at odds with the environment. When we talk about disability the physical attributes
of a perfect body often come to mind. When we see a person with missing limbs, or a
person who cannot see or hear then we tend to group them with others whose body
and bodily behavior vary from the usual and give them the rank of the disabled.
Societies reaction to the disabled body varies from pity, disgust and abhorrence and
claims to “normality”. Questions ranging from how does one look at the body, what
does a perfect body mean, who has the right to speak for the body have often been
raised. Feminism in the work of Judith Butler and Susan Bordo has challenged
understandings of the body as biologically given and fixed.They argue that human
body is both culturally and historically specific (Evans 2002:1). The idea of the body
as fixed also stands challenged when one looks at the diversity of cultural practices
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relating to body across the world. However every culture in its own specific world
view has treated bodies as fixed and defines it unilinearally. Hence in the end body
remains a site of contestation. Evans in her work Real Bodies argues that body /bodies
that were once seen as fixed are now seen as less certainly defined. It is this idea of
fixated definition that is relevant to the analysis of disability because it would
challenge the notion of a “normal” body. Thus, it seems impossible to speak about the
nature of the body or take for granted the body as a fixed category. This argument can
further be strengthened by taking into account the advancement in medical
technology, which has given us the ability to alter and negotiate with our bodies.
While this right is given, the trend is to follow a pattern that the ‘society’ likes –
examples being ‘nose job’ or taking of sliming capsules because fat body defies the
notion of ‘beauty’. But then a question can be raised that why does one have to alter
their body? The question of altering the body acquires complexity the body gets
embedded in a socio-economic dynamics that changes from one historical moment to
another. Whether it is the body of a male or a female both are encoded with social
meanings. There is a need to examine the different ways in which male and female
bodies have been constructed so as to recognize the impact of social expectations on
.)the body (Evan 2002:5
When talking about the body of the disabled, can one separate the ‘body’ from
disability is a claim that has recently come up with a lot of debate. The reason why
this debate has emerged is because of the inability of many scholars to understand the
meaning of the term ‘disability’ itself. The word disability is generally understood in
relation to the term impairment. The term disability is defined as the disadvantage or
restriction of activity caused by a contemporary social organization which takes little
or no account of people who have physical impairments thus excluding them from the
mainstream of social activities. Impairment on the other hand is defined as the lacking
of all or part of a limb or having a defective limb, organ of the body. This debate has
given rise to the social model of disability as pointed out by Carol Thomas. The social
model of disability proposes that the relatively non-impaired majority socially oppress
people with marked physical, sensory or intellectual impairments (Thomas 2002:68).
One can, then, define disability as the socially oppressive response of the nonimpaired to the impaired in society. The ‘disabled’ when introduced to the social
model of disability tends to see the source of the problem lying outside their bodies.
This leads to a very valid question which is do we see impairment as concerning itself
with essential biological differences between bodies or whether one should see it in
terms of culturally constructed differences without any ‘real’ biological foundations?
When analyzing the debate on the social model of disability it becomes important to
visit the work by Paul Abberley who has argued “social processes and practices either
directly create impairments by damaging the body or produce higher levels of
impairments in society by enabling people with previous unsustainable impairments
.)to stay alive for longer”)Abberley 1987:9
Building on the above literature on the social model of disability, one could add the
dimension of gender to further strengthen the debate on body and disability. As
mentioned above there is a need to examine the different ways in which male and
female bodies have been constructed to recognize the impact of social expectations on
the body. For a woman her body image directly influences her self-image. Women as
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we all know are considered inferior to men and this fact is further authenticated when
we see a woman who is physically disabled. Disabled women are not only more likely
to internalize society’s rejection but they are more likely than disabled men to identify
themselves as ‘disabled’. The disabled male possesses a relatively positive self-image
and is more likely to identify as ‘male’ rather than as disabled. Disabled women live
in bodies which do not always work and often defy the dominant notion of ‘normal
experiences’ )Begum 1992:67). Women in relation to men have often been perceived
as more intimately connected to their bodies. So if a disabled women starts losing
respect for her own body and internalizes the negative messages that label her body as
‘defective’ and ‘undesirable’, then her body also becomes a source of pain and
.embarrassment for her
Disability thus becomes the attribution of corporeal deviance - not as a property of
bodies but as a product of cultural rules about what bodies should be or do
(Shakespeare 1996). Disability is also experienced in, on and through the body, as
impairment is interpreted in terms of personal and cultural narratives that help to
constitute its meaning. Therefore disability is seen as culturally, spatially and
historically variable, swayed by various social, economic and political determinants
that affect the individual experiences of people with differing degrees of impairment.
Recent attempts to theorize disability have however emphasized that any
conceptualization of disability must take into account other bases of identity like
gender, race and class and the way in which these identities interact with the disabled
status to exert simultaneous oppression over people with disabilities. As disability is a
socially created category, its meaning varies according to other systems of power and
inequality. Feminist disability scholars (Ghai; Addlakha), in specific, have argued that
the homogenization of the experience of disability has projected the experiences of
disabled men as representative of all disabled people, ignoring gendered societal
standards that influence and construct cultural notions of masculinity and femininity
and shape the development of identities of men and women with disabilities. In this
sense, disabled women are doubly disadvantaged. Their socio-economic, cultural and
political deprivation combined with an oppressive definition of ‘normal’ body
.)subjects them to inconceivable pain and misery (Ghosh,2012
Society and its norms play a very crucial role in shaping opinions regarding the
disabled and their place in the social set up. But then the question arises as how does
one define the word ‘norm’ or how does one conceptualise this? According to
Foucault in his work Discipline and Punish ‘Norm refers to an average standard
created by the human sciences against which people are measured: the sane man, the
law-abiding citizen and the obedient child are all “normal people”. But an idea of
‘normal’ also implies the existence of the abnormal: the madman, the criminal and
deviant are the reverse side of this coin. An idea of deviance is possible only where
norms exist. For Foucault, norms are concepts that are constantly used to evaluate and
control us: they do exclude those who cannot conform to the ‘normal’ categories. As
such, they are an unavoidable but somehow harmful feature of modern society’
(Foucault, 1977). In the case of disabled people the society does acknowledge them
but it does not embrace them. Society fails to celebrate differences. The society wants
people to be the same, homogeneous otherwise they can’t fit into the scheme of
things. Society creates a norm and it wants everyone to fit into it regardless of their
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shape and size. One can say that society creates a norm and the norm generally
.excludes disabled people
DISABILITY, STATE AND EDUCATION
Despite the National Policy for Persons with Disabilities framed in 2006, claiming
that disabled people 'are a valuable resource of the country', there has been little
change in the actual treatment of disabled people by the state apparatus in India.
Policy initiatives in India have remained confined within the dominant medical
paradigm and has not only defined disability in medical terms but also handed over
the power of certification of disability to the medical professionals operating within
)fixed infrastructural contexts (Ghosh, 2012
Negative attitudes to disability are still the major stumbling blocks for disabled “
children in accessing and benefiting from mainstream education. The traditional
response to the question of education for the disabled in India has been the
establishment of ‘special schools’ in which disabled are taught in a segregated
environment from other students. However, special schools promote isolation,
alienation and social exclusion, and therefore it was imperative to make adequate
.)provisions for inclusive education”)Ghosh, 2012
The pre-independence Sargent Commission Report of 1944 and the Kothari
Commission Report ‘recommended the adoption of dual approach’ to meet the
educational needs of disabled children. These reports suggested that children with
disabilities should not be segregated from normal children; rather, integrative
education should be adopted. But till the 1970’s, the policy encouraged segregation as
many educators believed that children with physical, sensory, or intellectual
disabilities were so different that they could not participate in the activities of the
common school’ )Ahmed 2014:90). “The Kothari Commission’s proposal for a
common school system and its reaffirmation in the NPE in 1986 was a clear cut
indication that equal access to education opportunities was on the state’s agenda”
)Kumar 2006 : 22). The commission argued that ‘in a situation of the type we have in
India it is the responsibility of the educational system to bring the different social
classes and groups together and thus promote the emergence of an egalitarian and in
integrated society. If these evils are to be eliminated and the educational system is to
become powerful instrument of national development in general and social and
national integration in particular, we must move towards the goal of a common school
system of public education’ )Aggarwal 2010 : 179). So one cannot die the fact that the
committee was the first of its kind to recommend the common- schooling system. The
commission also stated that in order to fulfill this purpose, neighbourhood schools
should be established in all localities. However the commission failed to specify
.where the management of the schools would rest
The National Policy on Education (1986) reiterated the issue of equality of
educational opportunities, and free and compulsory education for all children upto the
age of 14 years but that very document also included non- formal education as part of
a policy document. Though it argued that non- formal education can result in
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providing the same quality of education with regard to formal schooling, but then the
question is can it lead to social equality? In a way then by endorsing the non- formal
schooling, the State is being very clear of the fact that there are certain section of the
population that cannot be accommodated in schools, without trying to delve into the
reasons that why those children from particular section remain outside school. Where
does the problem lie? Why the State is forced to take such a step of propagating nonformal education? And in the present times it is been seen and noticed that this
strategy of non-formal education is being used by the State to shed its responsibility
of providing ‘equitable’ and quality education. This seems to hold true especially in
the case of those who are disabled. And the recent amendment to the Right to
.Education Act, which legalizes home-based education, justifies my above argument
Though there has been spectacular growth in elementary education in India during ‘
the post-independence period, the goal of universalization of elementary education
remains the most conspicuous failure of the Indian education system’ )Tilak 1995
.):278
Post NPE, )1986), ‘the Indian State’s policy on education did witness a major shift.
The Directive Principles of State Policy were being ignored for over half a century
and the state evaded its responsibility to impart free and compulsory education of
good quality. It began meeting demands for formal schooling by implementing nonformal schemes under the garb of increasing the literacy rate. These changes left their
impressions on the reports of different education committees as well. The only
departure from the customary stance were the National Policy on the Education
Review Committee (1990) or the Ramamurti Committee Report. However these
recommendations were also rejected or shelved’)Kumar 2010: 24). One can notice the
shift in the educational policy in the post- 1990 period when programmes of
‘alternative’ and ‘innovative education’ )includes home- based education, special
education, integration and inclusive education) began escalating. But one needs to
situate this debate in dialogue with the larger international debates happening on
.education worldwide
The term ‘inclusive education’ owes its origin to the education of children with
disabilities and special needs, as a preference to educating them in a segregated
special education environment, as in Western countries. ‘It has now become an
international buzzword in school education, unlike its predecessor ‘integration’ used
generally in Europe, Asia and Australia, and ‘mainstreaming’ in the USA and
Canada’)Jha 2006 :267). The popularity of this term has enhanced since the
Salamanca Declaration (UNESCO 1994) on ‘special needs education’ declared in
June 1994 that ‘regular schools with inclusive orientation are the most effective
means of combating discriminatory attitudes, creating welcoming communities,
building an inclusive society, and achieving education for all. Moreover, they provide
an effective education to the majority of children and improve the efficiency and
ultimately the cost-effectiveness of the entire education system’. With India becoming
signatory to the Salamanca Statement (UNESCO, 1994), the 1990s saw the rapid
incorporation of the term ‘inclusive education’ in various official documents, reports
published by institutions such as the NCERT and media. The background paper of a
workshop organised by the RCI stated: while special education began in India with
the establishment of special schools, it was in 1960s–1970s that integrated education
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began to be advocated; however, after 1994, inclusive education is strongly
.)recommended (RCI, 2001: 2
Vislie )2003) states that since Salamanca ‘inclusion’ has become a global descriptor,
and the international community, by signing the declaration has adopted its usage;
however, there is no formally fixed and stable use of terminology. Indeed, whilst
inclusive education is not a given, it cannot be overlooked that this concept “has
acquired increasing international currency, which poses the danger that wishful
thinking about the way it is used or applied may distract people from exploring the
realities of practice” )Booth and Ainscow, 1998: 3). Thomas and O’Hanlon )2001:
vii) are even more critical in their reflections and note that the term is often used
‘merely )as) a filler in the conversation’ and ‘people can talk about “inclusion”
without really thinking about what they mean’. These concerns resonate with the
observations made by Kalyanpur (2007: 5) in her exploration of inclusive practices in
India. She states that the usage of inclusive education highlights “a tendency to be
‘politically correct’ by taking on current trends in the west without a real or common
understanding of their meaning, resulting in dilution of service quality”. While the
terminology has changed, the principles and practices underpinning it have remained
.fixed
The rights of the children were envisaged at the CRC and reaffirmed through the
recent UN Convention on the Rights of Persons with Disabilities (UNCRPD) (2006).
The CRC remains a landmark document, which comprehensively covers civil and
political, social, economic and cultural rights of children. It takes due consideration of
the survival, development, protection and participation needs of children. India
ratified the convention in December 1992, thereby committing itself to protect and
promote rights of all its children. Both the conventions clearly uphold the importance
of education of all children with disabilities and maintain that they must not be
excluded from the general educational system. Though the member nations have
ratified the convention there are reported good practices and violations all over the
world. ‘Disability’ in children renders them even more vulnerable to violation of their
rights. Children with disabilities have universally suffered discrimination, violence
and abuse, poverty, exclusion and institutionalization (International Save the Children
Alliance 2001:2). Jones’ )2000) critic of the ‘country reports’ to the UN Committee
on the Rights of the Child, is that in majority of the cases children with disabilities
were referred under Article 23 only focusing on rehabilitation and special care.
Children were rarely mentioned under Article 28 (the right to education) and other
Articles, indicative of ‘welfare’ rather than ‘rights’ approach of nations towards
.children with disabilities
Another programme that was initiated during the year 1994 was the District Primary
Education Programme. This was yet another programme designed by the state to
accentuate the existing inequalities although it was committed to the goal of
‘Education for All’. ‘While DPEP is primarily supported by loans from the World
Bank, funds for it have been placed in a pool that consists of grant money from other
donors such as the European Union, ODA, the Government of Netherlands and
UNICEF’)Kumar 2001:562). The basic objectives of the DPEP were to expand the
system and improve the quality of instruction. Since DPEP funds, received from
external sources, were only an additionality to state allocations, it was the
responsibility of State governments to fill up existing and new vacancies according to
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the prevailing norms of recruitment. However, one after the other the State
governments sought to fill up vacancies in confident disregard of official DPEP
guidelines. Instead of making full-time appointments as per the prevailing norms of
permanent service, they chose to make contractual appointments at one-fourth or onefifth the regular salary, disbursed from DPEP funds in most cases. ‘These contractteachers were given a variety of fancy names - such as 'Vidya Sahayak' in Gujarat,
'Vidya Volunteers' in Andhra Pradesh, 'Guruji' and 'Shiksha Karmi' in Madhya
Pradesh and 'Shiksha Mitra' in Uttar Pradesh - obviously to hide the meagre
emoluments and insecurity of service. Some of them were posted in 'alternative
schools', devised for the poorest sections of village society’ )Kumar 2001).The
'education guarantee scheme' of Madhya Pradesh was, and continues to be, the largest
scheme of this kind. Far from being criticised for the abysmally rudimentary facilities
it offers, it has been praised for reaching the unreached. So successful has been the
publicity that the abnegation of recruitment norms, the poor quality of teacher
training, and the exploitative cycle in which it places primary-level teachers are
.completely overlooked
This kind of politics of ethos-building applies to all the other para-teacher schemes as ‘
well. The placement of poorly qualified and even more poorly trained (in most cases
the training lasts 21 days) para-teachers in place of permanent, properly recruited
teachers in regular schools has got buried under the vast rhetoric and data released in
.)the name of Education for All’ )Kumar, 2001
The government was not perturbed that its policy stance was synonymous to
institutionalising discrimination against the poor, a majority of whom would be
Dalits, the tribal people and religious or cultural minorities, two-thirds of each
segment being girls. Most of the disabled children will also fall in this category,
.earmarked for discrimination
The policy was pushed forward brutally in spite of wide public criticism and the
principle of equality enshrined in the Constitution. ‘The government's refrain of
`something is better than nothing' seemed to justify, instead of questioning, the
collapse of education policies during the past 56 years. The concept of a parallel
stream was first institutionalised by the 1986 policy in the form of non-formal
.)education for the poor, especially child workers’ )Sadgopal, 2003
This has been acknowledged as major policy fault line, as it was used by the policymakers of the 1980s as a rationale for not focussing political attention on the
transformation of the mainstream school system in favour of the poor, especially the
girls and the disabled children. Although the policy was committed to establishing a
common school system through the promotion of neighbourhood schools, as
recommended by the Kothari Commission (1964-66), the parallel stream of nonformal education became the dominant policy imperative. This effectively
marginalizes the concept of common school system and the constitutional principle of
equality. Quality education rapidly became the preserve of the privileged, making
.education a commodity
This yet led to another piece of Act, which was enacted in 1995 known as the Persons
with Disability Act. However, the features of the Act reveal the inability of the state
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to meet the goal of equality. The PWD Act was a legislative attempt to protect the
rights of the persons with disabilities. It primarily stresses that the disabled child
should, as far as possible, be educated in integrated setting. Alur (2002) notes that the
‘proposed Act was introduced in pursuance of being a signatory to ESCAP, which had
adopted a proclamation on the full participation and equality of people with
disabilities in the Asian and Pacific region’. But the Act is often contested on the
grounds of ‘Equality’ as on one hand it advocated the notion of ‘inclusive schooling’,
in other words supports the view that the disabled children should be integrated in the
mainstream schooling system and on the other hand proposes the establishment of
special schools and also advocates claims of other alternative forms of schooling
including home-schooling. Also the Act does not mention children with learning
disabilities, which do form an important part of the population. The definitions of
disability given in the PWD Act do not reflect definitions propounded by disabled
people themselves. Disability is not a fixed category. The PWD Act fails to take into
account that the term ‘people with disabilities’ encompasses a very wide range of
differing life experiences and physical and mental states. It is very important to have a
broad definition of disability as it ensures that legal actions do not flounder at the
threshold because of a technical decision about who is ‘disabled’) Basser and Jones
2002). So basically the definition of disability as enshrined in the PWD Act is a very
narrow one. Alur )2002) points out that “he intent of the proposed legislation is
extremely laudatory as it is the first time that India recognizes persons with
disabilities as ‘equal’ human beings. However no rights have been conferred on them
in the event of non-compliance by the State, nor is there any enforcement agency or
fiscal support” )pg. 26). Specialized services are being promised without any
infrastructure to deliver them. In short the PWD Act does not have a clear articulation
of equality. Kothari )2010) says that ‘the PWD Act puts in place affirmative action
programmes for the public employment and education, but there is no declaration of
the basic rights to equality and non-discrimination and to the protection of the right to
life and dignity for all persons with disabilities. Most crucially, the PWD Act does not
.have any clear equality guarantee for persons with disabilities
Sarva Shiksha Abhiyan, another flagship programme introduced by the Government “
of India for achievement of Universalization of Elementary Education (UEE) in a
time bound manner, as mandated by 86th amendment to the Constitution of India
making free and compulsory Education to the Children of 6-14 years age group, a
Fundamental Right
SSA is being implemented in partnership with State Governments to cover the entire
.country and address the needs of 192 million children in 1.1 million habitations
The programme seeks to open new schools in those habitations which do not have
schooling facilities and strengthen existing school infrastructure through provision of
additional class rooms, toilets, drinking water, maintenance grant and school
.improvement grants
Existing schools with inadequate teacher strength are provided with additional
teachers, while the capacity of existing teachers is being strengthened by extensive
training, grants for developing teaching-learning materials and strengthening of the
.academic support structure at a cluster, block and district level
SSA seeks to provide quality elementary education including life skills. SSA has a
.)special focus on girl's education and children with special needs”) SSA, 2006
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The Sarva Siksha Abhiyan, SSA (into which DPEP was incorporated) thus extends
the dual approach historically adopted towards the education of children with
disabilities, by propagating a “multi-optional delivery system”. It categorically brings
the concerns of children with disabilities, or those it terms as “children with special
:)needs )CWSN)” under the framework of “inclusive education” )IE
SSA will ensure that every child with special needs, irrespective of the kind,
category and degree of disability, is provided education in an appropriate
environment. SSA will adopt ‘zero rejection’ policy so that no child is left out of the
)education system. (SSA, 2007:1
SSA further extends the range of options from special and mainstream/ ‘regular’
schools to Education Guarantee Scheme/Alternative and Innovative Education
(EGS/AIE) and Home Based Education (HBE). Therefore the implicit assumption
that inclusion should strengthen or enable mainstream educational participation of
children with disabilities does not necessarily hold true in the model proposed by
SSA. “Rather it seems to advocate a stance that education should be imparted in an
environment that is most suited to the child’s needs and there should be flexibility in
planning. While the SSA objectives are expressed nationally, it is expected that
various states and districts will endeavour to achieve universalisation in their own
respective contexts and by 2010. It therefore offers each district flexibility to plan for
activities aimed at educating CWSN, depending on the number of children identified
and the resources available to effectively implement the IE programme. While such
flexibility might be regarded as a positive step, it is not surprising that this has
resulted in many different models of inclusive education operative across the country)raising concerns about the quality and effectiveness of provision”) Singal, 2009
Heralded as “New paths in Inclusion” Home Based Education has a significant place
:in SSA, and is defined as
The education of children with severe intellectual/physical disabilities, who can be
educated in the combination of home-based and alternate educational settings to
.enable them to achieve independent living skills
)SSA, 2006: 5)
Even though the government is highly supportive of this endeavour, the rationale for
HBE is based on a very fuzzy account. SSA )2006: 6) notes that, “Although, no
evaluation/impact assessment studies are available to gauge the efficacy of HBE
programmes, research highlights the following advantages...”, the document lists
these as “parents become effective teachers”, “progress in overall development” etc.
However, the ‘research’ evidence that this document draws upon is not even stated )or
.)even referenced
The justification put forth for HBE argues that children attending these provisions will
never respond to the demands of an academic curriculum and require alternatives, and
they also need the support of a peer group that is more like they are. The same
document however purports the aim of HBE as “school preparedness and preparation
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for life”. These inherent contradictions remain overlooked in the rationale and aims of
the home based programme. Additionally, it is unclear how parents, especially from
low income families, with little or no education and with other pressing concerns of
income generation will be equipped to take on the role of parent-teachers. Further,
this legalization of home- based education by the Right to Education Act, 2009
through a recent amendment has created a series of controversies and debates amongst
scholars and activist. There have been certain parents who homeschool their children
but for the first time in the Constitutional history such a practice has been legalized by
.the Indian State
Coming to another significant Act, The Right to Education Act, 2009 which promises
to guarantee free and compulsory education to children aged 6 to 14 years. Although
devoid of obvious segregationist terminologies, the Act does little to encourage
‘inclusive education’. The question is will the act guarantee free education to all
children? According to me the answer is No. Where does the Act say that all children
will be provided completely free education? On the other hand, the Act reserves the
right to levy charges as long as, in the ‘wisdom’ of the prescribed authority, it shall
not ‘prevent him or her from pursuing and completely the elementary education’.
Also there is a significant amount of difference between the Act’s concept of
Neighbourhood School and the universally accepted concept of Neighbourhood
school. Sadgopal )2010) says that ‘although Neighbourhood School is not defined, the
Parliament debate and media reports imply that it means providing a school in the
‘neighbourhood of the child’ to be specified by the state governments. This will make
it possible for the prescribed authority to assign or deny a school to the child among
the schools of varying quality to the neighbourhood. This is a guarantee for sustaining
and promoting discrimination. In contrast, the universal concept is of ‘neighbourhood
of the school’which requires by law, all families residing in the specified
neighbourhood to send their children to the same school, irrespective of their social,
economic, religious, cultural or linguistic background or disability. This concept alone
can pave the way for moving towards a Common School System providing education
.)of equitable quality. This, however, stands denied by the Act’)pg.40
RTE legislation emerges as a tactic of legitimizing already existing discriminatory
system. The RTE Act not only institutionalizes the present multi-layered and unequal
school system, but also further enlarges inequalities and discrimination in all
dimensions. Schools need to provide for holistic all-round development of children;
this requires adequate space and facilities, time to be spent at school, a sound
curriculum, and qualified teachers who can ensure that children have worth-while
.)learning and development experiences and opportunities (Sarangpani, 2009
Also as mentioned above, through a recent amendment the Act legalizes home-based
education for the disabled. The question then one needs to ask is – Is home based
education in the best interest of the child? While the Government of India feels that
home- based education is a legal option for elementary education and is in the best
interest of the disabled child, I strong feel that it is not. Such an option is likely to
foster greater amount of social isolation, exclusion from the community and peers,
which is further likely to devalue the child. Today, many children labeled as having
severe and profound disabilities, can with some support and help,study within the
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system even as it is today. Children with disabilities are the largest group of out of
school children in our country today. It is true that the demand for their just and
legitimate education has not even risen within communities and families in our
country. We are aware of the fact that there are many families that still do not believe
that their child is educable. Apart from our societal attitudes, the truth is that our
structures for early childhood care, education and protection and our rehabilitation
systems have not reached out to these children and families. The primary focus has to
be on supporting the child and the family to get to school, not on leaving the child at
.home
To argue that any child is so impaired that she/he cannot reach a school or participate
in school life is to put the blame on the child. An inclusive system is one that is
willing to adjust according to the needs of the child. However, this should not mean it
is content with providing the lowest common denominator to any child. The
Parliamentary Standing Committee on the proposed Amendments to R.T.E. Act
observed that there are very few children with multiple disabilities in the ‘regular’
schools in our country. The question that we need to ask here is why? Are children
with multiple disabilities not in school because they cannot be in schools? Or is it that
the system has not tried hard enough? According to my understanding it is the latter.
There has been no real ‘abhiyan’ to get children with severe and various disabilities
into schools and to make the schools more inclusive and all-encompassing ones for
.them
CONCLUDING REMARKS
The present paper looked at the contemporary developments in the sphere of
educational policy that have happened in the Indian context in recent past specifically
since the amendment providing the possibility of home-based education to the
disabled children. The paper further argued that this particular development couldn’t
be seen in seclusion and as a stand alone moment in educational policy history of the
country but is rather a continuation of the absent will of the Indian state to educate
.each and every child irrespective of their abilities, class, caste or gender affiliations
The state is the source and apparatus through which power is organized. Each society
has its ‘regimes of truth’, the type of discourses it accepts and lets function as truth.
These regimes are laid down, and can co-operate through social exclusion and
marginalization. These dividing practices (Foucault, 1974: 49) have been used to
legitimate actions. Today oppression and cultural injustice to the disability group have
become entrenched. By legalizing practices such as those of home-based education,
the government has tried to get relieved of its responsibility of providing education to
the disabled. Also the continuance of such practices has suited the governments’
resource allocation for this group. This would need a major economic and social
transformation to change attitudes to develop equality in education. This is specially
so when the majority of families with disability are powerless in the grip of poverty
and deprivation, their powerlessness leading to an unquestionable compliance with
.societal norms
The question then remains one of moral and ethical policy decision: Should India
prioritize the needs of the normal child as the most urgent and postpone the decision
to include the disabled child until such time as all normal children are in the school?
What is the ethical and moral position India wishes to take in its explanation of the
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exclusion from basic welfare services? What kind of society do we want? Is this
cultural injustice in keeping with the spirit of the Constitution? The values of
egalitarianism, social justice and moral ethics are values that need to have proper
.recognition in a society
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